2022-07-12T11:54:53-05:00 2021-08-31 990 2020-09-01 135562308 NEW YORK UNIVERSITY NEWY 2129982955 105 E 17TH ST - 3RD FL NO 313 NEW YORK NY 100039580 MARTIN DORPH EXECUTIVE VICE PRESIDENT 2129982955 2022-07-12 MARTIN DORPH 999009999 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X MARTIN DORPH 105 E 17TH ST 4TH FL NEW YORK NY 100039580 10413594048 0 X WWW.NYU.EDU X 1831 NY NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 60,000 STUDENTS IN 20 SCHOOLS AND INSTITUTES. 50 46 43864 4820 2979806 0 1205644208 1501723992 6484700268 6758412912 246562540 390450765 74357143 264692347 8011264159 8915280016 770549801 873794040 0 0 4670109896 4948653746 1157411 1191051 48715356 2535734890 2590300665 7977551998 8413939502 33712161 501340514 17202892629 19313469050 11342912102 12180863930 5859980527 7132605120 X NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 60,000 MATRICULATING STUDENTS IN 20 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, RESEARCH AND SCHOLARSHIP, AND PATIENT CARE. (CONTINUED ON SCHEDULE O) 0 0 2475716417 863829910 2933114000 EDUCATION: FOUNDED IN 1831, NYU IS AMONG THE LARGEST PRIVATE NOT-FOR-PROFIT RESEARCH UNIVERSITIES IN THE U.S., WITH 20 SCHOOLS AND INSTITUTES, APPROXIMATELY 5,000 FULL-TIME FACULTY MEMBERS, AND APPROXIMATELY 60,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 16,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES, AND PROVIDES OVER $500 MILLION PER YEAR IN SCHOLARSHIP AID TO UNDERGRADUATES. NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH THREE DEGREE-GRANTING LIBERAL ARTS RESEARCH UNIVERSITY CAMPUSES (IN NEW YORK, ABU DHABI, AND SHANGHAI) AND 12 GLOBAL ACADEMIC SITES (FOR STUDY ABROAD) ON SIX CONTINENTS; SENDS MORE STUDENTS TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND ENROLLS MORE INTERNATIONAL STUDENTS THAN ANY OTHER U.S. UNIVERSITY. 2967593560 3203338000 PATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU GROSSMAN SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU GROSSMAN SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT NYU LANGONE HEALTH, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR, OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE, AND HAS ESTABLISHED A PROFESSION-LEADING CENTER TO SERVE THE ORAL HEALTH NEEDS OF THOSE WITH DISABILITIES. IN ADDITION, NYU HAS A SCHOOL OF GLOBAL PUBLIC HEALTH, AND NYU'S RORY MEYERS COLLEGE OF NURSING PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,400 NURSING STUDENTS. 943467100 933959890 RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS; IT IS A TOP 25 INSTITUTION IN THE NSF'S ANNUAL HIGHER EDUCATION RESEARCH AND DEVELOPMENT SURVEY. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES; ABEL PRIZES; PULITZER PRIZES; GUGGENHEIMS; THE NATIONAL MEDAL OF THE ARTS; THE NATIONAL MEDAL OF SCIENCE; THE NATIONAL MEDAL OF TECHNOLOGY; NSF WATERMAN AWARDS; MAX PLANCK AWARDS; THE KAVLI PRIZE; MEMBERSHIP FOR DOZENS OF FACULTY IN THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND MEDICINE; ACADEMY AWARDS; TONY AWARDS; AND GRAMMY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, PHILOSOPHY, THE LAW, MEDICINE AND BIO-MEDICAL SCIENCES, THE CINEMATIC AND PERFORMING ARTS, AND BUSINESS AND FINANCE, AMONG MANY OTHER SCHOLARLY FIELDS. 822388108 9964130 621960912 STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT. 822388108 9964130 621960912 7209165185 1 1 0 1 0 0 1 1 0 1 1 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 1 0 0 0 0 1 0 1 1 1 1 1 0 0 0 1 1 1 1 0 1 X 62829 0 43864 1 1 1 1 AF AR AS BD VI CJ CH CY EZ FR GM GH GR IR EI IS IT JE SP AE UK CA LU 0 0 0 1 1 0 0 0 0 1 0 X 50 46 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO KY MD MA MI OH OK OR WA ME NH X KERRI TRICARICO 2129982913 105 E 17TH STREET 3RD FLOOR NEW YORK NY 100039345 RONALD D ABRAMSON TRUSTEE 2.00 X 0 0 0 RIMA AL MOKARRAB TRUSTEE 2.00 X 0 0 0 KHALDOON KHALIFA AL MUBARAK TRUSTEE 2.00 X 0 0 0 TAFFI AYODELE TRUSTEE 2.00 X 0 0 0 PHYLLIS PUTTER BARASCH TRUSTEE & VICE CHAIR 6.00 X X 0 0 0 MARIA BARTIROMO TRUSTEE 2.00 X 0 0 0 MARC H BELL TRUSTEE 2.00 X 0 0 0 WILLIAM R BERKLEY TRUSTEE & CHAIR 8.00 X X 0 0 0 ANDREA C BONOMI TRUSTEE 2.00 X 0 0 0 CASEY BOX TRUSTEE 2.00 X 0 0 0 SHARON CHANG TRUSTEE 2.00 X 0 0 0 EVAN R CHESLER TRUSTEE 4.00 X 1500 0 0 STEVEN M COHEN TRUSTEE 4.00 X 0 0 0 STUYVIE COMFORT TRUSTEE 2.00 X 0 0 0 JINSONG DING TRUSTEE 2.00 X 0 0 0 FIONA DRUCKENMILLER TRUSTEE 2.00 X 0 0 0 GALE DRUKIER TRUSTEE 2.00 X 0 0 0 JOEL S EHRENKRANZ TRUSTEE 4.00 X 0 0 0 LUN FENG TRUSTEE 2.00 X 0 0 0 LAURENCE D FINK TRUSTEE & VICE CHAIR 6.00 X X 0 0 0 LUIZ FRAGA TRUSTEE 2.00 X 0 0 0 JEFFREY GOULD TRUSTEE 2.00 X 0 0 0 LISA YOO HAHN TRUSTEE 2.00 X 0 0 0 BEVERLY HYMAN TRUSTEE 2.00 X 0 0 0 BORIS JORDAN TRUSTEE 2.00 X 0 0 0 DAVID A KATZ TRUSTEE 2.00 X 0 0 0 ANDRE JL KOO TRUSTEE 2.00 X 0 0 0 JOSEPH LANDY TRUSTEE 4.00 X 0 0 0 MARK LESLIE TRUSTEE 2.00 X 0 0 0 AMANDA LIPITZ TRUSTEE 2.00 X 0 0 0 MARTIN LIPTON TRUSTEE 2.00 X 0 0 0 KELLY KENNEDY MACK TRUSTEE 4.00 X 0 0 0 HOWARD MEYERS TRUSTEE 2.00 X 0 0 0 CONSTANCE J MILSTEIN TRUSTEE 2.00 X 0 0 0 DAVID C OXMAN TRUSTEE 4.00 X 0 0 0 JOHN PAULSON TRUSTEE 2.00 X 0 0 0 DASHA RETTEW TRUSTEE 4.00 X 0 0 0 CATHERINE B REYNOLDS TRUSTEE 2.00 X 0 0 0 BRETT B ROCHKIND TRUSTEE 4.00 X 0 0 0 LARRY A SILVERSTEIN TRUSTEE 4.00 X 0 0 0 LISA SILVERSTEIN TRUSTEE 2.00 X 0 0 0 JOSEPH STEINBERG TRUSTEE (START: 2/24/21) 4.00 X 0 0 0 ADAM TAKI TRUSTEE 2.00 X 0 0 0 CHANDRIKA TANDON TRUSTEE & VICE CHAIR 6.00 X X 0 0 0 DAVID A TANNER TRUSTEE 2.00 X 0 0 0 ANTHONY WELTERS TRUSTEE & VICE CHAIR 6.00 X X 0 0 0 LEONARD A WILF TRUSTEE & VICE CHAIR 6.00 X X 0 0 0 SASCIA YUAN TRUSTEE 2.00 X 0 0 0 CHARLES ZEGAR TRUSTEE 2.00 X 0 0 0 ANDREW HAMILTON TRUSTEE & PRESIDENT 70.00 X X 1517998 0 590545 MARTIN DORPH EXECUTIVE VICE PRESIDENT 50.00 X 901431 0 54579 KATHERINE FLEMING PROVOST 50.00 X 996322 0 28671 ROBERT GROSSMAN EVP, NYU LANGONE HEALTH 30.00 30.00 X 3815057 3815057 5045806 TERRANCE NOLAN GEN.COUNSEL & SECRETARY (END:1/3/21) 50.00 X 709305 0 46731 AISHA OLIVER-STALEY GC & SECRETARY (START:1/4/21) 50.00 X 0 0 0 STEPHANIE PIANKA CFO 50.00 X 632958 0 39099 PIETRINA SCARAGLINO ASSOCIATE SECRETARY (END:12/1/20) 50.00 X 388229 5203 55131 ROBERT CASHION SVP OF DEVEL. & ALUMNI RELATIONS 50.00 X 839907 0 54579 LINDA CHIARELLI SVP OF CAP PROJECTS & FACILITIES 50.00 X 754370 0 38391 KATHLEEN JACOBS CHIEF INVESTMENT OFFICER 50.00 X 1496096 0 39099 LINDA MILLS VC. GLOBAL PROGRAMS 50.00 X 731593 0 54579 JANINE WILCOX TREASURER 50.00 X 290765 0 38271 JOHN A BENDO VICE CHAIR, ORTHOPEDIC SURGERY 43.10 16.90 X 2111228 830430 74701 ANTHONY K FREMPONG-BOADU DIR. DIV. OF SPINAL NEUROSURGERY 60.00 X 3364490 0 72643 ANTHONY GAMBINO CLINICAL ASSISTANT PROFESSOR 60.00 0.00 X 2843153 0 59237 JOHN G GOLFINOS CHAIR, NEUROSURGERY 52.90 7.10 X 2529334 340995 81810 RALPH S MOSCA DIRECTOR CONGENITAL HEART CENTER 60.00 X 3300398 0 63861 DAVID W MCLAUGHLIN FORMER PROVOST 50.00 X 404910 0 46731 JOHN E SEXTON FORMER PRESIDENT 50.00 X 789975 0 38391 THOMAS J CAREW FORMER DEAN OF FAS 50.00 X 535193 0 46731 DAVID KOEHLER FORMER INT. SVP FOR DEVELOPMENT 50.00 X 134483 0 18242 29088695 4991685 6587828 8732 1 1 0 TURNER CONSTRUCTION COMPANY CORP 375 HUDSON STREET 6TH FL NEW YORK NY 10014 CONSTRUCTION 230922126 COLLINS BUILDING SERVICES INC COURT SQUARE PLACE 24-01 44TH ROAD LONG ISLAND CITY NY 11101 JANITORIAL 112329548 CHANGE HEALTHCARE TECH ENABLED SVCS LLC 5995 WINDWARD PARKWAY ALPHARETTA GA 30005 COMPUTER & DATA PROCESSING 72145265 SUFFOLK CONSTRUCTION COMPANY INC ONE PENNSYLVANIA PLAZA SUITE 5500 NEW YORK NY 10119 CONSTRUCTION 41805432 REGIONAL MSO LLC 360 BARD AVE STATEN ISLAND NY 10310 DIAGNOSTIC IMAGING CENTERS 15475962 1184 5887123 995854 933959890 560881125 18330705 1501723992 PATIENT CARE 623990 3203338000 3203338000 TUITION & FEES 611600 2933114000 2933114000 OTHER PROGRAM SERVICES 611600 454453709 454453709 HOUSING & DINING 721310 167507203 167507203 6758412912 37860235 752394 37107841 14003576 14003576 71921088 56276361 15644727 15644727 15644727 1793344654 1440754124 352590530 352590530 352590530 288610 5887123 77695 210915 210915 8211545 1205852 7005693 7005693 CHANGE IN POST RET. 900099 207614000 207614000 OTHER AUX. ENTERPRISES 713940 380580 2226438 -1845858 19832856 19831882 974 227827436 8915280016 6778244794 2979806 632331424 9964130 9964130 638579718 638579718 225250192 225250192 11380187 10691130 590488 98569 3994600311 3625008049 340931554 28660708 212643378 193337778 17800880 1504720 542799412 500466667 38416641 3916104 187230458 169407330 16465594 1357534 969778 969778 14733502 10503796 4157423 72283 2519894 1830126 677186 12582 554173 395187 156269 2717 1191051 1191051 11952472 11952472 298421954 212823251 84135499 1463204 24536905 22147905 2389000 173814391 159948038 13839494 26859 57896192 26479270 31076133 340789 1337000 1336000 1000 347864834 274490499 73374335 14669374 9702417 4936726 30231 5368637 3491450 1561651 315536 239342000 177818000 61524000 473704654 284959654 188745000 21271387 1355349 19912387 3651 SERVICE CONTRACT FEES 240250000 208409000 31841000 REPAIR & MAINTENANCE 129270000 107674000 21595570 430 NONCLINICAL COVID-19 110482000 110482000 PENSION & POST-RET COST 18262000 18262000 403079518 333096249 60264881 9718388 8413939502 7209165185 1156058961 48715356 1438973844 1534814182 493607075 417183000 493746487 598789000 445707677 388360272 2695176 862890 135767980 130408734 1167000 1663000 129489814 133824655 13054592371 5052919165 7020828272 8001673206 1651720890 2011465023 2992146000 3973446000 31549000 31549000 2365493414 2089430088 17202892629 19313469050 1073193559 1330249869 868467000 1212308000 3083373000 2830442000 607867000 1407000000 2068575000 2174649000 3641436543 3226215061 11342912102 12180863930 X 2066094093 2420269896 3793886434 4712335224 5859980527 7132605120 17202892629 19313469050 501340514 771284079 0 X X 0 1 X 1 1 1 X 1125243260 1238136656 1287796390 1205644208 1501723992 6358544506 1125243260 1238136656 1287796390 1205644208 1501723992 6358544506 6358544506 128510326 134756741 148802852 163497780 123784899 699352598 3754460 1114320 302196 2493242 2979806 10644024 294821089 160328151 46461249 57345035 236327591 795283115 7863824243 29930347635 0.80860 0.80310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 36918 1 595088 0 1 632006 0 PART II-B LINE 1 NYU UTILIZES VOLUNTEERS AS PART OF NYU IN ALBANY DAY WHICH WAS HELD VIRTUALLY AND NO EXPENSES WERE INCURRED. APPROXIMATELY 15 STUDENTS VOLUNTEERED IN AN ADVOCACY DAY SUPPORTING THE NEW YORK STATE FINANCIAL AID PROGRAMS THAT BENEFIT LOW-INCOME STUDENTS AS PART OF NYU'S ANNUAL STUDENT ADVOCACY DAY THAT WAS HELD VIRTUALLY. NYU UTILIZES PAID EMPLOYEES TO HAVE MINIMAL CONTACT WITH ELECTED OFFICIALS. ADDITIONALLY, NYU HAS FIVE PRINCIPAL LOBBYISTS ON RETAINER WHO HAVE DIRECT CONTACT WITH LEGISLATORS AND STAFF CONCERNING UNIVERSITY MATTERS. NYU SENDS LETTERS TO FEDERAL, STATE, AND LOCAL OFFICIALS ON PUBLIC POLICY. A SMALL PERCENTAGE OF MEMBERSHIP DUES THE UNIVERSITY PAYS TO THE FOLLOWING ASSOCIATIONS ARE REPORTED: ASSOCIATION OF AMERICAN UNIVERSITIES (AAU), NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU), THE SCIENCE COALITION (TSC), NACUBO (NATIONAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS), NACCOP (NATIONAL ASSOCIATION OF CLERY COMPLIANCE OFFICERS AND PROFESSIONALS), IACLEA (INTERNATIONAL ASSOCIATION OF CAMPUS LAW ENFORCEMENT ADMINISTRATORS), D. STAFFORD AND ASSOCIATES, CALEA (COMMISSION ON ACCREDITATION FOR LAW ENFORCEMENT AGENCIES), THE CLERY CENTER, NACCU (NATIONAL ASSOCIATION OF CAMPUS CARD USERS), ASIS (AMERICAN SOCIETY OF INDUSTRIAL SECURITY), HELUG (HIGHER EDUCATION LENEL USERS GROUP), IAEM (INTERNATIONAL ASSOCIATION OF EMERGENCY MANAGERS), CHRONICLES OF HIGHER ED, JANES DEFENSE WEEKLY AND INTELLIGENCE REVIEW, NFPA (NATIONAL FIRE PROTECTION ASSOCIATION), AUCSO (ASSOCIATION OF UNIVERSITY CHIEF SECURITY OFFICERS), APCO INTERNATIONAL (ASSOCIATION OF PUBLIC-SAFETY COMMUNICATIONS OFFICIALS), ASSOCIATION OF THREAT ASSESSMENT PROFESSIONALS, HOMELAND SECURITY INFORMATION NETWORK, SECURITY EXECUTIVE COUNCIL, NEW YORK STATE ACADEMIC DENTAL ASSOCIATION, AMERICAN OCCUPATIONAL THERAPY FOUNDATION (AOTF), AMERICAN SPEECH-LANGUAGE-HEARING ASSOCIATION (ASHA), COGR (COUNCIL ON GOVERNMENTAL RELATIONS), BGR GROUP, BAKER, DONELSON, BEARMAN, CALDWELL & BERKOWITZ, PC, AND THE AMERICAN COUNCIL ON EDUCATION. X 1 0.28 1 1 1 0 0 X X X X 0 4576242732 181784275 1188541998 59345581 156365870 12569415 5718288139 4217098154 219827501 369459232 53962536 165146483 11033136 4576242732 4216231511 155303286 120707053 49059790 206374509 19709397 4217098154 4039147077 178132991 336581206 43651633 288189519 5788611 4216231511 3551832192 231429703 453330554 39552001 155148796 2744575 4039147077 0.32960 0.67040 0.00000 1 0 171034000 171034000 10479700523 4230886610 6248813913 1379415848 822032555 557383293 1024442000 1024442000 8001673206 CASH & OTHER 180430000 F CREDIT 168589000 F FIXED INCOME SECURITIES 384462000 F HEDGE FUNDS SECURITIES 970270000 F NATURAL RESOURCES 54694000 F PRIVATE EQUITY SECURITIES 572601000 F PUBLIC EQUITY SECURITIES 1145129000 F REAL ESTATE 260731000 F SHORT-TERM INVESTMENTS 193532000 F SPLIT INTEREST AGREEMENTS 43008000 F 3973446000 OTHER MISCELLANEOUS ASSETS 35051088 DEFERRED COMPENSATION PLAN ASSETS HELD FOR OTHERS 441537000 OPERATING LEASE RIGHT OF USE ASSET 1612842000 2089430088 ACCRUED BENEFIT OBLIGATION 239145658 ACCRUED POST RETIREMENT OBLIGATION 539086000 ASSET RETIREMENT OBLIGATION 250744000 FUNDS HELD FOR OTHERS 488570000 OPERATING LEASE LIABILITY 1708667000 DUE TO/FROM AFFILIATES 2403 3226215061 PART III, LINE 1A: THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER. PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED. PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT ASSISTANCE. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATION POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 1 0 EDUCATION/RESEARCH INSTRUCTION 17828 EAST ASIA AND THE PACIFIC 2 6 EDUCATION/RESEARCH INSTRUCTION 24543485 EUROPE 7 138 EDUCATION/RESEARCH INSTRUCTION 47354105 MIDDLE EAST AND NORTH AFRICA 2 499 EDUCATION/RESEARCH INSTRUCTION 161704166 SOUTH AMERICA 1 9 EDUCATION/RESEARCH INSTRUCTION 852892 SUB-SAHARAN AFRICA 3 33 EDUCATION/RESEARCH INSTRUCTION 3129053 SOUTH ASIA 0 0 EDUCATION/RESEARCH INSTRUCTION 2904 NORTH AMERICA 0 0 EDUCATION/RESEARCH INSTRUCTION 19780 RUSSIA AND NEIGHBORING STATES 0 8 EDUCATION/RESEARCH INSTRUCTION 39189 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 557771743 EUROPE 0 0 INVESTMENTS 133829189 NORTH AMERICA 0 0 INVESTMENTS 4048747 16 685 0 8 16 693 237624213 695688868 933313081 SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA AND THE CARIBBEAN 220 5745885 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA AND THE PACIFIC 8349 74394273 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 903 25955203 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 683 33460581 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 645 9717830 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA-NEWLY INDEPENDENT 256 8976921 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 405 9534748 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 1583 32609182 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 329 11737585 CREDIT TO BURSAR ACCOUNTS 1 0 1 1 1 1 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID CONTINUOUSLY MONITORS STUDENT ELIGIBILITY FOR THESE AWARDS. PART III ACCOUNTING METHOD: X X X X X X X 1 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PKWY SW CEDAR RAPIDS IA 52404 PHONATHON 0 1851844 1191051 660793 1851844 1191051 660793 AL AK AR CA CO CT FL GA HI IL KS KY LA MA ME MD MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV DC RADIOTHON 1484838 1484838 16856 FACES GALA 4286895 4286895 24479 3 404000 115390 288610 36360 6175733 5887123 288610 77695 77695 210915 1 AMERICAN INSTITUTE OF ARCHITECTS 1735 NEW YORK AVE NW WASHINGTON DC 20006 530025930 501(C)(3) 10000 SUPPORT BOWERY RESIDENTS COMMITTEE (BRC) 131 WEST 25TH STREET 12TH FLOOR NEW YORK NY 10001 132736659 501(C)(3) 12000 SUPPORT BRIC ARTS MEDIA BROOKLYN INC 647 FULTON ST BROOKLYN NY 11217 112547268 501(C)(3) 10000 SUPPORT BROOKLYN BOOK FESTIVAL 249 SMITH STREET PMB 106 BROOKLYN NY 11231 465328190 501(C)(3) 15000 SUPPORT BROOKLYN PUBLIC LIBRARY 10 GRAND ARMY PLAZA BROOKLYN NY 11238 111904261 501(C)(3) 5000 SUPPORT GREENWICH HOUSE INC 122 WEST 27TH STREET 6TH FLOOR NEW YORK NY 10001 135562204 501(C)(3) 11500 SUPPORT ISSUE PROJECT ROOM INC 140 SECOND AVENUE SUITE 503 NEW YORK NY 10003 200367608 501(C)(3) 6000 SUPPORT MANHATTAN CHAMBER OF COMMERCE 501 POYNTZ AVE MANHATTAN KS 66502 480319620 501(C)(6) 5000 SUPPORT NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HALL NEW YORK NY 10012 133954405 501(C)(3) 290000 SUPPORT NEW YORK BUILDING CONGRESS 1040 AVENUE OF THE AMERICAS 21ST NEW YORK NY 10018 131097030 501(C)(6) 10000 SUPPORT PROSPECT PARK ALLIANCE 95 PROSPECT PARK WEST BROOKLYN NY 11215 112843763 501(C)(3) 5000 SUPPORT UNITED WAY OF NEW YORK CITY 2 PARK AVENUE NEW YORK NY 10016 132617681 501(C)(3) 24029 SUPPORT UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK 184 ELDRIDGE STREET NEW YORK NY 10002 135562374 501(C)(3) 12500 SUPPORT VILLAGE ALLIANCE 449 PEYTON RD SW ATLANTA GA 30311 582235917 501(C)(3) 10000 SUPPORT WASHINGTON SQUARE PARK CONSERVANCY PO BOX 1624 COOPER STATION NEW YORK NY 10276 461406128 501(C)(3) 11500 SUPPORT 13 2 STUDENT FINANCIAL AID 38404 638579718 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X X X 1 1 X X X X X X 0 1 0 0 0 0 0 1 0 ANDREW HAMILTON TRUSTEE & PRESIDENT 1517998 0 0 0 0 0 396693 0 193852 0 2108543 0 0 0 MARTIN DORPH EXECUTIVE VICE PRESIDENT 831431 0 0 0 70000 0 28500 0 26079 0 956010 0 0 0 KATHERINE FLEMING PROVOST 888322 0 0 0 108000 0 28500 0 171 0 1024993 0 0 0 ROBERT GROSSMAN EVP, NYU LANGONE HEALTH 1855820 1855820 0 0 1959237 1959237 2501822 2501822 21081 21081 6337960 6337960 1942664 1942664 TERRANCE NOLAN GEN.COUNSEL & SECRETARY (END:1/3/21) 709305 0 0 0 0 0 28500 0 18231 0 756036 0 0 0 STEPHANIE PIANKA CFO 632958 0 0 0 0 0 28500 0 10599 0 672057 0 0 0 PIETRINA SCARAGLINO ASSOCIATE SECRETARY (END:12/1/20) 388229 5203 0 0 0 0 28500 0 26631 0 443360 5203 0 0 ROBERT CASHION SVP OF DEVEL. & ALUMNI RELATIONS 799580 0 0 0 40327 0 28500 0 26079 0 894486 0 0 0 LINDA CHIARELLI SVP OF CAP PROJECTS & FACILITIES 704370 0 50000 0 0 0 28500 0 9891 0 792761 0 0 0 KATHLEEN JACOBS CHIEF INVESTMENT OFFICER 764618 0 731478 0 0 0 28500 0 10599 0 1535195 0 0 0 LINDA MILLS VC. GLOBAL PROGRAMS 731593 0 0 0 0 0 28500 0 26079 0 786172 0 0 0 JANINE WILCOX TREASURER 290765 0 0 0 0 0 28500 0 9771 0 329036 0 0 0 JOHN A BENDO VICE CHAIR, ORTHOPEDIC SURGERY 2087271 821007 0 0 23957 9423 22607 8892 31006 12196 2164841 851518 0 0 ANTHONY K FREMPONG-BOADU DIR. DIV. OF SPINAL NEUROSURGERY 3363351 0 0 0 1139 0 32500 0 40143 0 3437133 0 0 0 ANTHONY GAMBINO CLINICAL ASSISTANT PROFESSOR 1476368 0 1363600 0 3185 0 31501 0 27736 0 2902390 0 0 0 JOHN G GOLFINOS CHAIR, NEUROSURGERY 2522490 340072 2952 398 3892 525 32192 4340 39899 5379 2601425 350714 0 0 RALPH S MOSCA DIRECTOR CONGENITAL HEART CENTER 3297507 0 0 0 2891 0 31674 0 32187 0 3364259 0 0 0 DAVID W MCLAUGHLIN FORMER PROVOST 404910 0 0 0 0 0 28500 0 18231 0 451641 0 0 0 JOHN E SEXTON FORMER PRESIDENT 513058 0 0 0 276917 0 28500 0 9891 0 828366 0 0 0 THOMAS J CAREW FORMER DEAN OF FAS 535193 0 0 0 0 0 28500 0 18231 0 581924 0 0 0 DAVID KOEHLER FORMER INT. SVP FOR DEVELOPMENT 134483 0 0 0 0 0 13684 0 4558 0 152725 0 0 0 PART I, LINE 1A ONE FORMER OFFICER TRAVELED FIRST CLASS FOR BUSINESS TRAVEL WHICH WAS DETERMINED TO BE AN ORDINARY AND NECESSARY BUSINESS EXPENSE AND THEREFORE NOT TREATED AS TAXABLE INCOME. THE SPOUSE OF ONE OFFICER ON OCCASION ACCOMPANIED THE OFFICER ON UNIVERSITY BUSINESS. THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS INCLUDING SUPPORTING UNIVERSITY RELATIONS, CULTIVATING DONORS FOR THE PURPOSE OF LOCAL, NATIONAL, AND INTERNATIONAL FUNDRAISING, ASSISTING WITH OFFICIAL EVENTS FOR FACULTY, TRUSTEES, DONORS, ALUMNI, COMMUNITY AND REPRESENTING THE UNIVERSITY AT OFFICIAL FUNCTIONS. UNDER APPLICABLE RULES, THE COST OF THE TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE OFFICER. ONE OFFICER RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. THE HOUSING QUALIFIED FOR EXCLUSION FROM TAX UNDER IRC 119. ONE OFFICER HAS A CAR AND DRIVER AVAILABLE FOR USE, AND INCOME WAS IMPUTED ON THEIR PERSONAL USE OF THE VEHICLE AND DRIVER. ONE OF THE FIVE HIGHEST COMPENSATED EMPLOYEES RECEIVED A REIMBURSEMENT FOR SOCIAL CLUB DUES DURING THE REPORTING PERIOD. ONE FORMER OFFICER AND ONE OFFICER RECEIVED TAX GROSS-UP PAYMENTS WHICH WERE INCLUDED IN THEIR TAXABLE INCOMES. PART I, LINE 4B PRESIDENT EMERITUS SEXTON RECEIVED CERTAIN RETIREMENT PAYMENTS (THE "SERP ANNUAL PAYMENTS") REDUCED BY RETIREMENT PAYMENTS OTHERWISE OWED TO DR. SEXTON AND TAX PAYMENTS MADE ON HIS BEHALF THAT HAVE BEEN PREVIOUSLY DISCLOSED. PRESIDENT HAMILTON SHALL RECEIVE A PAYMENT OF TWO HUNDRED FIFTY THOUSAND DOLLARS IN DEFERRED COMPENSATION FOR EVERY YEAR OF COMPLETED SERVICE AS PRESIDENT SHOULD HE SERVE THE ENTIRE FIVE YEAR TERM. EACH ANNUAL INSTALLMENT SHALL BE CREDITED WITH EARNINGS AT A RATE AGREED UPON BETWEEN DR. HAMILTON AND THE UNIVERSITY. ROBERT GROSSMAN, MD - DEAN OF NYU GROSSMAN SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN (SERP) AND A LONG TERM INCENTIVE PLAN ("LTI") DURING CALENDAR YEAR 2020. THE SERP AND LTI EMPLOYER CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN AND TOTALED $4,269,178 AND $734,467, RESPECTIVELY, IN CALENDAR 2020. THESE AMOUNTS ARE REPORTED AS A SHARED COST BETWEEN NYU LANGONE HEALTH AND NYU GROSSMAN SCHOOL OF MEDICINE ("SOM"). THE SERP AND LTI CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PART I, LINE 7 TWO HIGHEST PAID EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE. FORM 990, SCHEDULE J, PART II, COL. (F) DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. B)(III) INCLUDES A TAXABLE SERP OF $3,885,328 DURING CALENDAR YEAR 2020. THIS AMOUNT INCLUDES SERP CONTRIBUTIONS PREVIOUSLY REPORTED ON A PRIOR FORM 990 AS DEFERRED COMPENSATION. THESE AMOUNTS ARE REPORTED AS A SHARED COST BETWEEN NYU LANGONE HEALTH AND NYU GROSSMAN SCHOOL OF MEDICINE ("SOM"). A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906TQ7) 146000293 649906TQ7 2012-04-26 232921461 SEE SUPPLEMENTAL INFORMATION 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906VS0) 146000293 649906VS0 2012-05-17 61224691 SEE SUPPLEMENTAL INFORMATION 0 0 0 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907WP3) 146000293 649907WP3 2013-10-08 135927356 SEE SUPPLEMENTAL INFORMATION 0 0 0 D DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 000000000) 146000293 000000000 2014-10-28 55000000 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 57745000 232945093 183180000 46144013 3621080 2015 1 0 1 1 B 61226336 60767589 458747 2013 0 0 1 1 C 18010000 135970378 135963320 7058 2015 0 0 1 1 D 8635000 55000000 55000000 2014 1 0 1 1 A 0 1 1 1 1 1 0.00410 0.00410 0 0 1 B 0 1 1 1 1 1 0 0 1 C 0 1 1 1 1 1 0.00030 0.00840 0.00870 0 0 1 D 0 1 1 1 1 1 0.00000 0.00020 0.00020 0 0 1 A 0 0 0 1 0 0 0 1 B 0 0 0 1 0 0 0 1 C 0 0 0 1 0 0 0 1 D 0 0 0 1 0 0 0 1 A 1 B 1 C 1 D 1 SCH K, PART IV, ARBITRAGE, LINE 2C: DATE THE REBATE COMPUTATION WAS PERFORMED, BY BOND BOND GROUP #1: (A) DASNY (CUSIP# 649906TQ7) = 10/31/2013 (B) DASNY (CUSIP# 649906VS0) = 11/30/2013 (C) DASNY (CUSIP# 649907WP3) = 10/8/2013 (D) DASNY (NO CUSIP - PRIVATE PLACEMENT, SERIES 2014A) = 10/28/2019 BOND GROUP #2: (A) DASNY (CUSIP# 64990BFE8) = 4/22/2020 (B) DASNY (CUSIP# 64990CEC1) = 6/14/2021 (C) DASNY (CUSIP# 64990CC90) = N/A (D) DASNY (CUSIP# 64990C7S4) = N/A BOND GROUP #3: (A) DASNY (CUSIP # 64990GJT0) = N/A (B) DASNY (CUSIP # 65000BDN5) = N/A ALL BONDS: SCHEDULE K, PART II, LINE 6 REFLECTS ORIGINAL REFUNDING BOND PROCEEDS DEPOSITED IN REFUNDING ESCROWS. ESCROW BALANCE MAY BE LOWER AT PRESENT AS BONDS WERE CALLED/DEFEASED. SCHEDULE K, PART II, LINE 13: YEAR OF SUBSTANTIAL COMPLETION REFERS TO THE CALENDAR YEAR. SCHEDULE K, PART I (F), DESCRIPTION OF PURPOSE: BOND SET #1 - NYU BOND (A) DASNY (CUSIP# 649906TQ7) TO: (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF COSTS OF THE SERIES 2012A PROJECT WHICH CONSISTS OF RENOVATION, FURNISHING AND EQUIPPING OF AN ACADEMIC BUILDING TO BE USED BY THE NYU SCHOOL OF LAW AND THE ACQUISITION, RENOVATION, FURNISHING AND EQUIPPING OF A CONDOMINIUM UNIT TO BE USED FOR ADMINISTRATIVE OFFICES; (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE DASNY NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2; AND (III) TO REPAY A LINE OF CREDIT USED TO PAY THE DASNY INSURED REVENUE BONDS, SERIES 2003B. BOND (B) DASNY (CUSIP # 649906VS0) TO PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE SERIES 2012 PROJECT WHICH CONSISTS OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE UNIVERSITY'S PORTION OF A BUILDING LOCATED ON CAMPUS. BOND (C) DASNY (CUSIP #649907WP3) TO FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2013A PROJECT WHICH INCLUDES MULTIPLE FACILITIES ON CAMPUS. BOND (D) DASNY (NO CUSIP - PRIVATE PLACEMENT, SERIES 2014A) TO REFUND THE DASNY INSURED REVENUE BONDS, SERIES 2004A. BOND SET #2 - NYU BOND (A) DASNY (CUSIP# 64990BFE8) TO (I) TO REFUND A PORTION OF THE DASNY SERIES 2007A, SERIES 2008A, SERIES 2008B AND SERIES 2008C BONDS; AND (II) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2015A PROJECT, WHICH COVERS MULTIPLE FACILITIES ON CAMPUS. BOND (B) DASNY (CUSIP# 64990CEC1) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2016 PROJECT, AND (II) TO PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2016 BONDS. BOND (C) DASNY (CUSIP# 64990CC90) TO (I) FINANCE OR REFINANCE THE COST OF THE SERIES 2017 PROJECT AND (II) TO REFUND A PORTION OF THE DASNY REVENUE BONDS SERIES 2009A, 2009B, AND NYC IDA CIVIC FACILITY REFUNDING REVENUE BONDS (2007 POLYTECHNIC UNIVERSITY PROJECT). BOND (D) DASNY (CUSIP# 64990C7S4) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2018 PROJECT. BOND SET #3 - NYU BOND (A) DASNY (CUSIP # 64990GJT0) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2019 PROJECT. BOND (B) DASNY (CUSIP # 65000BDN5) TO (I) TO REFUND A PORTION OF THE DASNY SERIES 2016A BONDS AND (II) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2021 PROJECT, WHICH COVERS MULTIPLE FACILITIES ON CAMPUS. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990BFE8) 146000293 64990BFE8 2015-04-22 785388019 SEE SUPPLEMENTAL INFORMATION 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990CEC1) 146000293 64990CEC1 2016-06-14 687667333 SEE SUPPLEMENTAL INFORMATION 0 0 0 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990CC90) 146000293 64990CC90 2017-06-01 522276122 SEE SUPPLEMENTAL INFORMATION 0 0 0 D DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990C7S4) 146000293 64990C7S4 2018-05-17 398392192 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 56910000 785388019 680315991 105060856 11172 2015 1 0 1 1 B 3325000 691260210 4937 691242026 9037 4210 2019 0 0 1 1 C 31240000 522276122 368455700 153816630 3792 2017 1 0 1 1 D 11810000 401892211 401878126 14085 2020 0 0 0 1 A 0 1 1 1 1 1 0.00370 0.00200 0.00570 0 0 1 B 0 1 1 1 1 1 0 0 1 C 0 1 1 1 1 1 0.00010 0.00040 0.00050 0 0 1 D 0 1 1 1 1 1 0.00020 0.00220 0.00240 0 0 1 A 0 0 0 1 0 0 0 1 B 0 0 0 1 0 0 0 1 C 0 1 0 0 0 0 0 1 D 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990GJT0) 146000293 64990GJT0 2019-02-21 705122518 SEE SUPPLEMENTAL INFORMATION 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 65000BDN5) 146000293 65000BDN5 2021-07-29 264925720 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 8550000 721134407 669053348 52081059 2021 0 0 0 1 B 263876622 50000000 37885 511 213838226 2023 1 0 0 1 A 0 1 1 1 1 1 0.00010 0.00070 0.00080 0 0 1 B 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 1 A 1 B 1 ROBERT CASHION EMPLOYEE MORTGAGE X 1000000 862890 0 1 1 862890 JOHN SAUNDERS SON IN LAW TRUSTEE W. BERKLEY 396874 EMPLOYEE 0 L CHIARELLI SPOUSE KEY EMP L CHIARELLI 160471 EMPLOYEE 0 ZVI BEN DOR HUSBAND OFF. K. FLEMING 393012 EMPLOYEE 0 ELISABETH COHEN SPOUSE OFF. R. GROSSMAN 457660 EMPLOYEE 0 OGDEN CAP PROPERTIES LLC (CONTROLLED CORP) TRUSTEE C. MILSTEIN 4000448 LEASE SPACE 0 X 366 2829342 SEE SCHEDULE O X 235004 SEE SCHEDULE O X 2 SEE SCHEDULE O X 314 14501862 SEE SCHEDULE O X 1 466100 SEE SCHEDULE O X 1192 214688 SEE SCHEDULE O X VIDEO GAME 484 57913 SEE SCHEDULE O X OTHER MISC. 383 11368 SEE SCHEDULE O X INSURANCE 101 7465 SEE SCHEDULE O X MEDICAL PROD. 76 6961 SEE SCHEDULE O 4 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 1) LARRY SILVERSTEIN (TRUSTEE) AND LISA SILVERSTEIN (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2021. FORM 990, PART VI, SECTION A, LINE 6 THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION A, LINE 7A THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION A, LINE 7B THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION B, LINE 11B THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE SENIOR ASSOCIATE VICE PRESIDENT & CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER, THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT AND OFFICE OF GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS THEIR COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON THE NYU WEBSITE (WWW.NYU.EDU). FORM 990, PART XII, LINE 2C THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE PRIOR YEAR. FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2) NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIP AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE (IN ORDER OF FOUNDING DATE): COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, NYU GROSSMAN SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, RORY MEYERS COLLEGE OF NURSING, THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD, NYU ABU DHABI, NYU SHANGHAI (NYU SHANGHAI GRANTS NYU DEGREES AS A JOINT VENTURE WITH EAST CHINA NORMAL UNIVERSITY), THE TANDON SCHOOL OF ENGINEERING, AND THE SCHOOL OF GLOBAL PUBLIC HEALTH. THE UNIVERSITY ALSO OPERATES ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE UNITED STATES AND ABROAD. SCHEDULE M-PART I COLUMN (D) THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UPON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $2 IS RECORDED. NATIONAL CENTER ON PHILANTHROPY AND THE LAW 139 MACDOUGAL STREET 1ST FLOOR NEW YORK NY 10012 133954405 STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501(C)(3) LINE 12A, I NYU SCHOOL OF LAW FOUNDATION 1 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 136161036 SUPPORT NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 10 NEW YORK UNIVERSITY 1 NYU IMAGING INC 545 FIRST AVENUE NEW YORK NY 10016 134000622 PERFORMS MEDICAL ACTIVITIES NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 HAROLD ACTON TRUST 105 EAST 17TH STREET 2ND FL NEW YORK NY 10003 137050560 SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALY NY 501(C)(3) LINE 12C, III-FI NEW YORK UNIVERSITY 1 WASHINGTON SQUARE LEGAL SERVICES INC 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 237392120 CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 NYU IN ABU DHABI CORP C/O NYU - 105 EAST 17TH STREET 2ND NEW YORK ABU DHABI AE 10003 262652713 SUPPORTS NYU'S CAMPUS IN ABU DHABI NY 501(C)(3) LINE 12A, I NEW YORK UNIVERSITY 1 HORTENSE ACTON TRUST PO BOX 1802 PROVIDENCE RI 029011802 367110976 SUPPORT NYU'S CAMPUS IN FLORENCE, ITALY IL 501(C)(3) PF NEW YORK UNIVERSITY 1 NYU LANGONE HOSPITALS 550 FIRST AVENUE NEW YORK NY 10016 133971298 HOSPITAL NY 501(C)(3) LINE 3 NYU LANGONE HOSPITALS 1 34TH STREET CANCER CENTER INC C/O NYUHC 550 FIRST AVENUE NEW YORK NY 10016 300262470 CANCER CARE NY 501(C)(3) LINE 12C, III-FI NYU LANGONE HOSPITALS 1 NYU IN LONDON 6 BEDFORD SQUARE LONDON UK WC1B 3RA 981074101 SUPPORT NYU'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY 1 NYU IN TEL-AVIV LTD TUVAL 13 RAMAT GAN IS 52522 981058326 SUPPORT NYU'S PROGRAM IN TEL-AVIV IS NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY IN FRANCE 56 RUE DE PASSY PARIS FR 75016 981058568 SUPPORTS NYU'S PROGRAM IN FRANCE FR NEW YORK UNIVERSITY 1 NYU LANGONE HEALTH SYSTEM 550 FIRST AVENUE MSB 153 NEW YORK NY 10016 472613531 SUPPORTING ORGANIZATION NY 501(C)(3) LINE 12B, II NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY IN AFGHANISTAN 150 MASJID E HAJI ABDURRAHIM ST CHA KABUL AF SUPPORTS NYU'S ACTIVITIES IN AFGHANISTAN AF NEW YORK UNIVERSITY 1 NYU LANGONE IPA INC 550 FIRST AVENUE NEW YORK NY 10016 364841069 IPA OPERATING A MEDICAID SHARED SAVINGS PROGRAM NY 501(C)(3) LINE 10 NYU LANGONE HEALTH SYSTEM 1 KJC (REY JUAN CARLOS I DE ESPANA DE LA UNIVERSIDAD DE NUEVA YORK) CALLE SEGRE 8 MADRID SP 28002 SUPPORT NYU'S PROGRAM IN SPAIN SP NEW YORK UNIVERSITY 1 NYU LANGONE MSO INC 550 FIRST AVENUE NEW YORK NY 10016 824528600 CONTRACT FOR DELIVERY/PROVISION OF HEALTH SERVICES NY 501(C)(3) LINE 3 NEW YORK UNIVERSITY 1 NEW YORK UNIVERSITY VEBA TRUST 105 EAST 17TH STREET 2ND FL NEW YORK NY 10003 016274657 FUNDS NYU POSTRETIREMENT HEALTH AND WELFARE PLAN NY 501(C)(9) NEW YORK UNIVERSITY 1 WINTHROP FACULTY MEDICAL AFFILIATES UFPC (THROUGH 11302020) 222 STATION PLAZA NORTH MINEOLA NY 11501 452439597 HEALTHCARE NY 501(C)(3) LINE 12A, I NYU LANGONE HOSPITALS 1 WINTHROP UNIV HOSPITAL SVCS CORP (THROUGH 12312020) 700 HICKSVILLE ROAD BETHPAGE NY 11714 112496631 TITLE HOLDING NY 501(C)(2) NYU LANGONE HOSPITALS 1 NYU LANGONE DIAGNOSTICS LLC 550 FIRST AVENUE NEW YORK NY 10016 301001205 OUTREACH TESTING NY NYU LANGONE HOSPITALS RELATED 0 0 0.80000 CCC 550 INSURANCE SCC 550 FIRST AVENUE NEW YORK NY 10016 EXCESS PROF. 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