2022-07-12T10:38:23-05:00 2021-08-31 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2020-09-01 541386480 CFA INSTITUTE CFAI 4349515499 915 EAST HIGH STREET CHARLOTTESVILLE VA 229022083 MARGARET FRANKLIN PRESIDENT & CEO 4349515499 2022-07-12 1 MARGARET FRANKLIN 999009999 ANDREW ROE P01876391 7032868000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X MARGARET FRANKLIN 915 EAST HIGH ST CHARLOTTESVILLE VA 229022083 318128368 0 X WWW.CFAINSTITUTE.ORG X 1986 VA SEE STATEMENT O 14 13 581 6731 0 0 0 0 164819596 276135280 18781619 21984487 1375578 1501466 184976793 299621233 20742295 17511578 0 0 107195648 117464387 0 0 0 176202154 164590717 304140097 299566682 -119163304 54551 709843889 744557424 447817461 431795371 262026428 312762053 X SEE STATEMENT O 0 0 THE CHARTERED FINANCIAL ANALYST (CFA) PROGRAM: THE ORGANIZATION ADMINISTERS THE CFA PROGRAM, A THREE-LEVEL, EDUCATION AND EXAMINATION PROGRAM COVERING TOPICS ESSENTIAL TO THE INVESTMENT DECISION-MAKING PROCESS. PROGRAM TOPICS FORM THE CANDIDATE BODY OF KNOWLEDGE AND INCLUDE ETHICAL AND PROFESSIONAL STANDARDS, QUANTITATIVE METHODS, ECONOMICS, FINANCIAL STATEMENT REPORTING AND ANALYSIS, CORPORATE FINANCE, EQUITY AND FIXED-INCOME ANALYSIS, ALTERNATIVE INVESTMENTS, DERIVATIVES, PORTFOLIO MANAGEMENT, AND WEALTH PLANNING. PROFESSIONAL DEVELOPMENT MEMBER SERVICES: THE ORGANIZATION PROMOTES LIFELONG LEARNING BY SPONSORING AND DISSEMINATING A VARIETY OF EDUCATIONAL CONTENT TO INVESTMENT PROFESSIONALS ON TOPICS RELEVANT TO THE PROFESSION. IT ALSO PROVIDES CAREER DEVELOPMENT RESOURCES, CREATES AFFILIATION AND NETWORKING OPPORTUNITIES, AND PROMOTES AWARENESS AND RECOGNITION OF MEMBER CREDENTIALS TO THE INDUSTRY AND INVESTING PUBLIC. STANDARDS ADVOCACY, AND THOUGHT LEADERSHIP: THE ORGANIZATION IS A LEADING VOICE ON ISSUES OF FAIRNESS, EFFICIENCY, AND INVESTOR PROTECTION IN GLOBAL CAPITAL MARKETS AND PROMOTES HIGH STANDARDS OF ETHICS, INTEGRITY, AND PROFESSIONAL EXCELLENCE WITHIN THE INVESTMENT COMMUNITY. THE ORGANIZATION ALSO PROMOTES AND ENFORCES THE CFA INSTITUTE CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT. ALL MEMBERS OF THE ORGANIZATION AND CANDIDATES IN THE CFA PROGRAM ARE REQUIRED TO ADHERE TO THIS CODE. CFA INSTITUTE ALSO PROVIDES A VARIETY OF PROGRAMS AND SERVICES TO ITS MEMBERS AND TO THE GLOBAL INVESTMENT COMMUNITY AT LARGE. PROGRAMS INCLUDE THE CERTIFICATE IN INVESTMENT PERFORMANCE MEASURMENT (CIPM), A DESIGNATION PROGRAM FOR PROFESSIONALS THAT PRODUCE, INTERPRET, PRESENT AND EXPLAIN INVESTMENT PERFORMANCE AND PRODUCTS (INCLUDING SELECTION AND EVALUATION OF INVESTMENT MANAGERS), AND THE CFA INSTITUTE INVESTMENT FOUNDATIONS, A PROGRAM FOR NON-PROFESSIONALS WORKING IN THE INVESTMENT MANAGEMENT INDUSTRY. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 X 357 0 1 581 1 1 1 1 HK CH IN UK SN AE 0 0 0 0 1 0 X 14 13 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X STEVEN HENDRY 4349515499 915 EAST HIGH STREET CHARLOTTESVILLE VA 229022083 DANIEL GAMBA CFA BOG CHAIR & EC CHAIR 1.00 0.00 X X 0 0 0 MARIA WILTON CFA BOG VICE CHAIR & PAC CHAIR 1.00 0.00 X X 0 0 0 MARSHALL BAILEY CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ALEXANDER BIRKIN MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ROBERT BRUNER MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 DANIEL FASCIANO CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 PUNITA KUMAR-SINHA CFA MEMBER, BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 YIMEI LI CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 KARINA LITVACK MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 GEOFFREY NG CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 DIANE NORDIN CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 TRICIA ROTHSCHILD CFA MEMBER, BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ZOUHEIR TAMIM EL JARKASS CFA MEMBER, BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 MARGARET FRANKLIN CFA PRES & CEO & RESRCH FDN BD MEM 40.00 1.00 X X 558892 0 44028 JOSEPH P LANGE CORPORATE SECRETARY 40.00 0.00 X 154886 0 40331 ALLISON HOLMES CHIEF FIN & RISK OFFICER (EXIT 8/21) 40.00 0.00 X 580154 0 62079 STEVEN HENDRY INTERIM CFO (EFFECTIVE 7/16/21) 40.00 0.00 X 0 0 0 STEPHEN M HORAN CFA MANAGING DIRECTOR (EXIT 3/1/21) 40.00 0.00 X 382409 0 62551 SHERI LYNN LITTLEFIELD CHIEF LEGAL OFFICER 40.00 0.00 X 352231 0 54369 MICHAEL COLLINS MANAGING DIRECTOR 40.00 0.00 X 343377 0 61434 GARY BAKER MANAGING DIRECTOR (EXIT 5/1/21) 40.00 0.00 X 389335 0 52684 NICK POLLARD MANAGING DIRECTOR 40.00 0.00 X 373530 0 102458 CHRIS AINSWORTH MANAGING DIRECTOR 40.00 0.00 X 350703 0 54879 LEILANI HALL MANAGING DIRECTOR 40.00 0.00 X 325437 0 47012 PEG JOBST MANAGING DIRECTOR 40.00 0.00 X 317369 0 61753 MARTIN COLBURN MANAGING DIRECTOR 40.00 0.00 X 429558 0 40451 KURT N SCHACHT CFA SENIOR HEAD ADVOCACY 40.00 0.00 X 368593 0 54835 WILLIAM TOHME SENIOR REGIONAL HEAD 40.00 0.00 X 311053 0 0 TONY TAN HEAD, ETHICS, STANDARD CONDUCT 40.00 0.00 X 350574 0 9714 MARY LEUNG HEAD ADVOCACY 40.00 0.00 X 288393 0 79350 MIKE PETERSON CHIEF TECHNOLOGY OFFICER 40.00 0.00 X 315114 0 42830 JEFF KNIGHTON CONTROLLER (EXIT 8/21) 0.00 0.00 X 216311 0 49982 EMILY DUNBAR MANAGING DIR. (EXIT 6/30/20) 40.00 0.00 X 530378 0 25606 6938297 0 946346 224 1 1 0 WPP GROUP USA INC (THE OGILVY GROUP) 636 11TH AVENUE NEW YORK NY 10036 ADVERTISING 12170691 WATERMELON EXPRESS INC DBA BENCHPREP 111 S WACKER DR STE 1200 CHICAGO IL 60606 PROFESSIONAL SERVICES 6167708 ERNST & YOUNG US LLP PO BOX 640382 PITTSBURGH PA 15264 PROFESSIONAL SERVICES 3825693 THE BOSTON CONSULTING GROUP INC 1450 BRICKELL AVE 34TH FLOOR MIAMI FL 33131 CONSULTING 3245000 TEKSYSTEMS INC PO BOX 198568 ATLANTA GA 30384 PROFESSIONAL SERVICES 3082076 208 CANDIDATE FEES 900099 198311195 198311195 MEMBERSHIP DUES 900099 45685391 45685391 EDUCATIONAL PRODUCTS 611710 30840241 30840241 ESG PROGRAM COURSE 900099 1298453 1298453 276135280 11191622 11191622 607839 607839 77270 0 77270 77270 77270 29300000 18448765 58370 10851235 -58370 10792865 10792865 ADVERTISING 900099 428547 428547 SERVICE FEE REP. OFFICE 900099 219600 219600 MISCELLANEOUS 900099 168210 168210 816357 299621233 276951637 0 22669596 5294467 12217111 7156946 84575473 10081268 9795566 5855134 149569 1495048 4807962 195274 10358421 14876235 12911518 21929659 13335985 471913 1489950 139531 10975485 1439338 EXAM ADMIN EXPENSES 54784415 PRODUCT MERCH COSTS 9645585 CONTRACT LABOR & RECRUI 3234396 STAFF TRAINING 419252 1931181 299566682 24282818 22751548 165275911 132843069 6958094 7100184 722782 0 13658554 16189670 21853261 17015706 5778309 4837555 464762266 537809723 19384094 14004612 9021061 9021063 709843889 744557424 51901797 59059130 391753021 370222205 4162643 2514036 447817461 431795371 X 262026428 312762053 262026428 312762053 709843889 744557424 54551 51331174 -650100 0 X 0 1 X 1 0 0 0 0 45685391 117932 117932 117932 5175755 2803674 2372081 16677506 14212032 2465474 4837555 56880 OTHER TAXES PAYABLE 2236951 DUE TO AFFILIATES 82610 UNCLAIMED PROPERTY 135862 SOCIETY DUES PAYABLE 1733 2514036 X 355646241 51331174 4830738 56161912 299484329 195274 -58370 136904 299621233 304910616 5480838 58370 5539208 299371408 195274 195274 299566682 PART X, LINE 2: CFA INSTITUTE HAS PERFORMED AN EVALUATION OF ALL UNRELATED BUSINESS INCOME AND HAS MAINTAINED ITS TAX-EXEMPT STATUS. CFA INSTITUTE HAS DETERMINED THAT IT HAS ADEQUATELY PROVIDED FOR ALL OPEN TAX YEARS AND HAS NO UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON SALE OF ASSETS -58,370. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON SALE OF ASSETS 58,370. 1 MIDDLE EAST AND NORTH AFRICA 1 6 PROGRAM SERVICES MEMBER & ADMIN SUPPORT 1274311 EUROPE 2 50 PROGRAM SERVICES MEMBER & ADMIN SUPPORT 15133902 EAST ASIA AND THE PACIFIC 6 58 PROGRAM SERVICES MEMBER & ADMIN SUPPORT 16259976 SOUTH ASIA 1 12 PROGRAM SERVICES MEMBER & ADMIN SUPPORT 2059668 CENTRAL AMERICA/CARIBBEAN PROGRAM SERVICES MEMBER & ADMIN SUPPORT 61706 NORTH AMERICA PROGRAM SERVICES MEMBER & ADMIN SUPPORT 325871 RUSSIA/INDEPENDENT STATES PROGRAM SERVICES MEMBER & ADMIN SUPPORT 18974 SOUTH AMERICA PROGRAM SERVICES MEMBER & ADMIN SUPPORT 55034 SUB-SAHARAN AFRICA PROGRAM SERVICES MEMBER & ADMIN SUPPORT 117711 CENTRAL AMERICA/CARIBBEAN GRANTMAKING N/A 218555 EAST ASIA AND THE PACIFIC GRANTMAKING N/A 2768945 EUROPE GRANTMAKING N/A 4345645 MIDDLE EAST AND NORTH AFRICA GRANTMAKING N/A 483147 NORTH AMERICA GRANTMAKING N/A 2109307 RUSSIA/INDEPENDENT STATES GRANTMAKING N/A 275530 SOUTH AMERICA GRANTMAKING N/A 535681 SOUTH ASIA GRANTMAKING N/A 949485 SUB-SAHARAN AFRICA GRANTMAKING N/A 530815 10 126 0 0 10 126 35189442 12334821 47524263 CENT. AMERICA/CARIBBEAN GEN SUPPORT 17650 WIRE/CHECK N/A N/A CENT. AMERICA/CARIBBEAN GEN SUPPORT 49762 WIRE/CHECK N/A N/A CENT. AMERICA/CARIBBEAN GEN SUPPORT 33370 WIRE/CHECK N/A N/A CENT. AMERICA/CARIBBEAN GEN SUPPORT 37418 WIRE/CHECK N/A N/A CENT. AMERICA/CARIBBEAN GEN SUPPORT 41260 WIRE/CHECK N/A N/A CENT. AMERICA/CARIBBEAN GEN SUPPORT 39095 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 472201 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 549736 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 95670 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 173982 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 166836 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 435781 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 112135 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 27537 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 49585 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 125403 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 350672 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 88600 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 65104 WIRE/CHECK N/A N/A EAST ASIA/PACIFIC GEN SUPPORT 51804 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 51349 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 33675 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 179381 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 569876 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 10000 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 641070 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 210537 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 63810 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 190973 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 66882 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 71455 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 48170 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 62792 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 40320 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 39970 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 42833 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 519077 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 605729 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 132490 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 65954 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 35105 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 59420 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 34979 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 35915 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 54960 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 65724 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 78312 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 147386 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 30000 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 42405 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 80746 WIRE/CHECK N/A N/A EUROPE/ICELAND/GREENLAND GEN SUPPORT 34350 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 47350 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 124795 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 44875 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 40640 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 38460 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 50685 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 44477 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 41060 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 10160 WIRE/CHECK N/A N/A MIDDLE EAST/NORTH AFRICA GEN SUPPORT 34645 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 591128 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 126304 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 38679 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 44690 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 69465 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 150745 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 119907 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 227270 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 465915 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 54723 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 41950 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 33065 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 53640 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 48053 WIRE/CHECK N/A N/A NORTH AMERICA GEN SUPPORT 40082 WIRE/CHECK N/A N/A RUSSIA/NEWLY IND. STATES GEN SUPPORT 155065 WIRE/CHECK N/A N/A RUSSIA/NEWLY IND. STATES GEN SUPPORT 81045 WIRE/CHECK N/A N/A RUSSIA/NEWLY IND. STATES GEN SUPPORT 39420 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 282300 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 47435 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 46411 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 66726 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 51969 WIRE/CHECK N/A N/A SOUTH AMERICA GEN SUPPORT 40840 WIRE/CHECK N/A N/A SOUTH ASIA GEN SUPPORT 68711 WIRE/CHECK N/A N/A SOUTH ASIA GEN SUPPORT 42175 WIRE/CHECK N/A N/A SOUTH ASIA GEN SUPPORT 691466 WIRE/CHECK N/A N/A SOUTH ASIA GEN SUPPORT 147133 WIRE/CHECK N/A N/A SUB-SAHARAN AFRICA GEN SUPPORT 217966 WIRE/CHECK N/A N/A SUB-SAHARAN AFRICA GEN SUPPORT 38825 WIRE/CHECK N/A N/A SUB-SAHARAN AFRICA GEN SUPPORT 49649 WIRE/CHECK N/A N/A SUB-SAHARAN AFRICA GEN SUPPORT 34850 WIRE/CHECK N/A N/A SUB-SAHARAN AFRICA GEN SUPPORT 189525 WIRE/CHECK N/A N/A 0 101 0 0 0 0 0 1 PART I, LINE 2: INDIVIDUAL GRANT PAYMENTS ARE MONITORED AND TRACKED BY CFA INSTITUTE STAFF. GRANT RECIPIENTS ARE REQUIRED TO SUBMIT DETAILED BUSINESS PLANS, BUDGETS AND REPORTS. ADDITIONALLY AS PART OF THE GRANT MONITORING PROCEDURES, THE GRANT RECIPIENTS HAVE TO MAKE ALL BOOKS AND RECORDS RELATED TO THE USE OF THE GRANT FUNDS AVAILABLE TO CFA INSTITUTE FOR A PERIOD OF FOUR YEARS AFTER ALL FUNDS HAVE BEEN EXPENDED. CFA INSTITUTE IS ALSO ABLE TO CONDUCT AN AUDIT OF THE SOCIETY GRANT RECIPIENTS WITHIN A YEAR AFTER GRANT FUNDS HAVE BEEN FULLY EXPENDED. CFA INSTITUTE ENSURES THAT ITS GRANT AGREEMENTS CONTAIN LANGUAGE RESTRICTING THE USE OF GRANT FUNDS TO BE USED FOR ANY PURPOSE OTHER THAN AS SPECIFIED IN THE INDIVIDUAL GRANT. THE GRANT FUNDS CAN NEITHER BE USED TO REIMBURSE THE EXPENSES THAT SOCIETY GRANT RECIPIENTS INCURRED PRIOR TO THE GRANT'S APPROVAL, NOR CAN THE GRANT FUNDS RESULT IN AN UNEXPECTED SURPLUS FOR THE SOCIETY GRANT RECIPIENTS. THESE PROCEDURES ENSURE THAT NO AMOUNTS CAN BE USED FOR THE INUREMENT OF PRIVATE INDIVIDUALS, INCLUDING INDIVIDUAL MEMBERS. PART III ACCOUNTING METHOD: 1 CFA INSTITUTE RESEARCH FOUNDATION 915 EAST HIGH STREET CHARLOTTESVILLE VA 22902 546063408 501(C)(3) 67614 N/A N/A GEN SUPPORT CFA SOCIETIES TEXAS PO BOX 1467 AUSTIN TX 787671467 454833185 501(C)(6) 41327 N/A N/A GEN SUPPORT CFA SOCIETY ALABAMA 100 OFFICE PARK DR BIRMINGHAM AL 35223 631064381 501(C)(6) 40090 N/A N/A GEN SUPPORT CFA SOCIETY ARKANSAS 111 CENTER STREET 1ST FLOOR LITTLE ROCK AR 72201 582055805 501(C)(6) 34580 N/A N/A GEN SUPPORT CFA SOCIETY ATLANTA 4355 COBB PARKWAY SUITE J 533 ATLANTA GA 30339 581105110 501(C)(6) 8530 N/A N/A GEN SUPPORT CFA SOCIETY AUSTIN PO BOX 1467 AUSTIN TX 787671467 721621543 501(C)(6) 55231 N/A N/A GEN SUPPORT CFA SOCIETY BALTIMORE 575 S CHARLES ST STE 500 BALTIMORE MD 21201 520895933 501(C)(6) 67354 N/A N/A GEN SUPPORT CFA SOCIETY BOSTON 2 FINANCIAL CENTER SUITE 1010 6 SOUTH STREET BOSTON MA 02111 237069432 501(C)(6) 307017 N/A N/A GEN SUPPORT CFA SOCIETY BUFFALO PO BOX 529 ELLICOTT STATION BUFFALO NY 14205 205170662 501(C)(6) 37936 N/A N/A GEN SUPPORT CFA SOCIETY CHICAGO 134 N LASALLE ST SUITE 174 CHICAGO IL 60602 362595074 501(C)(6) 243510 N/A N/A GEN SUPPORT CFA SOCIETY CINCINNATI 4010 EXECUTIVE PARK DRIVE SUITE 1 CINCINATTI OH 45241 237094427 501(C)(6) 51050 N/A N/A GEN SUPPORT CFA SOCIETY CLEVELAND 3637 MEDINA RD STE 110 MEDINA OH 441222126 237065462 501(C)(6) 54041 N/A N/A GEN SUPPORT CFA SOCIETY COLORADO 6057 LAKEVIEW ST LITTLETON CO 80120 840585027 501(C)(6) 94908 N/A N/A GEN SUPPORT CFA SOCIETY COLUMBUS PO BOX 25 BLACKLICK OH 43004 311393658 501(C)(6) 34071 N/A N/A GEN SUPPORT CFA SOCIETY DALLASFORT WORTH PO BOX 8205116 DALLAS TX 75382 237078748 501(C)(6) 100447 N/A N/A GEN SUPPORT CFA SOCIETY DAYTON 10 N LUDLOW ST STE 800 TROY OH 45373 260659612 501(C)(6) 17928 N/A N/A GEN SUPPORT CFA SOCIETY DETROIT 35464 JEFFERS COURT HARRISON TWP MI 48045 386087152 501(C)(6) 52734 N/A N/A GEN SUPPORT CFA SOCIETY EAST TENNESSEE 1301 COWART STREET STE 131 CHATTANOOGA TN 37402 585301049 501(C)(6) 35659 N/A N/A GEN SUPPORT CFA SOCIETY HARTFORD PO BOX 182 NORTH GRANBY CT 06060 060964607 501(C)(6) 62272 N/A N/A GEN SUPPORT CFA SOCIETY HAWAII PO BOX 580 AUSTIN HI 968090580 870753677 501(C)(6) 35280 N/A N/A GEN SUPPORT CFA SOCIETY HOUSTON 10401 WESTOFFICE DRIVE HOUSTON TX 77042 237004744 501(C)(6) 77305 N/A N/A GEN SUPPORT CFA SOCIETY IDAHO 7661 W RIVERSIDE DR 105 BOISE ID 83714 043704521 501(C)(6) 33479 N/A N/A GEN SUPPORT CFA SOCIETY INDIANAPOLIS PO BOX 90232 INDIANAPOLIS IN 46290 237119206 501(C)(6) 47833 N/A N/A GEN SUPPORT CFA SOCIETY IOWA 711 HIGH STREET DES MOINES IA 503920800 421152989 501(C)(6) 51456 N/A N/A GEN SUPPORT CFA SOCIETY JACKSONVILLE 1579 THE GREENS WAY SUITE 20 JACKSONVILLE BEACH FL 32250 591606008 501(C)(6) 40174 N/A N/A GEN SUPPORT CFA SOCIETY KANSAS CITY 330 WENNEKER DRIVE ST LOUIS MO 63124 820560661 501(C)(6) 37275 N/A N/A GEN SUPPORT CFA SOCIETY LOS ANGELES 520 S GRAND AVENUE 655 LOS ANGELES CA 90071 956069970 501(C)(6) 185299 N/A N/A GEN SUPPORT CFA SOCIETY LOUISIANA 228 ST CHARLES AVE STE 200 NEW ORLEANS LA 70130 720947195 501(C)(6) 21711 N/A N/A GEN SUPPORT CFA SOCIETY LOUISVILLE PO BOX 36947 LOUISVILLE KY 402022451 611333979 501(C)(6) 39791 N/A N/A GEN SUPPORT CFA SOCIETY MADISON 1241 JOHN Q HAMMONS DRIVE MADISON WI 53717 391929703 501(C)(6) 42844 N/A N/A GEN SUPPORT CFA SOCIETY MAINE PO BOX 258 BAR HARBOR ME 04609 043547791 501(C)(6) 36755 N/A N/A GEN SUPPORT CFA SOCIETY MEMPHIS 5118 PARK AVE SUITE 308 MEMPHIS TN 38117 621636928 501(C)(6) 40635 N/A N/A GEN SUPPORT CFA SOCIETY MIAMI PO BOX 960901 MIAMI FL 332960901 611572381 501(C)(6) 52667 N/A N/A GEN SUPPORT CFA SOCIETY MILWAUKEE 100 EAST WISCONSIN AVE STE 2400 MILWAUKEE WI 53202 237072850 501(C)(6) 61283 N/A N/A GEN SUPPORT CFA SOCIETY MINNESOTA 1300 RAND TOWER 527 MARQUETTE AVE MINNEAPOLIS MN 55402 411861989 501(C)(6) 98912 N/A N/A GEN SUPPORT CFA SOCIETY MISSISSIPPI 1018 HIGHLAND COLONY PKWY STE 600 RIDGELAND MS 39157 640716591 501(C)(6) 33790 N/A N/A GEN SUPPORT CFA SOCIETY NAPLES 11094 RIVER TRENT COURT LEHIGH ACRES FL 33971 593405436 501(C)(6) 36369 N/A N/A GEN SUPPORT CFA SOCIETY NASHVILLE 7003 CHADWICK DR 350 BRENTWOOD TN 37027 621181717 501(C)(6) 45123 N/A N/A GEN SUPPORT CFA SOCIETY NEBRASKA PO BOX 80685 LINCOLN NE 68501 470667513 501(C)(6) 43400 N/A N/A GEN SUPPORT CFA SOCIETY NEVADA 2251 S FT APADIE RAD LAS VEGAS NV 89117 200195946 501(C)(6) 35695 N/A N/A GEN SUPPORT CFA SOCIETY NEW MEXICO PO BOX 36947 ALBURQUERQUE NM 87176 850454738 501(C)(6) 36987 N/A N/A GEN SUPPORT CFA SOCIETY NEW YORK 1540 BROADWAY SUITE 11 NEW YORK NY 10036 135610350 501(C)(3) 783284 N/A N/A GEN SUPPORT CFA SOCIETY NORTH CAROLINA 3004 OXBOW CT RALEIGH NC 27613 561824044 501(C)(6) 152355 N/A N/A GEN SUPPORT CFA SOCIETY OKLAHOMA PO BOX 13006 OKLAHOMA CITY OK 73113 203779358 501(C)(6) 69112 N/A N/A GEN SUPPORT CFA SOCIETY ORANGE COUNTY 4533 MACARTHUR BLVD SUITE 182 NEWPORT BEACH CA 92660 330228558 501(C)(6) 62122 N/A N/A GEN SUPPORT CFA SOCIETY ORLANDO PO BOX 2783 ORLANDO FL 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BY CFA INSTITUTE STAFF. GRANT RECIPIENTS ARE REQUIRED TO SUBMIT DETAILED BUSINESS PLANS, BUDGETS AND REPORTS. ADDITIONALLY AS PART OF THE GRANT MONITORING PROCEDURES, THE GRANT RECIPIENTS HAVE TO MAKE ALL BOOKS AND RECORDS RELATED TO THE USE OF THE GRANT FUNDS AVAILABLE TO CFA INSTITUTE FOR A PERIOD OF FOUR YEARS AFTER ALL FUNDS HAVE BEEN EXPENDED. CFA INSTITUTE IS ALSO ABLE TO CONDUCT AN AUDIT OF THE SOCIETY GRANT RECIPIENTS WITHIN A YEAR AFTER GRANT FUNDS HAVE BEEN FULLY EXPENDED. CFA INSTITUTE ENSURES THAT ITS GRANT AGREEMENTS CONTAIN LANGUAGE RESTRICTING THE USE OF GRANT FUNDS TO BE USED FOR ANY PURPOSE OTHER THAN AS SPECIFIED IN THE INDIVIDUAL GRANT. THE GRANT FUNDS CAN NEITHER BE USED TO REIMBURSE THE EXPENSES THAT SOCIETY GRANT RECIPIENTS INCURRED PRIOR TO THE GRANT'S APPROVAL, NOR CAN THE GRANT FUNDS RESULT IN AN UNEXPECTED SURPLUS FOR THE SOCIETY GRANT RECIPIENTS. ALL DOMESTIC GRANTEES HAVE BEEN DEEMED TO BE TAX-EXEMPT ENTITIES THAT ARE SUBJECT TO PRIVATE INUREMENT PROHIBITIONS JUST AS CFA INSTITUTE IS. THESE GRANTS ARE NOT USED TO PROVIDE FUNDS TO ANY INDIVIDUAL MEMBERS. X X X X 1 1 X X X X X 1 0 0 ALLISON HOLMES CHIEF FIN & RISK OFFICER (EXIT 8/21) 350000 0 225000 0 5154 0 34200 0 27879 0 642233 0 0 0 MARGARET FRANKLIN CFA PRES & CEO & RESRCH FDN BD MEM 550000 0 0 0 8892 0 34200 0 9828 0 602920 0 0 0 EMILY DUNBAR MANAGING DIR. (EXIT 6/30/20) 134788 0 0 0 395590 0 17854 0 7752 0 555984 0 0 0 NICK POLLARD MANAGING DIRECTOR 339028 0 0 0 34502 0 76211 0 26247 0 475988 0 0 0 MARTIN COLBURN MANAGING DIRECTOR 300000 0 120000 0 9558 0 34200 0 6251 0 470009 0 0 0 STEPHEN M HORAN CFA MANAGING DIRECTOR (EXIT 3/1/21) 355000 0 22660 0 4749 0 34200 0 28351 0 444960 0 0 0 GARY BAKER MANAGING DIRECTOR (EXIT 5/1/21) 359435 0 0 0 29900 0 39538 0 13146 0 442019 0 0 0 KURT N SCHACHT CFA SENIOR HEAD ADVOCACY 250000 0 108425 0 10168 0 30000 0 24835 0 423428 0 0 0 SHERI LYNN LITTLEFIELD CHIEF LEGAL OFFICER 328000 0 19836 0 4395 0 34200 0 20169 0 406600 0 0 0 CHRIS AINSWORTH MANAGING DIRECTOR 325000 0 20900 0 4803 0 34200 0 20679 0 405582 0 0 0 MICHAEL COLLINS MANAGING DIRECTOR 315000 0 21210 0 7167 0 34200 0 27234 0 404811 0 0 0 PEG JOBST MANAGING DIRECTOR 301344 0 6533 0 9492 0 34200 0 27553 0 379122 0 0 0 LEILANI HALL MANAGING DIRECTOR 293917 0 14993 0 16527 0 34200 0 12812 0 372449 0 0 0 MARY LEUNG HEAD ADVOCACY 266475 0 0 0 21918 0 53903 0 25447 0 367743 0 0 0 TONY TAN HEAD, ETHICS, STANDARD CONDUCT 316394 0 34180 0 0 0 9616 0 98 0 360288 0 0 0 MIKE PETERSON CHIEF TECHNOLOGY OFFICER 197917 0 112500 0 4697 0 29150 0 13680 0 357944 0 0 0 WILLIAM TOHME SENIOR REGIONAL HEAD 242989 0 0 0 68064 0 0 0 0 0 311053 0 0 0 JEFF KNIGHTON CONTROLLER (EXIT 8/21) 214260 0 0 0 2051 0 25711 0 24271 0 266293 0 0 0 JOSEPH P LANGE CORPORATE SECRETARY 153117 0 0 0 1769 0 18374 0 21957 0 195217 0 0 0 PART I, LINE 1A MEMBERS OF THE LEADERSHIP TEAM ARE ELIGIBLE TO BOOK A BUSINESS CLASS FARE (REGARDLESS OF FLIGHT TIME OR SEGMENT MILEAGE). IF THE SELECTED FLIGHT OFFERS A 3-CABIN CONFIGURATION (ECONOMY/BUSINESS/FIRST), A BUSINESS CLASS TICKET IS APPROPRIATE. IF THE SELECTED FLIGHT ONLY OFFERS A 2-CABIN CONFIGURATION (ECONOMY/FIRST), A FIRST CLASS TICKET IS APPROPRIATE. LEADERSHIP TEAM TRAVELERS SHOULD CONSIDER BOTH A FLEXIBLE AND A RESTRICTED TICKET AND SELECT THE FARE THAT PROVIDES THE BEST OPTION FOR THEIR TRAVEL. A FLEXIBLE TICKET IS APPROPRIATE IF ONE'S SCHEDULE IS LIKELY TO CHANGE. A CHANGEABLE, NON-REFUNDABLE TICKET IS APPROPRIATE IF ONE'S SCHEDULE IS FIRM. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: TAX SERVICES FOR EXPATRIATES ARE GROSSED-UP. ALL EXPATRIATES AND INTERNATIONAL ROTATION ASSIGNMENT PROGRAM EMPLOYEES' SALARIES ARE EQUALIZED TO THEIR RESIDENTIAL TAX CODE. HOUSING ALLOWANCE OR RESIDENT FOR PERSONAL USE: CFA INSTITUTE PAYS FOR RELOCATION HOUSING AND INCLUDES THIS IN THE EMPLOYEE'S COMPENSATION. AS CUSTOMARY IN LOCAL COUNTRY, CFA INSTITUTE EMPLOYEES WHO LIVE AND WORK IN HONG KONG, INDIA, OR UNITED ARAB EMIRATES ARE PROVIDED HOUSING ALLOWANCES WHICH ARE INCLUDED IN COMPENSATION. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE U.S. WELLNESS PROGRAM CHANGED IN CY2016 FROM A REIMBURSABLE PLAN TO A CREDIT-WELLNESS PROGRAM. HOWEVER, U.S. EMPLOYEES WHO ARE NOT COVERED BY A CFA INSTITUTE HEALTH PLAN, AND NON-U.S. EMPLOYEES ARE STILL ELIGIBLE FOR REIMBURSEMENTS ASSUMING THEY QUALIFY. PART I, LINE 4A EMILY DUNBAR $377,407 PART I, LINE 1 TO LEAD THE INVESTMENT PROFESSION GLOBALLY BY PROMOTING THE HIGHEST STANDARDS OF ETHICS, EDUCATION, AND PROFESSIONAL EXCELLENCE FOR THE ULTIMATE BENEFIT OF SOCIETY. PART III, LINE 1 CFA INSTITUTE IS THE GLOBAL, NON-PROFIT PROFESSIONAL MEMBERSHIP ASSOCIATION THAT ADMINISTERS THE CHARTERED FINANCIAL ANALYST (CFA) CERTIFICATE, THE CERTIFICATE IN INVESTMENT PERFORMANCE MEASUREMENT (CIPM) AND THE CFA INSTITUTE INVESTMENT FOUNDATIONS CURRICULUM. EXAMINATION PROGRAMS ARE CONDUCTED WORLDWIDE ALONG WITH RESEARCH, PROFESSIONAL DEVELOPMENT PROGRAMS AND PROFESSIONAL CONDUCT ENFORCEMENT FOR ITS INDIVIDUAL MEMBERS. THE ORGANIZATION SETS VOLUNTARY, ETHICS-BASED PROFESSIONAL AND PERFORMANCE-REPORTING STANDARDS FOR THE INVESTMENT PROFESSION. THE STATED MISSION OF THE ORGANIZATION IS TO LEAD THE INVESTMENT PROFESSION GLOBALLY BY PROMOTING THE HIGHEST STANDARDS OF ETHICS, EDUCATION, AND PROFESSIONAL EXCELLENCE FOR THE ULTIMATE BENEFIT OF SOCIETY. CFA INSTITUTE PURSUES THIS MISSION ON BEHALF OF ITS INDIVIDUAL MEMBERS WHO CURRENTLY NUMBER 190,990 IN 162 COUNTRIES. CFA INSTITUTE'S MEMBERSHIP INCLUDES 184,446 CFA CHARTERHOLDERS AND EXTENDS ITS REACH INTO LOCAL COMMUNITIES THROUGH A NETWORK OF 160 MEMBER SOCIETIES IN 82 COUNTRIES. CFA INSTITUTE IS HEADQUARTERED IN CHARLOTTESVILLE, VIRGINIA, UNITED STATES, WITH BRANCH OFFICES IN LONDON, BRUSSELS, HONG KONG, NEW YORK, AND WASHINGTON D.C. AND SUBSIDIARY OFFICES IN BEIJING, HONG KONG, MUMBAI, SHANGHAI, SINGAPORE AND UAE. MORE INFORMATION ON THE ORGANIZATION CAN BE FOUND AT WWW.CFAINSTITUTE.ORG. FORM 990, PART VI, SECTION A, LINE 6 THE FOUR CLASSES OF MEMBERSHIP IN CFA INSTITUTE ARE REGULAR, AFFILIATE, CHARTER-HOLDER MEMBERS AND MEMBER SOCIETIES. REGULAR MEMBERS ARE ENTITLED TO ONE VOTE ON EACH MATTER SUBMITTED AT MEMBER MEETINGS. FORM 990, PART VI, SECTION A, LINE 7A REGULAR MEMBERS HAVE ONE VOTE PER EACH MATTER SUBMITTED INCLUDING THE RIGHT TO ELECT THE OFFICERS (CHAIR AND VICE CHAIR) AND MEMBERS OF THE CFA INSTITUTE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PROVIDED TO THE AUDIT AND FINANCE COMMITTEE MEMBERS AND RETURN COPIES ARE PROVIDED TO EACH BOARD OF GOVERNOR MEMBER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST STATEMENTS ARE COLLECTED ANNUALLY. EMPLOYEE AND BOARD OF GOVERNORS' DISCLOSURES ARE DIRECTED TO THE CHIEF COMPLIANCE OFFICER. THE CONFLICT OF INTEREST POLICY PROVIDES VARIOUS AVENUES FOR REPORTING, INCLUDING ANYONE WISHING TO ESCALATE CONCERNS DIRECTLY TO THE RISK COMMITTEE CHAIR. COMPLIANCE TRAINING ON THE CODE OF CONDUCT, INCLUDING ON CONFLICTS OF INTEREST, IS REQUIRED FOR ALL NEW EMPLOYEES AND ONGOING ANNUALLY. ALL EMPLOYEES ACKNOWLEDGE THEIR UNDERSTANDING AND ADHERENCE TO POLICY WITHIN THE CODE OF CONDUCT ANNUALLY. THE RESTRICTIONS IMPOSED ON A PERSON WITH A CONFLICT VARY BASED ON THE NATURE OF THE CONFLICT AND THE SITUATION; HOWEVER, RESOLUTION OF A CONFLICT COULD INCLUDE PROHIBITING A BOARD MEMBER FROM PARTICIPATING IN A PARTICULAR DELIBERATION AND/OR DECISION. FORM 990, PART VI, SECTION B, LINE 15 TO ENSURE ONGOING AND EFFECTIVE CORPORATE GOVERNANCE, THE BOARD OF GOVERNORS UTILIZES A COMMITTEE COMPRISED OF FOUR GOVERNORS WHO ARE INDEPENDENT OF MANAGEMENT OF CFA INSTITUTE, AND ARE FREE OF ANY RELATIONSHIP THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT. THE PEOPLE AND CULTURE COMMITTEE SETS THE COMPENSATION OF THE CEO, INCLUDING ANY INCENTIVE, AND ENGAGES INDEPENDENT CONSULTANTS AS NEEDED TO PROVIDE COMPENSATION RECOMMENDATIONS. THE COMMITTEE ENSURES THAT INDEPENDENT COMPARATIVE COMPENSATION STUDIES ARE CONDUCTED ON AN ANNUAL BASIS TO GAUGE THE COMPETITIVENESS OF EXECUTIVE COMPENSATION AT CFA INSTITUTE. THE MOST RECENT EXECUTIVE MARKET STUDY WAS CONDUCTED IN FY2019, WHEN CFA INSTITUTE RETAINED A GLOBAL MANAGEMENT CONSULTING FIRM TO PROVIDE COMPETITIVE PAY BENCHMARKS THAT REFLECT THE MARKETS FROM WHICH CFA INSTITUTE WOULD MOST LIKELY RECRUIT EXECUTIVE TALENT. PEER GROUP SELECTION SPANNED DIFFERENT INDUSTRY SECTORS, INCLUDING NOT-FOR-PROFIT AND FINANCIAL SERVICES FIRMS, AND GENERAL INDUSTRY. THE NOT-FOR-PROFIT PEER GROUP SELECTION WAS BASED ON CRITERIA THAT INCLUDED MISSION, REVENUE, HEADCOUNT AND GLOBAL PRESENCE. PAY DATA WAS COLLECTED FROM PUBLICLY DISCLOSED IRS FORM 990S. DATA FOR THE OTHER INDUSTRY SECTORS WAS SOURCED USING BOTH THIRD-PARTY SURVEY DATA AND INFORMATION DISCLOSED ON PUBLIC FILINGS. THE CONSULTING FIRM PERFORMED THIS STUDY ON AN INDEPENDENT FEE BASIS. ADDITIONALLY, THE CFA INSTITUTE PEOPLE AND CULTURE COMMITTEE ALSO ENGAGES INDEPENDENT ADVISORS TO HELP INTERPRET HOW THE REPORTED MARKET DATA APPLIES TO CFA INSTITUTE'S EXECUTIVE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC THROUGH THE ORGANIZATION'S WEBSITE, WWW.CFAINSTITUTE.ORG. CFA INSTITUTE CHINA LIMITED 27/F HENLEY BUILDING 5 QUEENS ROA HONG KONG HK 980615079 PROF. ORG HK 221206 1308121 CFA INSTITUTE CFA INSTITUTE INDIA PRIVATE LTD 702 7TH FLOOR ONE BKC TOWER MUMBAI MAHARASHTRA IN 400051 981196398 PROF. ORG IN 1695314 2368142 CFA INSTITUTE CFA GLOBAL HOLDINGS LLC PO BOX 2083 CHARLOTTESVILLE VA 22902 471269465 HOLDINGS VA 0 0 CFA INSTITUTE SI WEI BEIJING ENTERPRISE MGMT 55/F CHINA WORLD TOWER B NO 1 CHAO BEIJING CH 100738 981228213 PROF. ORG CH 4607796 4687851 CFA CHINA CFA INSTITUTE SINGAPORE PVT LTD 30 RAFFLES PL 23-01 SINGAPORE SN 048622 981261400 PROF. ORG SN 905712 580339 CFA INSTITUTE CFA INSTITUTE LTD PART OF FL 7 AL MAQAM TOWER ADGM SQUARE AE 981442588 PROF. ORG AE 925143 1345593 CFA INSTITUTE CFA INSTITUTE RESEARCH FOUNDATION 915 EAST HIGH STREET CHARLOTTESVILLE VA 22902 546063408 INV.RESEARCH VA 501 (C ) (3) LINE 7 CFA INSTITUTE 1 CVILLE OPERATIONS HOLDINGS INC PO BOX 2083 CHARLOTTESVILLE VA 22902 455449709 REAL ESTATE VA CFA INSTITUTE C 282746082 791594990 1.00000 1 0 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 CFA INSTITUTE RESEARCH FOUNDATION O 650100 HISTORICAL COST CFA INSTITUTE RESEARCH FOUNDATION B 67614 HISTORICAL COST