2022-06-06T10:58:44-05:00 2021-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-10-01 521190211 AMERICAN FARMLAND TRUST AMER 2023317300 1150 CONNECTICUT AVENUE NW NO 60 WASHINGTON DC 20036 ASHLEY BOVINO CFO AND VP OF FINANCE & ADMIN. 2023317300 2022-06-06 1 ASHLEY BOVINO 999009999 FRANK H SMITH P00639053 2022274000 2022-06-06 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOHN F PIOTTI 1150 CONNECTICUT AVENUE NW NO 600 WASHINGTON DC 20036 46882172 0 X WWW.FARMLAND.ORG X 1980 DC THE MISSION OF AMERICAN FARMLAND TRUST IS TO SAVE THE LAND THAT SUSTAINS US BY PROTECTING FARMLAND, PROMOTING SOUND FARMING PRACTICES AND KEEPING FARMERS ON THE LAND. 17 17 158 17 0 0 30353771 35484625 4990 1150 644275 1126438 101108 122335 31104144 36734548 2109104 1785727 0 0 10597090 12658798 548155 589478 2996462 13006028 7098717 26260377 22132720 4843767 14601828 46332584 63889323 8713861 6553323 37618723 57336000 X THE MISSION OF AMERICAN FARMLAND TRUST IS TO SAVE THE LAND THAT SUSTAINS US BY PROTECTING FARMLAND, PROMOTING SOUND FARMING PRACTICES, AND KEEPING FARMERS ON THE LAND. IN OUR 41-YEAR HISTORY, AMERICAN FARMLAND TRUST HAS HELPED TO PROTECT MORE THAN 6.9 MILLION ACRES OF FARMLAND AND RANCHLAND ACROSS THE NATION. 0 0 13144059 1260800 1150 STATE, LOCAL AND FEDERAL PROGRAMS -ALTHOUGH 2021 WAS OFTEN DIFFICULT DUE TO THE ONGOING PANDEMIC, THE YEAR ALSO BROUGHT MANY SUCCESSES IN THE EFFORT TO GIVE FARMERS AND RANCHERS THE HELP THEY NEED TO STEWARD THE LAND THAT SUSTAINS AMERICA. HERE IS A SAMPLING OF AMERICAN FARMLAND TRUST ACHIEVEMENTS. EXPANDING OUR IMPACT IN THE SOUTHEAST AND SOUTHWESTWE LAUNCHED NEW PROGRAMS AND RAISED FUNDING FOR EXCITING NEW OPPORTUNITIES, INCLUDING $1.6 MILLION FOR THE KENTUCKY COMMERCIAL RYE COVER CROP PROJECT TO EXPAND THE DEVELOPMENT, PRODUCTION, AND SALE OF KENTUCKY RYE. WE ALSO SECURED FUNDING FOR "FARMS UNDER THREAT: 2040" MAPPING PROJECTS TO HIGHLIGHT FARMLAND LOSS IN SOUTH CAROLINA AND TEXAS. AND THROUGH OUR WOMEN FOR THE LAND INITIATIVE, WE WORKED WITH THE BLACK FAMILY LAND TRUST TO ENGAGE AFRICAN AMERICAN WOMEN FARMERS IN NORTH CAROLINA AND KENTUCKY, WHERE WE FOUND A GROUNDSWELL OF INTEREST IN FARMLAND STEWARDSHIP AND PRESERVATION. GETTING SERIOUS ON SOIL HEALTH IN THE MIDWESTBY REPLENISHING LIFE IN THE SOIL, FARMERS CAN IMPROVE THEIR OPERATIONS AND THEIR ENVIRONMENTAL FOOTPRINT. IN ILLINOIS AND OTHER STATES, WE HELPED FARMERS ADOPT CONSERVATION CROPPING SYSTEMS TO RESTORE THE SOILAND PROMOTED PROGRAMS THAT MAKE SUCH SUCCESSES POSSIBLE. ILLINOIS' FALL COVERS FOR SPRING SAVINGS COVER CROP PREMIUM DISCOUNT PROGRAM, FOR EXAMPLE, DOUBLED IN SIZE FROM LAST YEAR. BY OFFERING A SIMPLE $5 DISCOUNT ON CROP INSURANCE PREMIUMS FOR EVERY ACRE PLANTED IN COVER CROPS, ILLINOIS PROVIDES A SMALL BUT MEANINGFUL REWARD FOR THE EXTRA WORK THAT FARMERS DO TO PROTECT HEALTHY SOILS AND IMPROVE WATER QUALITY. ADVANCING FARMLAND PROTECTION IN WASHINGTON STATEFOR SEVERAL YEARS, AMERICAN FARMLAND TRUST AND PARTNERS HAVE WORKED TO BUILD A FUND TO HELP LAND TRUSTS PROTECT WASHINGTON FARMLAND. IN A HUGE WIN FOR AGRICULTURAL COMMUNITIES, A NEW PROGRAMFARMLAND PROTECTION AFFORDABILITY AND INVESTMENT (FARMPAI)OFFERS LOW-INTEREST LOANS FOR LAND TRUSTS TO PURCHASE FARM PROPERTIES AT HIGH RISK OF DEVELOPMENT, PROTECT THEM WITH EASEMENTS, AND SELL THEM TO BEGINNING FARMERS AND RANCHERS. ADMINISTERED BY THE WASHINGTON STATE HOUSING FINANCE COMMISSION, THE PROGRAM WILL PRIORITIZE PROJECTS THAT FACILITATE LAND ACCESS FOR HISTORICALLY UNDERSERVED FARMERS AND RANCHERS.BUILDING A BRIGHTER FUTURE FOR UNDERSERVED FARMERSFARMING IS HARD WORK AND RISKY. IN PARTNERSHIP WITH TILLAMOOK CREAMERY, A FARMER-OWNED CO-OP, WE LAUNCHED THE BRIGHTER FUTURE FUND TO HELP FARMERS DEAL WITH FORCES LIKE THE COVID-19 PANDEMIC, CHANGING MARKETS, AND CLIMATE CHANGE. A MAJOR COMMITMENT OF THE PROGRAM IS TO SUPPORT A WIDE RANGE OF FARMERS, ESPECIALLY THOSE HAVING TROUBLE ACCESSING LAND, CAPITAL, AND RESOURCES. IN THE FIRST ROUND, MORE THAN $2.5 MILLION IN GRANTS WERE AWARDED TO 2,000 FARMERS, PROVIDING HELP WHEN IT WAS NEEDED MOST, ESPECIALLY TO FARMERS WHO FACE ENDURING BARRIERS IN OUR AGRICULTURAL SYSTEM. A SECOND ROUND OF AWARDEES WILL BE ANNOUNCED IN THE SPRING OF 2022.SUPPORTING WOMEN FARMERS AND LANDOWNERSIN 2021, MORE WOMEN ROSE TO LEADERSHIP ROLES IN AGRICULTURE THAN EVER BEFORE. AT THE SAME TIME, WOMEN ON FARMS AND RANCHES FACED IMMENSE CHALLENGES, AS MOUNTING CLIMATE IMPACTS, A PANDEMIC, AND ECONOMIC DISRUPTIONS ADDED TO ALREADY INTENSE DEMANDS. OUR WOMEN FOR THE LAND INITIATIVE EMPOWERED WOMEN TO EMBRACE CONSERVATION BY HOSTING FREE LEARNING CIRCLESSOME IN-PERSON AND SOME ONLINETO SHARE RESOURCES ON PRACTICES AND PROGRAMS THAT SUPPORT SOIL HEALTH, CLEAN WATER, CLIMATE RESILIENCE, FARM VIABILITY, AND LAND PROTECTION.ACHIEVING WINS FOR CALIFORNIA AGRICULTUREDURING AN ONGOING DROUGHT, CLIMATE CRISIS, AND PANDEMIC RECOVERY, CALIFORNIA MADE SUBSTANTIAL AND MUCH-NEEDED COMMITMENTS TO CONSERVATION AND FOOD SYSTEMS. AMONG OTHER POLICY VICTORIES, AMERICAN FARMLAND TRUST WORKED TO ADVANCE SEVERAL KEY BILLS, INCLUDING ASSEMBLY BILL 350, WHICH HELPS FARMERS IN DROUGHT-PRONE AREAS DEVELOP MANAGEMENT PLANS TO CONSERVE WATER RESOURCES. AMERICAN FARMLAND TRUST AND PARTNERS ALSO ADVANCED AB 125, A BLUEPRINT FOR A BOND MEASURE THAT MAKES KEY INVESTMENTS IN DISADVANTAGED COMMUNITIES, SOCIALLY DISADVANTAGED FARMERS AND RANCHERS, TRIBES, FARMWORKERS, AND REGIONAL FOOD ECONOMIES.INVESTING IN NEW YORK FARMINGTHE PAST YEAR WAS CHALLENGING, BUT THE FUTURE LOOKS BRIGHTER THANKS TO STRONG INVESTMENTS IN NEW YORK PROGRAMS THAT PROTECT FARMLAND, ADDRESS CLIMATE CHANGE, BRING A NEW GENERATION ONTO THE LAND, AND PROVIDE KIDS WITH HEALTHY FOOD. KEY WINS ADVOCATED FOR BY AMERICAN FARMLAND TRUST INCLUDE RECORD FUNDING FOR FARMLAND FOR A NEW GENERATION NEW YORK, WHICH MATCHES NEW AND BEGINNING FARMERS WITH RETIRING FARMERS. IN ADDITION, THE STATE'S ENVIRONMENTAL PROTECTION FUND INCLUDED $18 MILLION TO HELP FARMERS PERMANENTLY PROTECT THEIR LAND AND $4.5 MILLION FOR THE CLIMATE RESILIENT FARMING GRANTS PROGRAM. MORE THAN $11 MILLION ALSO WAS ALLOCATED TO HELP SCHOOLS SERVE LOCALLY GROWN FOOD.GIVING TARGETED ASSISTANCE TO NEW ENGLAND FARMERSIN 2021, AMERICAN FARMLAND TRUST'S NEW ENGLAND FARMER MICROGRANTS PROGRAM PROVIDED 28 FARMERS FROM ACROSS THE REGION WITH A TOTAL $132,000 IN CASH GRANTS TO EXPAND THEIR FARM PRODUCTION, ADDRESS ACCESS TO LAND, AND PLAN FOR THE FUTURE OF THEIR FARMS. THE FUNDING COULD NOT HAVE COME AT A MORE CRITICAL TIME FOR FARMERS IN NEW ENGLAND AS THEY STRUGGLED WITH A CHANGING MARKETPLACE, LABOR ISSUES, AND SUPPLY CHAIN CHALLENGES RELATED TO COVID-19, AS WELL AS CROP LOSSES DUE TO EXTREMELY WET WEATHER. IN 2022, OVER 100 GRANTS OF UP TO $5,000 EACH WILL BE AWARDED, WITH 80 PERCENT OF THE FUNDS DEDICATED TO HELPING LIVESTOCK OPERATIONS ADOPT REGENERATIVE AGRICULTURE AND SOIL HEALTH PRACTICES. 2662394 606 PUBLIC EDUCATION -ADVOCATE - AFT FIGHTS FOR PROGRAMS AND POLICIES THAT SAVE FARMLAND, SUPPORT FARMERS AND ENHANCE OUR ENVIRONMENT.EDUCATE - AFT EDUCATES THE PUBLIC ABOUT OUR NATION'S FARMS, FARMLAND AND FARMERS.INNOVATE - AFT PIONEERS CUTTING-EDGE TECHNIQUES THAT PROTECT FARMLAND AND PROTECT NATURAL RESOURCES.INVESTIGATE - AFT CONDUCTS RESPECTED RESEARCH AS THE FOUNDATION OF OUR PROGRAMS.COLLABORATE - AFT BUILDS COALITIONS TO ACHIEVE LARGE-SCALE SOLUTIONS AND LASTING CHANGE. 958829 3681 COMMUNICATIONS AND MEDIA OUTREACH -AFT CONTINUOUSLY ENGAGES THE PUBLIC THROUGH OUR DIRECT COMMUNICATIONS WITH OUR MEMBERS, VARIOUS PUBLICATIONS AND MEDIA OUTREACH. 1408235 512172 2208 OTHER PROGRAMS 17756 8468 FARMER RELIEF FUND 1425991 520640 2208 18191273 1 1 0 1 0 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 78 0 1 158 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI X X ASHLEY BOVINO 2023317300 1150 CONNECTICUT AVENUE NW NO 600 WASHINGTON DC 20036 JOHN F PIOTTI PRESIDENT & CEO 37.50 X 366923 0 46864 JOHN LARSON SENIOR VICE PRESIDENT 37.50 X 211400 0 38504 ASHLEY BOVINO CFO AND VP OF FINANCE & ADMIN. 37.50 X 207500 0 29476 BETH SAUERHAFT VICE PRESIDENT OF PROGRAMS 37.50 X 166000 0 26258 DAVID HAIGHT VICE PRESIDENT OF PROGRAMS 37.50 X 140000 0 32184 MINI AGGARWAL FINANCE CONTROLLER 37.50 X 146500 0 22956 TIMOTHY FINK POLICY DIRECTOR 37.50 X 150000 0 15297 RICK MONK VICE PRESIDENT AND GENERAL COUNSEL 37.50 X 147000 0 15100 NICHOLAS HERMAN VICE PRESIDENT OF DEVELOPMENT 37.50 X 125000 0 27335 KATHIE LWANGA SECRETARY 37.50 X 76650 0 16573 JOHN HARDIN CHAIR 3.00 X X 0 0 0 GRANT WINTHROP VICE CHAIR - AS OF 10/2020 1.00 X X 0 0 0 LAURIE LANDEAU VICE CHAIR - UNTIL 10/2020, DIRECTOR 3.00 X X 0 0 0 ROBERT E EGERTON JR TREASURER 3.00 X X 0 0 0 LILLIAN EBONIE ALEXANDER DIRECTOR 1.00 X 0 0 0 WILLIAM BOEHM DIRECTOR 1.00 X 0 0 0 EMILY BROAD LEIB DIRECTOR 1.00 X 0 0 0 LYNN CLARKSON DIRECTOR 1.00 X 0 0 0 HELENE DILLARD DIRECTOR 1.00 X 0 0 0 OTTO DOERING DIRECTOR 1.00 X 0 0 0 GINA GALLO DIRECTOR 1.00 X 0 0 0 JENNIE TURNER GARLINGTON DIRECTOR 1.00 X 0 0 0 RALPH GROSSI DIRECTOR 1.00 X 0 0 0 CANNON MICHAEL DIRECTOR 1.00 X 0 0 0 JAMES MOSELEY DIRECTOR 1.00 X 0 0 0 EA'MON O'TOOLE DIRECTOR 1.00 X 0 0 0 MANYA RUBINSTEIN DIRECTOR 1.00 X 0 0 0 BARTON BUZZ THOMPSON JR DIRECTOR - UNTIL 10/2020 1.00 X 0 0 0 1736973 0 270547 23 0 1 0 PRODUCTIONS SOLUTIONS INC PO BOX 26168 OKLAHOMA CITY OK 731260618 DIRECT MAIL PRODUCTION 1568082 RED RIVER MANAGED PO BOX 78622 PHILADELPHIA PA 191786622 COMPUTER SERVICES 320834 EIDOLON COMMUNICATIONS 15 MAIDEN LANE SUITE 1401 NEW YORK NY 100385113 DIRECT MAIL 253206 CONSERAVATION SCIENCE PARTNERS 11050 PIONEER TRL 202 TRUCKEE BRITISH COL. CA 96161 CONSULTING DYNAMICS 233375 INCITE AUTOMATION 1800 FLEET STREET BALTIMORE MD 21231 CONSULTING DYNAMICS 115290 10 14459 2293901 7010307 26165958 11881280 35484625 CONFERENCES 900099 1150 1150 1150 624475 624475 10646763 10144800 501963 501963 501963 5032 2824 2208 2208 SUBLEASE INCOME 531390 60235 60235 MISCELLANEOUS 900099 57596 57596 GAIN ON DISP OF ASSETS 900099 2296 2296 120127 36734548 3358 0 1246565 856245 856245 929482 929482 1269367 870109 213040 186218 7392588 6048971 163999 1179618 825572 670279 21939 133354 2409418 1935054 91610 382754 761853 609922 31416 120515 89820 53439 36381 46923 46923 45100 45100 589478 589478 54464 54464 2132052 2092974 39078 267966 219655 18914 29397 1891304 1869904 19972 1428 158247 144725 5294 8228 659259 537614 83261 38384 145262 101048 1481 42733 467263 325041 23458 118764 38400 38400 161820 114550 32357 14913 52325 42892 3693 5740 NEWSLETTER & PUBLISHING 621185 505138 436 115611 LAND CLOSING COST 149848 122832 10577 16439 MEMBERSHIP & DUES 117479 96299 8292 12888 22132720 18191273 944985 2996462 2750555 2206715 0 543840 490115 1028336 59149 62457 13245676 12650437 0 37653 183743 211511 17434460 829223 1644414 16605237 28300642 30970193 2288361 2254966 120484 68533 46332584 63889323 4176113 1804257 23344 70320 3910015 4200000 604389 478746 8713861 6553323 X 17736510 32968630 19882213 24367370 37618723 57336000 46332584 63889323 X 14601828 5148844 -33395 X 0 1 X 1 1 1 X 14430685 15600174 11714471 30353771 35484625 107583726 14430685 15600174 11714471 30353771 35484625 107583726 15324190 92259536 302475 119089 455245 787827 684710 2349346 23515 34897 80594 60235 57596 256837 110189909 72949 0.83730 0.84050 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: RECAPTURED EXPENSES - 2016 AMOUNT: $ 12,922. 2017 AMOUNT: $ 7,240. 2018 AMOUNT: $ 1,586. 2019 AMOUNT: $ 1,413. 2020 AMOUNT: $ 0. OTHER INCOME - 2016 AMOUNT: $ 10,593. 2017 AMOUNT: $ 27,657. 2018 AMOUNT: $ 45,059. 2019 AMOUNT: $ 58,822. 2020 AMOUNT: $ 57,596. CGA VALUATION - 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 33,949. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 52822 52822 21490420 21543242 1000000 250000 0 0 703443 896487 1000000 1000000 3599930 5399895 37627 70556 52712 52822 213717 175861 224122 250000 250000 899983 1349975 487 487 X X X X 100 45423.00 0 0 0 22 1 1978.00 124667 31152447 1331444 6219209 821937 37881163 28594550 2422839 901954 766896 31152447 28323394 689053 619722 1037619 28594550 16507681 10477311 2350163 1011761 28323394 15653310 2973090 2118719 16507681 0.83918 0.08021 0.08061 0 0 15866516 15866516 522517 362075 160442 238741 97302 141439 806686 369846 436840 16605237 CHARITABLE GIFT ANNUITIES PAYABLE 100075 DEFERRED RENT AND LEASE INCENTIVES 378296 SECURITY DEPOSITS 375 478746 X 41994747 5148844 196390 -30571 5314663 36680084 54464 54464 36734548 22277470 196390 2824 199214 22078256 54464 54464 22132720 PART II, LINE 5: AFT'S POLICY IS TO MONITOR EACH OF ITS EASEMENTS EVERY YEAR, UNLESS AN ISSUE OR CIRCUMSTANCE REGARDING A PARTICULAR PROPERTY WARRANTS MORE FREQUENT VISITS. AFT HAS ALSO ADOPTED A VIOLATIONS POLICY THAT ADDRESSES THE MANNER IN WHICH AFT DETERMINES AND ENFORCES VIOLATIONS OF CONSERVATION EASEMENTS. AFT CONTINUALLY EVALUATES EACH EASEMENT ON A CASE-BY-CASE BASIS TO DETERMINE THE APPROPRIATE MONITORING AND INSPECTION NEEDS REQUIRED TO ENSURE THAT THE CONSERVATION PURPOSES OF THE EASEMENT ARE UPHELD. PART II, LINE 9: IT IS AFT'S POLICY, WHEN ACQUIRING OR ACCEPTING AN EASEMENT, TO EXTINGUISH IN PERPETUITY THE DEVELOPMENT RIGHTS ON THE UNDERLYING PROPERTY. CONSEQUENTLY, ALL SUCH EASEMENTS ARE VALUED AT ONE DOLLAR. EASEMENTS WHOSE DEVELOPMENT RIGHTS ARE NOT SO TREATED HAVE ALSO BEEN VALUED AT ONE DOLLAR BECAUSE IT IS MANAGEMENT'S OPINION THAT THE ORGANIZATION WILL NOT RECOVER ITS COST FOR THESE EASEMENTS. ANY PROCEEDS FROM THE SALE OF A CONSERVATION EASEMENT TO A QUALIFIED ENTITY ARE MAINTAINED IN THE ORGANIZATION'S FARMLAND PROTECTION FUND. PART V, LINE 4: AFT IS COMMITTED TO A LONG-TERM APPROACH WITH A BALANCED PROGRAM OF INVESTMENTS TO PRESERVE AND ENHANCE THE REAL PURCHASING POWER OF THE FUND SO AS TO PROVIDE A STABLE AND, IN REAL TERMS, CONSTANT STREAM OF CURRENT INCOME FOR ANNUAL OPERATING NEEDS. PART X, LINE 2: AFT EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED SEPTEMBER 30, 2021, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE ON SPLIT INTEREST AGREEMENTS -33,395. COST OF GOODS SOLD 2,824. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,824. X X X X X 1 EIDOLON COMMUNICATIONS 15 MAIDEN LANE SUITE 1401 NEW YORK NY 10038 DIRECT MAIL 0 1728350 297963 1430387 GIVEBRIDGE 525 W MONROE STREET SUITE 900 CHICAGO IL 60681 IN-PERSON SOLICITATION 0 247058 291515 -44457 1975408 589478 1385930 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OR PA RI SC TN TX UT VA WA WV WI 1 LIVINGSTON COUNTY SOIL & WATER CONSERVATION DISTRICT 11 MEGAN DRIVE SUITE 2 GENESEO NY 14454 501(C)(3) 47008 COVER CROP INNOVA RESEARCH&ED RAPP CENTER FOR EDUCATION PO BOX 35 SPERRYVILLE VA 22740 501(C)(3) 20000 RAPPAHANNOCK COUNTY PILOT CORNELL COOPERATIVE EXTENSION 232 PLAZA ROAD KINGSTON NY 12401 161159507 501(C)(3) 16600 GREATER HUDSON VALLEY FARMLINK NTWK PLEASURE VIEW FARM 578 BETHLEHEM ROAD PLEASUREVILLE KY 40057 471650898 501(C)(3) 14900 RYE COMMERCIALIZATION MIMS INC 6908 BURKSVILE ROAD ALBANY KY 42602 751433130 501(C)(3) 13750 RYE COMMERCIALIZATION DALE W MEDLEY FARM 1398 MCLAIN RDOAD SPRINGFIELD KY 40069 501(C)(3) 13750 RYE COMMERCIALIZATION DRBCE LANGLEY FARM 3248 TAYLORSVILLE ROAD SHELBYVILLE KY 40065 834580697 501(C)(3) 13750 RYE COMMERCIALIZATION ARNOLD & ARNOLD INC 599 ARNOLD D ROAD CAMPBELLSVILLE KY 42718 621840292 501(C)(3) 13750 RYE COMMERCIALIZATION MASON LANE LLC PO BOX 7907 LOUISVILLE KY 40257 462389346 501(C)(3) 13750 RYE COMMERCIALIZATION SPRINGHILL FAMILY FARM LLC 3964 STREET ROUT 2206 CLINTON KY 42031 501(C)(3) 13750 RYE COMMERCIALIZATION PA DEPARTMENT OF AGRICULTURE 2301 N CAMERON STREET HARRISBURG PA 17110 236003099 N/A 10000 SOIL HEALTH PRACTICES COMMUNITY ALLIANCE 4001 LEAVENWORTH STREET OMAHA NE 68105 470741392 501(C)(3) 10000 STATE POLICY/SMART GROWTH AGRICULTURAL STEWARDSHIP ASSOCIATION INC 2531 STATE ROUTE 40 GREENWICH NY 12834 223084628 501(C)(3) 8000 GREATER HUDSON VALLEY FARMLINK NTWK FARM CREDIT EAST ACA 240 SOUTH ROAD ENFIELD CT 06082 060800610 501(C)(3) 8000 FARMER GRANTS CORNELL UNIVERSITY 616 THURSTON AVENUE ITHACA NY 14853 150532082 501(C)(3) 7500 GREATER HUDSON VALLEY FARMLINK NTWK HUDSON VALLEY AGRIBUSINESS 507 WARREN STREET HUDSON NY 125342415 753225637 501(C)(3) 7500 GREATER HUDSON VALLEY FARMLINK NTWK GLYNWOOD CENTER FOR REGIONAL PO BOX 157 COLD SPRING NY 10516 720940558 501(C)(3) 7423 GREATER HUDSON VALLEY FARMLINK NTWK FARM CREDIT EAST 4363 FEDERAL DRIVE BATAVIA NY 14020 454746916 501(C)(3) 6250 FARMER GRANTS COLUMBIA LAND CONSERVANCY INC 49 MAIN STREET CHATHAM NY 12037 222757332 501(C)(3) 5800 GREATER HUDSON VALLEY FARMLINK NTWK SARATOGA PLAN 112 SPRING STREET ROOM 202 SARATOGA SPRINGS NY 12866 141706013 501(C)(3) 5800 GREATER HUDSON VALLEY FARMLINK NTWK WESTCHESTER LAND TRUST 403 HARRIS ROAD BEDFORD HILLS NY 10507 133507910 501(C)(3) 5800 GREATER HUDSON VALLEY FARMLINK NTWK RUSSELLVILLE URBAN GARDENING PROJECT PO BOX 904 RUSSELVILLE KY 42276 263728580 501(C)(3) 5050 FARMER GRANTS ERICKSON WEBB SCOLTON & HAJDU PO BOX 414 LAKEWOOD NY 14750 160977711 501(C)(3) 5006 FARMER GRANTS 23 0 GRANTS TO FARMERS 76 875444 SUB-AWARDS TO FARMERS 28 54038 PART I, LINE 2: TRAVEL STIPENDS ARE PROVIDED AFTER THE PARTICIPANTS ATTENDED THE MEETING. AWARDS TO FARMERS ARE PROVIDED AFTER THE WORK HAS BEEN COMPLETED INCLUDING EVALUATION FROM PARTICIPANTS. FOR SUB-AWARDS WE REQUIRE GRANTEES TO PROVIDE BOTH INTERIM AND FINAL REPORTS ON THE USE OF AWARDED FUNDS TO ENSURE THAT FUNDS ARE USED IN A MANNER CONSISTENT WITH THE GRANT PURPOSE. X X 0 0 0 0 0 0 0 0 0 JOHN F PIOTTI PRESIDENT & CEO 366923 0 0 0 0 0 28500 0 18364 0 413787 0 0 0 JOHN LARSON SENIOR VICE PRESIDENT 206400 0 5000 0 0 0 20140 0 18364 0 249904 0 0 0 ASHLEY BOVINO CFO AND VP OF FINANCE & ADMIN. 207500 0 0 0 0 0 20750 0 8726 0 236976 0 0 0 BETH SAUERHAFT VICE PRESIDENT OF PROGRAMS 166000 0 0 0 0 0 16600 0 9658 0 192258 0 0 0 DAVID HAIGHT VICE PRESIDENT OF PROGRAMS 140000 0 0 0 0 0 14000 0 18184 0 172184 0 0 0 MINI AGGARWAL FINANCE CONTROLLER 146500 0 0 0 0 0 14650 0 8306 0 169456 0 0 0 TIMOTHY FINK POLICY DIRECTOR 150000 0 0 0 0 0 14873 0 424 0 165297 0 0 0 RICK MONK VICE PRESIDENT AND GENERAL COUNSEL 147000 0 0 0 0 0 14700 0 400 0 162100 0 0 0 NICHOLAS HERMAN VICE PRESIDENT OF DEVELOPMENT 125000 0 0 0 0 0 12500 0 14835 0 152335 0 0 0 X 5 11881280 FMV 0 0 0 PART I, COLUMN (B): THE ORGANIZATION REPORTS THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN (B) FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY MARCUM, LLP AND THEN THE DRAFT VERSION OF THE FEDERAL FORM 990 IS REVIEWED AND VERIFIED BY THE CONTROLLER. THE DRAFT FEDERAL FORM 990 IS ALSO DISTRIBUTED TO AFT'S AUDIT COMMITTEE AS WELL AS THE ENTIRE BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS SUBMIT A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS FOLLOWING THE FALL BOARD MEETING. THE STATEMENTS ARE SENT TO THE AFT GENERAL COUNSEL FOR REVIEW. ANY CONFLICTS ARE REPORTED TO AFT. ALL EMPLOYEES ARE NOTIFIED ANNUALLY OF THE CONFLICT OF INTEREST POLICY AND ARE REQUIRED TO REPORT ANY CONFLICT TO THE GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HAS DELEGATED RESPONSIBILITY TO THE EXECUTIVE COMMITTEE FOR APPROVING ANY COMPENSATION ARRANGEMENTS WITH DISQUALIFIED PERSONS AS DEFINED UNDER THE INTERNAL REVENUE CODE (GENERALLY SENIOR MANAGEMENT, PERSONS WHO, AT ANY TIME DURING THE PRIOR 5-YEARS, WERE IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF THE ORGANIZATION OR PERSONS RELATED). THE COMMITTEE FUNCTIONS AS DE FACTO. COMPENSATION COMMITTEE IN ADDITION TO ITS OTHER RESPONSIBILITIES. THE COMMITTEE IS COMPRISED OF OUTSIDE, DISINTERESTED DIRECTORS WHO POSSESS THE BUSINESS EXPERIENCE AND KNOWLEDGE NECESSARY TO REVIEW AND EVALUATE THE COMPARABILITY OF COMPENSATION DATA OBTAINED FOR THE COMMITTEE. THE COMMITTEE DETERMINES WHICH AFT EMPLOYEES OR CONTRACTORS SHOULD BE CONSIDERED "DISQUALIFIED PERSONS" (IN ADDITION TO THE LIST OF PERSONNEL WHO ARE PER SE DISQUALIFIED) WHOSE COMPENSATION SHOULD BE SUBJECT TO APPROVAL. ALSO, THE COMMITTEE EVALUATES AND APPROVES THE COMPENSATION ARRANGEMENTS ENTERED INTO BY AFT WITH ALL DISQUALIFIED PERSONS. (THESE INCLUDE ALL COMPENSATION AND BENEFITS, INCLUDING SALES OR OTHER TRANSFERS OF PROPERTY.) THE COMMITTEE GENERALLY UTILIZES INFORMATION FROM STANDARD COMPENSATION SURVEYS IN CONDUCTING ITS EVALUATION. THE COMMITTEE DOCUMENTS ITS PROCEEDINGS WITH WRITTEN RECORDS, SETTING FORTH THE TERMS OF THE COMPENSATION ARRANGEMENTS APPROVED AND THE DATE THEY WERE APPROVED. THE RECORDS INCLUDE THE NAMES OF THE COMMITTEE MEMBERS PRESENT AND WHO VOTED; THE COMPARABILITY DATA OBTAINED AND RELIED UPON BY THE COMMITTEE; HOW THE DATA WAS OBTAINED; AND THE ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF COMPENSATION TRANSACTIONS BY ANYONE WHO IS OTHERWISE A MEMBER OF THE COMMITTEE, BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION OR ARRANGEMENT. THIS DOCUMENTATION IS PREPARED BY THE LATER OF (A) THE NEXT MEETING OF THE COMMITTEE OCCURRING AFTER THE DECISION IS MADE OR (B) THE DATE 60 DAYS AFTER THE DATE OF APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 AFT'S FINANCIAL STATEMENTS AND FEDERAL FORM 990 ARE AVAILABLE ON ITS WEBSITE OR BY WRITTEN REQUEST. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE ON SPLIT INTEREST AGREEMENTS -33,395.