2022-05-14T08:52:01-05:00 2021-06-30 366055558 GRANT THORNTON LLP 1000 WILSON BLVD SUITE 1400 ARLINGTON VA 22209 990 2020-07-01 530196549 AMERICAN UNIVERSITY AMER 2028852822 4400 MASSACHUSETTS AVE NW WASHINGTON DC 200168020 BRONTE BURLEIGH-JONES CFO, VP & TREAS 2028852822 2022-05-13 1 BRONTE BURLEIGH-JONES XXX-XX-XXXX MARY TORRETTA P00847851 7038477500 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z BRONTE BURLEIGH-JONES 4400 MASSACHUSETTS AVE NW WASHINGTON DC 200168020 1490650428 0 X WWW.AMERICAN.EDU X 1893 DC SEE SCHEDULE O 23 23 8170 443 906069 498432 66457008 57990631 734474132 630949394 61438604 89055647 0 -8831 862369744 777986841 173950363 175247463 0 0 361846412 331444373 0 367638 13866902 258330658 222032981 794127433 729092455 68242311 48894386 2059436434 2420807502 748984712 877573619 1310451722 1543233883 X SEE SCHEDULE O 0 0 208525332 0 569216074 INSTRUCTION: THE UNIVERSITY'S MISSION IS CARRIED OUT BY ALMOST 924 FULL-TIME TEACHING AND RESEARCH FACULTY IN SIX ACADEMIC DIVISIONS OFFERING 80 BACHELOR'S PROGRAMS, 99 MASTER'S PROGRAMS, 24 DOCTORAL PROGRAMS, J.D., S.J.D, M.L.S. AND L.L.M. PROGRAMS. CERTIFICATE PROGRAMS AND AN ASSOCIATE DEGREE PROGRAM ARE OFFERED AS WELL. STUDENT-FACULTY RATIO = 11:1. AVERAGE CLASS SIZE = 21.6 STUDENTS. 172929414 172929414 0 SCHOLARSHIPS AND FELLOWSHIPS: AMERICAN UNIVERSITY AWARDS FINANCIAL AID TO STUDENTS BASED ON A COMBINATION OF DEMONSTRATED FINANCIAL NEED, ACADEMIC ACHIEVEMENT, AND THE AVAILABILITY OF FUNDS. ONCE A STUDENT IS ADMITTED, THE FINANCIAL AID OFFICE WILL DETERMINE NEED AND DEVELOP A FINANCIAL AID AWARD THAT INCLUDES FUNDS FROM THE PROGRAMS FOR WHICH THE STUDENT QUALIFIES. TO RECEIVE CONSIDERATION FOR FINANCIAL AID, A STUDENT MUST BE A UNITED STATES CITIZEN OR ELIGIBLE NON-CITIZEN IN A DEGREE PROGRAM. 63023432 0 8138464 AUXILIARY ENTERPRISES: UNIVERSITY DORMITORIES, CONSISTING OF TEN RESIDENCE HALLS, PROVIDE LIVING QUARTERS FOR ALMOST 788 STUDENTS. ALSO PROVIDED ARE RECREATIONAL FACILITIES, DINING SERVICES, PARKING, AND OTHER SELF-SUPPORTING FACULTY, STAFF, AND STUDENT SERVICES. 242102897 2318049 53195021 ACADEMIC SUPPORT: GRANTS $0EXPENSES $ 65,093,765REVENUE $0STUDENT SERVICES: GRANTS $0EXPENSES $48,540,437REVENUE $0INSTITUTIONAL SUPPORT:GRANTS $0EXPENSES $37,494,370REVENUE $0 RESEARCH & PUBLIC SERVICES: GRANTS $2,318,049EXPENSES $242,102,897REVENUE $53,195,021TOTAL OTHER PROGRAM SERVICES 242102897 2318049 53195021 686581075 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 21241 0 1 8170 1 1 1 1 BE SP 0 0 0 1 1 1 18 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DC FL IL KY MD NH OR PA SC UT WI X NICOLE BRESNAHAN 2028852822 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 MARC N DUBER CHAIR 10.00 0.00 X 0 0 0 GINA F ADAMS VICE CHAIR 2.00 0.00 X 0 0 0 JANICE M ABRAHAM TRUSTEE 2.00 0.00 X 0 0 0 GARY M ABRAMSON TRUSTEE 2.00 0.00 X 0 0 0 GAURDIE BANISTER JR TRUSTEE 2.00 0.00 X 0 0 0 STEPHANIE M BENNETT-SMITH TRUSTEE 2.00 0.00 X 0 0 0 JACK C CASSELL TRUSTEE 2.00 0.00 X 0 0 0 PAMELA M DEESE TRUSTEE 2.00 0.00 X 0 0 0 HANI MS FARSI TRUSTEE 2.00 0.00 X 0 0 0 THOMAS A GOTTSCHALK TRUSTEE 2.00 0.00 X 0 0 0 MEHDI HERAVI TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL W KEMPNER TRUSTEE 2.00 0.00 X 0 0 0 MARGERY KRAUS TRUSTEE 2.00 0.00 X 0 0 0 GERALD BRUCE LEE TRUSTEE 2.00 0.00 X 0 0 0 FERNANDO LEWIS NAVARRO TRUSTEE 2.00 0.00 X 0 0 0 CHARLES H LYDECKER TRUSTEE 2.00 0.00 X 0 0 0 MARIL GAGEN MACDONALD TRUSTEE 2.00 0.00 X 0 0 0 BETSY A MANGONE TRUSTEE 2.00 0.00 X 0 0 0 ALAN L MELTZER TRUSTEE 2.00 0.00 X 0 0 0 ARTHUR J ROTHKOPF TRUSTEE 2.00 0.00 X 0 0 0 PETER L SCHER TRUSTEE 2.00 0.00 X 0 0 0 JEFFREY A SINE TRUSTEE 2.00 0.00 X 0 0 0 DAVID TRONE TRUSTEE 2.00 0.00 X 0 0 0 SYLVIA M BURWELL PRESIDENT 50.00 0.00 X 890432 0 188433 DOUGLAS KUDRAVETZ CFO, VP AND TREASURER (THRU 10/1/21) 50.00 0.00 X 511918 0 35215 COURTNEY SURLS VP DEVELOPMENT & ALUMNI REL 50.00 0.00 X 412112 0 53937 TRAEVENA BYRD VP, UNI. COUNSEL & BOT SEC. 50.00 0.00 X 357090 0 81815 SETH GROSSMAN VP OF PEOPLE & EXT REL 50.00 0.00 X 310372 0 66141 PETER STARR PROVOST & CHIEF ACADEMIC OFFICER 50.00 0.00 X 347213 0 18547 FANTA AW VP CAMPUS LIFE & IE 50.00 0.00 X 295516 0 58500 MATTHEW BENNETT VP & CHIEF COMMUNICATIONS OFFICER 50.00 0.00 X 266575 0 60364 STEVE MUNSON VP & CIO 50.00 0.00 X 244498 0 37087 DAVID G SWARTZ FORMER VP AND CIO (THRU 7/31/20) 50.00 0.00 X 211729 0 22439 ROBERT DINERSTEIN DEAN (THRU 6/30/21) 50.00 0.00 X 308608 0 28212 CAMILLE NELSON DEAN & PROFESSOR (THRU 7/31/20) 50.00 0.00 X 272239 0 20862 JOHN DELANEY DEAN 50.00 0.00 X 454582 0 41412 CLAUDIO GROSSMAN PROFESSOR 50.00 0.00 X 445727 0 21261 PATRICK MALONE DIRECTOR & EXEC IN RESIDENCE 50.00 0.00 X 399430 0 10415 HENG XU PROFESSOR 50.00 0.00 X 361947 0 44799 ERDAL TEKIN PROFESSOR 50.00 0.00 X 359235 0 45923 DANIEL J MYERS FORMER PROVOST & CAO 0.00 0.00 X 694538 0 42443 SCOTT A BASS PROF & PROVOST EMERITUS 50.00 0.00 X 283620 0 34098 CORNELIUS M KERWIN PROF & PRESIDENT EMERITUS 50.00 0.00 X 264506 0 36807 7691887 0 948710 753 1 1 0 2U INC 7900 HARKINS RD LANHAM MD 20706 ONLINE EDUCATION 18120881 FULCRUM FACILITIES SERVICES LLC 60 PARK PL STE 302 NEWARK NJ 071025514 ENGINEERING 10270090 WHITING TURNER CONTRACTING 300 EAST JOPPA RD BALTIMORE MD 21286 CONSTRUCTION 9102736 JOHN WILEY & SONS INC 111 RIVER ST HOBOKEN NJ 07030 ONLINE EDUCATION 6552705 ARAMARK CORPORATION 1101 MARKET ST PHILADELPHIA PA 19107 CLEANING 6480460 175 12577860 18620 16617006 28777145 4791158 57990631 STUDENT TUITION & FEES 611710 569216074 569216074 RESEARCH/TRNG CONTRACT 611430 32158810 32158810 PUBLIC RADIO STATION 611710 14703278 14703278 AUXILIARY SERVICES 713940 8138464 8138464 OTHER PROGRAM SERV REV 611710 6732768 6332933 399835 630949394 39606864 506234 39100630 762103539 712654756 49448783 49448783 49448783 0 18620 8831 -8831 -8831 777986841 630549559 906069 88540582 X 1955946 1955946 172929414 172929414 362103 362103 9235496 8494052 487560 253884 278826734 256441965 14719826 7664943 2016472 1854585 106454 55433 23254878 19681114 1193970 2379794 18110793 16656823 956105 497865 762878 762878 674742 674742 808 771 37 367638 367638 3770041 3770041 82540980 78676605 2434157 1430218 3956164 3853653 27297 75214 11140979 9876174 270464 994341 11371209 11297367 56431 17411 25723263 22709488 3013525 250 879432 866324 686 12422 25079134 25079134 43573810 43573810 8114526 8114526 BAD DEBT EXPENSE 3748329 3579322 169007 0 ALL OTHER EXPENSES 534928 418819 0 116109 FOOD SERVICE EXPENSE 161758 159080 1298 1380 729092455 686581075 28644478 13866902 1666 1666 81690004 82214438 16093264 20226746 39829869 37330999 27541 26868 8019072 13688075 1535332917 653693857 891526660 881639060 683731191 944613643 298863481 394510279 7689851 6532966 0 0 31963835 40022762 2059436434 2420807502 73679666 73334493 0 0 28154026 33818531 0 0 0 634547559 749372177 0 12603461 21048418 748984712 877573619 X 1048702397 1222083423 261749325 321150460 1310451722 1543233883 2059436434 2420807502 48894386 183789785 97990 0 X 0 1 X 1 1 1 X 53501637 40877132 73970105 66457008 57984095 292789977 53501637 40877132 73970105 66457008 57984095 292789977 13980965 278809012 26814496 28481790 30248004 30035212 39100630 154680132 447470109 3408827745 0.62310 0.61710 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 808 0 0 808 0 PART II-B, LINE 1: LOBBYING ACTIVITIES THESE LOBBYING EXPENSES REPRESENT THE PORTION OF NACUBO, MARYLAND DC DELAWARE BROADCASTERS ASSOCIATION, AND CONSORTIUM OF UNIVERSITIES OF THE WASHINGTON METROPOLITAN AREA DUES WHICH WERE ALLOCATED TOWARDS FUNDING LOBBYING ACTIVITIES. 390500 40184548 X X X 0 697444000 4547000 200443000 3025798 24411218 4426984 870570000 700926000 18450000 -1088000 2698022 16320257 1825721 697444000 681810000 9827000 29360000 2368843 16791808 910349 700926000 677348000 7396000 250000 114422 3069578 681810000 623602000 14453000 58467000 2539947 15851041 783012 677348000 0.68079 0.16939 0.14983 0 0 40158246 40158246 1146594755 408527416 738067339 0 315232520 234669421 80563099 33347396 10497020 22850376 881639060 EQUITY MUTUAL FUNDS 4658918 F HEDGE FUNDS 186315869 F PRIVATE EQUITY FUNDS 157357287 F ALTERNATIVE ASSETS 45560444 F FIXED INCOME FUNDS 537761 F REAL ESTATE 80000 F 394510279 ASSET RETIREMENT OBLIGATION 1882711 LEASE OBLIGATION 5545721 REFUNDABLE ADVANCE FROM US GOVT 13619986 21048418 X PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS THE THREE MAJOR COMPONENTS OF THE UNIVERSITY'S ART COLLECTION ARE THE WATKINS COLLECTION BEGUN IN 1945, THE KATZEN COLLECTION BEGUN IN 2005 AND THE CORCORAN COLLECTION DONATED IN 2018. THE COLLECTIONS SERVE AS A TEACHING RESOURCE FOR THE ART DEPARTMENT AT AMERICAN UNIVERSITY, AS WELL AS TELLING THE STORY OF MODERN ART AND ITS OFFSHOOTS IN WASHINGTON DC, WITH SIDE STORIES RELATED TO WHAT WAS HAPPENING IN THE LARGER CONTEMPORARY WORLD. THE MUSEUM FEATURES OVER 30,000 SQUARE FEET OF EXHIBITION SPACE FOR THESE THREE COLLECTIONS. THE PUBLIC IS WELCOME TO VISIT THE MUSEUM AND EXHIBITIONS FREE OF CHARGE. INDEED, THE KATZEN ARTS CENTER IS NOW A DESTINATION FOR CERTAIN TOUR GROUPS IN WASHINGTON DC. PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 450 INDIVIDUAL FUNDS ESTABLISHED FOR SCHOLARSHIPS AND RELATED ACADEMIC ACTIVITIES. ITS ENDOWMENT INCLUDES BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE THE UNIVERSITY HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. SUCH ACTIVITIES RESULTED IN NO NET TAXABLE INCOME IN THE YEAR ENDED JUNE 30, 2021. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY IS NOTED IN THE INTERNET HOMEPAGE, ALL ADMISSION PUBLICATIONS, UNIVERSITY'S NONDISCRIMINATORY POLICY TOWARDS RACE, CREED, COLOR, NATIONAL ORIGIN, AGE, HANDICAP, OR SEX IS NOTED IN ALL ADMISSION PUBLICATIONS, APPLICATION FORMS, TRANSFER GUIDES, MEDIA SOLICITATIONS FOR STUDENTS AND ALL OFFICIAL UNIVERSITY PUBLICATIONS. AMERICAN UNIVERSITY IS AN EQUAL OPPORTUNITY, AFFIRMATIVE ACTION INSTITUTION THAT OPERATES IN COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS. MORE IMPORTANTLY, SUCH COMPLIANCE STEMS FROM THE HISTORY AND TRADITION OF THE UNIVERSITY THAT EMBRACES AND EXPRESSES THE DEEPEST VALUES OF THE HUMAN COMMUNITY-EQUALITY, OPENNESS, AND THE DIGNITY OF EVERY INDIVIDUAL. THE FACT THAT THE UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF COLOR, RELIGION, NATIONAL ORIGIN, GENDER, SEXUAL ORIENTATION, GENDER IDENTITY AND EXPRESSION, AGE, OR DISABILITY IS,IN FACT, CONSISTENT WITH AND A REFLECTION OF ITS SPECIAL TRADITION OF SOCIAL JUSTICE. EXTENDING THAT TRADITION INTO THE PRESENT, EQUAL OPPORTUNITY, AFFIRMATIVE ACTION, AND NONDISCRIMINATION APPLY TO EVERY ASPECT OF THE UNIVERSITY'S OPERATIONS AND ACTIVITIES, INCLUDING ADMISSION, EMPLOYMENT, AND ACCESS TO UNIVERSITY PROGRAMS AND SERVICES. SCHEDULE E, PART I, LINE 6A GOVERNMENT ASSISTANCE THE UNIVERSITY RECEIVES US DEPARTMENT OF EDUCATION STUDENT AID FUNDS- USE OF SUCH FUNDS IS AUDITED BY INDEPENDENT AUDITORS IN ACCORDANCE WITH THE REGULATIONS AND PROCEDURES ISSUED BY THE FEDERAL GOVERNMENT. 1 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 1781525 EUROPE (INCLUDING ICELAND & GREENLAND) 1 4 PROGRAM SERVICES STUDY ABROAD 1147520 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES STUDY ABROAD 1895 SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 900 SUB-SAHARAN AFRICA 1 15 PROGRAM SERVICES STUDY ABROAD 370228 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 210680249 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 25832858 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING RESEARCH 281407 SOUTH AMERICA GRANTMAKING RESEARCH 51693 SOUTH ASIA GRANTMAKING RESEARCH 29003 2 19 0 0 2 19 240096582 80696 240177278 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH 188175 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH 93232 SOUTH AMERICA RESEARCH 51693 SOUTH ASIA RESEARCH 29003 4 0 1 0 1 0 1 0 PART I, LINE 2: ANNUALLY, 870 STUDENTS PARTICIPATE IN THE ABROAD PROGRAM. THESE UNDERGRADUATES SELECT FROM HUNDREDS OF PROGRAMS WHICH SPAN DIVERSE CULTURES AND LANGUAGES ON ALL CONTINENTS. THE UNIVERSITY IS THE RECIPIENT OF SEVERAL CONTRACTS TO CONDUCT RESEARCH FOR THE US DEPARTMENT OF STATE AND OTHER AGENCIES AS WELL AS TO PROVIDE EDUCATIONAL MANAGEMENT SUPPORT TO FOREIGN INSTITUTIONS OF HIGHER EDUCATION. AU WORKS TO MONITOR GRANTS AND SCHOLARSHIPS EXPENDED USING ITS PROCESSES AND CONTROLS INHERENT IN AU'S SYSTEM. BEFORE SELECTING THE RECIPIENT AND PERIODICALLY AS REQUIRED DURING THE GRANT OR SCHOLARSHIP TERM, AU IMPOSES ITS INSTITUTIONAL CRITERIA AND THE DONOR'S (WHEN APPLICABLE) TO MAKE SURE THAT THE FUNDS ARE USED FOR THE INTENDED PURPOSES. THIS MONITORING IS DONE THROUGH A COLLABORATION OF VARIOUS DEPARTMENTS OF THE UNIVERSITY. PERIODIC SPENDING REPORTS ARE PULLED TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIPS AS NECESSARY TO REPORT BACK TO DONORS ON THE STATUS OF THEIR GIFTS. PART III ACCOUNTING METHOD: PART I, LINE 3 ACCOUNTING METHOD USED THE EXPENDITURES, PER REGION, ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. X X X X X X X 1 ACD DIRECT 520 N MARKETPLACE DR STE 200 CENTERVILLE UT 84014 CALL CENTER 0 367050 39364 327686 LEAD 635 CASTLE RIDGE DRIVE WENTZVILLE MO 63385 CONSULTING 0 77275 15000 62275 NAVISTAR 4612 NAVISTAR DRIVE FREDERICK MD 217037520 MAIL HOUSE 0 0 9778 -9778 CREATIVE DIRECT RESPONSE INC 16900 SCIENCE DR STE 210 BOWIE MD 20715 CONSULTING 0 0 235950 -235950 GREATER PUBLIC 401 N 3RD ST STE 601 MINNEAPOLIS MN 55401 CONSULTING 0 0 67546 -67546 444325 367638 76687 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY AUCTION 18620 18620 8831 18620 18620 8831 8831 -8831 1 BARD COLLEGE 30 CAMPUS ROAD ANNANDALEONHUDSON NY 12504 141713034 501(C)(3) 43838 SUB-AWARD CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE WASHINGTON DC 20064 530196583 501(C)(3) 52726 SUB-AWARD DREXEL UNIVERSITY 3141 CHESTNUT STREET PHILADELPHIA PA 191042816 231352630 501(C)(3) 100568 SUB-AWARD ENVIRONMENTAL PROTECTION NETWORK PO BOX 42022 WASHINGTON DC 20015 821378870 501(C)(3) 70000 SUB-AWARD GALLAUDET UNIVERSITY 800 FLORIDA AVE NE WASHINGTON DC 200023600 530199507 501(C)(3) 37398 SUB-AWARD GEORGE WASHINGTON UNIVERSITY 2121 I ST NW STE 601 WASHINGTON DC 20052 530196584 501(C)(3) 80178 SUB-AWARD GEORGETOWN UNIVERSITY 1421 37TH ST NW WASHINGTON DC 20057 530196603 501(C)(3) 65759 SUB-AWARD HOWARD UNIVERSITY 2244 10TH ST NW 3RD FLOOR WASHINGTON DC 20001 530204707 501(C)(3) 38736 SUB-AWARD IEARN INC 475 RIVERSIDE DRIVE STE 450 NEW YORK NY 10115 133782233 501(C)(3) 72674 SUB-AWARD INSIGHT CRIME INCORPORATED 723 GALLATIN ST NW WASHINGTON DC 200114027 823793490 501(C)(3) 111683 SUB-AWARD INSPIRE PROJECT INC 107 S WEST ST PMB 425 ALEXANDRIA VA 22314 944418628 501(C)(3) 22615 SUB-AWARD JOHNS HOPKINS UNIVERSITY 1101 E 33RD STREET BALTIMORE MD 212182608 520595110 501(C)(3) 14133 SUB-AWARD MASSACHUSETTS ASSOC OF HEALTH BOARDS 20 WALNUT ST STE 110 WELLESLEY HILLS MA 024812104 042774252 501(C)(3) 142343 SUB-AWARD PARTNERSHIP FOR A SECURE AMERICA 1129 20TH ST NW SUITE 500 WASHINGTON DC 20036 300145807 501(C)(3) 108614 SUB-AWARD PYTHO LLC 866 PRESIDENT ST APT 5 BROOKLYN NY 11215 813705845 157894 SUB-AWARD SCIENCE SYSTEMS AND APPLICATIONS INC 10210 GREENBELT ROAD SUITE 600 LANHAM MD 207066239 521087599 27310 SUB-AWARD TEMPLE UNIVERSITY 1852 N 10TH ST 3RD FL PHILADELPHIA PA 19122 231365971 501(C)(3) 19267 SUB-AWARD TEXAS TECH UNIVERSITY 2625 MEMORIAL CIRCLE LUBBOCK TX 794091035 756002622 171238 SUB-AWARD TRABAJADORES UNIDOS DE WASHINGTON DC 1419 V ST NW STE 305 WASHINGTON DC 20009 900951206 501(C)(3) 15510 SUB-AWARD TRINITY WASHINGTON UNIVERSITY 125 MICHIGAN AVE NW WASHINGTON DC 20017 530196640 501(C)(3) 50635 SUB-AWARD UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQ STE 6 CAMBRIDGE MA 021383780 042535767 501(C)(3) 32500 SUB-AWARD UNIVERSITY OF CALIFORNIA BERKELEY 133 DOE LIBRARY BERKELEY CA 947206000 946002123 501(C)(3) 13868 SUB-AWARD UNIVERSITY OF FLORIDA 1250 EAST CAMPUS GAINESVILLE FL 32611 596002052 501(C)(3) 53667 SUB-AWARD UNIVERSITY OF MISSOURI 701 S 5TH ST COLUMBIA MO 65211 436003859 16391 SUB-AWARD UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL 2200 MONOGRAM BLVD CHAPEL HILL NC 27599 566001393 501(C)(3) 5670 SUB-AWARD UNIVERSITY OF TEXAS 110 INNER CAMPUS DR RM 1 AUSTIN TX 78712 746000203 6952 SUB-AWARD UNIVERSITY OF THE DISTRICT OF COLUMBIA 4200 CONNECTICUT AVE NW RM C-10 WASHINGTON DC 20008 536001131 87079 SUB-AWARD UNIVERSITY OF WASHINGTON 1400 NE CAMPUS PKWY SEATTLE WA 981954550 916001537 39995 SUB-AWARD URBAN INSTITUTE 500 LENFANT PLAZA NW WASHINGTON DC 20024 520880375 501(C)(3) 10294 SUB-AWARD WASHINGTON UNIVERSITY IN ST LOUIS 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501(C)(3) 12645 SUB-AWARD WESLEY THEOLOGICAL SEMINARY 4500 MASSACHUSETTS AVE NW WASHINGTON DC 200165632 530245887 501(C)(3) 20719 SUB-AWARD YALE UNIVERSITY 47 COLLEGE STREET SUITE 203 NEW HAVEN CT 065208327 060646973 501(C)(3) 247640 SUB-AWARD 30 2 STUDENT SCHOLARSHIPS 9418 172929414 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS IN THE US AU PARTNERS WITH OTHER UNIVERSITIES AS NECESSARY TO PERFORM THE SCOPE OF THE WORK OUTLINED IN THE GRANTS AGREEMENTS. PRIOR TO ENGAGING WITH THESE SUB-AWARDEES, AU PERFORMS A RISK ASSESSMENT INCLUDING A REVIEW OF THE MOST RECENT FINANCIAL STATEMENTS AS WELL AS ENSURING THEY ARE NOT LISTED AS A DEBARRED ENTITY WITH ANY FEDERAL AGENCY. AU WORKS TO MONITOR GRANTS AND SCHOLARSHIPS EXPENDED USING ITS PROCESSES AND CONTROLS INHERENT IN AU'S SYSTEM. BEFORE SELECTING THE RECIPIENT AND PERIODICALLY AS REQUIRED DURING THE GRANT OR SCHOLARSHIP TERM, AU IMPOSES ITS INSTITUTIONAL CRITERIA AND THE DONOR'S (WHEN APPLICABLE) TO MAKE SURE THE FUNDS ARE USED FOR THE INTENDED PURPOSES. THIS MONITORING IS DONE THROUGH A COLLABORATION OF VARIOUS DEPARTMENTS OF THE UNIVERSITY. PERIODIC SPENDING REPORTS ARE PULLED TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIPS AS NECESSARY TO REPORT BACK TO DONORS ON THE STATUS OF THEIR GIFTS. SCHEDULE I, PART III GRANTS TO INDIVIDUALS IN THE US ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND SIMILAR STANDARDS. APPROXIMATELY 75% OF FULL TIME FRESHMEN APPLIED FOR NEED BASED FINANCIAL AID. X X 1 1 X X X X X 0 1 0 0 0 0 0 1 1 1 SYLVIA M BURWELL PRESIDENT 832982 0 0 0 57450 0 156473 0 31960 0 1078865 0 0 0 DANIEL J MYERS FORMER PROVOST & CAO 660264 0 0 0 34274 0 15003 0 27440 0 736981 0 0 0 DOUGLAS KUDRAVETZ CFO, VP AND TREASURER (THRU 10/1/21) 429438 0 65955 0 16525 0 10993 0 24222 0 547133 0 0 0 JOHN DELANEY DEAN 436805 0 0 0 17777 0 11394 0 30018 0 495994 0 0 0 CLAUDIO GROSSMAN PROFESSOR 431649 0 0 0 14078 0 10840 0 10421 0 466988 0 0 0 COURTNEY SURLS VP DEVELOPMENT & ALUMNI REL 399488 0 0 0 12624 0 51361 0 2576 0 466049 0 0 0 TRAEVENA BYRD VP, UNI. COUNSEL & BOT SEC. 348370 0 0 0 8720 0 49146 0 32669 0 438905 0 0 0 PATRICK MALONE DIRECTOR & EXEC IN RESIDENCE 399291 0 0 0 139 0 9024 0 1391 0 409845 0 0 0 HENG XU PROFESSOR 361683 0 0 0 264 0 14117 0 30682 0 406746 0 0 0 ERDAL TEKIN PROFESSOR 358930 0 0 0 305 0 15709 0 30214 0 405158 0 0 0 SETH GROSSMAN VP OF PEOPLE & EXT REL 307719 0 0 0 2653 0 45818 0 20323 0 376513 0 0 0 PETER STARR PROVOST & CHIEF ACADEMIC OFFICER 342251 0 0 0 4962 0 15035 0 3512 0 365760 0 0 0 FANTA AW VP CAMPUS LIFE & IE 293358 0 0 0 2158 0 45370 0 13130 0 354016 0 0 0 ROBERT DINERSTEIN DEAN (THRU 6/30/21) 308239 0 0 0 369 0 16832 0 11380 0 336820 0 0 0 MATTHEW BENNETT VP & CHIEF COMMUNICATIONS OFFICER 266254 0 0 0 321 0 28100 0 32264 0 326939 0 0 0 SCOTT A BASS PROF & PROVOST EMERITUS 278394 0 0 0 5226 0 13126 0 20972 0 317718 0 0 0 CORNELIUS M KERWIN PROF & PRESIDENT EMERITUS 261122 0 0 0 3384 0 13086 0 23721 0 301313 0 0 0 CAMILLE NELSON DEAN & PROFESSOR (THRU 7/31/20) 255494 0 0 0 16745 0 11194 0 9668 0 293101 0 0 0 STEVE MUNSON VP & CIO 244210 0 0 0 288 0 12640 0 24447 0 281585 0 0 0 DAVID G SWARTZ FORMER VP AND CIO (THRU 7/31/20) 176454 0 27008 0 8267 0 10123 0 12316 0 234168 0 0 0 PART I, LINE 1A HOUSING ALLOWANCES OR RESIDENCE FOR PERSONAL USE THE UNIVERSITY PROVIDES HOUSING FOR THE PRESIDENT AND HER FAMILY AS A CONDITION OF HER EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. THE RESIDENCE IS USED FOR UNIVERSITY-RELATED BUSINESS AND ENTERTAINMENT PURPOSES ON A CONTINUAL BASIS. HEALTH CLUB AMERICAN UNIVERSITY PROVIDES MEMBERSHIPS TO VARIOUS BUSINESS CLUBS IN WASHINGTON DC FOR THE PRESIDENT AND OTHER OFFICERS. THE USE OF THE CLUBS IS LIMITED TO AMERICAN UNIVERSITY BUSINESS PURPOSES AND THE EXPENSES ARE REVIEWED ACCORDING TO EXPENSE REIMBURSEMENT POLICIES OF THE UNIVERSITY. PART I, LINE 4B SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN THE FOLLOWING PERSONS PARTICIPATE IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS WHICH ARE INCLUDED IN THE TOTALS ABOVE: FANTA AW - $29,800 MATTHEW BENNETT - $28,100 SYLVIA M. BURWELL - $135,328 TRAEVENA BYRD - $36,270 SETH GROSSMAN - $30,545 STEVE MUNSON - $10,230 COURTNEY SURLS - $40,100 PART I, LINE 7 NON-FIXED PAYMENTS OFFICERS OF THE UNIVERSITY PARTICIPATE IN A BOARD OF TRUSTEES APPROVED EXECUTIVE COMPENSATION PROGRAM WHICH INCLUDES AN INCENTIVE COMPENSATION PLAN. THE ANNUAL AMOUNT IS CAPPED AT A PERCENTAGE OF THEIR SALARY. THE PLAN IS BASED ON THE ACHIEVEMENT OF CERTAIN PROGRAMMATIC GOALS AND OBJECTIVES FOR THE OFFICERS' UNITS AND THE UNIVERSITY. THE GOALS ARE NON-REVENUE RELATED GOALS. THE PLAN IS APPROVED BY THE COMPENSATION COMMITTEE AND THE COMMITTEE REVIEWS AND APPROVES THE ANNUAL AWARDS BASED ON THE PERFORMANCE ACHIEVED ON THE AGREED-UPON GOALS. PART I, LINES 8 AND 9 INITIAL CONTRACT EXCEPTION PRESIDENT BURWELL HAS AN EMPLOYMENT AGREEMENT WITH THE UNIVERSITY. THE TERMS OF THE EMPLOYMENT AGREEMENT MEET THE INITIAL CONTRACT EXCEPTION OF TREASURY REGULATIONS 53.4958-4(A)(3). THE AGREEMENT WAS EXECUTED USING STANDARDS ESTABLISHING THE REBUTTABLE PRESUMPTION OF REASONABLENESS. PART II MALONE, TEKIN AND XU APPEAR ON SCHEDULE J AS THEIR COMPENSATION INCLUDES ONE TIME PAYMENTS FOR ADDITIONAL DUTIES. X 2 390500 EXPERT OPINION X 97040 EXPERT OPINION X 329 FMV X 1687 2258470 FMV X 116 2024723 FMV X COMP SOFTWARE 1 13440 FMV X AUCTION ITEMS 66 6536 FMV X GIFT CARDS 1 120 FMV 28 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B). FORM 990, PART I, LINE 1: AMERICAN UNIVERSITY'S MISSION IS TO ADVANCE KNOWLEDGE, FOSTER INTELLECTUAL CURIOSITY, BUILD COMMUNITY, AND EMPOWER LIVES OF PURPOSE, SERVICE, AND LEADERSHIP. FORM 990, PART III, LINE 1: ORGANIZATION'S VISION AMERICAN UNIVERSITY IS A LEADING STUDENT-CENTERED RESEARCH UNIVERSITY WHERE PASSIONATE LEARNERS, BOLD LEADERS, ENGAGED SCHOLARS, INNOVATORS, AND ACTIVE CITIZENS UNLEASH THE POWER OF COLLABORATIVE DISCOVERY. WE PARTNER WITH KEY ORGANIZATIONS IN THE WASHINGTON, DC REGION, AND AROUND THE GLOBE TO BETTER THE HUMAN CONDITION, LEARN FROM A VAST ARRAY OF EXPERIENCES AND INTERNSHIPS, CREATE MEANINGFUL CHANGE, AND ADDRESS SOCIETY'S CURRENT AND EMERGING CHALLENGES. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES ACADEMIC SUPPORT - THE UNIVERSITY LIBRARIES, ACADEMIC COMPUTER SERVICES, ADMINISTRATIVE OFFICES AND SUPPORT FOR THE SIX ACADEMIC DIVISIONS. STUDENT SERVICES - HEALTH AND COUNSELING, CAREER CENTER, UNIVERSITY REGISTRAR, FINANCIAL AID AND ENROLLMENT SERVICES, SPORTS AND RECREATION. INSTITUTIONAL SUPPORT - INFORMATION TECHNOLOGY, TELECOMMUNICATIONS, SPACE MANAGEMENT, SECURITY, MAIL AND TRANSPORTATION SERVICES. RESEARCH- RESEARCH AND TECHNICAL ASSISTANCE PROJECTS FUNDED BY FEDERAL AND PRIVATE AGENCIES. PUBLIC SERVICE - THE OPERATION OF WAMU 88.5 FM, A 24-HOUR, 50,000 WATT PUBLIC RADIO STATION LICENSED TO THE UNIVERSITY SINCE 1961. COVID-19 PANDEMIC THE OUTBREAK OF THE COVID-19 PANDEMIC HAS CAUSED DOMESTIC AND GLOBAL DISRUPTIONS IN OPERATIONS FOR INSTITUTIONS OF HIGHER EDUCATION. TO PROTECT THE HEALTH AND SAFETY OF THE AMERICAN UNIVERSITY COMMUNITY IN THE 2020-2021 ACADEMIC YEAR, COURSES WERE PRIMARILY DELIVERED ONLINE AND ONLY VERY LIMITED ON-CAMPUS HOUSING WAS AVAILABLE FOR THE 2020-2021 ACADEMIC YEAR. ADDITIONALLY, THE UNIVERSITY INVESTED IN COVID-19 TESTING CENTERS, PERSONAL PROTECTIVE EQUIPMENT FOR ESSENTIAL STAFF AND UPGRADES TO UNIVERSITY FACILITIES. THE FINANCIAL IMPACT OF THE PANDEMIC WAS MITIGATED BY A TEMPORARY SUSPENSION OF EMPLOYER CONTRIBUTIONS TO THE RETIREMENT PLAN, EXECUTIVE COMPENSATION REDUCTIONS, A ONE-WEEK FURLOUGH FOR ALL FACULTY AND STAFF AND CAREFULLY CONTROLLING ALL UNIVERSITY SPENDING. THE UNIVERSITY ACHIEVED ITS GOAL OF RETURNING TO FULL IN-PERSON INSTRUCTION AND RESIDENTIAL EXPERIENCES FOR THE FALL 2021 SEMESTER, WHILE PROMOTING THE HEALTH AND SAFETY OF OUR COMMUNITY, PROGRESSING OUR EDUCATIONAL AND RESEARCH MISSION, AND SUPPORTING THE BROADER RESPONSE TO COVID-19 IN THE DC REGION. AS OF JUNE 30, 2021, THE UNIVERSITY EVALUATED ITS ACCOUNTING ESTIMATES FOR ANY POTENTIAL FUTURE IMPACTS OF THE PANDEMIC. WHILE THIS EVALUATION DID NOT RESULT IN A MATERIAL EFFECT TO THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF JUNE 30, 2021, FUTURE EVALUATIONS COULD RESULT IN A MATERIAL EFFECT DEPENDING ON THE EVENTUAL IMPACT TO THE UNIVERSITY OF THE PANDEMIC IN FUTURE PERIODS. AMERICAN UNIVERSITY STRATEGIC PLAN IN JANUARY 2019, AMERICAN UNIVERSITY UNVEILED A NEW STRATEGIC PLAN, CHANGE MAKERS FOR A CHANGING WORLD. THE PLAN REPRESENTS AU'S COMMITMENT TO ITS MISSION "TO ADVANCE KNOWLEDGE, FOSTER INTELLECTUAL CURIOSITY, BUILD COMMUNITY, AND EMPOWER LIVES OF PURPOSE, SERVICE, AND LEADERSHIP." THE UNIVERSITY'S FIVE-YEAR PLAN WILL ADDRESS THE ISSUES FACING OUR COMMUNITY AND HIGHER EDUCATION, WHILE BUILDING ON OUR LEGACY OF LEADERSHIP, SCHOLARSHIP, AND SERVICE, AND BOLDLY EMBRACING OPPORTUNITIES FOR GREATER IMPACT. IT INCLUDES THREE CENTRAL THEMES - SCHOLARSHIP, LEARNING, AND COMMUNITY - WITH NINE STRATEGIC IMPERATIVES TO GUIDE AU'S PROGRESS: SCHOLARSHIP: SCHOLARSHIP IS CENTRAL TO AU'S FUTURE. WE WILL DEVELOP AREAS OF STRATEGIC FOCUS THAT DRAW ON FIELDS WHERE AU ALREADY EXCELS, WHERE OUR EXPERTISE CROSSES SCHOOLS AND DISCIPLINARY BOUNDARIES, AND THAT HOLD PROMISE FOR THE FUTURE. WE WILL ESTABLISH NEW WAYS TO SUPPORT THE WORK OF FACULTY ACROSS A RANGE OF DISCIPLINES. LEARNING: LEARNING IS AT THE CORE OF AU. AS WE PREPARE FOR TOMORROW'S OPPORTUNITIES, WE CONTINUE TO EMBRACE THE HIGHEST-QUALITY TEACHING, WHILE EXPLORING NEW FRONTIERS OF LEARNING AND SCHOLARSHIP. WE WILL EXPAND OPPORTUNITIES FOR LIFELONG LEARNING EXPERIENCES THAT ARE MORE FLEXIBLE, PERSONALIZED, AND ACCESSIBLE. COMMUNITY: AU IS AN INSTITUTION DEEPLY ROOTED IN COMMUNITY - LOCALLY, NATIONALLY, AND GLOBALLY - AND WHEN OUR COMMUNITY GROWS STRONGER, SO DO WE. OVER THE NEXT FIVE YEARS, OUR STRATEGIC EFFORTS WILL EXPAND AND STRENGTHEN OUR TIES TO COMMUNITIES, BOTH INTERNAL AND EXTERNAL. EACH OF THE NINE STRATEGIC IMPERATIVES OUTLINED IN THE PLAN INCLUDES SPECIFIC ACTIONS TO BE TAKEN IN YEARS ONE AND TWO, FOLLOWED BY AREAS FOR EXPLORATION IN YEARS THREE, FOUR, AND FIVE. THE PLAN ALSO INCLUDES FOUR OUTCOMES FOR MONITORING SUCCESS: IMPROVING RETENTION AND GRADUATION RATES, ACHIEVING OPERATIONAL EXCELLENCE, ENHANCING AU'S REPUTATION, AND DIVERSIFYING AND GROWING REVENUE. AMERICAN UNIVERSITY: PARTNER IN OUR COMMUNITY COMMUNITY SERVICE MANY OF AU'S PARTNERSHIPS WITH LOCAL GOVERNMENTS, BUSINESSES, AND INDIVIDUALS EXEMPLIFY THE UNIVERSITY'S COMMITMENT TO PUBLIC SERVICE. AU VIEWS ITSELF AS A PRIVATE UNIVERSITY WITH A PUBLIC RESPONSIBILITY. THE UNIVERSITY WORKED WITH NUMEROUS LOCAL ORGANIZATIONS AND PARTICIPATED IN A MYRIAD OF COMMUNITY SERVICE ACTIVITIES. INCLUDING: COMMUNITY-BASED LEARNING AND RESEARCH, DC READS, DC READS "KIDS TO CAMPUS DAY", DR. SEUSS DAY, FRESHMAN SERVICE EXPERIENCE ONE-DAY SERVICE EVENTS, EAGLE ENDOWMENT AND COMMUNITY LEARNERS ADVANCING IN SPANISH AND ENGLISH. WORKING WITH DC SCHOOLS AND STUDENTS AU'S SCHOOL OF EDUCATION PREPARES EDUCATION STUDENTS TO BECOME EARLY CHILDHOOD, ELEMENTARY, BILINGUAL, SPECIAL EDUCATION, AND SECONDARY SCHOOL TEACHERS THROUGH INSTRUCTIONAL WORK IN AREA SCHOOLS. A GROUP OF EDUCATION MAJORS EACH YEAR ARE PLACED AS STUDENT TEACHERS FOR TWO FULL DAYS EACH WEEK, AND THEN FIVE DAYS PER WEEK OVER TWO SEMESTERS IN TEACHING ALL ASPECTS OF THE SCHOOL CURRICULUM FROM THE ARTS TO THE SCIENCES AND IN THE AREAS OF EARLY CHILDHOOD AND SPECIAL EDUCATION. WASHINGTON COLLEGE OF LAW WASHINGTON COLLEGE OF LAW (WCL), LOCATED ONE BLOCK FROM THE AU-TENLEYTOWN METRO, CONSISTENTLY PROVIDES FREE LEGAL SERVICES TO LOW-INCOME AND OTHERWISE UNDERREPRESENTED AREA RESIDENTS THROUGH ITS HIGHLY-RANKED CLINICAL PROGRAMS. IN ADDITION, A SELECTED GROUP OF WCL STUDENTS EACH YEAR REPRESENTS LOW-INCOME CLIENTS FACING EVICTION IN DC LANDLORD AND TENANT COURT, AS PARTICIPANTS IN THE DC LAW STUDENTS IN COURT PROGRAM, AN INDEPENDENT LEGAL SERVICE PROVIDER IN THE DISTRICT. AN OPEN DOOR POLICY AU MAINTAINS A GOOD NEIGHBOR POLICY BY WORKING WITH NEIGHBORS, LOCAL COMMUNITY ORGANIZATIONS, AND THE ADVISORY NEIGHBORHOOD COMMISSIONS IN THE CAMPUS AREA. LED BY THE DIRECTOR OF COMMUNITY RELATIONS, THE UNIVERSITY'S OUTREACH EFFORTS ALSO INCLUDE MAINTAINING ONGOING CONTACT WITH SEVERAL DISTRICT OF COLUMBIA OFFICES AND AGENCIES. ON A MORE INFORMAL LEVEL, REPRESENTATIVES OF AMERICAN UNIVERSITY ALSO MEET AND INTERACT WITH MEMBERS OF THE NEIGHBORING COMMUNITIES ON A REGULAR BASIS. CONTINUED EDUCATION DC RESIDENTS ARE WELCOME AT AU'S BENDER LIBRARY TO STUDY AND ACCESS PRINT MATERIALS, LIBRARY CATALOG, AND DATABASES. THE OSHER LIFELONG LEARNING INSTITUTE (OLLI) OFFERS CLASSES IN THE FALL AND SPRING FOR INTELLECTUALLY CURIOUS "SEASONED LEARNERS" WITH A GENUINE INTEREST IN CONTINUING THEIR LEARNING WITH LIKE-MINDED PEOPLE. THE ARTS THE KATZEN ARTS CENTER AND AMERICAN UNIVERSITY MUSEUM SERVES AS AN IMPORTANT VENUE FOR THE DC ARTS COMMUNITY. IT HOSTS A VARIETY OF PROGRAMS RANGING FROM STUDENT PERFORMANCES TO LECTURES ON ENVIRONMENTALLY SOUND BUSINESS PRACTICES AND FILM SCREENINGS. DC RESIDENTS ARE INVITED TO ATTEND OPEN REHEARSALS OR TAKE TOURS OF THE GALLERIES. MANY OF THE EXHIBITS SHOWN AT THE MUSEUM HAVE EARNED REGIONAL, NATIONAL, AND INTERNATIONAL ACCOLADES. DISTRICT CHILDREN ARE THE FOCUS OF KIDS AT THE KATZEN, WHICH PRESENTS CREATIVE ACTIVITIES AND SUMMER SPORTS CAMPS. A GREEN LEADER IN DC AU IS PROUD TO ALSO BE THE FIRST URBAN CAMPUS, THE FIRST RESEARCH UNIVERSITY, AND THE LARGEST HIGHER EDUCATION INSTITUTION TO ACHIEVE CARBON NEUTRALITY. AU ACHIEVED CARBON NEUTRALITY TWO YEARS AHEAD OF AN AMBITIOUS TARGET OF 2020 BY APPROACHING THE GOAL WITH INNOVATIVE STRATEGIES TO REDUCE OUR OVERALL EMISSIONS, USE RENEWABLE ENERGY, AND OFFSET THE SMALL REMAINDER. AU'S PATH TO NEUTRALITY HAS BEEN ACHIEVED THROUGH COMMITMENT, LEADERSHIP, AND A CULTURE OF SUSTAINABILITY. IT'S BEEN A COMMUNITY EFFORT. STUDENTS HAVE LED EVERY STEP OF THIS JOURNEY; THEY HAVE ALWAYS ENCOURAGED THE UNIVERSITY TO BROADEN HOW WE THINK ABOUT SUSTAINABILITY AND STRIVE FOR MORE. THOSE WHO BUILD AND MANAGE THE SPACES ON CAMPUS EMBRACED THE COMMITMENT TO SUSTAINABILITY, WHILE FACULTY AND STAFF HAVE INTEGRATED SUSTAINABILITY INTO CLASSES AND PROCESSES TO REFLECT THEIR SUSTAINABILITY COMMITMENT. INCLUSIVE EXCELLENCE AU HAS A MULTIMILLION-DOLLAR PLAN TO ADVANCE THE CAUSE OF EQUITY, INCLUSION, AND DIVERSITY. THE PLAN FOR INCLUSIVE EXCELLENCE TOUCHES ALL PARTS OF AND ALL PEOPLE AT THE UNIVERSITY. IT ADDRESSES THE STUDENT EXPERIENCE INSIDE AND OUTSIDE THE CLASSROOM; FACULTY AND STAFF RECRUITMENT, HIRING, PROMOTION, AND RETENTION; THE HANDLING OF INCIDENTS OF BIAS AND DISCRIMINATION CLAIMS; COMMUNICATION AROUND ISSUES OF DIVERSITY, EQUITY, AND INCLUSION; AND MUCH MORE. WAMU WAMU 88.5 FM IS A 24-HOUR, 50,000-WATT PUBLIC RADIO STATION, LICENSED TO AMERICAN UNIVERSITY SINCE 1961. THE STATION SERVES MORE THAN 599,400 LISTENERS IN VIRGINIA, MARYLAND, AND THE DISTRICT OF COLUMBIA WITH NEWS, TALK PROGRAMMING, AND TRADITIONAL AMERICAN MUSIC. WAMU IS FUNDED BY MEMBER DONATIONS AND FINANCIAL SUPPORT FROM THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 1 BOARD OF TRUSTEES THE BOARD OF TRUSTEES CONSISTS OF 23 MEMBERS, ALL OF THEM HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS FORM 990 IS PREPARED BY THE FINANCE OFFICE AND REVIEWED BY INDEPENDENT TAX ADVISORS. FORM 990 IS REVIEWED AND SIGNED BY THE CHIEF FINANCIAL OFFICER. FORM 990 IS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE PRIOR TO FILING. ACCESS TO THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT BOARD OF TRUSTEES MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT AND SUBMIT SUCH STATEMENT TO THE SECRETARY OF THE BOARD WHO IS ALSO THE GENERAL COUNSEL FOR THE UNIVERSTY. THE SECRETARY REVIEWS THOSE STATEMENTS FOR POTENTIAL CONFLICTS AND REPORTS SUCH CONFLICTS TO THE BOARD CHAIR. THE DISCLOSURE STATEMENT ALSO REQUIRES ALL MEMBERS TO NOTIFY THE BOARD PROMPTLY OF AN ACTUAL, APPARENT, OR POTENTIAL CONFLICT OF INTEREST AS IT ARISES, SO THAT IT CAN BE ADDRESSED IMMEDIATELY AND NOT JUST ONCE PER YEAR. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION THE COMPENSATION OF ALL OFFICERS OF THE UNIVERSITY IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, AND IS SUBSEQUENTLY APPROVED BY THE FULL BOARD. THE COMMITTEE ENGAGES THIRD PARTY EXPERTS TO BENCHMARK COMPENSATION FOR THESE POSITIONS ON AN ANNUAL BASIS. THE COMPENSATION OF KEY EMPLOYEES IS SET BY THEIR SUPERVISING OFFICER WITHIN THE CONSTRAINTS OF THE BOARD OF TRUSTEES' APPROVED UNIVERSITY OPERATING BUDGET. THE INDIVIDUALS WHO DETERMINE COMPENSATION OF THE OFFICERS ARE INDEPENDENT PERSONS SERVING ON THE BOARD. DURING THE COURSE OF DELIBERATIONS, THESE PERSONS REVIEW THIRD-PARTY COMPARABILITY DATA TO HELP THEM DECIDE WHAT COMPENSATION IS REASONABLE. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS ITS DECISION WITHIN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENT DISCLOSURE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE AS PUBLIC INFORMATION ON THE UNIVERSITY'S WEBSITE. FORM 990, PART IX, LINE 11G SUB-CONTRACTS/CONTRACTUAL EXP: PROGRAM SERVICE EXPENSES 74,410,383. MANAGEMENT AND GENERAL EXPENSES 2,285,601. FUNDRAISING EXPENSES 1,394,456. TOTAL EXPENSES 78,090,440. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 4,266,222. MANAGEMENT AND GENERAL EXPENSES 148,556. FUNDRAISING EXPENSES 35,762. TOTAL EXPENSES 4,450,540. AMERICAN UNIV AT CONNECTICUT AVE LLC 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 455294959 REAL ESTATE DC 0 0 AU WASHINGTON RESEARCH LIBRARY CONSORTIUM 901 COMMERCE DRIVE UPPER MARLBORO MD 20774 521559828 LIBRARY SVCS MD 501(C)(3) LINE 12B, II N/A 0 THE AIRLIE FOUNDATION 6809 AIRLIE ROAD WARRENTON VA 20187 540715531 CONF FACILITY VA AMERICAN UNIVERSITY C 2365897 20935216 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0