2022-05-14T07:30:39-05:00 2021-12-31 951777440 GREEN HASSON & JANKS LLP 700 SOUTH FLOWER STREET SUITE 3300 LOS ANGELES CA 90017 990PF 2021-01-01 466959013 SARAH KETTERER FAMILY FOUNDATION SARA 3102316104 15900 ALCIMA AVENUE PACIFIC PALISADES CA 90272 SARAH HOTCHKIS KETTERER TRUSTEE 3102316104 2022-05-12 1 SARAH HOTCHKIS KETTERER 999009999 LIZBETH G NEVAREZ P01399868 3108731600 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 54722958 X X 70 70 1543805 1543805 412764 7524036 412764 240 0 1956879 1956639 0 0 0 6100 4880 1220 184542 183678 864 190642 188558 2084 2357500 2357500 2548142 188558 2359584 -591263 1768081 465860 620708 620708 38321313 40883599 40883599 10740982 11101183 11101183 129878 2117468 2117468 49658033 54722958 54722958 0 0 X 49658033 54722958 49658033 54722958 49658033 54722958 49658033 -591263 5656188 54722958 0 54722958 SALE OF PUBLICLY TRADED SECURITIES 2021-01-01 2021-12-31 7224260 7111272 112988 112988 CAPITAL GAINS DIVIDENDS P 2021-01-01 2021-12-31 299776 299776 299776 412764 24576 0 24576 0 24576 23766 0 7000 0 30766 0 6190 6190 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A GURSEY SCHNEIDER LLP 3105520960 1888 CENTURY PARK EAST STE 900 LOS ANGELES CA 90067 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH HOTCHKIS KETTERER 15900 ALCIMA AVENUE PACIFIC PALISADES CA 90272 TRUSTEE 1.00 0 0 0 NONE 0 MORGAN STANLEY 1999 AVE OF THE STARS SUITE 2400 LOS ANGELES CA 90067 INVESTMENT MANAGEMENT 180222 0 0 52451558 656597 122972 53231127 0 0 53231127 798467 52432660 2621633 2621633 24576 24576 2597057 0 2597057 0 2597057 2359584 0 2359584 2597057 0 0 239157 168054 556159 478863 12564 1454797 2359584 0 0 0 2359584 0 237473 237473 1217324 0 0 0 0 0 0 1684 1215640 168054 556159 478863 12564 SARAH HOTCHKIS KETTERER X STAND TOGETHER FOUNDATION 1320 N COURTHOUSE RD SUITE 300 ARLINGTON VA 22201 PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000000 STANFORD UNIVERSITY - TRANSFORMING LEARNING ACCELERATOR 326 GALVEZ STREET STANFORD CA 94305 PUBLIC CHARITY NEUROSCIENCES INTERDISCIPLINARY GRADUATE FELLOWSHIP 750000 THE LAWRENCEVILLE SCHOOL PO BOX 6125 LAWRENCEVILLE NJ 08648 PUBLIC CHARITY FIELD HOUSE & SCHOLARSHIP 137500 TUCK SCHOOL OF BUSINESS AT DARTMOUTH 100 TUCK HALL HANOVER NH 03755 PUBLIC CHARITY GENERAL OPERATING SUPPORT 40000 GIRLS WHO INVEST 1345 AVENUE OF THE AMERICAS 33RD FLOOR NEW YORK NY 10105 PUBLIC CHARITY GENERAL OPERATING SUPPORT 50000 STANFORD UNIVERSITY - HOOVER INSTITUTE 434 GALVEZ MALL STANFORD CA 94305 PUBLIC CHARITY GENERAL OPERATING SUPPORT 250000 CRYSTAL CHARITIES 3838 OAK LAWN AVENUE STE 150 DALLAS TX 75219 PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 ST MARKS SCHOOL OF TEXAS 10600 PRESTON RD DALLAS TX 75230 PUBLIC CHARITY GENERAL OPERATING SUPPORT 40000 FOOD FORWARD 7412 FULTON AVE 3 NORTH HOLLYWOOD CA 91605 PUBLIC CHARITY GENERAL OPERATING SUPPORT 20000 PLANNED PARENTHOOD OF GREATER TX 7424 GREENVILLE AVENUE 206 DALLAS TX 75231 PUBLIC CHARITY GENERAL OPERATING SUPPORT 20000 MIT SLOAN ANNUAL FUND FOR FELLOWSHIPS FOR INCLUSION 100 MAIN ST CAMBRIDGE MA 02142 PUBLIC CHARITY GENERAL OPERATING SUPPORT 40000 2357500 0 14 70 14 1543805 18 412764 OTHER INCOME 900099 01 240 0 1956879 0 1956879 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 6100 4880 1220 56,000 UNITS BANK OF AMERICA CORP FXD TO 032025 VAR THRAFTR 6.1000% 60690 60690 114,000 UNITS JPMORGAN CHASE & CO FXD TO 082023 VAR THRAFTR 6.0000% 118845 118845 115,000 UNITS CITIGROUP INC FXD TO 012023 VAR THRAFTR 5.9500% 118450 118450 260,000 UNITS BK OF NEW YORK MELLON FXD TO 092025 VAR THRAFTR 4.700% 277355 277355 200,000 UNITS BANK OF AMERICA CORP FXD TO 032028 VAR THRAFTR 5.8750% 189125 189125 200,000 UNITS CITIGROUP INC FXD TO 082026 VAR THRAFTR 6.2500% 225560 225560 200,000 UNITS JPMORGAN CHASE & CO FXD TO 042024 VAR THREFTR 6.1250% 212500 212500 200,000 UNITS PNC FIN SERVICES GROUP FXD TO 112026 VAR THRAFTR 5.0000% 212496 212496 230,000 UNITS METLIFE INC FXD TO 032028 VAR THRAFTR 5.8750% 258490 258490 259,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 062025 VAR THRAFTR 5.375% 282310 282310 260,000 UNITS HUNTINGTON BANCSHARES INC/OH FXD TO 072030 VAR THFTR 5.625% 296725 296725 265,000 UNITS CITIZENS FINANCIAL GROUP INC F XD TO 102025 VAR THRAFTR 5.65% 289844 289844 269,000 UNITS US BANCORP FXD TO 042027 VAR THRAFTR 5.3000% 285218 285218 271,000 UNITS VOYA FINANCIAL INC FXD TO 092023 VAR THRAFTR 6.1250% 281696 281696 272,000 UNITS REGIONS FINANCIAL CORP FXD TO 092025 VAR THRAFTR 5.7500% 297840 297840 275,000 UNITS DISCOVER FINANCIAL SERVICES FX D TO 092025 VAR THRAFTR 6.125% 303188 303188 279,000 UNITS KEYCORP FXD TO 092026 VAR THRAFTR 5.0000% 286531 286531 280,000 UNITS BK OF NEW YORK MELLON FXD TO 092026 VAR THRAFTR 4.6250% 292600 292600 280,000 UNITS NORTHERN TRUST CORP FXD TO 102026 VAR THRAFTR 4.6000% 301395 301395 282,000 UNITS FIFTH THIRD BANCORP FXD TO 092025 VAR THRAFTR 4.5000% 298568 298568 285,000 UNITS CITIGROUP INC FXD TO 092024 VAR THRAFTR 5.0000% 202910 202910 290,000 UNITS JPMORGAN CHASE & CO FXD TO 022024 VAR THRAFTR 6.7500% 75872 75872 291,000 UNITS BANK OF AMERICA CORP FXD TO 102024 VAR THRAFTR 6.5000% 318635 318635 157,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 122030 VAR THRAFTR 4.0000% 160140 160140 271,000 UNITS GENERAL MOTORS FIN CO INC FXD TO 092030 VAR THRAFTR 5.7000% 308940 308940 92,000 UNITS M&T BANK CORP FXD TO 022024 VAR THRAFTR 6.4500% 98670 98670 233,000 UNIT AIR LEASE CORP FXD 062026 VAR THRAFTR 4.65% 241445 241445 82,000 ALLY FINANCIAL INC FXD TO 052026 VAR THRAFTR 4.7% 85075 85075 88,000 UNITS CITIGROUP INC FXD TO 112026 VAR THRAFTR 4.1500% 89430 89430 61,000 UNITS GOLDMAN SACHS GROUP INC/THE FX D TO 112026 VAR THRAFTR 4.125% 62003 62003 292,000 UNITS GOLDMAN SACHS GROUP INC/THE FXD TO 052026 VAR THRAFTR 3.8% 290540 290540 231,000 UNITS JPMORGAN CHASE & CO 230423 230423 169,000 UNITS SVB FINANCIAL GROUP FXD TO 062026 VAR THRAFTR 4.000% 169845 169845 70,000 UNITS SVB FINANCIAL GROUP FXD TO 112031 VAR THRAFTR 4.7000% 144018 144018 70,000 TRUIST FINANCIAL CORP FXD TO 122025 VAR THRAFTR4.9500% 75102 75102 111,000 US BANCORP FXD TO 012027 VAR THRAFTR 3.7000% 110978 110978 237,000 UNITS WELLS FARGO & CO FXD TO 032026 VAR THRAFTER 3.9000% 243518 243518 28,000 UNITS ADT SECURITY CORP/THE 29082 29082 31,000 UNITS AECOM 33770 33770 30,000 UNITS ALLY FINANCIAL INC 33850 33850 28,000 UNITS AMERIGAS PARTNERS LP / AMERIGAS FINANCE CORP 20133 20133 33,000 UNITS ANTERO RESOURCES CORP 33529 33529 9,000 UNITS ARCONIC INC 30810 30810 30,000 UNITS ASBURY AUTOMOTIVE GROUP INC 30488 30488 28,000 UNITS BALL CORP 29225 29225 27,000 UNITS BALL CORP 29741 29741 32,000 UNITS BED BATH & BEYOND INC 32280 32280 31,000 UNITS BOYD GAMING CORP 31620 31620 31,000 UNITS CARPENTER TECHNOLOGY CORP 32774 32774 37,000 ROYAL CARRIBEAN CRUISES 34755 34755 33,000 UNITS CCO HOLDINGS LLC 33949 33949 26,000 UNITS CDW LLC / CDW FINANCE CORP 28491 28491 33,000 UNITS CEDAR FAIR LP / CANADA'S WONDE RLAND CO / MAGNUM MANAGEMENT C 33825 33825 21,000 UNITS CENTENE CORP 34511 34511 26,000 UNITS CENTURY COMMUNITIES INC 27430 27430 28,000 UNITS CENTURYLINK INC 30660 30660 32,000 UNITS CHEMOURS CO/THE 34240 34240 30,000 UNITS CIT GROUP 36225 36225 27,000 CROWN CORK & SEAL INC 32569 32569 32,000 UNITS CREDIT ACCEPTANCE CORP 33307 33307 30,000 UNITS CSC HOLDINGS LLC 30750 30750 29,000 UNITS CSC HOLDINGS LLC 30160 30160 33,000 UNITS DCP MIDSTREAM OPERATING LP 36053 36053 5,000 UNITS DCP MIDSTREAM OPERATING LP 35030 35030 29,000 UNITS DELL INC 32806 32806 31,000 UNITS DELTA AIR LINES INC 34138 34138 30,000 UNITS DISH DBS CORP 30790 30790 31,000 UNITS DISH DBS CORP 32963 32963 28,000 UNITS ENCOMPASS HEALTH CORP 28805 28805 27,000 UNITS ENCOMPASS HEALTH CORP 27810 27810 31,000 UNITS ENERGY TRANSFER OPERATING LP 35788 35788 33,000 ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE CORP 33908 33908 32,000 UNITS EQM MIDSTREAM PARTNERS LP 34960 34960 29,000 UNITS EQT CORP 37265 37265 33,000 SM ENERGY CO 33990 33990 33,000 UNITS FLUOR CORP 34609 34609 29,000 UNITS FORD MOTOR CO 42449 42449 33,000 UNITS FREEPORT-MCMORAN INC 36135 36135 31,000 UNITS GRIFFON CORP 32182 32182 27,000 UNITS HB FULLER CO 27810 27810 25,000 UNITS HCA INC 26469 26469 28,000 UNITS HCA INC 30772 30772 34,000 UNITS HILLENBRAND INC 34085 34085 31,000 UNITS HILTON DOMESTIC OPERATING CO INC 33131 33131 29,000 UNITS HUGHES SATELLITE SYSTEMS CORP 31719 31719 17,000 UNITS ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE CORP 33200 33200 31,000 DCP MIDSTREAM OPERATING LP 34624 34624 30,000 UNITS IHEARTCOMMUNICATIONS INC 31125 31125 32,000 UNITS IHEARTCOMMUNICATIONS INC 33739 33739 32,000 UNITS ISTAR INC 33120 33120 27,000 UNITS KRAFT HEINZ FOODS CO 30958 30958 32,000 CLEVELAND CLIFFS INC 33320 33320 30,000 UNITS LEVEL 3 FINANCING INC 30653 30653 28,000 UNITS LEVEL 3 FINANCING INC 28620 28620 30,000 LAMAR MEDIA CORP 31313 31313 31,000 UNITS MGIC INVESTMENT CORP 32550 32550 18,000 UNITS MGM GROWTH PROPERTIES OPERATIN G PARTNERSHIP LP / MGP FINANCE 19350 19350 31,000 UNITS MGM RESORTS INTERNATIONAL 33364 33364 12,000 UNITS MGM RESORTS INTERNATIONAL 12780 12780 26,000 UNITS MPT OPERATING PARTNERSHIP LP / MPT FINANCE CORP 26748 26748 26,000 UNITS NETFLIX INC 29219 29219 34,000 UNITS NORDSTROM INC 34299 34299 33,000 UNITS OCCIDENTAL PETROLEUM CORP 36383 36383 29,000 UNITS OCCIDENTAL PETROLEUM CORP 35339 35339 27,000 UNITS OCCIDENTAL PETROLEUM CORP 35033 35033 17,000 UNITS OLIN CORP 18410 18410 28,000 UNITS ONEMAIN FINANCE CORP 31150 31150 29,000 UNITS ONEMAIN FINANCE CORP 33060 33060 33,000 UNITS PATTERSON UTI ENERGY INC 33170 33170 33,000 UNITS PDC ENERGY INC 34073 34073 31,000 UNITS PENSKE AUTOMOTIVE GROUP INC 31698 31698 31,000 UNITS PG&E CORP 32510 32510 30,000 UNITS QVC INC 32018 32018 32,000 UNITS QVC INC 31760 31760 29,000 UNITS QVC INC 28710 28710 19,000 UNITS RADIAN GROUP INC 32045 32045 23,000 UNITS RADIAN GROUP INC 24680 24680 32,000 UNITS RANGE RESOURCES CORP 33040 33040 31,000 UNITS RHP HOTEL PROPERTIES LP / RHP FINANCE CORP 31620 31620 30,000 UNITS ROYAL CARIBEAN CRUISES LTD 34737 34737 30,000 UNITS SALLY HOLDINGS LLC / SALLY CAPITAL INC 30675 30675 31,000 UNITS SBA COMMUNICATIONS CORP 31930 31930 32,000 UNITS SCOTTS MIRACLE GRO CO 33360 33360 31,000 UNITS SEAGATE HHD CAYMAN 35728 35728 30,000 UNITS SERVICE CORP INTERNATIONAL 32175 32175 22,000 UNITS SOUTHWESTERN ENERGY CO 23265 23265 28,000 UNITS SPIRIT AEROSYSTEMS INC 28630 28630 31,000 UNITS SPIRIT AEROSYSTEMS INC 31078 31078 26,000 UNITS SPRINT CORP 29189 29189 31,000 UNITS TEGNA INC 33743 33743 30,000 UNITS TELEFLEX INC 31200 31200 11,000 UNITS TENET HEALTHCARE CORP 12524 12524 26,000 UNITS TOLL BROTHERS FINANCE CORP 29088 29088 26,000 UNITS TRANSDIGM INC 27170 27170 33,000 UNITS TRANSDIGM INC 33990 33990 29,000 UNITS TRI POINTE GROUP INC / TRI POINTE HOMES INC 31574 31574 32,000 UNITS TWILIO INC 32283 32283 8,000 UNITS UNITED RENTALS NORTH AMERICA 8220 8220 12,000 UNITS UNITED STATES STEEL CORP 12915 12915 27,000 UNITS WESTERN DIGITAL CORP 29498 29498 17,000 UNITS WESTERN MIDSTREAM OPERATING LP 18785 18785 13,000 UNITS WESTERN MIDSTREAM OPERATING LP 15373 15373 12,000 UNITS WYNDHAM WORLDWIDE CORP 13350 13350 27,000 UNITS YUM! BRANDS 28691 28691 32,000 UNITS BATH AND BODY WORKS INC 39520 39520 15,800. UNITS EMERGING MRKTS INTERNET & EC (EMQQ) 677820 677820 100,000. UNITS PIMCO ENRGY TACTICAL CR OPP FD (NRGX) 1288000 1288000 834,885 UNITS CAUSEWAY GLB VALUE INST (CGVIX) 10411002 10411002 130,830 UNITS CAUSEWAY INTL SMALL CAP INST (CIISX) 1732185 1732185 9,138 UNITS HOTCHKIS & WILEY SM CAP VAL I (HWSIX) 659027 659027 2,100. UNITS SPDR S&P CHINA ETF (GXC) 216825 216825 5,510. UNITS SPDR S&P EMERGING SMALL CAP (EWX) 326798 326798 154,687 UNITS VANGUARD HIGH DIV YIELD ETF (VYM) 17341960 17341960 61,559 UNITS CAUSEWAY EMERGING MKTS INST (CEMIX) 913847 913847 261,361 UNITS PIMCO INCOME I2 (PONPX) 2209813 2209813 1,377 UNITS CHEVRON CORP (CVX) 161591 161591 1,478 UNITS COLGATE PALMOLIVE CO (CL) 126133 126133 1,903 UNITS CORTEVA INC (CTVA) 89974 89974 1,750 UNITS COSTCO WHOLESALE CORP NEW (COST) 993475 993475 7,250 UNITS CSX CORP (CSX) 817800 817800 1,903 UNITS DOW INC (DOW) 107938 107938 1,903 UNITS DUPONT DE NEMOURS INC (DD) 153724 153724 1,750 UNITS EXXON MOBIL CORP (XOM) 107083 107083 2,000 UNITS JOHNSON & JOHNSON (JNJ) 342140 342140 2,500 UNITS JPMORGAN CHASE & CO (JPM) 395875 395875 4,150 UNITS METLIFE INCORPORATED (MET) 259334 259334 1,250 UNITS MICROSOFT CORP (MSFT) 420400 420400 6,750 UNITS PFIZER INC (PFE) 398588 398588 1,875 UNITS PHILIP MORRIS INTL INC (PM) 178125 178125 1,250 UNITS UNION PACIFIC CORP (UNP) 314912 314912 837 UNITS VIATRIS INC (VTRS) 11325 11325 4,750 UNITS WELLS FARGO & CO NEW (WFC) 227905 227905 ACCRUED INTEREST 129878 122972 122972 UNSETTLED PURCHASES -5504 -5504 ASSETS HELD EXTERNALLY 0 2000000 2000000 OTHER INCOME 240 240 UNREALIZED GAIN 5656188 INVESTMENT MGMT FEES 180222 180222 0 OTHER CONSULTING 4320 3456 864