2022-05-12T14:14:59-07:00 2021-06-30 911194016 Clark Nuber PS 10900 NE 4th Street Suite 1400 Bellevue WA 98004 990 2020-07-01 910565006 SEATTLE UNIVERSITY SEAT 2062966150 901 12th Avenue Seattle WA 981221090 Wilson Garone VP for Finance & CFO 2062966148 2022-05-13 1 Sara Elizabeth Jones P00235495 4254544919 2022-05-12 1 11 1 AAL2 2020 2022-09-23 18:48:47Z Eduardo M Penalver 901 12th Avenue Seattle WA 981221090 623190358 0 X www.seattleu.edu X 1891 WA Seattle University, an institution of higher education, is dedicated to educating the whole person, to professional formation, and to empowering leaders for a just and humane world. 37 35 3619 80 0 0 43742192 72221589 302129898 292037166 25098348 24275636 -60526 -37326 370909912 388497065 107682115 108228111 0 0 158500703 144961985 0 0 4178483 67014022 58704410 333196840 311894506 37713072 76602559 792238831 948615677 202290992 235751002 589947839 712864675 Seattle University is dedicated to educating the whole person, to professional formation, and to empowering leaders for a just and humane world. 0 0 270819521 108228111 292037166 Founded in 1891, Seattle University is a Jesuit Catholic university located on a beautiful campus of more than 50 acres in the dynamic heart of Seattle. Our diverse and inclusive campus is comprised of more than 7,200 students enrolled in undergraduate and graduate programs within eight schools and colleges. In the 2020-21 academic year, Seattle U awarded 1,307 bachelor's degrees or equivalents, 169 post-baccalaureate certificates, 581 master's degrees, 11 post-master's certificates, and 287 doctoral degrees. Awards and high rankings for academic rigor, sustainability, community service and social justice are among the university's touchstones of excellence. Seattle U ranks among the top national universities for its academics, student-centered teaching, service learning and leadership in sustainability. It ranked in the Top 16 percent of universities nationally-and #23 in the West-in the Wall Street Journal/Times Higher Education College Ranking 2021. The Princeton Review continues to recognize the university as one of the best colleges in the nation for undergraduate education, according to its Best 387 Colleges 2022. The latest edition of the guide marks the 19th consecutive year that Seattle U has been featured. Several Seattle U academic programs were ranked in the Top 50 in the U.S. News & World Report 2022 "Best Colleges." Three programs in the Albers School of Business and Economics were among the highest ranked in the nation: Business Analytics (#17), Finance (#22) and Accounting (#38). Undergraduate engineering ranked #29 among non-doctorate schools. Undergraduate teaching ranked #48. Overall, at #127, Seattle U was ranked in the top one third of all national universities. Graduate programs in business and law continue to be among the best nationwide, according to U.S. News & World Report's "Best Graduate Schools 2020" ranking. The Executive MBA program is ranked #17 in the nation and is the top-ranked EMBA program in the Northwest and fourth highest on the West Coast. The accounting program is ranked #24 in the nation and #2 in the Northwest. The finance program is ranked #28 in the nation and #2 in the Northwest. Legal writing is ranked #3 in the U.S. and consistently is a Top 5-ranked legal specialty. The clinical training program is ranked #20 nationally and is top among Northwest law schools. The part-time law school program is ranked #27 nationally and #2 in the Northwest and on the West Coast. College Factual's 2022 rankings place Seattle U in the Top 5 of all Washington schools and in the Top 15 percent nationally. Among Seattle U's academic programs, College Factual ranked many in the top 15% or better nationally, including: Undergraduate programs in public administration, nursing, social work, marketing, computer and information sciences, accounting, biochemistry and business administration. Graduate programs in education, special education, criminal justice, clinical counseling and business management and marketing. The university is again featured in the Fiske Guide to Colleges. The selective guide highlights the "best and most interesting schools" in the U.S.: "Jesuit tradition guarantees a nurturing environment and student growth both academically and in community service." Seattle U is recognized by the 2021-22 Colleges of Distinction for its commitment to engaged, experiential education. Colleges of Distinction universities distinguish themselves through their dedicated focus on the undergraduate experience. Seattle U has excelled at having students graduate and enter the workforce with solid, well-developed critical thinking skills as well as the ability to adapt in an ever-changing society. Seattle U also received specialized recognition for its Business, Education, Engineering, Nursing academic programs and for its work in career development, equity and inclusion and support for veterans. The national honor society Phi Theta Kappa has recognized Seattle U among four-year institutions for its work to attract and support community college transfer students. Seattle U was the only university in the Pacific Northwest and one of only two on the West Coast to be included in the 2018 "Transfer Honor Roll." Victory Media has recognized Seattle U as a Military Friendly(R) School in its 2018-19 listing of colleges and universities nationwide. The designation is reserved for higher education institutions that exhibit leading practices in recruiting and supporting post-military students. SportBusiness International ranks Seattle U's master in sport business leadership program, in the Albers School of Business and Economics, in the Top 40 for the U.S. in 2017. Seattle U students have a strong track record of achieving academic honors, including two Rhodes Scholars, considered the most prestigious academic award in the world. Seattle U was among master's institutions to produce the most 2016-17 U.S. Fulbright students, with five students who were awarded the prestigious honor. Seattle U tied for sixth place with three other schools in the master's institutions category. This is the fifth year in a row, and eighth time, Seattle U has ranked as a "Top Producer" of either student or faculty Fulbright awardees. Seattle U has produced four Udall Scholars. Named for Stewart and Morris Udall, both known for their vast public service, Udall Scholars focus on environmental and Native American issues. Eight students in as many years received the Harry S. Truman Scholarship, the most prestigious academic award for undergraduates preparing for careers in public service. The university is among the most elite schools in the country for the number of Truman Scholars it produces, a total of 16 to date. Seattle U consistently receives top national plaudits for community service. Seattle U continued its run of strong performances in the institutional Graduation Success Rate (GSR), according to 2019 data released by the NCAA. As a department, Athletics compiled a 94 percent GSR, while seven teams tallied perfect scores in the metric. The university has tallied at least a 93 percent in every report since 2008. 13 Seattle U programs tallied a perfect score of 1,000 for the 2017-18 report-up from nine programs with perfect scores for 2016-17-in the most recent Academic Progress Report (APR), released by the NCAA. Men's cross country, swimming and tennis and women's basketball, golf, softball, soccer, swimming, tennis, track and field and volleyball each recorded perfect marks. Seattle U consistently receives top national honors for community service. The White House bestowed its highest honor on Seattle U in 2012 in recognition of civic engagement, service learning and volunteerism. Seattle U was named to the President's Higher Education Community Service Honor Roll, with distinction, in three of the past six years. A Seattle Times editorial called out the award writing, "Seattle U serves as a national example of the difference higher education can make on its neighbors." Seattle U tied for #5 in the nation in service learning in U.S. News & World Report's "Best Colleges 2020" rankings. Four out of five Seattle U students serve the community-that's more than three times the national average. A major focus of service is the Center for Community Engagement, which connects students, faculty and staff with schools and community partners to improve the academic achievement of low-income youth living in the neighborhood surrounding campus. Seattle U is a national leader in sustainability programs and practices. It was ranked #2 nationally among universities for its sustainability curriculum in the Association for the Advancement of Sustainability in Higher Education (ASHE) 2019 Sustainable Campus Index, and #4 nationally as an overall top performer among master's institutions. Seattle U achieved a Gold rating for sustainability from the AASHE 2019 Sustainability Tracking, Assessment & Rating SystemTM (STARS). Seattle U continued its run of top rankings for sustainability by once again being named a Sierra Cool School for 2021. It placed #14 of 328 colleges and universities-the top 4 percent overall-that participated in the latest survey of sustainability practices. Seattle U is the only university in the Northwest to place in the top group. Seattle U ranked #16 in the Princeton Review's 2021 Green Honor Roll of the top 50 colleges that earned the highest scores by the publication for their sustainability efforts. In 2015, it became a Fair Trade designated university. The campus has been maintained organically and without pesticides or herbicides since 1998. Nearly 69 percent of campus waste is recycled, reused or composted. The onsite composting facility annually turns 178,000 pounds of pre-consumer food waste into compost, which is reused on campus to improve soil quality. In 2010, Seattle U became the first higher education institution in WA to ban the sale and distribution of plastic bottled water 0 0 0 270819521 1 1 0 1 0 0 0 1 1 1 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 1 0 0 0 1 8567 0 3619 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 37 35 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WA X Wilson Garone 2062966148 901 12th Avenue Seattle WA 981221090 Shane Martin Provost 37.5 0 X 398393 0 65585 Stephen V Sundborg SJ Trustee, President 37.5 0 X X 437503 0 0 Charles O'Kelley Professor, Law 37.5 0 X 319610 0 32070 Annette Clark Dean, School of Law 37.5 0 X 310167 0 31275 James Hayford Coach-Hd, Bball-M 37.5 0 X 296658 0 35230 Mary Petersen VP & University Counsel 37.5 0 X 256615 0 67096 Joseph Phillips Jr Dean, Albers School of Business & Economics 37.5 0 X 269293 0 33653 Christopher Van Liew CIO & VP for Information Technology 37.5 0 X 202003 0 99325 Michael Podlin VP for University Advancement 37.5 0 X 264150 0 27842 Wilson Garone VP for Finance & CFO 37.5 0 X 281070 0 5166 Timothy Leary Executive VP 37.5 0 X 250468 0 26840 Kristen Swanson Dean, College of Nursing 37.5 0 X 248447 0 26650 Robert Dullea VP for Planning & Vice Provost 37.5 0 X 235674 0 25590 Sharon Fink Dir, Athletics 37.5 0 X 222825 0 32535 Robert Chang Professor, Law 37.5 0 X 218407 0 33107 Andrew O'Boyle Assoc VP for Finance & Interim CFO 37.5 0 X 226551 0 21588 Michelene Clements VP for Human Resources 37.5 0 X 211686 0 29195 David Skover Professor, Law 37.5 X 215956 0 23717 David Powers Dean, College of Arts & Sciences 37.5 0 X 203940 0 25865 Alvin Sturdivant VP for Student Development 37.5 0 X 205790 0 22928 Melore Nielsen VP for Enrollment Management 37.5 0 X 193838 0 30914 Michael Quinn Dean, College of Science & Engineering 37.5 0 X 192036 0 27801 Scott McClellan VP for University Affairs 37.5 0 X 181524 0 30416 Deanna Sands Dean, College of Education 37.5 0 X 211839 0 0 Natasha Martin Chief Diversity Office & VP for Diversity & Inclusion 37.5 0 X 180534 0 24245 Sarah Watstein Dean, Lemieux Library 37.5 0 X 169511 0 19451 Richard Fehrenbacher Dean, School for New & Continuing Studies 37.5 0 X 160381 0 23047 Eric Watson SJ Trustee 37.5 0 X 75683 0 0 Robert Grimm SJ Trustee 37.5 0 X 36772 0 0 Arturo Araujo SJ Trustee 37.5 0 X 31781 0 0 Lucas Sharma SJ Trustee 0.5 0 X 27704 0 0 Kathleen H Aikenhead Trustee 0.5 0 X 0 0 0 Ann Alokolaro Trustee 0.5 0 X 0 0 0 Fernando Alvarez-Lara SJ Trustee 0.5 0 X 0 0 0 Rodney Bench Trustee 0.5 0 X 0 0 0 Maureen Benoliel Trustee 0.5 0 X 0 0 0 Jeanne Berwick Trustee 0.5 0 X 0 0 0 Ann Blume Trustee 0.5 0 X 0 0 0 Maureen Brotherton Trustee 0.5 0 X 0 0 0 David Burcham Trustee 0.5 0 X 0 0 0 Pat Callans Trustee 0.5 0 X 0 0 0 Brenda Christensen Trustee 0.5 0 X 0 0 0 Anita Crawford-Willis Trustee 0.5 0 X 0 0 0 Tim Engle Trustee 0.5 0 X 0 0 0 Melvin Flowers Trustee 0.5 0 X 0 0 0 Joe Gaffney Trustee 0.5 0 X 0 0 0 Valerie Gorder Trustee 0.5 0 X 0 0 0 Russell Hagen Trustee 0.5 0 X 0 0 0 Drew Herdener Trustee 0.5 0 X 0 0 0 Donald J Horowitz Trustee 0.5 0 X 0 0 0 Pat Kennedy Trustee 0.5 0 X 0 0 0 Mary Kipp Trustee 0.5 0 X 0 0 0 Steve Knight Trustee 0.5 0 X 0 0 0 Tod Leiweke Trustee 0.5 0 X 0 0 0 Killian Noe Trustee 0.5 0 X 0 0 0 Kevin O'Brien SJ Trustee 0.5 0 X 0 0 0 Jason Oliver Trustee 0.5 0 X 0 0 0 William Owens Trustee 0.5 0 X 0 0 0 Nicole Piasecki Trustee, Board Chair 0.5 0 X X 0 0 0 Charles Porter Trustee 0.5 0 X 0 0 0 Scott Redman Trustee 0.5 0 X 0 0 0 Ezra Teshome Trustee 0.5 0 X 0 0 0 Steve Trainer Trustee 0.5 0 X 0 0 0 Ruth Tressel Trustee 0.5 0 X 0 0 0 John Vassall II Trustee 0.5 0 X 0 0 0 Jeffrey Wright Trustee 0.5 0 X 0 0 0 6736809 0 821131 277 0 1 0 Skanska USA Building Inc 221 Yale Ave N Suite 400 Seattle WA 98109 Construction 74734281 WFF Facility Services 211 South Jefferson Ave Saint Louis MO 63103 Facility service 2277264 Arthur J Gallaher Risk Mgt Svc 777 108th Ave NE Ste 200 Bellevue WA 98004 Risk management consultation 2179089 Compass Group USA Inc 2400 Yorkmont Road Charlotte NC 28217 Food and support services 2005007 Mithun Inc 1201 Alaskan Way Suite 200 Seattle WA 98101 Construction design 1508518 64 0 0 230893 0 15077407 56913289 2643133 72221589 Tuition and fees 611310 280456400 280456400 0 0 Auxiliary services 611310 5472021 5472021 0 0 6108745 6108745 0 0 292037166 1390242 0 0 1390242 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 257485865 0 234600471 0 22885394 0 22885394 0 0 22885394 55496 230893 92822 -37326 0 -37326 0 388497065 292037166 0 24238310 0 0 108228111 108228111 0 0 0 0 6668565 4208367 2460198 0 70400 70400 0 0 108078466 89837220 15296827 2944419 4820188 3941797 752773 125618 16069278 13141726 2508748 418804 9255088 7568935 1444944 241209 0 0 0 0 130666 485 130181 0 175887 13710 162177 0 16033 0 16033 0 0 0 765767 0 765767 0 4162478 3247446 756785 158247 1589980 1326738 166398 96844 2308236 1178974 1059605 69657 5082096 3684920 1327991 69185 0 0 0 0 6773035 5902584 870451 0 1350795 1329541 20740 514 0 0 0 0 447991 361083 82352 4556 3898619 3175474 723145 0 0 0 0 0 16964855 12660531 4304324 0 2312932 218392 2094540 0 Other expenses - supplies 3671043 3424011 243296 3736 Other expenses - retail services 4189544 3599504 580718 9322 4864453 3699572 1128509 36372 311894506 270819521 36896502 4178483 35442101 68038005 120709894 65834729 9390316 10485723 23132100 24843800 0 0 0 0 4886756 3952142 37451 40115 1886777 2282700 543984277 242643654 312085125 301340623 63616726 124555095 123695792 169959948 0 0 0 0 97355793 177282797 792238831 948615677 33715559 22482371 0 0 22110501 20624054 113769782 162358520 1012515 1094059 0 0 0 0 0 0 31682635 29191998 202290992 235751002 X 301090165 355367415 288857674 357497260 589947839 712864675 792238831 948615677 76602559 46314277 0 0 0 0 X 0 1 X 1 1 1 X 31388509 32506765 43977591 43742192 72221589 223836646 0 0 0 0 0 0 0 0 0 0 0 0 31388509 32506765 43977591 43742192 72221589 223836646 28554654 195281992 8989443 2171656 3346932 3456350 1390242 19354623 0 0 0 0 0 0 0 0 0 0 0 0 243191269 1464111897 0.80300 0.7556 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 16033 0 0 16033 0 Schedule C, Part II-B, Line 1 The University pays membership dues to organizations that engage in some lobbying activities. The amount disclosed in line 1g includes $12,308 of dues attributable to lobbying activities. 0 0 X X X 0 0 1 X 238888056 14987877 67919311 0 10498477 0 311296767 234340729 9028554 5315149 0 9796376 0 238888056 241184304 5695154 6972481 0 19511210 0 234340729 224040504 11338957 14510656 0 8706316 0 241183801 194997046 13502500 21483116 0 5942158 0 224040504 0.24 0.53 0.23 0 0 0 64587271 64587271 0 368838439 172844641 195993798 0 9736188 5196253 4539935 0 46266629 24210703 22055926 0 54555750 40392057 14163693 301340623 0 0 Collective Investments 146751675 F Corporate Obligations 13928630 F US Treasury & Agency Obligations 9279643 F 169959948 Assets Held Under Split-Interest Agreements 15245007 Construction In Progress 144177182 Funds Held In Trust By Others 2476840 Right-of-Use Assets 15383768 177282797 0 Asset retirement obligation 583998 Lease liabilities 15745382 Liabilities under split interest agreements 8803376 Unrealized loss on int. rate swap agreement 1089614 US Government loans 2969628 29191998 X 325343788 46314277 0 0 -108228111 -61913834 387257622 0 1239443 1239443 388497065 202426952 0 0 0 -1239443 -1239443 203666395 0 108228111 108228111 311894506 Schedule D, Part III, Line 1 The University holds various collections that are made up of artifacts of historical significance and art objects that are held for educational, research, scientific, and curatorial purposes. Each item is catalogued, preserved, and maintained to ensure their original condition is maintained. Collections, which have been acquired through purchases and contributions to the University are not recognized as assets on the statements of financial position. Purchases of collection items are recorded as decreases in net assets without donor restrictions in the year in which the items are acquired, or as the items are restricted by donors. Proceeds from deaccessions or insurance recoveries are reflected as increases in the appropriate net asset classes. No collection items were deaccessioned in the year ended June 30, 2021 or 2020. Schedule D, Part III, Line 4 The artifacts in the University's collections are used for instructional and research purposes. Schedule D, Part IV, Line 2b The University receives cash deposits on behalf of various student clubs. Funds are disbursed on behalf of those clubs for various purposes such as printing, mailing, audio/visual equipment rentals, and catering. Schedule D, Part V, Line 4 The University invests endowment funds to provide income to support educational activities, either as a result of donor-imposed restrictions or as a result of designations by the Board of Trustees. Schedule D, Part X, Line 2 The University has considered the impact of ASC 740, Implementation Guidance on Accounting for Uncertainty in Income Taxes and Disclosure Amendments for Nonpublic Entities, and after review of the potential impact of various tax provisions, it was determined that no potential liability exists for those positions. Schedule D, Part XI, Line 2d For financial statement purposes, the University deducts student aid expense of 108,228,111 from gross tuition and fees to derive net tuition and fees. Schedule D, Part XI, Line 4b Value of donated auction items (45,223) included in revenue and non-operating items per audited financial statements. Direct expense from fundraising events (-92,822) classified as functional expense per audited financial statements. Investment fees (765,767) netted against investment returns per audited financial statements. Non-operating expense item (521,275) included revenue and non-operating items per audited financial statements. Schedule D, Part XII, Line 2d Direct expense from fundraising events (92,822) classified as functional expense per audited financial statements. Value of donated items (-45,223) included in revenue and non-operating items per audited financial statements. Investment fees (-765,767) netted against investment returns per audited financial statements. Non-operating expenses (-521,275) included revenue and non-operating items per audited financial statements. Schedule D, Part XII, Line 4b For financial statement purposes, the University deducts student aid expense of 108,228,111 from gross tuition and fees to derive net tuition and fees. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The University's Nondiscrimination Policy is prominently displayed on its public website and in all brochures, publications, and catalogs dealing with student admissions, programs, and scholarships. Schedule E, Part I, Line 6 The University receives federal, state, and foundation grants for academic activities, research, student financial aid, student loan, and work study program. North America (including Canada and Mexico, but not the United States) 0 0 Program Services Study Abroad 8787 East Asia and the Pacific 0 0 Program Services Study abroad 132214 Central America and the Caribbean 0 0 Investments Investments at fair market value 5543530 0 0 5684531 1 0 1 0 1 0 Meet the Redhawks 99537 73961 25576 0 0 0 1604 2000 29304 Red Tie 186852 156932 29920 0 0 11010 0 11500 37404 0 286389 230893 55496 0 0 11010 1604 13500 66708 92822 -37326 1 Grants and scholarships funded from endowments 554 2803076 0 Book Student financial aid Grants and scholarships funded from gifts from private donors 535 2920682 0 Book Student financial aid Grants and scholarships funded from grants from private and governmental institutions 2063 3332359 0 Book Student financial aid Grants and scholarships funded from institutional funds 5824 99128353 0 Book Student financial aid Schedule I, Part I, Line 2 The University's Enrollment Services Division, Office of Student Financial Services, and Office of Research Services and Sponsored Projects responsible for the administration of all grants and student aid according to current law, regulations, and policies prescribed by grantors. The University is subject to annual audits conducted in accordance with OMB Circular A-133. X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 Stephen V Sundborg SJ Trustee, President 437503 0 0 0 0 0 0 0 0 0 437503 0 Annette Clark Dean, School of Law 310167 0 0 0 0 0 23877 0 7398 0 341442 0 0 0 Richard Fehrenbacher Dean, School for New & Continuing Studies 160381 0 0 0 0 0 12401 0 10645 0 183427 0 0 0 Joseph Phillips Jr Dean, Albers School of Business & Economics 269293 0 0 0 0 0 21341 0 12312 0 302946 0 0 David Powers Dean, College of Arts & Sciences 203940 0 0 0 0 0 16022 0 9843 0 229805 0 0 0 Michael Quinn Dean, College of Science & Engineering 192036 0 0 0 0 0 15489 0 12312 0 219837 0 0 0 Deanna Sands Dean, College of Education 211839 0 0 0 0 0 0 0 0 0 211839 0 0 0 Kristen Swanson Dean, College of Nursing 248447 0 0 0 0 0 19268 0 7382 0 275097 0 0 0 Sarah Watstein Dean, Lemieux Library 169511 0 0 0 0 0 13330 0 6121 0 188962 0 0 0 Michelene Clements VP for Human Resources 211686 0 0 0 0 0 16880 0 12315 0 240881 0 0 0 Robert Dullea VP for Planning & Vice Provost 235674 0 0 0 0 0 18192 0 7398 0 261264 0 0 0 Wilson Garone VP for Finance & CFO 281070 0 0 0 0 0 5000 0 166 0 286236 0 0 0 Timothy Leary Executive VP 250468 0 0 0 0 0 19407 0 7433 0 277308 0 0 0 Natasha Martin Chief Diversity Office & VP for Diversity & Inclusion 180534 0 0 0 0 0 14402 0 9843 0 204779 0 0 0 Shane Martin Provost 368393 0 0 0 30000 0 26753 0 8832 0 433978 0 0 0 Scott McClellan VP for University Affairs 181524 0 0 0 0 0 14728 0 15689 0 211941 0 0 0 Melore Nielsen VP for Enrollment Management 193838 0 0 0 0 0 15225 0 15689 0 224752 0 0 0 Andrew O'Boyle Assoc VP for Finance & Interim CFO 226551 0 0 0 0 0 14500 0 7088 0 248139 0 0 0 Mary Petersen VP & University Counsel 256615 0 0 0 0 0 19908 0 47188 0 323711 0 0 0 Michael Podlin VP for University Advancement 264150 0 0 0 0 0 20126 0 7716 0 291992 0 0 0 Alvin Sturdivant VP for Student Development 205790 0 0 0 0 0 15530 0 7398 0 228718 0 0 0 Christopher Van Liew CIO & VP for Information Technology 202003 0 0 0 0 0 16388 0 82937 0 301328 0 0 0 Robert Chang Professor, Law 218407 0 0 0 0 0 17418 0 15689 0 251514 0 0 0 Sharon Fink Dir, Athletics 222825 0 0 0 0 0 16843 0 15692 0 255360 0 0 0 James Hayford Coach-Hd, Bball-M 296658 0 0 0 0 0 22985 0 12245 0 331888 0 0 0 Charles O'Kelley Professor, Law 319610 0 0 0 0 0 24488 0 7581 0 351679 0 0 0 David Skover Professor, Law 215956 0 0 0 0 0 16335 0 7382 0 239673 0 0 0 Schedule J, Part I, Line 1a The University paid $4,536 in club dues for certain officers and other employees for business-related purposes as follows: Rotary Club of Seattle: $700 for Joseph M. Phillips Jr; Rainier Club: $2,746 for Stephen V. Sundborg SJ; University Club: $1,040 for Stephen V. Sundborg SJ; Washington Athletic Club totaling $100: $50 for Stephen V. Sundborg SJ. Schedule J, Part II Shane Martin received $30,000 in housing allowance that was treated as taxable. A Washington Higher Education Facilities Authority 911306482 939781A26 2008-03-20 26595000 Refunding 0 0 0 B Washington Higher Education Facilities Authority 911306482 2015-09-11 54815000 Refunding 0 0 0 C Washington Higher Education Facilities Authority 911306482 939781X47 2017-12-27 41860000 Refunding 0 0 0 D Washington Higher Education Facilities Authority 911306482 9397813H1 2020-07-02 60000000 Refunding 0 0 0 A 15095000 0 26595000 0 0 0 373275 0 0 0 26221275 0 2008 1 0 1 1 B 10137000 0 54815000 0 0 0 510476 0 0 0 54304524 0 2015 1 1 1 1 C 0 0 41860000 0 0 0 430249 0 0 0 41429751 0 2017 1 1 1 1 D 0 0 60000000 0 0 0 349810 0 0 0 59650190 0 2020 1 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 0 1 1 1 Bank of New York 2.9 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part IV, Line 2c-03/20/2008 26,595,000 Washington Higher Education Facilities Authority 26,595,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-09/11/2015 54,815,000 Washington Higher Education Facilities Authority 54,815,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-12/27/2017 41,860,000 Washington Higher Education Facilities Authority 41,860,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-07/02/2020 60,000,000 Washington Higher Education Facilities Authority 60,000,000 Washington Higher Education Facilities Authority - All rebate has been paid. Yobi Apartments Ezra Teshome is an owner of Yobi Apartments and served as Trustee during the year. 274007 Cash lease payments 0 Erin Swezey Erin Swezey is married to Timothy Leary, the University's Executive Vice President. 86843 Employment 0 Sarah Trainer Sarah Trainer is Trustee Steve Trainer's daughter. 79582 Employment 0 X 4 74750 FMV X 48 2552392 FMV X Auction items 46 45223 FMV X Equipment, supplies, books 3 1780 FMV 0 0 1 0 Schedule M, Part I, Line 1 Column (b) Number of contributions represents the number of contributions received, and, for auction items, it represents the number of items contributed. Schedule M, Part I, Line 9 Column (b) Number of contributions represents the number of contributions received, and, for auction items, it represents the number of items contributed. Schedule M, Part I, Lines 25-28 Column (b) Number of contributions represents the number of contributions received, and, for auction items, it represents the number of items contributed. Form 990, Part VI, Section A, Line 2 Rodney Bench and Nicole Piasecki have a business relationship. Michelle Clements and Scott Redman have a business relationship. Nicole Piasecki and Russell Hagen have a business relationship. Form 990, Part VI, Section A, Line 6 Seattle University is a Washington nonprofit corporation governed by a Board of Trustees that is responsible for the overall management of the affairs of the University. As a nonprofit member corporation established under Washington state law, the University has a Board of Members. The University has seven members. Each member is required to be in good standing in the Society of Jesus. The seven members include the following: the Rector of the Seattle University Jesuit Community and six Jesuits from among those under contract at Seattle University. The President, Provost and any Vice President of Seattle University are ineligible to be a member. Members are elected by Jesuits currently under contract at Seattle University. Form 990, Part VI, Section A, Line 7a As a nonprofit member corporation established under Washington state law, the University has a Jesuit Board of Members. The principal duty of the Jesuit Board of Members is to ensure furtherance of the work of Catholic higher education in accordance with the traditions and ideals of the Society of Jesus. The Jesuit Board of Members has the power to select three Jesuit trustees to serve on the Board of Trustees, which is the governing board of the university. The Board of Trustees consists of that number of Trustees determined from time to time by the Board of Trustees, but which number shall not be less than 30 nor more than 40 voting members. At least six of the Trustees shall belong to the Society of Jesus. As stated above, the Jesuit Board of Members selects three of those six Jesuit Trustees. All other Trustees are elected upon nomination of the Trusteeship Committee by a majority of the Trustees in attendance at the annual meeting of the Board, unless a different date is set by the Board of Trustees. Form 990, Part VI, Section A, Line 7b The Bylaws of Seattle University provide that the principal duty of the Jesuit Members, consistent with the apostolate of the Jesuit community at the University, is to assure furtherance of the work of Catholic higher education in accordance with the traditions and ideals of the Society of Jesus. The Board of Trustees has the final responsibility for the governance of the University in all matters, with the exception of the following: (a) The majority vote of the Board of Trustees and the approval of at least two-thirds of the votes of the Jesuit Board of Members are required to amend the Articles of Incorporation. The majority vote of each of the Board of Trustees and the Jesuit Board of Members is required to alter, amend, or repeal the Bylaws. The Jesuit Board of Members may delegate its authority to approve amendments of the Bylaws to the Board of Trustees; (b) The majority vote of the Jesuit Board of Members is required for the sale or lease of any corporate properties having a fair market value in excess of fifteen million dollars; (c) The Jesuit Board of Members shall elect three Jesuits to Service on the Board of Trustees; and (d) Approval of the Board of Trustees and at least 2/3rds of the Jesuit Board of Members is required to approve any plan of dissolution and distribution, as provided in the Articles of Incorporation. Form 990, Part VI, Section B, Line 11b Each voting member of the Board of Trustees was provided with an electronic copy of Form 990 and supporting schedules prior to filing with the IRS. The Audit Committee of the Board met to review the form and schedules as well. The form and schedules were also reviewed by appropriate officers and management, including but not limited to the CFO/VP for Finance and Business Affairs and University Counsel. Form 990, Part VI, Section B, Line 12c The Conflict of Interest Policy for Trustees is contained in the Bylaws of the University. Trustees are informed of this policy during Trustee orientation and the annual meeting. On an annual basis, each Trustee is asked to furnish a written statement indicating whether he or she is involved in any matter that poses an actual or potential conflict of interest. Trustees are expected to update the disclosure throughout the year as may be appropriate. After a trustee's disclosure of a potential financial or other conflict of interest, the chair of the Board of Trustees, in consultation with the University Counsel, determines whether the situation constitutes a conflict of interest requiring action by the Board. If the chair of the Board believes Board action is appropriate, the interested person must leave the Board meeting where the financial or other interest is discussed and voted upon, unless requested to stay either to respond to questions or provide information to the Board on the matter under discussion. The remaining board members decide if a conflict of interest exists and the appropriate course of action. Officers, key employees, faculty, and staff are covered by the University conflict of interest policy. Individuals are informed of this policy at the time of hire. The policy is contained in the Human Resources Policy Manual and is available to faculty and staff on the University's website. Upon identification of a potential conflict of interest, the matter is reviewed and evaluated by University officials and a determination is made regarding an appropriate action. The University has also adopted the Policy for Financial Conflict of Interest Disclosure and Management for Investigators in Externally Sponsored Programs in compliance with US Department of Health and Human Services regulations (42 CFR Part 50, Subpart F) and the financial conflict of interest policies of the National Science Foundation. Finally, the Office of Finance and Business Affairs, through the Office of the Controller, reviews carefully all proposed business transactions, expenditures, and requests for reimbursements to determine compliance with University policies, including those relating to conflict of interest. Form 990, Part VI, Section B, Line 15 The University's process for determining compensation for the president, officers, and key employees includes the following elements: (1) an authorized committee of the Board of Trustees composed entirely of individuals who are unrelated to, and not subject to, the control of disqualified persons involved in the compensation arrangement; (2) reliance on appropriate comparability data, including compensation levels paid by similarly situated organizations for functionally comparable positions; the location of the University, including the availability of similar specialties in the geographic area; independent compensation surveys by nationally-recognized independent firms; and written offers from similar institutions competing for the services of the disqualified person; and (3) documentation by the authorized body that adequately documents the basis for determination concurrent with making decisions regarding the compensation arrangement. The Executive Committee of the Board of Trustees serves as the compensation committee and follows this process annually. The compensation arrangement for the President, Provost, Executive Vice President, CFO, and other members of the Cabinet was most recently reviewed on April 15, 2022. Within the institution, appropriate comparability data is also obtained and reviewed for all other officers, key employees, and any other highly-compensated employees. Form 990, Part VI, Section C, Line 19 While applicable federal tax laws do not mandate that the University's articles of incorporation, conflict of interest policy, and financial statements be made available for public inspection, the University makes each of the foregoing available on its website, www.seattleu.edu, or upon request. Seattle University Foundation 901 12th Avenue Seattle WA 98122 911130769 Fundraising WA 501(c)(3) Type I Seattle University 1 Charitable Remainder Unitrusts (9) 900 Broadway Admin 120 Seattle WA 981224340 Investment WA Seattle University T 0 Charitable Remainder Annuity Trusts (1) 900 Broadway Admin 120 Seattle WA 981224310 Investment WA Seattle University T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0