2022-05-13T15:45:30-05:00 2021-12-31 871353108 EISNER ADVISORY GROUP LLC 733 THIRD AVENUE NEW YORK NY 100172703 990PF 2021-01-01 133792809 MARJORIE & CLARENCE E UNTERBERG FDNINC MARJ 7322240292 100 WEST RIVER ROAD RUMSON NJ 07760 THOMAS I UNTERBERG PRESIDENT 7322240292 2022-05-11 1 THOMAS UNTERBERG 999009999 ROBERT LEVIN P00363891 2129498700 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 3817463 X 584502 93244 93244 740641 1693149 1324893 18780 18780 1437167 1436917 0 0 0 2731 1204 0 18568 18318 250 21299 19522 250 860500 860500 881799 19522 860750 555368 1417395 3 3 397704 1437754 1437754 305000 0 0 480892 242021 372022 92451 113112 112050 1255165 1293690 1895634 2531212 3086580 3817463 0 0 X 0 0 2531212 3086580 0 0 2531212 3086580 2531212 3086580 2531212 555368 0 3086580 0 3086580 35,200 SHS KALEYRA INC 2020-06-01 2021-12-31 575826 250 575576 575576 1,800 SHS SMITH MICRO SOFTWARE INC 2021-01-02 2021-12-31 9422 4131 5291 5291 237,162 SHS LOANLOGICS LOGICS INTERMEDIATE - COMMON 2008-06-01 2021-07-01 664653 189511 475142 475142 66,151 SHS LOANLOGICS LOGICS INTERMEDIATE - SERIES B 2012-06-01 2021-07-01 263448 52860 210588 210588 1000 CITIGROUP INC 4.15% PFD CALLABLE 2021-10-20 2021-11-19 1004 1000 4 4 3000 CITIGROUP INC 4.15% PFD CALLABLE 2021-10-20 2021-11-18 3008 3000 8 8 1000 GOLDMAN SACHS INTERN 4.125% 05/10/2170 2021-10-25 2021-11-18 1001 1000 1 1 1000 CITIGROUP INC 4.15% PFD CALLABLE 2021-10-20 2021-11-17 1003 1000 3 3 1000 CITIGROUP INC 4% 12/10/2099 PFD CALLABLE 2021-05-14 2021-11-17 1015 1014 1 1 2000 THE CHARLES SCHWAB C VAR CALLABLE 2021-06-09 2021-11-15 2195 2214 -19 -19 2000 TRUIST FINL CORP 4.95% CALLABLE 2021-10-04 2021-11-10 2180 2192 -12 -12 1000 THE CHARLES SCHWAB C VAR CALLABLE 2021-06-01 2021-11-04 1099 1108 -9 -9 1000 THE CHARLES SCHWAB C VAR CALLABLE 2021-05-28 2021-11-02 1100 1108 -8 -8 1000 THE CHARLES SCHWAB C VAR CALLABLE 2021-06-01 2021-11-02 1100 1108 -8 -8 1000 THE CHARLES SCHWAB C VAR CALLABLE 2021-05-25 2021-11-01 1099 1110 -11 -11 1000 WELLS FARGO & CO 3.9% 12/31/2099 PFD CALLABLE 2021-01-19 2021-10-29 1019 1000 19 19 1000 CITIGROUP INC 4% 12/10/2099 PFD CALLABLE 2021-05-14 2021-10-29 1020 1014 6 6 1000 CITIGROUP INC 4% 12/10/2099 PFD CALLABLE 2020-12-03 2021-10-28 1021 1000 21 21 3000 CITIGROUP INC 4% 12/10/2099 PFD CALLABLE 2020-12-09 2021-10-28 3064 3020 44 44 2000 WELLS FARGO & CO 3.9% 12/31/2099 PFD CALLABLE 2021-01-19 2021-10-28 2040 2000 40 40 1000 CITIGROUP INC 3.875% PFD CALLABLE 2021-05-14 2021-10-14 1016 1004 12 12 3000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-07-23 2021-10-13 3015 3013 2 2 1000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-07-23 2021-10-12 1004 1004 0 0 1000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-04-19 2021-10-08 1004 1002 2 2 2000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-07-23 2021-10-08 2008 2008 0 0 1000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-04-19 2021-10-06 1005 1002 3 3 1000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-04-19 2021-10-06 1006 1002 4 4 1000 JPMORGAN CHASE & CO VAR PFD CALLABLE 2021-04-19 2021-10-05 1006 1002 4 4 2000 THE CHARLES SCHWAB C VAR CALLABLE 2021-05-25 2021-09-29 2223 2219 4 4 BANK OF AMERICA CORP 7.25% PFD CONVERTIBLE 2021-04-14 2021-09-10 1494 1423 71 71 1 BANK OF AMERICA CORP 7.25% PFD CONVERTIBLE 2020-11-30 2021-09-01 1471 1490 -19 -19 1 BANK OF AMERICA CORP 7.25% PFD CONVERTIBLE 2020-10-16 2021-09-01 1471 1470 1 1 1 BANK OF AMERICA CORP 7.25% PFD CONVERTIBLE 2020-11-02 2021-09-01 1471 1462 9 9 2000 CITIGROUP INC 3.875% PFD CALLABLE 2021-02-10 2021-08-13 2055 2000 55 55 1000 WELLS FARGO & CO 3.9% 12/31/2099 PFD CALLABLE 2021-01-19 2021-08-11 1040 1000 40 40 1000 WELLS FARGO & CO 3.9% 12/31/2099 PFD CALLABLE 2021-01-19 2021-08-10 1040 1000 40 40 2000 CITIGROUP INC 3.875% PFD CALLABLE 2021-02-10 2021-08-05 2056 2000 56 56 3000 CITIGROUP INC 3.875% PFD CALLABLE 2021-02-10 2021-08-04 3084 3000 84 84 1000 THE GOLDMAN SACHS GR 3.8% PFD CALLABLE 2021-04-19 2021-06-02 1007 1000 7 7 18 MORGAN STANLEY DEAN 6.875% PFD CALLABLE 2020-07-21 2021-05-28 512 489 23 23 9000 MORGAN STANLEY VAR 12/31/2099 PFD CALLABLE 2020-11-30 2021-04-15 9000 9000 0 0 4000 MORGAN STANLEY VAR 12/31/2099 PFD CALLABLE 2020-12-02 2021-04-15 4000 4000 0 0 2000 BANK OF AMERICA CORP VAR PFD CALLABLE 2020-06-05 2021-03-10 2200 2085 115 115 2000 BANK OF AMERICA CORP VAR PFD CALLABLE 2020-06-05 2021-03-09 2195 2085 110 110 4000 CITIGROUP INC VAR 12/31/2099 PFD CALLABLE 2020-08-10 2021-02-18 4015 4010 5 5 1000 CITIGROUP INC VAR 12/31/2099 PFD CALLABLE 2020-08-10 2021-02-17 1000 1003 -3 -3 5000 THE GOLDMAN SACHS GR VAR 12/31/2099 PFD CALLABLE 2020-06-03 2021-02-05 5000 4528 472 472 7000 THE GOLDMAN SACHS GR VAR 12/31/2099 PFD CALLABLE 2020-09-17 2021-02-05 7000 6947 53 53 1000 THE GOLDMAN SACHS GR VAR 12/31/2099 PFD CALLABLE 2020-12-02 2021-02-05 1000 1002 -2 -2 42 MORGAN STANLEY DEAN 6.875% PFD CALLABLE 2020-07-21 2021-09-28 1184 1140 44 44 1000 BANK OF AMERICA CORP VAR PFD CALLABLE 2020-06-05 2021-09-20 1110 1043 67 67 1000 BANK OF AMERICA CORP VAR PFD CALLABLE 2020-06-08 2021-09-20 1110 1043 67 67 2 BANK OF AMERICA CORP 7.25% PFD CONVERTIBLE 2020-08-14 2021-09-01 2942 2926 16 16 2000 TRUIST FINL CORP 5.1% PFD CALLABLE 2020-06-16 2021-06-17 2243 2000 243 243 2000 TRUIST FINL CORP 5.1% PFD CALLABLE 2020-06-16 2021-06-17 2243 2015 228 228 1000 TRUIST FINL CORP 4.95% CALLABLE 2020-05-27 2021-06-15 1096 1007 89 89 240 MORGAN STANLEY VAR PFD CALLABLE 2020-05-11 2021-06-11 6948 6384 564 564 1000 TRUIST FINL CORP 4.95% CALLABLE 2020-05-27 2021-06-09 1096 1007 89 89 9000 CITIGROUP INC VAR PFD CALLABLE 2020-03-26 2021-05-21 9495 8640 855 855 5 MICROSOFT CORP 2020-03-06 2021-01-06 1076 805 271 271 10 APPLE INC 2020-03-06 2021-01-06 1301 720 581 581 5 MICROSOFT CORP 2020-03-06 2021-12-14 1640 805 835 835 15 APPLE INC 2020-03-06 2021-12-14 2615 1079 1536 1536 5 MICROSOFT CORP 2020-03-06 2021-11-03 1657 805 852 852 5 MICROSOFT CORP 2020-03-06 2021-03-18 1165 805 360 360 10 WALT DISNEY CO 2020-03-06 2021-03-18 1930 1142 788 788 CAPITAL GAINS DIVIDENDS P 49583 49583 49583 1324893 19702 0 19702 0 19702 1000 0 0 0 1000 0 18702 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THOMAS I UNTERBERG 7322240292 100 WEST RIVER ROAD RUMSON NJ 07760 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS I UNTERBERG 100 WEST RIVER ROAD RUMSON NJ 07760 PRESIDENT 0.25 0 0 0 MARY DEBARE 100 WEST RIVER ROAD RUMSON NJ 07760 VICE PRES/SECY 0.25 0 0 0 ANDREW ARNO 100 WEST RIVER ROAD RUMSON NJ 07760 TREASURER 0.25 0 0 0 NONE 0 NONE 0 0 2207267 960760 496169 3664196 0 0 3664196 54963 3609233 180462 180462 19702 19702 160760 0 160760 0 160760 860750 0 860750 160760 0 0 607865 790629 87916 315089 1090177 2891676 860750 0 0 0 160760 699990 0 0 3591666 0 0 0 0 0 0 607865 2983801 790629 87916 315089 1090177 699990 THOMAS I UNTERBERG MARY DEBARE ANDREW ARNO X MOUNMONTH MEDICAL CENTER FOUNDATION 300 2ND AVE LONG BRANCH NJ 07740 NONE PC GENERAL SUPPORT 40000 LUNCH BREAK 121 DRS JAMES PARKER BLVD RED BANK NJ 07701 NONE PC GENERAL SUPPORT 245000 THE NEW 42ND STREET INC 229 WEST 42ND STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 25000 MONMOUHT UNIVERSITY 400 CEDAR AVENUE WEST LONG BRANCH NJ 07764 NONE PC GENERAL SUPPORT 10000 NORTHSIDE CENTER FOR CHILD DEVELOPMENT 1475 PARK AVE NEW YORK NY 10029 NONE PC GENERAL SUPPORT 1000 ASPCA 424 E 92ND ST NEW YORK NY 10128 NONE PC GENERAL SUPPORT 5000 UJA FEDERATION OF NY 130 E 59TH STREET NEW YORK NY 10022 NONE PC GENERAL SUPPORT 100000 PRINCETON UNIVERSITY PO BOX 430 PRINCETON NJ 08544 NONE PC GENERAL SUPPORT 25000 THE NEW 42ND STREET INC 229 WEST 42ND STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 25000 LINCOLN CENTER FOR THE PERFORMING ARTS LINCOLIN CENTER PLAZA NEW YORK NY 10023 NONE PC GENERAL SUPPORT 250000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 NONE PC GENERAL SUPPORT 50000 SHORE HOUSE INC 266 BROADWAY LONG BRANCH NJ 07740 NONE PC GENERAL SUPPORT 10000 BROOKDALE COMMUNITY COLLEGE 765 NEWMAN SPRINGS ROAD LINCROFT NJ 07738 NONE PC GENERAL SUPPORT 5000 CONGREGATION SHEARITH ISRAEL 2 WEST 70TH STREET NEW YORK NY 10023 NONE PC GENERAL SUPPORT 50000 CARING KIND NYC 360 LEXINGTON AVENUE 3RD FL NEW YORK NY 10017 NONE PC GENERAL SUPPORT 1000 ASSOCIATION OF COMMUNITY EMPLOYMENT PROGRAM 30-30 NORTHERN BLVD B100 QUEENS NY 11101 NONE PC GENERAL SUPPORT 1000 CENTRAL PARK CONSERVANCY 14 E 60TH ST NEW YORK NY 10022 NONE PC GENERAL SUPPORT 10000 MONMOUTH MEDICAL CENTER FOUNDATION 300 SECOND AVE LONG BRANCH NJ 07740 NONE PC GENERAL SUPPORT 7500 860500 0 14 93244 16 18780 18 740641 0 852665 0 852665 0 0 0 0 0 0 0 0 0 0 X X 1 THOMAS I UNTERBERG 100 WEST RIVER ROAD RUMSON NJ 07760 584502 X X 1 35,200 SHARES OF KALEYRA INC 584502 2021-12-31 ACCRUED INTEREST ON BONDS 3171 0 5,000 BANK OF AMERICA C VAR CALLABLE 10/23/24 AT 100 5000 5450 6,000 CITIGROUP INC 4% CALLABLE 12/10/25 AT 100 6096 6047 9,000 CITIGROUP INC VAR CALLABLE 2/15/23 AT 100 9109 9293 5,000 GOLDMAN SACHS INT 5.5% CALLABLE 8/10/24 AT 100 5386 5313 17,000 JPMORGAN CHASE & VAR CALLABLE AT 2/1/22 16193 17026 9,000 TRUIST FINL CORP VAR CALLABLE 9/1/24 AT 100 9469 9401 13,000 GOLDMAN SACHS IN 4.95%99 DUE 11/15/99 13906 13520 1,000 THE CHARLES SCHWAB 4%99 DUE 12/11/99 1024 1010 15,000 CITIGROUP INC VAR 99 DUE 12/31/99 14050 15484 6,000 JPMORGAN CHASE & VAR 99 DUE 12/31/99 6590 6473 10,000 MORGAN STANLEY VAR 99 10050 10000 13,000 PNC FINL SVCS GRO VAR 99 DUE 12/31/99 13068 13033 INFINITY ENERGY RESOURCE (IFNY) 229 0 8 BOA 7.255 SR L 7.25% 11057 11563 220 U.S. BANCORP 6.5% 5754 5500 85 ACCENTURE PLC F 14036 35237 60 ADIDAS AG ORDF 14081 17386 70 AMGEN INC. 13729 15748 180 APPLE INC 11938 31963 405 INTEL CORP 21024 20858 160 JPMORGAN CHASE & CO 16471 25336 235 L OREAL S A F 16355 22424 30 L V M H MOET ORDF 11695 24807 95 MICROSOFT CORP 14291 31950 160 NESTLE S A F 16417 22459 275 ROCHE HLDG AG F 12337 14215 330 TJX COMPANIES INC 18454 25054 125 TOYOTA MOTOR CORP F 16189 23163 90 UNION PACIFIC CORP 12867 22674 140 WALT DISNEY CO 15097 21685 JANUS HENDERSON EUROPEAN BEST IDEAS FUND LLC AT COST 94456 117241 AKRE FOCUS INSTL AT COST 155193 221429 CLARKSTON PARTNERS INSTI AT COST 75139 99953 EDGEWOOD GROWTH INSTL AT COST 157559 248797 MATTHEWS ASIA DIVIDEND I AT COST 73743 85932 SPYGLASS GROWTH INSTITUT AT COST 98238 98442 VANGUARD 500 INDEX ADMIR AT COST 506181 823886 WCM FOCUSED INTERNATIONA AT COST 133181 199954 INVESTMENT ADVISORY FEES 18318 18318 0 FILING FEE 250 0 250 EARNINGS THROUGH PARTNERSHIP 18780 18780 0 FOREIGN TAX PAID 1204 1204 0 FEDERAL TAXES PAID 1527 0 0