2022-05-12T09:47:18-05:00 2021-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2021-01-01 522143968 ALLIANCE FOR AUTOMOTIVE INNOVATION INC ALLI 2023265500 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 JOHN BOZZELLA PRESIDENT & CEO 2023265500 2022-05-11 1 JOHN BOZZELLA 999009999 AARON M FOX P01365820 2022274000 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JOHN BOZZELLA 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 29958906 0 X AUTOSINNOVATE.ORG X 1999 DC TRADE ASSOCIATION FOR THE AUTOMOTIVE INDUSTRY. 35 35 43 40 0 0 0 0 30724402 26581852 691758 566651 1797 165093 31417957 27313596 7500 0 0 0 12378414 11875315 0 0 0 16398862 23341975 28784776 35217290 2633181 -7903694 23399763 16322930 7607170 8081424 15792593 8241506 X TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEANER, SAFER, AND SMARTER PERSONAL TRANSPORTATION THAT HELPS TRANSFORM THE U.S. ECONOMY AND SUSTAIN AMERICAN INGENUITY AND FREEDOM OF MOVEMENT. 0 0 POLICY: TO WORK WITH MEMBER COMPANIES ON POLICY DEVELOPMENT ON A VARIETY OF ENVIRONMENTAL, VEHICLE SAFETY, AND TECHNOLOGY INNOVATION ISSUES. ADVOCACY AND COMMUNICATION: TO WORK WITH MEMBER COMPANIES ON LEGISLATIVE AND REGULATORY ISSUES AFFECTING THE INDUSTRY. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 112 0 1 43 1 0 0 0 0 0 0 1 0 X 35 35 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 CA MI X ANGEL PUNZALAN 2023265500 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 CHRIS REYNOLDS CHAIR 1.00 X X 0 0 0 JEFF GUYTON CHAIR, AUDIT & FINANCE COMMITTEE 1.00 X X 0 0 0 KUMAR GALHOTRA CHAIR, STRATEGIC PLANNING COMMITTEE 1.00 X X 0 0 0 MITCH BAINWOL DIRECTOR UNTIL 12/31/2021 1.00 X 0 0 0 JAMES BELL DIRECTOR UNTIL 04/01/2021 1.00 X 0 0 0 MARK CHERNOBY DIRECTOR UNTIL 07/31/2021 1.00 X 0 0 0 STEVE CICCONE DIRECTOR 1.00 X 0 0 0 WILLIAM CRAVEN DIRECTOR UNTIL 12/31/2021 1.00 X 0 0 0 TOM DOLL DIRECTOR 1.00 X 0 0 0 JOACHIM EBERHARDT DIRECTOR 1.00 X 0 0 0 EVERETT EISSENSTAT DIRECTOR UNTIL 05/01/2021 1.00 X 0 0 0 JERRY FLANNERY DIRECTOR UNTIL 03/01/2021 1.00 X 0 0 0 JOANNA FOUST DIRECTOR 1.00 X 0 0 0 SHEILA GALLUCCI-DAVIS DIRECTOR 1.00 X 0 0 0 ANDERS GUSTAFFSON DIRECTOR 1.00 X 0 0 0 BERNHARD KUHNT DIRECTOR UNTIL 05/21/2021 1.00 X 0 0 0 ROBERT HOLYCROSS DIRECTOR 1.00 X 0 0 0 ROBERT HOOD DIRECTOR 1.00 X 0 0 0 BRYAN JACOBS DIRECTOR 1.00 X 0 0 0 JAKE JONES DIRECTOR 1.00 X 0 0 0 SHANE KARR DIRECTOR 1.00 X 0 0 0 SCOTT KEOGH DIRECTOR 1.00 X 0 0 0 JOSE MUNOZ DIRECTOR 1.00 X 0 0 0 SHAWN MURPHY DIRECTOR 1.00 X 0 0 0 JEREMIE PAPIN DIRECTOR 1.00 X 0 0 0 ELIZABETH REICHERTS DIRECTOR 1.00 X 0 0 0 DAN RYAN DIRECTOR 1.00 X 0 0 0 LISA ERRION SAUMS DIRECTOR UNTIL 06/01/2021 1.00 X 0 0 0 RICK SCHOSTEK DIRECTOR 1.00 X 0 0 0 ANNA SCHNEIDER DIRECTOR 1.00 X 0 0 0 MARK STEWART DIRECTOR 1.00 X 0 0 0 ANDREW TAVI DIRECTOR 1.00 X 0 0 0 JENNIFER THOMAS DIRECTOR 1.00 X 0 0 0 CHRISTOPHER WENK DIRECTOR 1.00 X 0 0 0 MARK REUSS DIRECTOR 1.00 X 0 0 0 SEAN YOON DIRECTOR AS OF 02/01/2021 1.00 X 0 0 0 RUSSELL WAGER DIRECTOR AS OF 02/01/2021 1.00 X 0 0 0 DIMITRIS PSILLAKIS DIRECTOR AS OF 01/01/2021 1.00 X 0 0 0 KJELL GRUNER DIRECTOR AS OF 02/01/2021 1.00 X 0 0 0 YOKOZAWA YOICHI DIRECTOR AS OF 02/01/2021 1.00 X 0 0 0 JOHN BOZZELLA PRESIDENT & CEO 40.00 X 1129044 0 313102 DAVID SCHWIETERT CHIEF POLICY OFFICER 40.00 X 631789 0 56940 DONALD STEWART EVP, PUBLIC AFFAIRS 40.00 X 537521 0 52387 CHARLES HAAKE VP & GENERAL COUNSEL 40.00 X 345513 0 87263 JUDITH MULCAHY VP, MEMBERSHIP AND BUSINESS DEVELOPMENT 40.00 X 396041 0 36789 ANGEL PUNZALAN VP, FINANCE & IT 40.00 X 295631 0 51388 HILARY CAIN VP, TECHNOLOGY AND INNOVATION POLICY 40.00 X 367667 0 48789 AMY BRINK VP, STATE AFFAIRS 40.00 X 324637 0 73425 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 40.00 X 299983 0 35581 JULIA REGE VP, ENERGY & ENVIRONMENT 40.00 X 275519 0 54946 GARRICK FRANCIS VP, FEDERAL AFFAIRS 40.00 X 309633 0 41914 4912978 0 852524 11 0 1 0 MAYER BROWN LLP 311 WEST MONROE STREET CHICAGO IL 60606 LEGAL SERVICES 3459334 FOCUSED SOLUTION RECOURSE DELIVERY GROUP 7 LAKE BELLEVUE DR APT 206 BELLEVUE WA 98005 LEGAL SERVICES 1030830 HOGAN LOVELLS US LLP 390 MADISON AVENUE NEW YORK NY 10017 DATABASE MANAGEMENT 900548 MINTZ LEVIN COHN FERRIS GLOVSKY AND ONE FINANCIAL CENTER BOSTON MA 02111 LEGAL SERVICES 879844 FORBES TATE PARTNERS LLC 777 6TH ST NW 8TH FLOOR WASHINGTON DC 20001 PUBLIC AFFAIRS CONSULTANTS 718150 12 MEMBERSHIP DUES 900099 24675000 24675000 FLIS SUBSCRIPTION 900099 1003733 1003733 FUEL SURVEY SUBSCRIPTION 900099 573119 573119 CONTRACT FEES 900099 330000 330000 26581852 253880 253880 2958081 2645310 312771 312771 312771 OTHER INCOME 900099 165093 165093 165093 27313596 26581852 0 731744 X 4235773 5949355 480171 703448 506568 7016748 161515 4520538 46902 3902713 500377 143489 507315 2344600 60630 86093 365941 110841 LOSS ON LEASE OBLIGATIO 2319712 DUES & SUBSCRIPTIONS 853715 SPONSORSHIPS 212485 REPAIRS & MAINTENANCE 104556 83805 35217290 9268270 286034 159670 32564 778158 1126601 448651 328273 2715662 1428527 3071119 1287135 3544442 4959401 6120094 8293563 9359 9359 23399763 16322930 3789733 3980332 34249 226750 3783188 3874342 7607170 8081424 X 12113179 8114640 3679414 126866 15792593 8241506 23399763 16322930 -7903694 302821 49786 0 X 0 1 X 1 0 0 0 0 0 1 24675000 4520538 -1235196 3285342 4441500 -1156158 1101663 324002 777661 386528 224675 161853 1227471 879850 347621 1287135 INVESTMENT GRADE FIXED-INCOME 8293563 F 8293563 DEFERRED RENT 776706 DUE TO RELATED PARTY 27890 TENANT DEPOSIT 70381 LEASE OBLIGATION 2999365 3874342 X 27569515 302821 302821 27266694 46902 46902 27313596 35170388 0 35170388 46902 46902 35217290 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2021, NO PROVISION FOR INCOME TAXES WAS MADE, AS THE ALLIANCE HAD NO SIGNIFICANT NET UNRELATED BUSINESS INCOME AND DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE CONSOLIDATED FINANCIAL STATEMENTS. X X X 1 1 X X X 0 0 0 JOHN BOZZELLA PRESIDENT & CEO 828000 0 301044 0 0 0 279237 0 33865 0 1442146 0 0 0 DAVID SCHWIETERT CHIEF POLICY OFFICER 543375 0 88414 0 0 0 30284 0 26656 0 688729 0 0 0 DONALD STEWART EVP, PUBLIC AFFAIRS 507150 0 30371 0 0 0 38987 0 13400 0 589908 0 0 0 JUDITH MULCAHY VP, MEMBERSHIP AND BUSINESS DEVELOPM 337410 0 58631 0 0 0 32928 0 3861 0 432830 0 0 0 CHARLES HAAKE VP & GENERAL COUNSEL 320850 0 24663 0 0 0 47571 0 39692 0 432776 0 0 0 HILARY CAIN VP, TECHNOLOGY AND INNOVATION POLICY 338000 0 29667 0 0 0 20772 0 28017 0 416456 0 0 0 AMY BRINK VP, STATE AFFAIRS 301600 0 23037 0 0 0 34306 0 39119 0 398062 0 0 0 GARRICK FRANCIS VP, FEDERAL AFFAIRS 300000 0 9633 0 0 0 8000 0 33914 0 351547 0 0 0 ANGEL PUNZALAN VP, FINANCE & IT 255852 0 39779 0 0 0 43818 0 7570 0 347019 0 0 0 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 279450 0 20533 0 0 0 31708 0 3873 0 335564 0 0 0 JULIA REGE VP, ENERGY & ENVIRONMENT 255852 0 19667 0 0 0 45957 0 8989 0 330465 0 0 0 PART I, LINE 1B ALL OF THE ITEMS CHECKED ON SCHEDULE J, PART 1, LINE 1A ARE RELATED TO JOHN BOZZELLA, PRESIDENT & CEO. TAXABLE COMPENSATION, INCLUDING SOCIAL CLUB DUES AND PROVIDED VEHICLE, ARE INCLUDED ON THE PRESIDENT & CEO'S W-2. FORM 990, PART VI, SECTION A, LINE 6 THE ALLIANCE HAS GOVERNING MEMBERS, NON-GOVERNING OEM MEMBERS, AND VALUE CHAIN MEMBERS. THOSE WHO ARE GOVERNING MEMBERS MAY VOTE ON ALLIANCE MATTERS. NON-GOVERNING OEM MEMBERS MAY ATTEND BOARD MEETINGS AND PARTICIPATE IN DISCUSSIONS BUT MAY NOT VOTE. FORM 990, PART VI, SECTION A, LINE 7A THERE WERE THIRTEEN GOVERNING MEMBER COMPANIES ON THE BOARD OF DIRECTORS. EACH GOVERNING MEMBER COMPANY CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. THESE GOVERNING MEMBERS HAVE VOTING RIGHTS AND PARTICIPATE IN THE ALLIANCE GOVERNANCE. EACH GOVERNING MEMBER COMPANY IS ENTITLED TO ONE VOTE. ADDITIONALLY, THERE WERE SEVEN NON-GOVERNING OEM MEMBERS AND EIGHTEEN VALUE CHAIN MEMBERS WHO DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7B EACH OF THE THIRTEEN GOVERNING MEMBER COMPANIES CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD ALSO PARTICIPATE IN THE EXECUTIVE COMMITTEE MEETINGS. EACH COMPANY, REGARDLESS OF THE NUMBER OF BOARD MEMBERS PRESENT, HAS ONE VOTE ON EACH ISSUE FOR A TOTAL, IF ALL MEMBERS ARE REPRESENTED, OF THIRTEEN VOTES. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 PREPARED BY AN INDEPENDENT TAX FIRM IS REVIEWED BY THE VICE PRESIDENT, FINANCE AND IT AND APPROVED TO THE AUDIT AND FINANCE COMMITTEE OF THE BOARD. THE APPROVED TAX RETURN IS PRESENTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST DECLARATION IS DISCUSSED IN ONE BOARD MEETING ANNUALLY. IN ADDITION, EACH MEMBER OF THE BOARD REAFFIRMS THE CONFLICT OF INTEREST DECLARATION ANNUALLY. THE PROCESS IS RECORDED IN THE MINUTES OF THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPARABILITY DATA FROM A NUMBER OF LIKE INDUSTRY SURVEYS IS MAINTAINED AND REVIEWED ON AN AS-NEEDED BASIS. THE EXECUTIVE COMMITTEE OF THE BOARD SET THE MULTI-YEAR CONTRACTUAL COMPENSATION FOR THE PRESIDENT AND CEO BASED ON EXTERNAL DATA COLLECTED. ANNUAL PERFORMANCE WEIGHS HEAVILY IN THE DETERMINATION OF THE VARIABLE COMPENSATION PAYMENT OF THE PRESIDENT AND CEO OCCURRING EACH WINTER. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CERTAIN POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST BASED ON THE DISCRETION OF MANAGEMENT. FORM 990, PART IX, LINE 11G GENERAL CONSULTANTS 944,654. TECHNICAL CONSULTANTS 1,778,561. PUBLIC AFFAIRS CONSULTANTS 275,000. RESEARCH/DATA ACQUISITION 706,502. ETHICS REPORTING & COMPLIANCE 2,721. AMICUS BRIEFS 173,067. RECRUITING 6,942. PAYROLL PROCESSING 12,629. TRADEMARK FEE 2,637. ALLIANCE OF AUTOMOTIVE INNOVATION POLITICAL ACTION COMMITTEE 1050 K STREET NW 6TH FL WASHINGTON DC 20001 454807568 SUPPORT NEEDS OF AUTOMOTIVE INDUSTRY THROUGH FEDERAL ELECTIONS DC 527 ALLIANCE FOR AUTOMOTIVE INNOVATION INC 1 ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC 555 CAPITOL MALL SUITE 1424 SACRAMENTO CA 95814 262335858 SUPPORT NEEDS OF AUTOMOTIVE INDUSTRY THROUGH CA ELECTIONS CA 527 ALLIANCE FOR AUTOMOTIVE INNOVATION INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0