2022-03-09T18:41:48-06:00 2021-06-30 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVENUE MERRILLVILLE IN 46410 990 2020-07-01 237170019 LAKE AREA UNITED WAY INC LAKE 2199232302 221 WEST RIDGE ROAD GRIFFITH IN 46319 DAVID M NICOLE INTERIM PRESIDENT 2199232302 2022-03-02 1 DAVID NICOLE 999009999 RUTH BEST P00163310 2197693616 2022-03-02 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAVID M NICOLE 221 WEST RIDGE ROAD GRIFFITH IN 46319 2379147 0 X WWW.LAUW.ORG X 1972 IN TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY TO ADVANCE THE COMMON GOOD. 18 18 17 50 0 0 3869761 2282586 0 0 3576 23698 15300 72693 3888637 2378977 1431087 3088573 0 0 312512 745942 0 0 191523 218185 466728 1961784 4301243 1926853 -1922266 4376301 2544209 1618045 375119 2758256 2169090 X TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY TO ADVANCE THE COMMON GOOD. 1 0 1390704 792675 BASIC NEEDS/COMMUNITY ASSISTANCE: THESE ARE FUNDS TO ASSIST PARTNER AGENCIES IN HELPING THOSE MOST IN NEED IN THE COMMUNITY. 2213360 2125323 COVID-19 RELIEF 262871 170575 5642 COMMUNITY IMPACT INITIATIVES: THIS ENCOMPASSES PROGRAMS TO ASSIST THE ASSET LIMITED, INCOME CONSTRAINED, EMPLOYED (ALICE) FAMILIES WITHIN THE COMMUNITY. 3866935 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 17 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IN X X X DAWN THOSTESEN 2199232302 951 EASTPORT CENTER DR VALPARAISO IN 46383 AARON MCDERMOTT TRUSTEE 1.00 X 0 0 0 ALLEN M SPAJER TRUSTEE 1.00 X 0 0 0 MATT SALTANOVITZ TRUSTEE 1.00 X 0 0 0 MICHAEL JASAITIS CHAIRMAN 1.00 X X 0 0 0 CHRISTOPHER WHITE PAST CHAIR 1.00 X X 0 0 0 SHERRI ZILLER TRUSTEE 1.00 X 0 0 0 MARIJO DLUZAK TRUSTEE 1.00 X 0 0 0 EVELYN MORRISON TRUSTEE 1.00 X 0 0 0 JULIAN MARSH TRUSTEE 1.00 X 0 0 0 FRANK MRVAN TRUSTEE 1.00 X 0 0 0 DESILA ROSETTI TRUSTEE 1.00 X 0 0 0 MARISA SMOLJAN TREASURER 1.00 X X 0 0 0 JIM DYE TRUSTEE 1.00 X 0 0 0 TOM MCDERMOTT SR TRUSTEE 1.00 X 0 0 0 MIKE SCHNEIDER TRUSTEE 1.00 X 0 0 0 JEFF STRACK SECRETARY 1.00 X X 0 0 0 PHIL TAILLON VICE CHAIR 1.00 X X 0 0 0 LOUIE GONZALEZ TRUSTEE 1.00 X 0 0 0 LEO CORREA TRUSTEE 1.00 X 0 0 0 MIKE WORTHAM TRUSTEE 1.00 X 0 0 0 JENNIFER MONTAGUE TRUSTEE 1.00 X 0 0 0 LISA DAUGHERTY OUTGOING PRESIDENT/CEO 40.00 X 146032 0 5000 DAVID NICOLE INTERIM PRESIDENT/CEO 40.00 X 0 0 0 146032 0 5000 1 0 0 0 INDIANA UNITED WAY INC 2955 N MERIDIAN ST STE 200 INDIANAPOLIS IN 46208 ACCOUNTING & IT SERVICES 101309 1 16839 2265747 2282586 16083 16083 7785 0 170 7785 -170 7615 -170 7785 MISCELLANEOUS 900099 72693 5812 66881 72693 2378977 5642 0 90749 2818604 2818604 269969 269969 97794 73345 19559 4890 436672 327887 39372 69413 95588 61404 18323 15861 69039 54224 7706 7109 46849 35814 5087 5948 22354 22354 26025 26025 6752 6752 28930 18321 6350 4259 41618 36883 4735 16646 12044 2542 2060 172939 83359 26069 63511 7996 5062 1599 1335 3496 1183 428 1885 25458 25458 1114 1114 14623 8815 2925 2883 10772 6819 2154 1799 UNITED WAY DUES 47766 47766 MISCELLANEOUS 24244 17602 3376 3266 BUILDING AND GROUNDS MA 12699 8038 2540 2121 EMPLOYEE EXPENSES 2746 1756 634 356 550 348 110 92 4301243 3866935 242785 191523 372702 217505 3144362 1289289 272026 372358 58603 34759 477728 308426 152559 169302 376049 460996 4376301 2544209 83721 47522 150000 265308 14209 14522 64900 0 1305215 47767 1618045 375119 X 34717 1381789 2723539 787301 2758256 2169090 4376301 2544209 X -1922266 86218 1246882 X X 0 1 X 1 0 X 3340828 2337604 2393526 3869761 2282586 14224305 3340828 2337604 2393526 3869761 2282586 14224305 5740369 8483936 17570 19243 17850 3391 16083 74137 64963 48466 20608 15300 72693 222030 14520472 9969 0.58430 0.62180 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 376049 106480 21533 460996 399341 -20307 2985 376049 397033 472 -22593 14590 5855 354467 354971 5317 56112 13672 5695 397033 331513 11438 28241 4689 11532 354971 0.88000 0.12000 1 0 83934 83934 248262 208390 39872 145532 100036 45496 169302 LEGACY FOUNDATION 460996 F 460996 ACCRUED DESIGNATIONS PAYABLE 47767 47767 X 2470765 86218 47489 133707 2337058 6753 35166 41919 2378977 4306814 47489 47489 4259325 6752 35166 41918 4301243 PART V, LINE 4: FUNDS GIVEN TO A LOCAL COMMUNITY FOUNDATION THROUGH LAKE AREA UNITED WAY, INC. TO PROVIDE CONTINUED FUNDING TO LAKE AREA UNITED WAY, INC. INCOME FROM FUNDS MAY BE USED FOR OPERATING PURPOSES. PART X, LINE 2: WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES ARE RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. PART XI, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH REVENUE NOT INCLUDABLE IN FINANCIAL STATEMENTS 35,166. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH EXPENSES NOT INCLUDABLE IN FINANCIAL STATEMENTS 35,166. 1 AMERICAN RED CROSS - LAKE COUNTY 791 EAST 83TH AVENUE MERRILLVILLE IN 46410 351587902 501(C)(3) 25629 $10,000 BASIC NEEDS GRANT PLUS $15,000 COVID-19 RELIEF PLUS $629 DESIGNATED BY DONOR BOYS & GIRLS CLUBS OF GREATER NWI INC 3691 WILLOWCREEK RD NO 200 PORTAGE IN 46368 351262439 501(C)(3) 115196 $15,000 COVID-19 RELIEF PLUS $100,000 ALICE ASSISTANCE GRANT PLUS $196 DESIGNATED BY DONOR CARMELITE SISTERSHOME FOR GIRLS 4840 GRASSELLI ST EAST CHICAGO IN 46312 351117320 501(C)(3) 7926 COVID-19 RELIEF CATHOLIC CHARITIES DIOCESE OF GARY 940 BROADWAY GARY IN 46402 351122204 501(C)(3) 378798 $15,000 BASIC NEEDS GRANT PLUS $338,643 COVID-19 BUDGET PLUS $25,000 ALICE ASSISTANCE GRANT PLUS $155 DESIGNATED BY DONOR CHICAGOLAND IMMIGRANT WELCOME NETWORK 824 E HOFFMAN ST HAMMOND IN 46327 465302104 501(C)(3) 10000 BASIC NEEDS GRANT COMMUNITIES IN SCHOOL OF EAST CHICAGO INCORPORATED 100 W CHICAGO AVE STE G EAST CHICAGO IN 46312 300110893 501(C)(3) 7500 BASIC NEEDS GRANT CROSSROADS YMCA INC 100 W BURRELL DRIVE CROWN POINT IN 46307 351369437 501(C)(3) 100443 ALICE ASSISTANCE GRANT PLUS $443 DESIGNATED BY DONOR FAIR HAVEN CENTER FOR WOMEN 2645 RIDGE ROAD HIGHLAND IN 46322 203710770 501(C)(3) 10000 COVID-19 RELIEF FAMILY CHRISTIAN WORLD INC 340 45TH ST MUNSTER IN 46321 351812109 501(C)(3) 8220 COVID-19 RELIEF GEMINUS CORPORATION 8400 LOUISIANA STREET MERRILLVILLE IN 46410 351859562 501(C)(3) 80445 ALICE ASSISTANCE GRANT PLUS $445 DESIGNATED BY DONOR GOODWILL INDUSTRIES OF MICHIANA INC PO BOX 3846 SOUTH BEND IN 46619 351093073 501(C)(3) 10000 COVID-19 RELIEF GREATER HAMMOND COMMUNITY SERVICES 824 HOFFMAN STREET HAMMOND IN 46327 351398205 501(C)(3) 30285 COVID-19 RELIEF PLUS $285 DESIGNATED BY DONOR HABITAT FOR HUMANITY OF NORTHWEST INDIANA INC 3777 COLFAX ST GARY IN 46408 561525939 501(C)(3) 27512 COVID-19 RELIEF PLUS $32 DESIGNATD BY DONOR HAVEN HOUSE PO BOX 508 HAMMOND IN 46325 351725951 501(C)(3) 19858 $15,000 BASIC NEEDS GRANT PLUS $4,600 COVID-19 RELIEF PLUS $258 DESIGNATED BY DONOR HEALTHLINC INC 2401 VALLEY DRIVE VALPARAISO IN 46383 352147791 501(C)(3) 30000 $10,000 BASIC NEEDS GRANT PLUS $20,000 COVID-19 RELIEF INDIANA LEGAL SERVICES INC 7863 BROADWAY ST STE 205 MERRILLVILLE IN 46410 356059654 501(C)(3) 20000 BASIC NEEDS GRANT LIVING HOPE CHURCH INC 9000 TAFT ST MERRILLVILLE IN 46410 351450195 501(C)(3) 17500 COVID-19 RELIEF MEALS ON WHEELS OF NORTHWEST INDIANA INC 8446 VIRGINIA STREET MERRILLVILLE IN 46410 311168281 501(C)(3) 80825 COVID-19 RELIEF PLUS $825 DESIGNATED BY DONOR MENTAL HEALTH AMERICA OF LAKE COUNTY INC 5311 HOHMAN AVE HAMMOND IN 46320 351014213 501(C)(3) 100537 ALICE ASSISTANCE GRANT PLUS $537 DESIGNATED BY DONOR METRO COMMUNITY OUTREACH 4500 HARRISON ST GARY IN 46408 823207084 501(C)(3) 8450 COVID-19 RELIEF NORTHWEST INDIANA COMMUNITY ACTION CORP (2-1-1) 5240 FOUNTAIN DRIVE CROWN POINT IN 46307 351112290 501(C)(3) 85616 $30,000 BASIC NEEDS GRANT PLUS $55,615 ALICE ASSISTANCE GRANT PLUS $1 DESIGNATED BY DONOR NORTHWEST INDIANA REINVESTMENT ALLIANCE 5209 HOHMAN AVE ROOM 123 HAMMOND IN 46320 331166773 501(C)(3) 55000 COVID-19 RELIEF PLUS $32 DEISGNATED BY DONOR SAFE COALITION FOR HUMAN RIGHTS 9335 CALUMET AVE STE D MUNSTER IN 46321 465004070 501(C)(3) 22014 COVID-19 RELIEF SOCIETY OF ST VINCENT DE PAUL DISTRICT COUNCIL GARY 7132 ARIZONA AVE HAMMOND IN 46323 352214600 501(C)(3) 35000 COVID-19 RELIEF SOJOURNER TRUTH HOUSE INC 410 W 13TH AVE GARY IN 46407 270296707 501(C)(3) 25000 COVID-19 RELIEF ST JUDE HOUSE 12490 MARSHALL STREET CROWN POINT IN 46307 351905782 501(C)(3) 26869 $20,000 BASIC NEEDS GRANT PLUS $6,800 COVID-19 RELIEF PLUS $69 DESIGNATED BY DONOR THE CARING PLACE 607 BULLSEYE LAKE ROAD VALPARAISO IN 46383 310944075 501(C)(3) 20170 BASIC NEEDS GRANT PLUS $170 DESIGNATED BY DONOR THE FOOD BANK OF NORTHWEST INDIANA 6490 BROADWAY MERRILLVILLE IN 46410 351528285 501(C)(3) 463100 COVID-19 RELIEF THE SALVATION ARMY 8225 COLUMBIA AVENUE MUNSTER IN 46321 362167910 501(C)(3) 864127 $860,000 COVID-19 RELIEF PLUS $4127 DESIGNATED BY DONOR TRADEWINDS 3198 E 83RD PLACE MERRILLVILLE IN 46410 351139485 501(C)(3) 67401 $31,950 COVID-19 RELIEF PLUS $35,000 ALICE ASSISTANCE GRANT PLUS $451 DESIGNATED BY DONOR UNITED WAY OF PORTER COUNTY INC 951 EASTPORT CENTER DR VALPARAISO IN 46383 356006484 501(C)(3) 6886 DESIGNATED BY DONOR UNITED WAY OF GREATER LAFAYETTE AND TIPPECANOE COUNTY INDIANA INC 1114 STATE STREET LAFAYETTE IN 47905 350891621 501(C)(3) 5062 DESIGNATED BY DONOR URBAN LEAGUE OF NWI 3101 BROADWAY GARY IN 46409 351178594 501(C)(3) 15000 COVID-19 RELIEF FOOD ASSISTANCE 153 5000 CHILD CARE ASSISTANCE 40 191685 TUITION ASSISTANCE 50 73284 PART I, LINE 2: AGENCIES WHICH RECEIVE FUNDING FROM LAKE AREA UNITED WAY, INC. ARE REQUIRED TO PROVIDE FEDERAL FORM 990 AND A COPY OF THE ANNUAL AUDIT EACH YEAR TO THE LAKE AREA UNITED WAY, INC. ALLOCATIONS COMMITTEE. IN ADDITION, AN ANNUAL CITIZEN'S REVIEW IS PERFORMED WITH THE AGENCIES' EXECUTIVES AND BOARD BY THE LAKE AREA UNITED WAY, INC.'S AGENCY REVIEW COMMITTEE. THE EXPECTED OUTCOMES FOR THE AGENCIES ARE REVIEWED AND MEASURED BY THE LAKE AREA UNITED WAY, INC.'S ALLOCATIONS COMMITTEE. FORM 990, PART III, LINE 2 LEVEL UP PROGRAM: 1 IN 4 WORKING FAMILIES IN NORTHWEST INDIANA ARE STRUGGLING EVERY DAY AND MAKING HARD FINANCIAL DECISIONS AND MORE. MANY GRAPPLE WITH WHETHER TO PAY THEIR ELECTRIC OR MEDICAL BILLS, BUY GROCERIES, OR GET THE CAR REPAIRED. LEVEL UP WAS DESIGNED IN 2019 TO HELP STRUGGLING, WORKING RESIDENTS, ATTAIN GREATER FINANCIAL STABILITY. THE LEVEL UP PATH TO STABILITY INCLUDES ACCESS TO JOB TRAINING/CERTIFICATION, EMPLOYMENT SUPPORT FOR THOSE SEEKING BETTER PAYING JOBS AND ACCESS TO FINANCIAL MANAGEMENT COACHING, QUALITY CHILDCARE, AND BASIC NEEDS SUPPORTS. OUR NAVIGATORS GUIDE CLIENTS ON ESTABLISHING FINANCIAL AND CAREER DEVELOPMENT GOALS WHILE PROVIDING SUPPORT AND SERVICE REFERRALS TO OVERCOME EXISTING BARRIERS, SUCH AS ACCESSING CHILDCARE, EMERGENCY CAR REPAIRS, AND PAYING PAST DUE RENT/MORTGAGE OR UTILITY BILLS. NAVIGATORS WALK WITH PARTICIPANTS AS A CHEERLEADER AND ACCOUNTABILITY PARTNER. THIS ONE-ON-ONE SUPPORT IS VITAL TO CLIENT SUCCESS. PROGRAM IS FLEXIBLE TO MEET CLIENT NEEDS. DEPENDING UPON CLIENT GOALS, PARTICIPANTS WILL GRADUATE WITHIN 12 TO 24 MONTHS. THE CURRENT YEAR EXPENSES FOR LEVEL UP ARE INCLUDING WITH THE COMMUNITY IMPACT FUNCTION, BUT NOT ALL COMMUNITY IMPACT EXPENSES ARE FOR LEVEL UP. FORM 990, PART VI, SECTION A, LINE 2 TOM MCDERMOTT, SR. & AARON MCDERMOTT - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD AND STAFF ARE REQUIRED TO LIST CONFLICTS ANNUALLY AND THEY ARE REVIEWED BY GOVERNANCE COMMITTEE. POTENTIAL CONFLICTS ARE REVIEWED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS REVIEWED BY SELECT MEMBERS OF THE EXECUTIVE BOARD ON AN ANNUAL BASIS. A PERFORMANCE REVIEW IS COMPLETED, AND FEEDBACK IS DISCLOSED TO THE CEO. ANY SALARY ADJUSTMENT IS COMMUNICATED BY THE BOARD TO THE CFO, THROUGH THE BOARD CEO OR THE CHAIR OF THE FINANCE COMMITTEE. THE OTHER EXECUTIVES ARE REVIEWED BY THE CEO, WHO MAKES SALARY RECOMMENDATIONS BASED ON INDUSTRY DATA AND PERFORMANCE REVIEWS. THESE ARE SUBMITTED FOR FINANCE COMMITTEE APPROVAL DURING THE ANNUAL BUDGET REVIEW PROCESS. ALL OTHER EMPLOYEES ARE EVALUATED BY DEPARTMENT HEADS AND THE EXECUTIVE COMMITTEE REVIEWS AND APPROVES THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: FORGIVENESS PENSION LIABILITY 1,246,882. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.