2022-08-18T17:19:07-05:00 2021-10-31 440160260 FORVIS LLP 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2020-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2022-08-15 1 STEVEN HANSEN 999009999 KELLY M WHITE P00622256 4808346030 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 60136570 0 X WWW.AZHUMANE.ORG X 1957 AZ MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. 23 23 423 1939 570 0 23414641 39140985 4116234 4662022 775222 747335 432388 592562 28738485 45142904 0 0 0 0 15308828 15773736 985924 1089326 4293901 6064824 6952414 22359576 23815476 6378909 21327428 70353844 95151966 6580953 4910216 63772891 90241750 X MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. 0 0 8815798 1292311 AHS SERVES AS A SAFETY NET FOR THE VALLEY'S MOST VULNERABLE PETS, AND OUR COMPREHENSIVE MEDICAL, BEHAVIORAL REHABILITATION, SURRENDER INTERVENTION AND SPAY/NEUTER INITIATIVES SAVED AN ADDITIONAL 130,000 LIVES OVER THE LAST EIGHT YEARS. OUR LIFESAVING PROGRAMS, INCLUDING OUR SECOND CHANCE ANIMAL TRAUMA HOSPITAL, MUTTERNITY SUITES, KITTEN NURSERY, BOTTLE BABY KITTEN ICU AND PARVO PUPPY ICU SAVE THE LIVES OF PETS ROUTINELY EUTHANIZED IN SHELTERS. LAST YEAR, OUR TRAUMA HOSPITAL TREATED 11,612 SICK, INJURED AND ABUSED HOMELESS PETS MORE THAN 76 PERCENT OF ALL THE ANIMALS WHO CAME THROUGH OUR DOORS. WE ALSO CARED FOR 324 CRITICALLY ILL DOGS IN OUR PARVO PUPPY ICU AND 309 MOMS AND BABIES IN OUR MUTTERNITY SUITES. OUR KITTEN NURSERY AND BOTTLE BABY KITTEN ICU CARED FOR 2,049 FRAGILE FELINES. 5141404 2103335 LAST YEAR, AHS SAVED 11,352 ANIMALS THROUGH ADOPTION AND OTHER PLACEMENT OUTLETS, AND OUR ETHICAL NO-KILL PHILOSOPHY ENSURES WE NEVER EUTHANIZE A PET FOR SPACE OR LENGTH OF TIME. WE ARE ALSO COMMITTED TO KEEPING PETS IN HOMES BY CONNECTING PET OWNERS WITH AFFORDABLE MEDICAL, BEHAVIOR AND SUPPORT SERVICES. OUR PET RESOURCE CENTER HANDLES NEARLY 265 CALLS A DAY, HELPING TO PROVIDE RESOURCES THAT HELP PETS WITH THEIR FAMILIES. IN ADDITION, WE PROVIDED SPAY/NEUTER SURGERY TO 11,598 OWNED AND SHELTER ANIMALS, HELPING TO REDUCE PET OVERPOPULATION IN OUR COMMUNITY, AND VETERINARY SERVICES TO 17,519 OWNED ANIMALS THROUGH OUR PUBLIC CLINICS. OUR FOSTER HEROES EXPAND OUR CAPACITY FOR CARE, PROVIDING TEMPORARY HOMES FOR 400-800 PETS AT ANY GIVEN TIME, WHILE OUR VOLUNTEERS GIVE OVER 352,000 HOURS OF THEIR TIME TO OUR PETS EACH YEAR. 2189718 1102954 AHS' EMERGENCY ANIMAL MEDICAL TECHNICIANS ARE ON THE ROAD 365 DAYS A YEAR RESCUING MORE THAN 5,800 ABUSED, INJURED AND ABANDONED ANIMALS. WE SEEK JUSTICE FOR ABUSED ANIMALS, AND OUR EAMTS PARTNER WITH LAW ENFORCEMENT TO CONDUCT 6,900 CRUELTY INVESTIGATIONS EACH YEAR. THIS PAST YEAR, OUR EAMTS RESPONDED TO 48 CASES IN WHICH WE SEIZED 10 ANIMALS OR MORE. WE SEIZED 1,350 ANIMALS TOTAL FROM THESE CASES. WE ADVANCE LEGISLATION TO PROTECT PETS INVOLVED IN THE MOST HORRIFIC CASES AND ADVOCATE TO FIGHT CRUELTY AND NEGLECT. AHS ALSO SERVES AS THE DESIGNATED RESPONDER FOR ANIMALS IN DISTRESS DURING NATURAL DISASTERS. 1233964 197886 OUR SUPPORT TEAMS, WHICH INCLUDE FACILITIES & MAINTENANCE, TRANSPORT, ANIMAL CARE & EXPERIENCE, CUSTOMER EXPERIENCE, WAREHOUSE AND OPERATIONS SUPPORT AND SERVICE OPERATIONS MANAGEMENT, PLAY A CRITICAL ROLE IN HELPING US SAVE THE LIVES OF HOMELESS PETS IN OUR COMMUNITY. 1233964 197886 17380884 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 251 5 1 423 1 1 1 0 0 0 0 1 1 1 0 0 1 1 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 ANN DAMIANO DIRECTOR 2.00 X 0 0 0 KIMBERLEE REIMANN PADILLA DIRECTOR 2.00 X 0 0 0 SUSANNE INGOLD DIRECTOR 2.00 X 0 0 0 TRACEY LYONS DIRECTOR 2.00 X 0 0 0 ANDREA MARCONI CHAIR 8.00 X X 0 0 0 KERRY MILLIGAN DIRECTOR 2.00 X 0 0 0 SUZANNE PEARL CHAIR EMERITUS 4.00 X X 0 0 0 ANN SINER DIRECTOR 2.00 X 0 0 0 DR CRAIG D THATCHER VICE CHAIR 4.00 X X 0 0 0 BRYAN ALBUE SECRETARY 4.00 X X 0 0 0 ANTHONY ALFONSO DIRECTOR 2.00 X 0 0 0 PATRICIA TATE DIRECTOR 2.00 X 0 0 0 MATTHEW WALLER TREASURER 4.00 X X 0 0 0 COURTNEY BELLER DIRECTOR 2.00 X 0 0 0 DYAN GETZ DIRECTOR 2.00 X 0 0 0 DR KARLA FISHER DIRECTOR 2.00 X 0 0 0 YVONNE BETTS DIRECTOR 2.00 X 0 0 0 ANDREA KLAUS DIRECTOR 2.00 X 0 0 0 SUZANNE HENSING DIRECTOR 2.00 X 0 0 0 JULIE A JOHNSON DIRECTOR 2.00 X 0 0 0 ANN MARIE LEE DIRECTOR 2.00 X 0 0 0 JO TAULBEE-FLITTIE DIRECTOR 2.00 X 0 0 0 LINDA GROOMES WALTON DIRECTOR 2.00 X 0 0 0 STEVEN HANSEN PRESIDENT & CEO 40.00 X 378139 0 15925 MATTHEW JOHNSON VP OF FINANCE & CFO 40.00 X 140580 0 15502 KELSEA PATTON VP OF STRATEGY, EXTERNAL AFFAIRS & SERVICE OPERATI 40.00 X 209403 0 977 MELISSA THOMPSON VP OF MEDICAL OPERATIONS 40.00 X 172795 0 7769 LAUREN MARTICH VP OF DEVELOPMENT 40.00 X 166989 0 8532 JILL SANTA VP OF HUMAN RESOURCES 40.00 X 154322 0 3003 DEBBIE MCKNIGHT VP OF FIELD & ANIMAL WELFARE 40.00 X 135637 0 7769 KATHLEEN CROTEAU VETERINARIAN 40.00 X 127084 0 9002 NANCY MITCHELL SENIOR MANAGER PLANNING & GIVING DIRECTOR 40.00 X 123269 0 7752 KATHERINE DAIGLE VETERINARIAN 40.00 X 123816 0 1134 1732034 0 77365 23 0 1 0 INTERACTIVE GLOBAL CONSULTANCY CORP 2802 FLINTROCK TRACE STE 313 AUSTIN TX 78738 DONOR SOLICITATION 1013553 ONE AND ALL INC PO BOX 534215 ATLANTA GA 30353 DONOR MAILING & ADVERTISING 689629 ANIMAL ARTS 4520 BROADWAY E BOULDER CO 80304 CONSULTING 504586 BUILDINGSTARS OPERATIONS INC PO BOX 419161 ST LOUIS MO 63141 FACILITY JANITORIAL 153600 IDEAS COLLIDE INC 1625 E INDIAN SCHOOL RD 1001 SCOTTSDALE AZ 85251 DIGITAL IMAGING 122802 5 X 404488 2634991 36101506 3219576 39140985 PET INTAKE AND PLACEMENT 541900 2103335 2103335 MEDICAL OPERATIONS 541900 1242726 1242726 ANIMAL CRUELTY AND RESCUE SERVICE 541900 1102954 1102954 COMMUNITY RESOURCES 541900 197886 197886 OTHER 900099 15121 15121 4662022 516259 516259 190288 0 190288 190288 190288 13496589 36400 13281377 20536 215212 15864 231076 231076 219448 404488 219448 0 707840 340600 367240 367240 1166169 1131705 34464 34464 OTHER INCOME 541900 570 570 570 45142904 4696486 570 1304863 1177924 408705 585629 183590 12148128 10251531 798692 1097905 182704 145117 18483 19104 1298132 1048710 156279 93143 966848 786392 87324 93132 25228 6706 8288 10234 39800 39800 1089326 1089326 956710 639252 77511 239947 3133965 1884679 133783 1115503 329439 170316 44307 114816 558492 492292 29332 36868 191003 188941 456 1606 8272 7805 6 461 4716 4589 40 87 720945 606791 25748 88406 179884 134547 23417 21920 OUTSIDE ANIMAL SERVICES 297094 297094 0 0 REPAIRS & MAINTENANCE 212724 192796 8689 11239 HIRING, TRAINING & DEVE 125439 46616 71702 7121 RECOGNITION & AWARDS 44806 12132 3955 28719 123897 55873 27250 40774 23815476 17380884 2140691 4293901 12694172 32358780 170447 331361 8692000 12548632 159514 39131 215019 237420 368485 372080 28771696 12092270 15137469 16679426 22647738 18534136 10269000 14051000 70353844 95151966 2605700 3196370 585608 639142 3389645 1074704 6580953 4910216 X 40261949 48562762 23510942 41678988 63772891 90241750 70353844 95151966 X 21327428 3026431 2115000 X X 0 1 X 1 0 X 16978398 24329751 18719557 23414641 39140985 122583332 16978398 24329751 18719557 23414641 39140985 122583332 4453999 118129333 459005 616439 1100436 912717 706547 3795144 5433 3001 2611 448 570 12063 126390539 38136730 0.93460 0.94910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 0 1 0 0 0 0 0 1 0 0 0 PART II-B, LINE 1: IN 2021, WE HAD A PRO-BONO ENGAGEMENT WITH A LOBBYING FIRM TO PRIMARILY MONITOR ANIMAL RELATED LEGISLATION. 5699519 5699519 15905273 8625759 7279514 89121 75887 13234 2797108 2408900 388208 4280675 981724 3298951 16679426 BENEFICIARY INTEREST IN REMAINDER TRUSTS 7514000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 6537000 14051000 GIFT ANNUITY PAYABLE 216675 LEASE PAYABLE 858029 1074704 X 51168999 3026431 884664 2115000 6026095 45142904 0 45142904 25831845 884664 1131705 2016369 23815476 0 23815476 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME, WHICH HAVE NOT BEEN SIGNIFICANT, AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY U.S. GAAP RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2021, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR THE THREE MOST RECENT YEARS AND STATE RETURNS FOR THE FOUR MOST RECENT YEARS ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 3,831,776. IMPAIRMENT OF ASSETS -1,716,776. PART XII, LINE 2D - OTHER ADJUSTMENTS: THRIFT STORE 1,131,705. X X 0 GIG INTERACTIVE GLOBAL 2802 FLINTROCK TRACE STE 313 AUSTIN TX 78738 IN-PERSON SUSTAINER FUNDRAISING 0 0 1019326 0 MARTS AND LUNDY INC 160 CHUBB AVENUE SUITE 303 LYNDHURST NJ 07071 CAPITAL CAMPAIGN CONSULTING 0 0 70000 0 1089326 AZ COMPASSION WITH FASHION 530030 334638 195392 195392 HOME IN ONE 93906 69850 24056 24056 623936 404488 219448 219448 219448 0 707840 225925 63000 51675 0 707840 225925 63000 51675 340600 367240 AZ 0 AZ DOES NOT REQUIRE 0 0 0 1.00000 LINDA GENTRY 1521 W DOBBINS RD PHOENIX AZ 85041 0 PAGE ENGLERT RAFFLE COORDINATION X 0 X X X X X 0 1 0 0 0 0 0 0 0 STEVEN HANSEN PRESIDENT & CEO 340615 0 19500 0 18024 0 0 0 15925 0 394064 0 0 0 KELSEA PATTON VP OF STRATEGY, EXTERNAL AFFAIRS & S 194810 0 13093 0 1500 0 0 0 977 0 210380 0 0 0 MELISSA THOMPSON VP OF MEDICAL OPERATIONS 160515 0 10780 0 1500 0 0 0 7769 0 180564 0 0 0 LAUREN MARTICH VP OF DEVELOPMENT 155073 0 10416 0 1500 0 0 0 8532 0 175521 0 0 0 JILL SANTA VP OF HUMAN RESOURCES 141327 0 9638 0 3357 0 0 0 3003 0 157325 0 0 0 MATTHEW JOHNSON VP OF FINANCE & CFO 130333 0 8747 0 1500 0 0 0 15502 0 156082 0 0 0 PART I, LINE 4B STEVEN HANSEN PARTICIPATES IN THE ORGANIZATION'S SECTION 457 NON-QUALIFIED PLAN. X 1 1900 FAIR MARKET VALUE X 500 FAIR MARKET VALUE X 300 725365 AUCTIONED PRICE X 50 1875565 VALUE ON DAY OF RECEIPT X 1 475613 VALUE ON DAY OF RECEIPT X EVENT PRIZES 206 95432 DONOR PROVIDED FMV X FOOD/CARE 380 45201 DONOR PROVIDED FMV 1 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $109,319. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE CEO/PRESIDENT AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES, INCLUDING SALARY SURVEYS FOR NON-PROFIT ORGANIZATIONS, AS WELL AS PHOENIX-AREA CEO COMPENSATION FOR NON-PROFIT ORGANIZATIONS OF COMPARABLE BUDGETS, ARE UTILIZED TO ENSURE THAT OUR CEO COMPENSATION IS IN-LINE WITH MARKET PAY. THE SOCIETY HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 10C: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH THREE THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $1,000,000 THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. FORM 990, PART VIII, LINE 1E THE ORGANIZATION IS APPLYING REV. PROC. 2021-48 SECTION 3.01(3) TO TREAT AS TAX-EXEMPT INCOME RESULTING FROM THE COMPLETE FORGIVENESS OF THE PPP LOAN THAT THE ORGANIZATION RECEIVED IN THE AMOUNT OF $2,634,991 DURING THE TAX YEAR. FORGIVENESS OF THE PPP LOAN HAS BEEN GRANTED AS OF THE DATE THIS RETURN IS FILED. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 3,831,776. IMPAIRMENT OF ASSETS -1,716,776. FORM 990, PART XII, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.