2022-08-11T16:52:32-05:00 2021-09-30 PricewaterhouseCoopers LLP 655 NEW YORK AVENUE SUITE 1100 WASHINGTON DC 20001 990 2020-10-01 237337238 CAPSTONE FOUNDATION % MATTHEW FAJACK CAPS 2053484530 BOX 870136 TUSCALOOSA AL 35487 MATTHEW FAJACK DIRECTOR 2053484530 2022-08-09 true MATTHEW FAJACK 999009999 TRAVIS L PATTON P00369623 2024141000 2022-08-09 3 2020 2022-09-23 18:48:47Z MATTHEW FAJACK BOX 870142 TUSCALOOSA AL 35487 5612058 false X N/A X 1973 AL TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. 9 4 0 4 -70151 0 3725153 4365295 0 0 530989 1020500 643584 226263 4899726 5612058 2105975 3088067 0 0 0 0 0 0 0 1658813 1295461 3764788 4383528 1134938 1228530 28762012 34658876 13220237 14082364 15541775 20576512 X TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. false false 2577871 2577871 0 GIFTS TO THE UNIVERSITY OF ALABAMA FOR PURPOSES OF ACADEMIC AND STUDENT SERVICES SUPPORT. 1184313 0 296414 SUPPORT CONFERENCES, MEETINGS, AND BUSINESS ENTERTAINMENT AND OTHER PROFESSIONAL ENDEAVOURS FOR THE UNIVERSITY OF ALABAMA, TO ASSIST IN ITS RECRUITING AND DEVELOPMENT EFFORTS. 420296 420296 0 SCHOLARSHIPS GRANTED TO STUDENTS AT THE UNIVERSITY OF ALABAMA TO SUPPORT THEIR EDUCATIONAL ENDEAVORS. 83900 83900 0 GIFTS TO UNIVERSITY FOUNDATION 6000 6000 0 AGENCY GRANTS 89900 89900 0 4272380 true true false false false false false true false true true false false false true false true false false false false false false false false false false true true true false false false false false false false false true false false false false true false false false true 23 0 false 0 false false false false false true true false false false false false false X 9 4 false false false false false false false true true false false false true true true false false false false false X MATTHEW FAJACK 2053484530 271 ROSE ADMIN BLDG TUSCALOOSA AL 35487 STUART R BELL CHAIRMAN 1.0 39.0 X X 0 811654 209394 MATTHEW FAJACK DIRECTOR 0.5 39.5 X 0 422386 53037 DANA KEITH DIRECTOR 0.5 39.5 X 0 362916 50712 ROBERT D PIERCE II DIRECTOR 0.5 39.5 X 0 340781 63503 CALVIN BROWN DIRECTOR 0.5 39.5 X 0 247012 37405 ANDRE TAYLOR DIRECTOR 0.5 0.0 X 0 0 0 BAKER CROW DIRECTOR 0.5 0.0 X 0 0 0 KAREN CAMPBELL DIRECTOR 0.5 0.0 X 0 0 0 JOHN ENGLAND JR DIRECTOR 0.5 0.0 X 0 0 0 0 2184749 414051 0 false true false 0 0 0 0 0 0 4365295 39612 4365295 0 515495 0 0 515495 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 505005 0 0 505005 505005 0 0 505005 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CAPSTONE HOTEL K-1 900099 -70151 0 -70151 0 OTHER INCOME 900099 296414 296414 0 0 226263 5612058 296414 -70151 1020500 X 2667771 2667771 420296 420296 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 44695 0 44695 0 0 0 0 0 0 0 62718 0 62718 0 72923 72865 58 0 33789 33789 0 0 219526 219526 0 0 14638 14638 0 0 0 0 0 0 12338 12338 0 0 38108 38108 0 0 0 0 0 0 301863 301863 0 0 0 0 0 0 0 0 0 0 3600 0 3600 0 77 0 77 0 BUSINESS ENTERTAINMENT 426320 426320 DUES & SUSCRIPTIONS 60866 60866 OTHER 4000 4000 4383528 4272380 111148 0 274425 208032 0 0 122200 124785 0 291643 0 0 0 0 125433 124642 0 0 132363 128400 171111 57600 117111 113511 27893550 33504261 0 0 0 0 0 0 96930 163602 28762012 34658876 9556 235382 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13210681 13846982 13220237 14082364 X 1638903 2029741 13902872 18546771 15541775 20576512 28762012 34658876 X 1228530 3121586 684621 X false true X true false X 4135153 3950013 3738439 3725153 4365295 19914053 0 0 0 0 0 0 0 0 0 0 0 0 4135153 3950013 3738439 3725153 4365295 19914053 703083 19210970 505692 558427 598021 530989 515495 2708624 0 0 0 0 0 0 844792 920855 858699 643584 226263 3494193 26116870 0 0.73558 0.74930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X HELD FOR FUTURE SALE false 1408524 0 262089 1681 0 0 1668932 1400308 0 11781 3565 0 0 1408524 1399429 0 20969 20090 0 0 1400308 1367995 0 65727 34293 0 0 1399429 1283764 0 93786 9555 0 0 1367995 0.98910 0.01090 false true true 70000 70000 101111 57600 43511 113511 0 EMINENT SCHOLARS PROGRAM PAYABLE 10652081 ANNUITIES PAYABLE 3194901 13846982 9580548 3121586 186264 0 684621 3992471 5588077 23981 0 23981 5612058 4545811 186264 0 0 0 186264 4359547 23981 0 23981 4383528 PART III, LINE 4: A LARGE COLLECTION OF ARTWORK WAS DONATED TO THE CAPSTONE FOUNDATION, MOST OF WHICH WERE GIFTS TO SUPPORT THE UNIVERSITY OF ALABAMA, EITHER IN ART EXHIBITION OR FOR SCHOLARLY RESEARCH. FOUR OF THE PAINTINGS ARE BEING HELD BY CAPSTONE FOUNDATION FOR FUTURE SALE. PART XI, LINE 2D: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS THE UNIVERSITY OF ALABAMA BOX 870136 TUSCALOOSA AL 35487 636001138 501(C)(3) 2577871 N/A N/A EDUCATION THE UNIVERSITY FOUNDATION 500 UNIVERSITY BLVD E TUSCALOOSA AL 35401 630803491 501(C)(3) 83900 N/A N/A EDUCATION 2 0 STUDENT AID & AWARDS 337 420296 N/A N/A PT I, LINE 2 THE CAPSTONE FOUNDATION WORKS CLOSELY WITH THE UNIVERSITY OF ALABAMA TO ENSURE THAT GRANTS TO THE UNIVERSITY AND ITS STUDENTS ARE AWARDED AND USED IN ACCORDANCE WITH THE STATED PURPOSE OF THE PARTICULAR GIFT AND THE MISSION OF THE CAPSTONE FOUNDATION. false false false false false false false false false STUART R BELL CHAIRMAN 0 809417 0 0 0 2237 0 123162 0 86232 0 1021048 0 0 MATTHEW FAJACK DIRECTOR 0 409293 0 0 0 13093 0 36956 0 16081 0 475423 0 0 DANA KEITH DIRECTOR 0 347806 0 0 0 15110 0 38592 0 12120 0 413628 0 0 CALVIN BROWN DIRECTOR 0 244856 0 0 0 2156 0 28794 0 8611 0 284417 0 0 ROBERT D PIERCE II DIRECTOR 0 339073 0 0 0 1708 0 41722 0 21781 0 404284 0 0 X 10 37669 FAIR MARKET VALUE X GIFT-IN-KIND 8 1943 FAIR MARKET VALUE false true false PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS HAS BEEN REPORTED IN COLUMN (B). PART VI, LINE 11B THE TAX RETURN IS PREPARED BY PRICEWATERHOUSECOOPERS. THE RETURN IS REVIEWED BY UA TAX OFFICE PERSONNEL, THE UA ASSOCIATE VP FOR FINANCE, AND THE UA VP FOR FINANCE AND OPERATIONS, WHO IS THE BOARD MEMBER WHO SIGNS THE RETURN. PART VI, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST AT THE ANNUAL BOARD MEETING. PART VI, LINE 15B THE CAPSTONE FOUNDATION DOES NOT HAVE EMPLOYEES OF ITS OWN AND DOES NOT PAY COMPENSATION TO ITS OFFICERS OR DIRECTORS PART VI, LINE 19 A COPY OF THESE ITEMS WOULD BE PROVIDED TO A MEMBER OF THE PUBLIC UPON REQUEST. PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS SEE PART VII NA SEE PART VII NA false true true false false false false false false false false false true false false false false false false FORM 990, SCHEDULE R, PART II - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK CENTRAL (EXEMPT) ALABAMA CARE NETWORK EAST (EXEMPT) ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA CARE PLAN (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) ALUMNI OF FARRAH ORDER OF JURISPRUDENCE AND ORDER OF THE COIF (EXEMPT) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) CARE NETWORK OF ALABAMA, INC. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB HEALTH SYSTEM (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) EMINENT SCHOLARS FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB HEALTH SYSTEM (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB HEALTH SYSTEM (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (C CORP) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVCHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH, INC. (EXEMPT)