2022-08-10T08:07:33-05:00 2021-09-30 621199757 LBMC PC 2095 LAKESIDE CENTRE WAY SUITE 220 KNOXVILLE TN 37922 990 2020-10-01 620476816 OAK RIDGE ASSOCIATED UNIVERSITIES INC OAKR 8653474630 PO BOX 117 OAK RIDGE TN 378310117 J PHIL ANDREWS VICE PRESIDENT & CFO 8653474630 2022-08-09 1 J PHIL ANDREWS 999009999 NICOLE COOK P02005173 8656919000 2022-08-09 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z HARRY ANDERSON PAGE PO BOX 117 OAK RIDGE TN 378310117 90563395 0 X WWW.ORAU.ORG X 1946 TN OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 120+ COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER FEDERAL AGENCIES AND GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER GOVERNMENTAL AND PRIVATE ORGANIZATIONS. 24 21 1211 123 0 0 155500 149000 89541633 90398227 10551 6599 -15845 9569 89691839 90563395 50000 135400 0 0 38840268 41388889 0 0 0 49344306 45412445 88234574 86936734 1457265 3626661 41715622 44030627 26741948 26460190 14973674 17570437 X TO ADVANCE NATIONAL PRIORITIES AND SERVE THE PUBLIC INTEREST BY INTEGRATING ACADEMIC, GOVERNMENT, AND SCIENTIFIC RESOURCES GLOBALLY. 0 0 65536724 68994693 HEALTH, ENVIRONMENT, SCIENCE, AND TECHNOLOGY (HEST) - RELIES ON ORAU'S EXPERIENCE IN EPIDEMIOLOGY AND WORKER PUBLIC HEALTH STUDIES PROGRAMS. EXPERTISE LIES IN THE AREA OF STUDYING EXPOSURE HISTORIES IN VARIOUS POPULATIONS TO DETERMINE THE POSSIBLE CORRELATION BETWEEN EXPOSURES TO RADIATION OR OTHER HAZARDOUS SUBSTANCES AND ILLNESSES. CAPABILITIES INCLUDE SCREENINGS OF VARIOUS GROUPS TO IDENTIFY POTENTIAL HEALTH CONCERNS RESULTING FROM EXPOSURES, AND COLLECTING DATA TO BE ANALYZED RELATED TO WORKER HEALTH HISTORIES.ORAU HAS ESTABLISHED EFFECTIVE PARTNERSHIPS ON A NATIONAL SCALE TO PROVIDE INNOVATIVE WORKERHEALTH SOLUTIONS, AND POSSESSES THE EXPERIENCE AND EXPERTISE NECESSARY TO PROVIDE THE HIGHESTLEVELS OF QUALITY AND INTEGRITY. ORAU FOCUSES ON WORKPLACE HAZARDS RESEARCH AND THE OCCUPATIONAL HEALTH AND SAFETY OF WORKERS.FROM BROAD-SCOPE EPIDEMIOLOGY AND HEALTH SCREENINGS/SURVEILLANCE STUDIES TO PROVIDING PUBLICHEALTH COMMUNICATION AND TECHNICAL TRAINING, ORAU OFFERS A COMPREHENSIVE APPROACH TO HELPING CUSTOMERS MANAGE THEIR WORKER HEALTH CONCERNS.THE PUBLIC HEALTH & HEALTHCARE (PHH) PROGRAM FOCUSES ON PROVIDING PUBLIC HEALTH AND HEALTHCARE SERVICES THROUGH SUBJECT MATTER EXPERTS AND TECHNICAL ASSISTANCE IN EIGHT CORE COMPETENCIES: PUBLIC HEALTH PREPAREDNESS, RESPONSE, AND RECOVERY; EMERGENCY MANAGEMENTLABORATORY; HEALTH COMMUNICATION, MARKETING, AND PROMOTION; FORMATIVE RESEARCH ANDEVALUATION; HEALTHCARE DELIVERY SYSTEMS; EXERCISE BUILDER NUCLEAR; ELEARNING DESIGN ANDDEVELOPMENT; AND MULTIMEDIA APPLICATIONS.ADDITIONALLY, ORAU OFFERS EXPERTISE IN THE AREAS OF NATIONAL SECURITY READINESS AND EMERGENCYPREPAREDNESS. TO FURTHER SUPPORT THESE EFFORTS, ORAU ALSO EMPLOYS FORENSIC SPECIALISTS ANDOTHER SUBJECT MATTER EXPERTS TO PROVIDE FORENSIC EVIDENCE AND OTHER INVESTIGATIVE TESTING.THE ECOLOGY & ENVIRONMENT (EE) DIRECTORATE PROVIDES ENVIRONMENTAL ASSESSMENT ANDVERIFICATION PROGRAMS THAT ENCOMPASS THE CHARACTERIZATION OF SPECIFIC ENVIRONMENTAL HAZARDS TOBE DISPOSED OF, AND THEN THE INDEPENDENT VERIFICATION OF REMEDIATION EFFORTS TO ENSURE THEDISPOSAL MEETS FEDERAL REGULATORY STANDARDS. BY PROVIDING HIGH-QUALITY DOCUMENT REVIEWS,PLANS, AND TEMPLATES, ORAU SUPPORTS ENVIRONMENTAL PROGRAMS BY ENSURING PROPER DISPOSITIONOF WASTE WHILE MINIMIZING RISK AND UNCERTAINTY.ORAU ALSO PROVIDES HEALTH PHYSICS EXPERTISE AND SPECIAL TRAINING PROGRAMS TO TEACH GOVERNMENT EMPLOYEES, OTHER GOVERNMENT CONTRACTORS, AND THE PRIVATE SECTOR THE APPROPRIATE AND PROPER METHODS TO HANDLE RADIOACTIVE MATERIALS, ACCIDENTS INVOLVING DANGEROUS OR HAZARDOUS MATERIALS, AND IN SOME CASES THE PROPER ACTIONS IN THE EVENT OF A SPILL.ORAU'S SCIENTISTS AND ENGINEERS CONDUCT RESEARCH WHICH PROVIDES HIGH-QUALITY EVALUATIONS OF AIR QUALITY, WEATHER AND CLIMATE CHANGE THROUGH ADVANCED METEOROLOGICAL ASSESSMENTS.THE SCIENCE & TECHNOLOGY (ST) DIRECTORATE IS RESPONSIBLE FOR OGS' PEER REVIEW CAPABILITYPROVIDING SCIENTIFIC EVENT LOGISTICAL SUPPORT TO MULTIPLE FEDERAL AGENCIES, STATE AGENCIES, ANDUNIVERSITIES. USING PEERNET, ORAU'S PROPRIETARY PEER REVIEW SOFTWARE AND GRANTS MANAGEMENTSYSTEM, OR THE CUSTOMERS OWN PEER REVIEW SYSTEM, THIS TEAM PROVIDES A BROAD RANGE OF SUPPORTFROM REVIEW SETUP, REVIEWER TRAVEL COORDINATION, HONORARIA PROCESSING, TO VIRTUAL EVENTCOORDINATION AND SUPPORT. ADDITIONALLY, THIS GROUP PROVIDES SUPPORT SERVICES FOR MANY VIRTUALMEETINGS, SUCH AS VIRTUAL CAREER FAIRS.ORAU'S WORKFORCE SOLUTION PROGRAM OFFERS TALENT ACQUISITION, SOURCING AND MANAGEMENTSERVICES. THE PROGRAM PROVIDES CUSTOMIZED RECRUITING CAMPAIGNS AND SERVICES TAILORED TO THESPECIFIC NEEDS OF OUR CLIENTS AND PROGRAM SUPPORT FOR SCIENTIFIC RESEARCH PROGRAMS. 15427146 135400 15705244 RESEARCH PARTICIPATION (RP) - RESEARCH SCHOLARS (RS) DIRECTORATE WITHIN THE RP SEGMENT FOCUSES ON SCIENCE AND EDUCATION PROGRAMS THAT PRIMARILY SUPPORT FELLOWSHIPS, INTERNSHIPS, SCHOLARSHIPS OR OTHER MEANS TO PLACE STUDENTS, FACULTY, AND POSTDOCTORAL RESEARCHERS INTO RESEARCH POSITIONS AT NATIONAL RESEARCH FACILITIES OR INSTITUTIONS THROUGHOUT THE WORLD.THE PURPOSE OF THESE PROGRAMS IS TO HAVE INDIVIDUALS CONDUCT OR PARTICIPATE IN RESEARCH WITH THEIR OWN EDUCATION BEING ONE OF THE KEY BENEFITS. ONE OF THE GOALS OF THIS PROGRAM IS TO PROVIDE A STEADY SUPPLY OF SCIENTISTS AND ENGINEERS TO MEET FUTURE NEEDS IN CRITICAL SCIENCE AND TECHNOLOGY AREAS. STUDENTS IN SCIENCE, TECHNOLOGY, MATHEMATICS, AND ENGINEERING ("STEM") FIELDS NEED THE SKILLS, KNOWLEDGE, AND EXPERIENCE TO STAY COMPETITIVE IN AN EVER-CHANGING GLOBAL MARKETPLACE.THE RESEARCH SCHOLAR PROGRAM FOCUSES ON PROVIDING PARTICIPANTS THE OPPORTUNITY TO EXPAND THEIRKNOWLEDGE AS PARTICIPANTS. ORAU PROVIDES THE MECHANISM TO SUPPORT OUR CLIENTS IN FINDING THE MOST TALENTED AND DIVERSIFIED PARTICIPANTS SO THAT OUR NATION'S RESEARCH CONTINUES TO GROW. 137910 5600423 OTHER SPONSORED PROGRAMS: VARIOUS OTHER TRAINING AND EDUCATION PROGRAMS OPERATED AND MANAGED BY ORAU. 81101780 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1522 0 1 1211 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 21 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X PATSY PEHRSON 8652064460 100 ORAU WAY OAK RIDGE TN 37830 GENERAL DENNIS J HEJLIK CHAIR EMERITUS 1.00 X 0 0 0 DR BRUCE E GNADE BOARD CHAIR 1.00 X 0 0 0 DR DIANE GROB SCHMIDT DIRECTOR 1.00 X 0 0 0 DR AIMEE L KENNEDY DIRECTOR 1.00 X 0 0 0 MAJOR GENERAL DENNIS KENNEALLY DIRECTOR 1.00 X 0 0 0 DR ANN SAVOCA DIRECTOR 1.00 X 0 0 0 LT GENERAL KATHLEEN M GAINEY DIRECTOR 1.00 X 0 0 0 DR MICHELE M MASUCCI DIRECTOR 1.00 X 0 0 0 MR KENNETH J RUETER BOARD VICE-CHAIR 1.00 X 0 0 0 DR DEBRA R REINHART DIRECTOR 1.00 X 0 0 0 DR DEBORAH L CRAWFORD DIRECTOR 1.00 X 0 0 0 DR CORDELL M OVERBY DIRECTOR 1.00 X 0 0 0 LT GENERAL JOHN F REGNI DIRECTOR 1.00 X 0 0 0 DR KAREN E KERR DIRECTOR 1.00 X 0 0 0 DR SAMUEL S VISNER DIRECTOR 1.00 X 0 0 0 DR MICHELLE HUTNIK DIRECTOR 1.00 X 0 0 0 DR FRANCES S LIGLER DIRECTOR 1.00 X 0 0 0 DR MARILYN A BROWN DIRECTOR 1.00 X 0 0 0 DR JOSEPH A HEPPERT DIRECTOR 1.00 X 0 0 0 DR FRANCIS O OTUONYE DIRECTOR 1.00 X 0 0 0 DR THOMAS P RUSSELL DIRECTOR 1.00 X 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 40.00 X 216702 0 28631 MEGHAN F MILLWOOD VP OF HR 40.00 X 211053 0 34310 RACHEL A LOKITZ VP & GENERAL COUNSEL 40.00 X 258991 0 39010 CHESTER KEITH MAZE VP & CIO 40.00 X 224131 0 29938 DAVID DUNCAN SR. VP & DIRECTOR 40.00 X 317564 0 25742 WILLIAM J VOSBURG ORISE DIRECTOR 40.00 X 246090 0 24371 J PHIL ANDREWS VP & CFO 40.00 X 263207 0 39510 ERIC W ABELQUIST EXECUTIVE VP 40.00 X 430497 0 28175 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 40.00 X 258965 0 30431 HARRY ANDERSON PAGE PRESIDENT & CEO 40.00 X 469028 0 37754 EBONI JAMES SECRETARY 40.00 X 85782 0 21961 CRAIG T LAYMAN PROGRAM DIRECTOR 40.00 X 151062 0 28390 MAE D MOSLEY DIR EMPLOYEE RELATIONS 40.00 X 155682 0 17865 THOMAS PATRICK AMIDON DIRECTOR S&S 40.00 X 151371 0 24567 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 40.00 X 158943 0 29531 KERI LYNN CAGLE PROGRAM DIRECTOR 40.00 X 151250 0 27926 PAMELA S BONEE DIR COMM & MARKETING 40.00 X 150665 0 28854 CHAD L BECKER DIRECTOR FTD 40.00 X 152737 0 29116 PATSY L PEHRSON DIRECTOR FINOPS 40.00 X 171224 0 26030 CAROL IDDINS PROGRAM DIRECTOR 40.00 X 276659 0 21788 JAMES SCOTT MILLER DIRECTOR 40.00 X 178363 0 17182 FREDDY E GRAY DIRECTOR HS-PHH 40.00 X 151631 0 18546 JOHN MCINERNEY JR HIGHEST COMPENSATED EMPLOY 40.00 X 214508 0 34961 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 40.00 X 204944 0 34262 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOYEE 40.00 X 200651 0 8308 ANGELA ELLIOTT HITCH HIGHEST COMPENSATED EMPLOYEE 40.00 X 177661 0 19748 BRENDA JO STAFFAN HIGHEST COMPENSATED EMPLOYEE 40.00 X 165890 0 9254 5795251 0 716161 26 0 1 0 MJW TECHNICAL SERVICES INC 243 ROOT STREET SUITE 100 OLEAN NY 14760 PROFESSIONAL SERVICES 9358963 DADE MOELLER & ASSOCIATES INC 1835 TERMINAL DRIVE SUITE 200 RICHLAND WV 99354 PROFESSIONAL SERVICES 5520983 AMERICAN ASSOCIATION FOR THE ADVANCEMENT 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 PROFESSIONAL SERVICES 1285550 GOVSMART 706 FOREST STREET SUITE C CHARLOTTESVILLE VA 22903 PROFESSIONAL SERVICES 1135651 IDEAL SYSTEMS PO BOX 399 PEQUOT LAKES MN 56472 PROFESSIONAL SERVICES 937997 50 149000 149000 HEALTH, ENVIRONMENT, SCIENCE, AND 541700 68944693 68944693 RESEARCH PARTICIPATION 541700 15705244 15705244 DOE CONTRACT MANAGEMENT FEE 541700 5517896 5517896 FACILITIES CAPITAL COST 541700 223588 223588 6806 6806 90398227 6599 6599 OTHER REVENUE 541700 9569 9569 9569 90563395 90407796 0 6599 135400 135400 4831597 4497179 334418 27448038 25548225 1899813 3626000 3375027 250973 2917143 2715233 201910 2566111 2388498 177613 112125 99807 12318 574699 511566 63133 250556 214198 36358 95561 85063 10498 430715 430715 1595511 1420237 175274 PROFESSIONAL SERVICES 25330606 25035338 295268 PARTICIPANT COSTS 13649742 12150261 1499481 OTHER EXPENSE 1373246 1117777 255469 SUPPLIES 1368271 1217961 150310 631413 590010 41403 86936734 81101780 5834954 0 2755820 4458887 13096066 14924464 1604000 1604000 212990 272452 43572105 21379506 24041746 22192599 5000 578225 41715622 44030627 6310109 6793487 17770634 16894155 2661205 2772548 26741948 26460190 X 14973674 17570437 14973674 17570437 41715622 44030627 X 3626661 -1029898 X X 0 1 X 1 1 1 X 160090 136500 149500 155500 149000 750590 91355823 92742287 94545991 89537881 90391421 458573403 91515913 92878787 94695491 89693381 90540421 459323993 0 0 0 459323993 69 2843 28359 10072 6464 47807 69 2843 28359 10072 6464 47807 91515982 92881630 94723850 89703453 90546885 459371800 0.99990 0.99990 0.00010 0.00010 X 120154 120154 74112559 74232713 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 120362 120513 120125 120154 481154 250000 250000 250000 250000 1000000 1500000 119808 119808 33414335 15422580 17991755 9888124 5932887 3955237 149838 24039 125799 22192599 POSTRETIREMENT BENEFITS 2204422 INTEREST RATE SWAP 468126 DEFERRED COMPENSATION 100000 2772548 X 99205415 8651589 8651589 90553826 9569 9569 90563395 87966633 1029899 1029899 86936734 0 86936734 PART X, LINE 2: ORAU AND ITS SUBSIDIARY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN PRIVATE FOUNDATIONS, AND, ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. AN UNCERTAIN TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE LIKELY THAN NOT TEST, NO TAX BENEFIT IS RECORDED. THE ORGANIZATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF SEPTEMBER 30, 2021 AND 2020, THE ORGANIZATION HAS ACCRUED NO INTEREST AND NO PENALTIES RELATED TO UNCERTAIN TAX POSITIONS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. OAK RIDGE ASSOCIATED UNIVERSITIES AND ITS SUBSIDIARY FILE SEPARATE U.S. FEDERAL INFORMATIONAL TAX RETURNS ANNUALLY. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME FROM ORAU FOUNDATION 8,651,589. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS FROM CONSCIENTIA 9,569. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION 144,422. UNREALIZED GAIN/LOSS ON INTEREST RATE SWAP -44,079. EXPENSES FROM ORAU FOUNDATION 929,556. 1 JUNIOR FACULTY AWARDS 10 50000 RESEARCH GRANTS 47 85400 PART I, LINE 2: OAK RIDGE ASSOCIATED UNIVERSITIES, INC. IS A PRIVATE, NOT-FOR-PROFIT ASSOCIATION OF 127 COLLEGES AND UNIVERSITIES. IT IS A CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY, CONDUCTING RESEARCH AND EDUCATIONAL PROGRAMS IN THE AREAS OF ENERGY, HEALTH, AND THE ENVIRONMENT FOR THE DEPARTMENT OF ENERGY, MEMBER INSTITUTIONS, OTHER COLLEGES AND UNIVERSITIES, AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. ORGANIZATIONS RECEIVING AWARDS FROM ORAU MUST DEMONSTRATE THAT THEIR EDUCATIONAL AND SCIENTIFIC PROGRAMS WILL CONTINUE TO ENHANCE THE SPECIFIC AND OVERALL OBJECTIVES AS OUTLINED BY THE ORAU BOARD OF DIRECTORS AND MEMBERS. X X X 0 1 0 0 0 0 0 1 0 HARRY ANDERSON PAGE PRESIDENT & CEO 469028 0 0 0 0 0 28500 0 9254 0 506782 0 0 0 ERIC W ABELQUIST EXECUTIVE VP 254497 0 176000 0 0 0 17720 0 10455 0 458672 0 0 0 DAVID DUNCAN SR. VP & DIRECTOR 231241 0 86323 0 0 0 18416 0 7326 0 343306 0 0 0 J PHIL ANDREWS VP & CFO 263207 0 0 0 0 0 26304 0 13206 0 302717 0 0 0 CAROL IDDINS PROGRAM DIRECTOR 223619 0 53040 0 0 0 21788 0 0 0 298447 0 0 0 RACHEL A LOKITZ VP & GENERAL COUNSEL 258991 0 0 0 0 0 25804 0 13206 0 298001 0 0 0 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 258965 0 0 0 0 0 25804 0 4627 0 289396 0 0 0 WILLIAM J VOSBURG ORISE DIRECTOR 246090 0 0 0 0 0 24371 0 0 0 270461 0 0 0 CHESTER KEITH MAZE VP & CIO 224131 0 0 0 0 0 16732 0 13206 0 254069 0 0 0 JOHN MCINERNEY JR HIGHEST COMPENSATED EMPLOY 214508 0 0 0 0 0 21755 0 13206 0 249469 0 0 0 MEGHAN F MILLWOOD VP OF HR 211053 0 0 0 0 0 21104 0 13206 0 245363 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 202184 0 14518 0 0 0 19377 0 9254 0 245333 0 0 0 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 204944 0 0 0 0 0 21056 0 13206 0 239206 0 0 0 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOYEE 200651 0 0 0 0 0 8308 0 0 0 208959 0 0 0 ANGELA ELLIOTT HITCH HIGHEST COMPENSATED EMPLOYEE 177661 0 0 0 0 0 9293 0 10455 0 197409 0 0 0 PATSY L PEHRSON DIRECTOR FINOPS 171224 0 0 0 0 0 16776 0 9254 0 197254 0 0 0 JAMES SCOTT MILLER DIRECTOR 178363 0 0 0 0 0 5077 0 12105 0 195545 0 0 0 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 158943 0 0 0 0 0 16325 0 13206 0 188474 0 0 0 CHAD L BECKER DIRECTOR FTD 152737 0 0 0 0 0 15910 0 13206 0 181853 0 0 0 PAMELA S BONEE DIR COMM & MARKETING 150665 0 0 0 0 0 15648 0 13206 0 179519 0 0 0 CRAIG T LAYMAN PROGRAM DIRECTOR 151062 0 0 0 0 0 15184 0 13206 0 179452 0 0 0 KERI LYNN CAGLE PROGRAM DIRECTOR 151250 0 0 0 0 0 14720 0 13206 0 179176 0 0 0 THOMAS PATRICK AMIDON DIRECTOR S&S 151371 0 0 0 0 0 15313 0 9254 0 175938 0 0 0 BRENDA JO STAFFAN HIGHEST COMPENSATED EMPLOYEE 165890 0 0 0 0 0 0 0 9254 0 175144 0 0 0 MAE D MOSLEY DIR EMPLOYEE RELATIONS 155682 0 0 0 0 0 15166 0 2699 0 173547 0 0 0 FREDDY E GRAY DIRECTOR HS-PHH 151631 0 0 0 0 0 13919 0 4627 0 170177 0 0 0 PART I, LINE 4B HARRY ANDERSON PAGE $25,000 PART I, LINE 7 SATISFACTION OF GOALS A IDB OF THE CITY OF OAK RIDGETN 621786717 2010-06-01 27700000 REFINANCE REFUNDED BONDS AND PAY ISSUANCE COSTS 0 0 0 A 10712000 27700000 155000 27545000 2007 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 TRUIST BANK 7.300000000000 0 0 0 NA 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 6 OAK RIDGE ASSOCIATED UNIVERSITIES, INC. HAS TWO CLASSES OF MEMBERS - "SPONSORING INSTITUTIONS AND "ASSOCIATES." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BOARD OF DIRECTORS IS SELECTED BY THE COUNCIL OF SPONSORING INSTITUTIONS, WHICH IS COMPRISED OF A REPRESENTATIVE FROM EACH OF ORAU'S MEMBER ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S CFO FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ORAU MONITORS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT IS DETERMINED BY THE BOARD'S EXECUTIVE COMMITTEE BASED ON AN ANNUAL SALARY SURVEY. COMPENSATION FOR OTHER SENIOR STAFF IS RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE BOARD'S COMPENSATION COMMITTEE BASED ON SALARY SURVEYS AND DOE GUIDANCE. FORM 990, PART VI, SECTION C, LINE 19 POLICIES ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED GAIN ON INTEREST RATE SWAP 44,080. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -144,422. TRANSFER TO THE ORAU FOUNDATION -929,556. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. THE ORAU FOUNDATION PO BOX 117 OAK RIDGE TN 378310117 581512615 TO PROMOTE HIGHER SCIENTIFIC EDUCATION TN 501(C)(3) LINE 12A, I 0 ORAU CONSCIENTIA INC 100 ORAU WAY OAK RIDGE TN 378306209 833026826 SCIENCE AND ENGINEERING PROJECTS IN U.S. FEDERAL GOVERNMENT MARKETS. TN OAK RIDGE ASSOCIATED UNIVERSITIES INC C 148002 42990 1.00000 0 1 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 0 THE ORAU FOUNDATION B 929559 FAIR MARKET VALUE ORAU CONSCIENTA INC L 14723 LABOR / DIRECT COSTS THE ORAU FOUNDATION L 21175 DIRECT COSTS / LABOR ORAU CONSCIENTA INC A 4940 INTERST / CASH ORAU CONSCIENTA INC R 141196 CASH