2022-05-16T21:44:49-05:00 2021-06-30 271728945 PKF O'CONNOR DAVIES LLP 3001 SUMMER STREET 5TH FLOOR EAST STAMFORD CT 06905 990 2020-07-01 061507648 MILL RIVER COLLABORATIVE INC MILL 2039890321 1010 WASHINGTON BLVD 1ST FLOOR STAMFORD CT 06901 NETTE COMPTON PRESIDENT & CEO 2039890321 2022-05-16 1 NETTE COMPTON XXX-XX-XXXX EVA MRUK P00543254 2033232400 2022-05-16 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z NETTE COMPTON 1010 WASHINGTON BLVD 1ST FLOOR STAMFORD CT 06901 3916437 0 X WWW.MILLRIVERPARK.ORG X 1998 CT TO MANAGE AND RAISE FUNDS FOR THE DEVELOPMENT, OPERATIONS AND MAINTENANCE OF THE MILL RIVER PARK AND OTHER OPEN SPACE PROJECTS WITHIN THE CITY OF STAMFORD, CONNECTICUT. 30 30 55 228 10775 0 3937814 3203179 179032 100458 27816 1115 29195 -4212 4173857 3300540 0 0 0 0 1471305 1422920 22500 27500 226826 1177468 4657730 2671273 6108150 1502584 -2807610 13072478 13657771 625162 5362387 12447316 8295384 X OUR MISSION IS TO RUN A WORLD-CLASS URBAN PARK IN THE HEART OF STAMFORD THAT SERVES AS BOTH AN OASIS IN CITY LIFE AND A VIBRANT, DIVERSE, GREEN-SPACE THAT INSPIRES SOUND ENVIRONMENTAL PRACTICES AND LEARNING. 0 0 3843495 0 0 PARK DEVELOPMENT:ACCOMPLISHMENTS DURING THE FISCAL YEAR:1) CONSTRUCTION FOR PHASE II HEADING SOUTH ALONG THE MILL RIVER BEGAN IN OCTOBER OF 2020 AND THE FIRST STAGE OF THIS CONSTRUCTION ENDED IN JUNE OF 2021.2) CONSTRUCTION OF THE WHITTINGHAM DISCOVERY CENTER BEGAN IN THE FALL OF 2020. 1087936 0 27600 OPERATIONS & LAND MANAGEMENT:MANAGE OVER 20 ACRES OF PARK LANDSCAPE AND FEATURES INCLUDING:1) ORGANIC LAWN AND LANDSCAPE MANAGEMENT2) INVASIVE PLANT REMEDIATION3) CULTIVATION OF 6 ACRES OF NATIVE PLANT MEADOWS AND ENTRANCE GARDENS4) SNOW REMOVAL, BATHROOM MAINTENANCE, TRASH & LITTER CLEANUP, RIVER CLEANUP, AND OTHER SEASONAL CLEANING5) MAINTENANCE OF HARDSCAPE AREAS, DRAINAGE STRUCTURES, BENCHES, OTHER WOODEN STRUCTURES, AND DRINKING FOUNTAINS6) PARK VISITOR SAFETY 761988 0 72858 OUTREACH AND EDUCATION PROGRAM SERVICE ACCOMPLISHMENTS:1) HOSTED 8 SUMMER STEWARDS AND 10 HIGH SCHOOL STEWARDS, ALL ARE PAID HIGH SCHOOL STUDENTS. THE STEWARDS LEARNED ABOUT URBAN ECOLOGY AND NATURAL LANDSCAPE STEWARDSHIP WHILE RECEIVING JOB READINESS SKILLS INCLUDING RESUME WRITING, TAKING JOB INTERVIEWS AND ONLINE JOB SEARCHING, AS WELL AS AN INTRODUCTION TO PERSONAL BANKING.2) HOSTED 288 VOLUNTEERS DURING A VERY CHALLENGING COVID PERIOD.3) COMPLETED 2020 SUMMER PROGRAM SEASON ATTENDED BY THOUSANDS OF RESIDENTS FOR ZUMBA, YOGA, MOVIE NIGHT, AND WEEKLY CHILDREN'S ENTERTAINMENT AT THE PLAYGROUND, CAROUSEL, AND OTHER LOCATIONS.4) COMPLETED 2020-2021 SKATING SEASON ATTENDED BY 2,052 SKATERS BEFORE THE STATE OF CT CLOSED THE RINK DUE TO COVID OUTDOOR POLICIES. WE WERE ON PACE TO HAVING OUR SECOND LARGEST SKATE SEASON UNTIL THE ABRUPT CLOSURE IN MID-DECEMBER 2020 BY THE STATE.5) PARTNERED WITH HENKEL RESEARCHERS WORLD TO SPARK INTEREST IN SCIENCE FOR CHILDREN AGES 8-10 BY IMPLEMENTING AN IN-PERSON STEM EDUCATION PROGRAM. EXCEEDED THE GOAL OF CONNECTING TO 100 CHILDREN BY REACHING A TOTAL OF 144 CHILDREN.6) HOSTED OUR 3RD SUMMER CAMP SERVING 60 UNIQUE CHILDREN FROM THE GRADES OF KINDERGARTEN THRU 8TH UNDER A STRICT COVID ENVIRONMENT. 5693419 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 16 0 55 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 30 30 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X NETTE COMPTON 2039890321 1010 WASHINGTON BLVD 1ST FLOOR STAMFORD CT 06901 ARTHUR SELKOWITZ CHAIRMAN 15.00 X X 0 0 0 ARNOLD KARP VICE CHAIR 3.00 X X 0 0 0 BOB PHILLIPS VICE CHAIR, UNTIL MARCH 2021 3.00 X X 0 0 0 FATIMA MAWJI MD VICE CHAIR 3.00 X X 0 0 0 DON BROWNSTEIN SECRETARY 3.00 X X 0 0 0 ROBERT GRANATA TREASURER 3.00 X X 0 0 0 GEORGE BOYCE DIRECTOR 1.50 X 0 0 0 RALPH BLESSING DIRECTOR 1.50 X 0 0 0 BONNIE KIM CAMPBELL DIRECTOR 1.50 X 0 0 0 KEEGAN DRENOSKY DIRECTOR 1.50 X 0 0 0 SANDRA GOLDSTEIN DIRECTOR 1.50 X 0 0 0 EMILY M GORDON DIRECTOR 1.50 X 0 0 0 ROBIN GRAHAM DIRECTOR 1.50 X 0 0 0 CONOR HORIGAN DIRECTOR 1.50 X 0 0 0 KATIE KASINSKAS DIRECTOR, THRU SEPT. 2020 1.50 X 0 0 0 NICOLE KING DIRECTOR 1.50 X 0 0 0 DAVID KOORIS DIRECTOR 1.50 X 0 0 0 NOAH LAPINE DIRECTOR 1.50 X 0 0 0 FRANK MERCEDE DIRECTOR 1.50 X 0 0 0 MARK MCGRATH DIRECTOR 1.50 X 0 0 0 THOMAS MADDEN DIRECTOR 1.50 X 0 0 0 SHELLY NICHANI DIRECTOR 1.50 X 0 0 0 STEPHEN OSMAN DIRECTOR 1.50 X 0 0 0 MICHAEL POLLARD DIRECTOR 1.50 X 0 0 0 MATT QUINONES DIRECTOR 1.50 X 0 0 0 RYAN SALVATORE DIRECTOR 1.50 X 0 0 0 JJ SENDELBACH DIRECTOR 1.50 X 0 0 0 JIM SHAPIRO DIRECTOR 1.50 X 0 0 0 CAMILLE S SPAULDING DIRECTOR 1.50 X 0 0 0 JON WINKEL DIRECTOR 1.50 X 0 0 0 JENNIFER YOUNG DIRECTOR 1.50 X 0 0 0 NATE ZUBAL DIRECTOR 1.50 X 0 0 0 DUDLEY WILLIAMS PRESIDENT & CEO - UNTIL MAY 2021 40.00 X 186923 0 0 ALICIA WETTENSTEIN DIRECTOR OF DEVELOPMENT 40.00 X 122538 0 27173 MIKE STAKE DIRECTOR OF CAPITAL PLANNING 40.00 X 127648 0 0 NIA RHODES-JACKSON DIRECTOR OF OUTREACH 40.00 X 123930 0 1220 561039 0 28393 4 0 1 0 O & G INDUSTRIES 112 WALL STREET TORRINGTON CT 06790 CONSTRUCTION SERVICES 236616 CENTERBROOK ARCHITECTS & PLANNERS LLP 67 MAIN STREET PO BOX 955 CENTERBROOK CT 06409 ARCHITECTURAL SERVICES 143740 2 174511 2217600 811068 3203179 COMM. PROGRAMS/EVENTS 900099 86223 86223 CAROUSEL & RINK TICKET 900099 14235 14235 100458 5181 5181 6440 17130 -10690 -10690 -10690 586215 590281 -4066 -4066 -4066 0 174511 4706 -4706 -4706 4189 3780 409 409 BIRTHDAY PARTY FOOD SE 900099 10775 10775 10775 3300540 100458 10775 -13872 X 169615 93288 50885 25442 1073858 911077 50753 112028 10457 8462 848 1147 61902 50087 5022 6793 107088 85483 11632 9973 21450 21450 27500 27500 3505259 3501613 421 3225 5367 5157 119 91 208362 178071 9587 20704 21167 7358 6522 7287 56603 37115 9744 9744 5620 5564 56 584 584 272603 270196 1791 616 71368 53997 15095 2276 REPAIRS AND MAINTENANCE 397342 393362 3980 PROGRAM EXPENSES 70010 70010 PERFORMANCE FEES 21995 21995 6108150 5693419 187905 226826 275661 472050 2248673 1020899 2088751 1761445 26907 24534 11313770 934927 8432486 10378843 13072478 13657771 194562 1603813 0 3347018 0 24146 430600 387410 625162 5362387 X 9293388 7595746 3153928 699638 12447316 8295384 13072478 13657771 X -2807610 -1340322 -4000 X X 0 1 X 1 0 X 2695728 3261857 2651860 3937814 3203179 15750438 2695728 3261857 2651860 3937814 3203179 15750438 1063294 14687144 32380 94309 96739 46476 11621 281525 946 946 47525 47525 16080434 548323 0.91340 0.90280 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: BAD DEBT RECOVERY - 2018 AMOUNT: $ 47,525. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 547330 29 547359 547279 51 547330 549676 53 2450 547279 549623 53 549676 547683 1940 549623 0.00000 0.97740 0.02260 0 0 7327147 934927 6392220 3986623 3986623 10378843 PAYCHECK PROTECTION PROGRAM LOAN 239974 SBA ECONOMIC INJURY DISASTER LOAN 147436 387410 X 3313670 17130 17130 3296540 4000 4000 3300540 6125280 17130 17130 6108150 0 6108150 PART V, LINE 4: THE COLLABORATIVE MAINTAINS DONOR-RESTRICTED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG-TERM SUPPORT FOR PROGRAMS. THE EARNINGS FROM FUNDS HELD IN PERPETUITY ARE USED TO SUPPORT SPECIFIC PROGRAMS AND OPERATIONS AS DESIGNATED BY THE DONOR, SUCH AS ICE SKATING LESSONS FOR UNDERPRIVILEGED CHILDREN. PART X, LINE 2: THE COLLABORATIVE RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE COLLABORATIVE HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE COLLABORATIVE IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAX JURISDICTIONS FOR PERIODS PRIOR TO 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 17,130. PART XI, LINE 4B - OTHER ADJUSTMENTS: WRITE OFF OF PRIOR YEAR PLEDGE 4,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 17,130. X X X X X X X 1 TYPE A STRATEGIES LLC 455 MASSACHUSETTS AVENUE NW 107 WASHINGTON DC 20001 GRANT SOLICITATION 0 125000 27500 95000 125000 27500 95000 CT VIRTUAL GALA 174511 174511 4706 174511 174511 4706 4706 -4706 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE AGREEMENT PROVIDES FOR THE PAYMENT FOR SERVICES AT A FIXED MONTHLY FEE, AS WELL AS THE REIMBURSEMENT OF REASONABLE OUT-OF-POCKET EXPENSES PRE-APPROVED BY THE ORGANIZATION. X X X 0 0 0 0 0 0 0 0 0 DUDLEY WILLIAMS PRESIDENT & CEO - UNTIL MAY 2021 186923 0 0 0 0 0 0 0 0 0 186923 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE COLLABORATIVE'S BYLAWS, FIVE (5) MEMBERS OF THE BOARD OF DIRECTORS ARE APPOINTED BY VIRTUE OF THEIR POSITIONS WITH THE CITY OF STAMFORD. THESE POSITIONS ARE: 1. THE MAYOR OF THE CITY OF STAMFORD OR THEIR DESIGNEE, 2. THE LAND USE BUREAU CHIEF OF THE CITY OF STAMFORD OR THEIR DESIGNEE, 3. THE CHAIR OF THE LAND USE/URBAN REDEVELOPMENT COMMITTEE OF THE BOARD OF REPRESENTATIVES OF THE CITY OF STAMFORD, OR OTHER REPRESENTATIVE DESIGNED BY THE PRESIDENT OF THE BOARD OF REPRESENTATIVES OF THE CITY OF STAMFORD 4. THE DIRECTOR OF OPERATIONS OF THE CITY OF STAMFORD OR HIS DESIGNEE, AND 5. THE PRESIDENT OF THE DOWNTOWN SPECIAL SERVICES DISTRICT OF THE CITY OF STAMFORD FORM 990, PART VI, SECTION B, LINE 11B THE COLLABORATIVE USES AN OUTSIDE ACCOUNTING FIRM TO PREPARE ITS FORM 990. ONCE THE FORM 990 IS PREPARED, IT IS PROVIDED TO THE FINANCE COMMITTEE FOR THEIR REVIEW. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO FILING THE RETURN WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE COLLABORATIVE HAS A CONFLICT OF INTEREST POLICY THAT IS APPLICABLE TO ALL BOARD MEMBERS. ANNUALLY ALL BOARD MEMBERS SIGN A CONFLICT OF INTEREST DISCLOSURE FORM. STAFF MEMBERS ARE COVERED UNDER A POLICY INCLUDED IN THE EMPLOYEE HANDBOOK, WHICH EACH EMPLOYEE IS REQUIRED TO SIGN UPON EMPLOYMENT. A PERSON HAVING A CONFLICT OF INTEREST IS REQUIRED TO DISCLOSE THE CONFLICT TO THE BOARD WHERE A DETERMINATION IS MADE BY THE FULL BOARD AS TO WHETHER A CONFLICT ACTUALLY EXISTS. THE BOARD WILL DETERMINE WHETHER THE CONFLICT WARRANTS THE CONFLICTED BOARD MEMBER TO RECUSE HIMSELF OR HERSELF FROM DISCUSSION AND/OR VOTING ON THE SUBJECT OF THE CONFLICT, ON A CASE BY CASE BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE COLLABORATIVE HAS A PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO WHEREBY A COMMITTEE REVIEWS COMPARABILITY DATA ON NONPROFIT EXECUTIVE COMPENSATION IN THE FAIRFIELD AND WESTCHESTER COUNTY AREA. THE COMPENSATION ARRANGEMENT IS APPROVED BY THE BOARD OF DIRECTORS, AND THE PROCESS LAST OCCURRED IN 2018. FORM 990, PART VI, SECTION C, LINE 19 THE COLLABORATIVE MAKES ITS FORM 990 AVAILABLE AS REQUIRED PURSUTANT TO IRC SECTION 6104. ADDITIONALLY, THE COLLABORATIVE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS & CONTRACTORS: PROGRAM SERVICE EXPENSES 3,390,738. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,390,738. ENTERTAINMENT SERVICES: PROGRAM SERVICE EXPENSES 105,772. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 105,772. PAYROLL PROCESSING FEES: PROGRAM SERVICE EXPENSES 4,608. MANAGEMENT AND GENERAL EXPENSES 421. FUNDRAISING EXPENSES 3,225. TOTAL EXPENSES 8,254. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 495. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 495. FORM 990, PART XI, LINE 9: WRITE OFF OF PRIOR YEAR PLEDGE -4,000. FORM 990, PART XII, LINE 2C: THE COLLABORATIVE HAS A FINANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 8: THE COLLABORATIVE HAS RESTATED ITS FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30,2020 DUE TO CLARIFICATION OF THE ACCOUNTING TREATMENT OF CERTAIN FEDERAL GRANT FUNDING THAT WAS PREVIOUSLY AWARDED TO THE COLLABORATIVE, BUT NOT YET EXPENDED BASED ON THE TERMS OF THE UNDERLYING GRANT AGREEMENT.