2022-05-13T17:14:39-05:00 2021-06-30 366055558 GRANT THORNTON LLP 171 N CLARK ST STE 200 CHICAGO IL 60601 990 2020-07-01 362167048 DEPAUL UNIVERSITY DEPA 3123627150 1 E JACKSON BLVD CHICAGO IL 60604 JO SMITH CONTROLLER 3123628000 2021-11-03 1 JO SMITH XXX-XX-XXXX DANIEL ROMANO P00504182 3128560200 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z A GABRIEL ESTEBAN PHD 1 E JACKSON BLVD CHICAGO IL 60604 993584042 0 X WWW.DEPAUL.EDU X 1898 IL AS AN INNOVATIVE CATHOLIC, VINCENTIAN UNIVERSITY ANCHORED (CONTINUED IN SCH O) 41 36 8102 40 726775 111303 70776972 109708490 750197165 708901737 76270443 46404617 6046980 3032296 903291560 868047140 268532334 280720449 0 0 327805833 323083109 254613 292029 12542091 199184960 169607902 795777740 773703489 107513820 94343651 1757707866 1952881623 553489161 494112559 1204218705 1458769064 X AS AN INNOVATIVE CATHOLIC, VINCENTIAN UNIVERSITY ANCHORED IN THE GLOBAL CITY OF CHICAGO, DEPAUL SUPPORTS THE INTEGRAL HUMAN DEVELOPMENT OF ITS STUDENTS. THE UNIVERSITY DOES SO THROUGH ITS COMMITMENT TO OUTSTANDING TEACHING, ACADEMIC EXCELLENCE,(CONTINUED IN SCH O)REAL WORLD EXPERIENCE, COMMUNITY ENGAGEMENT, AND SYSTEMIC CHANGE. DEPAUL PREPARES GRADUATES TO BE SUCCESSFUL IN THEIR CHOSEN FIELDS AND AGENTS OF TRANSFORMATION THROUGHOUT THEIR LIVES. GUIDED BY AN ETHIC OF VINCENTIAN PERSONALISM AND PROFESSIONALISM, DEPAUL COMPASSIONATELY UPHOLDS THE DIGNITY OF ALL MEMBERS OF ITS DIVERSE, MULTI-FAITH, AND INCLUSIVE COMMUNITY. THROUGH EDUCATION AND RESEARCH, THE UNIVERSITY ADDRESSES THE GREAT QUESTIONS OF OUR DAY, PROMOTING PEACEFUL, JUST, AND EQUITABLE SOLUTIONS TO SOCIAL AND ENVIRONMENTAL CHALLENGES. SINCE ITS FOUNDING IN 1898, DEPAUL UNIVERSITY HAS REMAINED DEDICATED TO MAKING EDUCATION ACCESSIBLE TO ALL, WITH SPECIAL ATTENTION TO INCLUDING UNDERSERVED AND UNDERREPRESENTED COMMUNITIES. 0 0 223405513 0 698126956 INSTRUCTION - FALL ENROLLMENT FOR THE 2020/21 ACADEMIC YEAR TOTALED 21,922, MAKING DEPAUL THE NATION'S LARGEST CATHOLIC UNIVERSITY FOR THE TWENTY-SECOND CONSECUTIVE YEAR. THE ABOVE TOTAL INCLUDED 14,145 UNDERGRADUATE STUDENTS AND 7,777 GRADUATE AND PROFESSIONAL STUDENTS. OF THE UNIVERSITY'S TOTAL ENROLLMENT, FOR THE 2020/21 ACADEMIC YEAR, APPROXIMATELY 43% WERE STUDENTS OF COLOR AND APPROXIMATELY 54% WERE WOMEN. THE UNIVERSITY OFFERED NEARLY 300 COMPREHENSIVE AND INNOVATIVE UNDERGRADUATE AND GRADUATE PROGRAMS DURING THE 2020/21 ACADEMIC YEAR, ALONG WITH A BROAD CURRICULUM FOR ADULT CONTINUING EDUCATION. 280720449 280720449 0 SEE SCHEDULE OSTUDENT AND OTHER FINANCIAL AID - THIS CATEGORY INCLUDES EXPENDITURES FOR ALL FORMS OF INSTITUTIONAL AID AND ACCOUNTED FOR APPROXIMATELY 36% OF TOTAL UNIVERSITY EXPENSES, MAKING IT SECOND ONLY TO SALARIES AND BENEFITS AS THE LARGEST EXPENDITURE CATEGORY IN TERMS OF BOTH PERCENTAGE AND DOLLARS. OVER $264 MILLION OF THE TOTAL EXPENDITURES REPRESENTED AID, WHICH PROVIDED FINANCIAL ASSISTANCE TO THE UNIVERSITY'S STUDENTS DURING THE ACADEMIC YEAR. IN ADDITION, THE ABOVE TOTAL ALSO INCLUDES APPROXIMATELY $14 MILLION IN AID TO UNIVERSITY FACULTY AND STAFF, INCLUDING THEIR SPOUSES AND DEPENDENTS, IN THE FORM OF EMPLOYEE TUITION WAIVERS, WHICH ARE PROVIDED AS PART OF A WRITTEN BENEFITS PROGRAM AVAILABLE TO ALL QUALIFYING UNIVERSITY EMPLOYEES. 81445646 0 272538 STUDENT SERVICES - THIS CATEGORY CONSISTS OF STUDENT RELATED EXPENDITURES OTHER THAN THOSE RELATED TO INSTRUCTION, INCLUDE GRADUATION AND ADVERTISING EXPENSES. EXPENSES RELATED TO OFFICES THAT SUPPORT THE UNIVERSITY'S STUDENTS, SUCH AS THE UNIVERSITY'S ENROLLMENT MANAGEMENT OFFICE, UNIVERSITY MINISTRY, CAREER CENTER, STUDENT AFFAIRS, FINANCIAL AID OFFICE, REGISTRAR, AND STUDENT LIFE OFFICES ARE ALSO INCLUDED IN THIS CATEGORY. 56138597 66814 ACADEMIC SUPPORT - THIS CATEGORY INCLUDES EXPENDITURES RELATED TO THE PROVISION OF INSTRUCTIONAL SUPPORT FOR THE UNIVERSITY'S FACULTY AND STUDENTS, INCLUDING UNIVERSITY LIBRARY SERVICES, DEAN'S OFFICES, AND INFORMATION TECHNOLOGY. 51084914 10226988 AUXILIARY SERVICES - THIS CATEGORY INCLUDES EXPENDITURES RELATED TO AREAS WHICH HELP TO ENRICH STUDENT'S OVERALL COLLEGE EXPERIENCE BEYOND ACADEMICS. EXPENDITURES INCLUDE THOSE RELATED TO UNIVERSITY HOUSING SERVICES, WHICH PROVIDED HOUSING FOR APPROXIMATELY 218 UNIVERSITY STUDENTS DURING THE ACADEMIC YEAR. EXPENDITURES ALSO SUPPORT THE UNIVERSITY'S STUDENT CENTERS, WHICH PROVIDE A NUMBER OF STUDENT SERVICES, INCLUDING DINING SERVICES AND STUDENT LIFE PROGRAMS. EXPENDITURES RELATED TO THE UNIVERSITY'S BOOKSTORES ARE ALSO INCLUDED IN THIS CATEGORY, ALONG WITH STUDENT RECREATION ACTIVITIES, SUCH AS THE UNIVERSITY'S RAY MEYER RECREATION CENTER. 7230993 7862 RESEARCH - THIS CATEGORY INCLUDES ALL EXPENSES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE UNIVERSITY OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE UNIVERSITY. THE CATEGORY INCLUDES EXPENSES FOR INDIVIDUAL AND/OR PROJECT RESEARCH AS WELL AS THAT OF INSTITUTES AND RESEARCH CENTERS. 5232286 200579 PUBLIC SERVICE - THIS CATEGORY INCLUDES EXPENDITURES RELATED TO PROGRAMS THAT IMPACT THE PUBLIC, INCLUDING THE UNIVERSITY'S COMMUNITY BASED SERVICE LEARNING PROGRAM, WHICH PROVIDES STUDENTS THE OPPORTUNITY TO SERVE THE COMMUNITY, WHILE EARNING UNIVERSITY CREDIT. ALSO INCLUDED IN THIS CATEGORY ARE EXPENSES RELATED TO THE UNIVERSITY'S CENTER FOR URBAN EDUCATION, COMMUNITY AFFAIRS AND THE ART GALLERY. 119686790 10502243 705258398 1 1 0 1 0 0 0 1 1 1 1 1 0 1 1 1 1 0 1 1 1 1 0 1 1 0 0 1 1 1 1 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 1 29504 0 1 8102 1 1 1 1 RP 0 0 0 1 1 0 0 0 0 1 0 X 41 36 0 0 1 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AR CA CO MI WA X SHERRI SIDLER 3123627150 1 E JACKSON BLVD CHICAGO IL 60604 X A GABRIEL ESTEBAN PHD PRESIDENT & TRUSTEE 50.00 0.00 X X 926565 0 129126 MR JAMES T RYAN CHAIR & TRUSTEE (THRU 5/7/21) 1.00 0.00 X X 0 0 0 MS LORI HOLLAND VICE CHAIR & TRUSTEE (THRU 11/26/20) 1.00 0.00 X X 0 0 0 MR PETER C ARGIANAS TRUSTEE 1.00 0.00 X 0 0 0 MS KAREN M ATWOOD TRUSTEE 1.00 0.00 X 0 0 0 MR GERALD A BEESON TRUSTEE 1.00 0.00 X 0 0 0 MR JOHN L BRENNAN TRUSTEE 1.00 0.00 X 0 0 0 MR GERY J CHICO TRUSTEE (THRU 12/10/20) 1.00 0.00 X 0 0 0 MR TIMOTHY S CRANE TRUSTEE 1.00 0.00 X 0 0 0 MR SEBASTIAN S CUALOPING TRUSTEE 1.00 0.00 X 0 0 0 MR CHRISTOPHER DEL MORAL-NILES TRUSTEE (BEG 8/17/20) 1.00 0.00 X 0 0 0 MS MARY A DEMPSEY TRUSTEE 1.00 0.00 X 0 0 0 MS THERESE FAUERBACH TRUSTEE 1.00 0.00 X 0 0 0 MR MANUEL FAVELA TRUSTEE (BEG 8/17/20) 1.00 0.00 X 0 0 0 SR MARGARET MARY FITZPATRICK TRUSTEE 1.00 0.00 X 0 0 0 MS SASHA L GERRITSON TRUSTEE 1.00 0.00 X 0 0 0 MS JUDITH P GREFFIN TRUSTEE 1.00 0.00 X 0 0 0 MR HARRY J HARCZAK TRUSTEE 1.00 0.00 X 0 0 0 DR DONALD HELLER TRUSTEE 1.00 0.00 X 0 0 0 MR ROBERTO R HERENCIA TRUSTEE 1.00 0.00 X 0 0 0 MS STACY JANIAK TRUSTEE 1.00 0.00 X 0 0 0 MR JOHN KERR TRUSTEE 1.00 0.00 X 0 0 0 MR TIMOTHY KNIGHT TRUSTEE 1.00 0.00 X 0 0 0 MR DEMETRIOS G LOGOTHETIS TRUSTEE 1.00 0.00 X 0 0 0 REV JAMES J MAHER CM TRUSTEE 1.00 0.00 X 0 0 0 DR JOSEPH R MARBACH TRUSTEE 1.00 0.00 X 0 0 0 REV PATRICK J MCDEVITT CM TRUSTEE 1.00 0.00 X 0 0 0 MS CARLA R MICHELOTTI TRUSTEE 1.00 0.00 X 0 0 0 MS CLAIR O'GRADY TRUSTEE 1.00 0.00 X 0 0 0 REV MARK S PRANAITIS CM TRUSTEE 1.00 0.00 X 0 0 0 DR ANNE M PRISCO TRUSTEE 1.00 0.00 X 0 0 0 MS ANNA RICHO TRUSTEE (BEG 4/8/20) 1.00 0.00 X 0 0 0 MS JESSICA SAROWITZ TRUSTEE 1.00 0.00 X 0 0 0 MR MICHAEL SCUDDER TRUSTEE 1.00 0.00 X 0 0 0 MR JOHN SHEEHY TRUSTEE 1.00 0.00 X 0 0 0 MR JOSEPH SKENDER TRUSTEE 1.00 0.00 X 0 0 0 MS JENNIFER W STEANS TRUSTEE 1.00 0.00 X 0 0 0 MS DONNA THOMPSON TRUSTEE 1.00 0.00 X 0 0 0 MR DANIEL C USTIAN TRUSTEE (THRU 5/7/21) 1.00 0.00 X 0 0 0 MS DIA S WEIL TRUSTEE 1.00 0.00 X 0 0 0 MS RUTH WILLIAMS-BRINKLEY TRUSTEE (BEG 7/20/20) 1.00 0.00 X 0 0 0 MR JEFFREY BETHKE EXECUTIVE VP (END 12/01/20) 50.00 0.00 X 503257 0 55289 MS SALMA GHANEM PROVOST 50.00 0.00 X 429959 0 37512 MR ROBERT JANIS VP FOR FACILITY OPERATIONS 50.00 0.00 X 387688 0 37151 MR DAN ALLEN PHD VP FOR ADVANCEMENT 50.00 0.00 X 370556 0 55289 MR EUGENE ZDZIARSKI PHD VP FOR STUDENT AFFAIRS 50.00 0.00 X 353364 0 47951 MR ROBERT MCCORMICK VP FOR INFORMATION SERVICES 50.00 0.00 X 337197 0 55289 MS SHERRI SIDLER EXECUTIVE VP 50.00 0.00 X 332236 0 44647 MS STEPHANIE SMITH VP FOR HUMAN RESOURCES 50.00 0.00 X 333844 0 29160 MS LINDA BLAKLEY VP FOR PUBLIC RELATIONS 50.00 0.00 X 319481 0 36570 MS KATHY STIEBER VP, GENERAL COUNSEL & SECRETARY (BEG 7/1/2020) 50.00 0.00 X 293448 0 37151 MR SOUMITRA GHOSH VP FOR ENROLLMENT MANAGEMENT 50.00 0.00 X 260039 0 23919 MS ERIN ARCHER TREASURER (END 10/05/20) 50.00 0.00 X 214649 0 24995 MS ELIZABETH F ORTIZ EDD VP FOR INST. DIVERSITY AND EQUITY 50.00 0.00 X 210283 0 27041 MS TONYA BAEZ INTERIM TREASURER (BEG 1/17/2021) 50.00 0.00 X 201062 0 36672 MR STEVE STOUTE JD VP FOR SI & CHIEF OF STAFF 50.00 0.00 X 208251 0 18775 REV GUILLERMO CAMPUZANO CM VP FOR MISSION AND VALUES 50.00 0.00 X 152814 0 42646 MS JEAN LENTI-PONSETTO ATHLETICS DIRECTOR (END 09/16/20) 50.00 0.00 X 1112986 0 42305 MR DAVID MILLER DEAN, COMPUTER SCIENCE 50.00 0.00 X 363063 0 47951 MR GUILLERMO VASQUEZ DE VELASCO DEAN, LA&S 50.00 0.00 X 362893 0 47951 MR THOMAS DONLEY INTERIM DEAN, DRIEHAUS COLLEGE OF BUSINESS (BEG 7/ 50.00 0.00 X 320136 0 32196 MS STEPHANIE DANCE-BARNES DEAN, COLLEGE OF SCIENCE AND HEALTH (BEG 1/7/2020) 50.00 0.00 X 162355 0 16800 MR DAVE LEITAO MEN'S HEAD BB COACH (END 03/16/21) 50.00 0.00 X 1468687 0 55289 MR RICHARD BRUNO WOMEN'S HEAD BASKETBALL COACH 50.00 0.00 X 600434 0 47951 MR JAMES SHILLING PROFESSOR 50.00 0.00 X 479536 0 46748 MS JENNIFER PEREA DEAN, COLLEGE OF LAW 50.00 0.00 X 459598 0 8651 MR HONGJUN YAN PROFESSOR 50.00 0.00 X 390514 0 43693 MS MISTY JOHANSON DEAN, DRIEHAUS COLLEGE OF BUSINESS 0.00 0.00 X 412310 0 55289 MR RAY WHITTINGTON DEAN, DRIEHAUS COLLEGE OF BUSINESS 0.00 0.00 X 377978 0 21052 MR JOSE D PADILLA JD VP, GEN. COUNSEL & SEC.(END 6/26/20) 0.00 0.00 X 251787 0 34033 MS LUCY RINEHART DEAN, LA&S 0.00 0.00 X 230765 0 26446 MS DOROTHY KOZLOWSKI INTERIM DEAN, SCIENCE AND HEALTH 0.00 0.00 X 183997 0 37086 13011732 0 1302624 711 1 1 0 MILLARD GROUP INC 94346 EAGLE WAY CHICAGO IL 606789430 JANITORIAL 9267849 CRITICAL MASS (US) INC 225 N MICHIGAN AVE CHICAGO IL 60622 MARKETING AGENCY 8370210 ABLE ENGINEERING SERVICES DEPT 34637 PO BOX 39000 SAN FRANCISCO CA 941390001 OPERATING ENGINEER 5072551 JC ANDERSON INC 34 CHURCH ST ELMHURST IL 60126 CONSTRUCTION 3661155 HILL MECHANICAL 11045 GAGE AVE FRANKLIN PARK IL 601311437 OPERATING ENGINEER 3287873 84 327990 42875995 66504505 7267895 109708490 TUITION 900099 692388366 692388366 STUDENT FEES 900099 5719015 5719015 ROOM & BOARD 721000 4043907 4043907 ATHLETICS 711210 3615276 3615276 RECREATION CENTER 713940 590759 91592 499167 2544414 2431414 113000 708901737 25859033 25859033 88559 88559 7098614 5742546 1356068 1356068 4041 1352027 137369000 2970940 117867496 1926860 19501504 1044080 20545584 20545584 1495 327990 0 1495 1495 PARKING FEES 812930 315197 34858 280339 RECREATION 900099 145060 145060 NET GAIN ON BOND DEFEASANCE 900099 78922 78922 1046995 75709 971286 1586174 868047140 708289570 726775 49322305 1580682 1580682 278775821 278775821 363946 363946 7804902 2479272 4931684 393946 65463 65463 251957310 224654792 21180461 6122057 11896811 10482477 1005936 408398 34498228 31127450 2488168 882610 16860395 14855966 1425639 578790 1841054 476091 1364963 2341484 2341408 76 449190 449190 89171 89171 292029 292029 2620265 2620265 11309094 9856487 1363141 89466 9654551 9542474 109338 2739 13027703 11654628 1000074 373001 10721804 9173621 998063 550120 36556973 32419218 3263423 874332 2729218 2456793 238772 33653 2042785 1761646 146366 134773 9503343 8206584 990191 306568 39211361 34557157 3526951 1127253 1506944 717165 748677 41102 POST RETIREMENT 4308309 3943369 293226 71714 BAD DEBT 4051592 4051592 ENTERTAINMENT & FOOD 3624426 2896134 518072 210220 BOOKS AND SUBSCRIPTIONS 2090803 1996973 60498 33332 11927832 7162597 4749323 15912 773703489 705258398 55903000 12542091 22747 25000 56065398 34385368 27371614 21845801 29831544 25706365 8413514 7346831 12359388 8702466 1209138095 576862563 653273553 632275532 103959849 122749521 712865662 930785403 0 0 43835176 42902513 109709421 126156823 1757707866 1952881623 56209877 69200333 44119138 38489790 282681869 265673140 2610614 2129650 5826726 4800606 30685000 0 131355937 113819040 553489161 494112559 X 1093874422 1315916745 110344283 142852320 1204218705 1458769064 1757707866 1952881623 X 94343651 161022828 140700 -956820 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 89171 0 0 89171 0 PART II-B, LINE 1: THE UNIVERSITY'S LOBBYING EFFORTS HELP TO BUILD RELATIONSHIPS BETWEEN THE UNIVERSITY AND CITY, STATE AND FEDERAL GOVERNMENTAL AGENCIES AND LEGISLATORS IN SUPPORT OF HIGHER EDUCATION POLICY, IN GENERAL, AS WELL AS FUNDING ISSUES WHICH SUPPORTS BOTH THE UNIVERSITY AND ITS STUDENTS. DEPAUL UNIVERSITY INCURRED $89,171 IN COSTS RELATED TO LOBBYING AT THE FEDERAL, STATE, AND LOCAL LEVELS IN FISCAL 2020/21. IN ADDITION TO STATE AND LOCAL EXECUTIVE AGENCIES, THE UNIVERSITY CONTACTS LEGISLATORS AND MEMBERS OF LEGISLATIVE STAFFS. DURING THE 2020/21 FISCAL YEAR, THE UNIVERSITY CONTACTED FEDERAL OFFICIALS WITH REGARD TO THE FOLLOWING LEGISLATION AND ISSUES: DACA CARES ACT AMERICAN RECOVERY ACT APPROPRIATIONS REQUEST FOR MIGRATION PROJECT VIA DEPT. OF EDUCATION PELL GRANT AND TITLE IV FUNDING DURING THE 2020/21 FISCAL YEAR, THE UNIVERSITY SENT AN EMAIL MESSAGE TO THE UNIVERSITY COMMUNITY REQUESTING THEY CONTACT THEIR MEMBER OF CONGRESS IN SUPPORT OF DACA. THE COST RELATED TO THIS EFFORT WERE NEGLIGIBLE AND ARE INCLUDED IN THE TOTAL LOBBYING EXPENSES SHOWN ABOVE. ON A STATE LEVEL, THE UNIVERSITY CONTACTED STATE OFFICIALS WITH REGARD TO THE FOLLOWING LEGISLATION: MONETARY AWARD PROGRAM (MAP) APPROPRIATIONS SB1832, HB3619 SB1610 SB2181, HB3251 HB849 LASTLY, THE UNIVERSITY ENGAGED THE FOLLOWING PROFESSIONAL SERVICE FIRMS IN SUPPORT OF ITS LOBBYING EFFORTS: CHRISTOPHER DUNN & ASSOCIATES 24573 4511275 X X X X 0 0 1 X 751416827 36495876 203401430 20180553 13453702 787368 956892510 696452199 40229963 30119370 8761225 5840817 782663 751416827 593407458 81698194 36863634 8122623 5415082 1979382 696452199 492399230 87645231 27056651 7368599 4912399 1412656 593407458 420056348 34441513 49891880 6781200 4520800 688511 492399230 0.92300 0.02300 0.05400 0 0 78326647 78326647 977081496 453261868 523819628 9805935 7715480 2090455 138800511 115885215 22915296 5123506 5123506 632275532 OTHER COMMINGLED FUNDS 930785403 F 930785403 RIGHT OF USE ASSETS, NET 81016211 BENEFICIAL INTEREST IN TRUST 43826218 MISCELLANEOUS 1314394 126156823 CAPITAL LEASES 49505789 POST RETIREMENT BENEFIT RESERVE 56816010 GOVT ADVANCES FOR STUDENT LOAN 7497241 113819040 X 767107757 161022828 140700 -956820 160206708 606901049 2505656 258640435 261146091 868047140 512557398 0 512557398 2505656 258640435 261146091 773703489 PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS THE DEPAUL ART MUSEUM COLLECTION COMPRISED OF NEARLY 3,000 ARTWORKS. WITH A RANGE OF MEDIA INCLUDING PAINTING, DRAWING, PRINTS, PHOTOGRAPHY, AND SCULPTURE, THE EARLIEST WORK IN THE COLLECTION IS A 16TH CENTURY PAINTING OF THE MADONNA AND CHILD AND THE MOST RECENT IS A PAINTING FROM 2016. THE COLLECTION IS ECLECTIC, YET INTERNATIONAL IN SCOPE, WITH WORK FROM NORTH AMERICA, AFRICA, EUROPE, LATIN AMERICA, AND ASIA, PRIMARILY FROM THE 19TH, 20TH AND 21ST CENTURIES. THE COLLECTION'S STRENGTHS INCLUDE WORKS ON PAPER, PHOTOGRAPHY, TEXTILES, AND AFRICAN SCULPTURE AS WELL AS LATIN AMERICAN ARTISTS AND CHICAGO-BASED ARTISTS, AND POLITICALLY-ORIENTED ARTWORK THAT EMBODIES THE UNIVERSITY'S MISSION OF SOCIAL JUSTICE. THE MUSEUM SEEKS TO REFLECT THE HISTORY OF ART IN CHICAGO AS A GLOBAL CITY IN DIALOGUE WITH ARTWORK FROM AROUND THE WORLD. THROUGH THIS COLLECTION, THE MUSEUM WILL BE A CENTER FOR RESEARCH FOR CURRENT AND FUTURE SCHOLARS AND HELPS TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION BY ALLOWING BOTH STUDENTS AND MEMBERS OF THE WIDER COMMUNITY THE OPPORTUNITY TO EXPLORE BROADLY THE VISUAL REPRESENTATION OF IDEAS OVER TIME AND SPACE. ARTWORKS ARE USED FOR DIRECT, CLOSE-UP STUDY AND TEACHING IN NUMEROUS DISCIPLINES. PART IV, LINE 2B: ESCROW OR CUSTODIAL ACCOUNT LIABILITY THE UNIVERSITY HOLDS A NUMBER OF DEPOSITS. DEPOSIT AMOUNTS RELATED TO STUDENTS INCLUDE STUDENT MEAL PLAN DEPOSITS. THESE AMOUNTS ARE CREDITED TO THE STUDENT FOR USE AT THE UNIVERSITY'S DINING FACILITIES AND ARE TRANSFERRED TO THE UNIVERSITY'S DINING FACILITIES SERVICE PROVIDER, ON A PERIODIC BASIS, AS STUDENTS MAKE PURCHASES. THE UNIVERSITY ALSO HOLDS A NUMBER OF SECURITY DEPOSITS RELATED TO UNIVERSITY SPACE LEASED TO UNRELATED ENTITIES. AMOUNTS NOT APPLIED TO OUTSTANDING BALANCES OR SPACE DAMAGES ARE RETURNED TO THE LESSEES AT THE END OF THEIR LEASE. THE UNIVERSITY ALSO HOLDS, IN INTERNALLY DESIGNATED ACCOUNTS, FUNDS FOR A NUMBER OF STUDENT ORGANIZATIONS. STUDENT ORGANIZATIONS DEPOSIT FUNDS TO AND REQUEST FUNDS FROM THEIR INTERNAL ACCOUNTS THROUGH THE UNIVERSITY'S NORMAL RECEIPTING AND ACCOUNTS PAYABLE PROCEDURES. PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS THE PURPOSE OF THE UNIVERSITY'S ENDOWMENT FUNDS IS TO GENERATE FUNDS WHICH ARE USED TO PROVIDE STUDENT SCHOLARSHIPS AND FINANCIAL SUPPORT FOR A NUMBER OF UNIVERSITY ACADEMIC PROGRAMS. PART X, LINE 2: LIABILITY FOR UNCERTAIN TAX POSITION (ASC 740) THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) RECOGNIZING THAT IT IS A TAX-EXEMPT ORGANIZATION AS PROVIDED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986 AND, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. A PROVISION OF $238 AND $298 AT JUNE 30, 2021 AND 2020, RESPECTIVELY, HAS BEEN MADE FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS WITH RESPECT TO UNRELATED BUSINESS INCOME, WHICH IS INCLUDED IN ACCOUNTS PAYABLE AND ACCRUED EXPENSES. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX PROVISIONS ON ITS FINANCIAL STATEMENTS. AS OF JUNE 30, 2021 AND 2020, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY MATERIAL UNCERTAIN TAX PROVISIONS FOR TAX YEARS 2020 AND 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: GAIN ON DISPOSED ASSETS -956,820. PART XI, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS SHOWN AS CONTRA REVENUE ON FINANCIAL STATEMENTS 264,382,981. RENTAL EXPENSES MOVED TO PART VIII, LINE 9B -5,742,546. FIXED ASSET LOSS MOVED TO PART VIII, LINE 7A PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS SHOWN AS CONTRA REVENUE ON FINANCIAL STATEMENTS 264,382,981. RENTAL EXPENSES MOVED TO PART VIII, LINE 9B -5,742,546. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE PART I, LINE 3: PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY DEPAUL UNIVERSITY HAS A LONG STANDING COMMITMENT TO THE DIVERSITY OF ITS FACULTY, STAFF AND STUDENT BODY. AS A UNIVERSITY WITH A STRONG CATHOLIC, VINCENTIAN AND URBAN HERITAGE, THIS COMMITMENT IS PARTICULARLY INTEGRAL TO OUR MISSION. DEPAUL UNIVERSITY IS COMMITTED TO PRESERVING AN ENVIRONMENT THAT RESPECTS THE PERSONAL RIGHTS AND DIGNITY OF EACH MEMBER OF ITS COMMUNITY AND PROVIDING AN ENVIRONMENT THAT IS FREE FROM ALL FORMS OF DISCRIMINATION AND HARASSMENT. AS SUCH, IT IS THE UNIVERSITY'S POLICY THAT NO PERSON SHALL BE THE OBJECT OF DISCRIMINATION OR HARASSMENT ON THE BASIS OF RACE, COLOR, ETHNICITY, RELIGION, SEX, GENDER, GENDER IDENTITY, SEXUAL ORIENTATION, NATIONAL ORIGIN, AGE, MARITAL STATUS, PREGNANCY, PARENTAL STATUS, FAMILY RELATIONSHIP STATUS, PHYSICAL OR MENTAL DISABILITY, MILITARY STATUS, GENETIC INFORMATION OR OTHER STATUS PROTECTED BY LOCAL, STATE, OR FEDERAL LAW IN ITS EMPLOYMENT OR ITS EDUCATIONAL SETTINGS. WHERE EDITORIALLY REASONABLE TO DO SO, THE UNIVERSITY INCLUDES A STATEMENT OF NONDISCRIMINATION IN THE CODE OF STUDENT RESPONSIBILITY, THE CODE OF CONDUCT, AND MANAGEMENT STANDARDS HANDBOOKS, BULLETINS, CATALOGS, AS WELL AS IN OTHER UNIVERSITY PUBLICATIONS AND ON APPROPRIATE UNIVERSITY WEBSITES. THE UNIVERSITY DRAWS STUDENTS BOTH NATIONALLY AND INTERNATIONALLY AND ENROLLS MEANINGFUL NUMBERS OF MINORITY STUDENTS. ALSO SEE THE UNIVERSITY'S MISSION STATEMENT IN SCHEDULE O FOR A FURTHER STATEMENT ON NONDISCRIMINATION. DEPAUL UNIVERSITY ALSO ADHERES TO THE REQUIREMENTS OF IRS REV. PROC. 2019-22 WITH REGARD TO DISPLAYING A NOTICE, ON ITS INTERNET HOMEPAGE, REGARDING NONDISCRIMINATION. PART I, LINE 6A: GOVERNMENT ASSISTANCE ON DECEMBER 27, 2020, THE FEDERAL GOVERNMENT ENACTED THE CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS ACT ("CRRSAA"). THE CRRSAA PROVIDED ADDITIONAL FUNDING TO THE EXISTING EDUCATION STABILIZATION FUND. JUST AS IN THE CARES ACT, PART OF THIS FUND WAS RESERVED FOR HIGHER EDUCATION INSTITUTIONS THROUGH THE HIGHER EDUCATION EMERGENCY RELIEF FUND II ("HEERF II"). HEERF II REQUIRES THAT INSTITUTIONS RECEIVING FUNDING PROVIDE THE "SAME AMOUNT" IN FINANCIAL AID GRANTS TO STUDENTS THAT IT WAS REQUIRED TO PROVIDE UNDER ITS ORIGINAL STUDENT AID PORTION HEERF I ALLOCATION AMOUNT. THE UNIVERSITY WAS AWARDED $7.2 MILLION FOR EMERGENCY FINANCIAL ASSISTANCE TO STUDENTS ON MARCH 17, 2021. AN ADDITIONAL $15.5 MILLION WAS AWARDED FOR DEPAUL'S INSTITUTIONAL SHARE ON MARCH 17, 2021. IN 2021 DEPAUL RECORDED REVENUE FROM BOTH HEERF I AND HEERF II FROM THE INSTITUTIONAL SHARES, AS REIMBURSEMENT FOR IN CAPITAL EXPENDITURES RELATED TO ONLINE DELIVERY OF OUR ACADEMIC OFFERINGS AND LOST HOUSING REVENUE. EAST ASIA AND THE PACIFIC 1 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 254490 EUROPE (INCLUDING ICELAND & GREENLAND) 0 8 PROGRAM SERVICES STUDY ABROAD PROGRAM 1292135 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES DEGREE & STUDY ABROAD PROGRAM 21770 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 349791 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 50153 SOUTH ASIA 0 4 PROGRAM SERVICES STUDY ABROAD PROGRAM 208177 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 405402 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 363946 1 13 0 0 1 13 2945864 0 2945864 SUB-SAHARAN AFRICA GRANTMAKING 363946 WIRE TRANSFER 1 0 0 0 0 0 0 1 PART III ACCOUNTING METHOD: PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE THE U.S. THE UNIVERSITY MONITORS FOREIGN GRANTS THROUGH A NUMBER OF REQUIREMENTS INCLUDING PROVISIONS IN GRANT AGREEMENTS SPECIFYING HOW GRANT FUNDS ARE TO BE SPENT, THE REQUIREMENT FOR BOTH FINANCIAL AND PROGRAMMATIC REPORTS TO BE PROVIDED BY THE GRANTEE AND, IN SOME CASES, THROUGH ON-SITE VISITS TO VERIFY THAT FUNDS ARE BEING ADMINISTERED PURSUANT TO BOTH THE UNIVERSITY'S AND THE GRANTOR'S REQUIREMENTS. PART I, LINE 3, COLUMN (C): THE NUMBERS SHOWN IN THIS COLUMN REPRESENT BOTH INDIVIDUALS AND ENTITIES WHO THE UNIVERSITY ENGAGES AS INDEPENDENT CONTRACTORS TO PROVIDE SUPPORT FOR ITS VARIOUS INTERNATIONAL PROGRAMS, OTHER UNIVERSITY RELATED ACTIVITIES, OR UNIVERSITY EMPLOYEES WHO WORK OUTSIDE UNITED STATES BOARDERS. PART I, LINE 3, COLUMN (F): TOTAL EXPENDITURES FOR AND INVESTMENTS IN THE REGION WHERE APPLICABLE, SCHOLARSHIP AMOUNTS PROVIDED TO U.S. PERSONS ARE INCORPORATED INTO THE EXPENSE AMOUNTS SHOWN ON SCHEDULE F, LINE 3 AND REPRESENT TUITION, LIVING AND OTHER EXPENSES PAID BY THE UNIVERSITY TO EDUCATIONAL INSTITUTIONS OR THIRD-PARTY SERVICE PROVIDERS FOR STUDENTS PARTICIPATING IN A FOREIGN ACADEMIC PROGRAM. SO AS NOT TO DOUBLE REPORT THE AMOUNTS ON SCHEDULE F, THE ACTUAL SCHOLARSHIP AMOUNTS PROVIDED TO DOMESTIC INDIVIDUALS, AS THAT TERM IS DEFINED BY THE FORM 990 INSTRUCTIONS, ARE REPORTED ON SCHEDULE I, PART III. PART I, LINE 3, COLUMN (F) AND PART II, LINE 1: METHOD USED TO ACCOUNT FOR EXPENDITURES & METHOD USED TO ACCOUNT FOR CASH GRANTS THE UNIVERSITY ACCOUNTS FOR EXPENDITURES AND CASH GRANTS USING THE ACCRUAL METHOD X X X X X X X 1 CHISTOPHER DUNN & ASSOCIATES LLC 1616 HIGHLAND AVE WILMETTE IL 60091 CONSULTING 0 0 30000 0 DIFFSTRAT COMPANIES 3950 RIVER RIDGE DR CEDAR RAPIDS IA 52402 CONSULTING 0 0 90700 0 EAB GLOBAL INC PO BOX 603519 CHARLOTTE NC 28260 CONSULTING 0 0 19704 0 GRENZEBACH GLIER & ASSOCIATES 55 WEST WACKER DRIVE STE 1500 CHICAGO IL 60601 CONSULTING 0 0 16800 0 MARTZ & LUNDY INC 160 CHUBB AVE LYNDHURST NJ 07071 CONSULTING 0 0 91250 0 GRAHAM PELTON ASSOCIATES 39 BEECHWOOD RD SUMMIT NJ 07901 CONSULTING 0 0 35750 0 MCALLISTER & QUINN LLC 1030 15TH ST NW WASHINGTON DC 20005 CONSULTING 0 0 7825 0 292029 AK CO MI WA SPRING MUSIC 133530 133530 THEATRE AWARDS 82580 82580 4 113375 111880 1495 329485 327990 1495 1495 SCHEDULE G, PART I, LINE 2B, COLUMN V: DURING THE FISCAL YEAR THE UNIVERSITY PAID A NUMBER OF ORGANIZATIONS WHO PROVIDED PROFESSIONAL FUNDRAISING SERVICES INCLUDING CONSULTING SERVICES. THESE SERVICES WERE USED TO ENHANCE THE UNIVERSITY'S FUNDRAISING ACTIVITIES. AT NO TIME DID THESE ORGANIZATIONS HAVE CUSTODY OR CONTROL OF CONTRIBUTIONS TO THE UNIVERSITY. ALL AMOUNTS LISTED IN COLUMN (V) RELATE TO SERVICES PERFORMED FOR THE UNIVERSITY'S FUNDRAISING CAMPAIGN, WHICH HAS RAISED APPROXIMATELY $93 MILLION IN CASH, NON-CASH AND PLEDGES (EXCLUDING GOVERNMENTAL GRANTS) FOR THE YEAR ENDED JUNE 30, 2021. IN ADDITION, THE AMOUNTS LISTED IN COLUMN (V) REPRESENT THE GROSS AMOUNTS PAID TO THE ORGANIZATIONS. SCHEDULE G, PART I, LINE 3: THE UNIVERSITY IS REGISTERED TO SOLICIT CHARITABLE FUNDS IN THE STATES OF ALASKA, COLORADO, MICHIGAN, AND WASHINGTON. BASED ON THE UNIVERSITY'S UNDERSTANDING OF STATE LAWS, REGARDING THE SOLICITATION OF CHARITABLE FUNDS, IT IS EXEMPT FROM REGISTERING IN ALL OTHER STATES. SCHEDULE G, PART II: DUE TO COVID, ALL OF THE FUNDRAISING EVENTS WERE VIRTUAL AND NO EXTERNAL COSTS WERE INCURRED. 1 ANN & ROBERT H LURIE CHILDREN'S HOSPITAL 225 E CHICAGO AVE CHICAGO IL 60611 362170833 501(C)(3) 74924 GRANT SUB-AWARD CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 14400 GENERAL SUPPORT CHICAGO HISTORICAL SOCIETY 1601 N CLARK ST CHICAGO IL 60614 362167004 501(C)(3) 12500 GENERAL SUPPORT CHICAGO PUBLIC SCHOOLS 125 S CLARK ST CHICAGO IL 60603 366005821 115(1) 223435 GRANT SUB-AWARD CHICAGO SCULPTURE EXHIBIT 3223 N SHEFFIELD AVE CHICAGO IL 60657 364457847 501(C)(3) 7000 GENERAL SUPPORT CHICAGO THEOLOGICAL UNION 5401 S CORNELL AVE CHICAGO IL 60615 362647967 501(C)(3) 25000 GENERAL SUPPORT CIVIC FEDERATION 10 N DEARBORN ST 800 CHICAGO IL 60602 362170124 501(C)(3) 10000 GENERAL SUPPORT CONGREGATION OF THE MISSION WESTERN PROVINCE 13663 RIDER TRAIL N EARTH CITY MO 63045 436029948 501(C)(3) 184232 GENERAL SUPPORT DEPAUL COLLEGE PREP 3633 N CALIFORNIA AVE CHICAGO IL 60618 463492520 501(C)(3) 23000 GENERAL SUPPORT DEPAUL USA INC PO BOX 756 CHICAGO IL 60690 352338110 501(C)(3) 6000 GENERAL SUPPORT GIVING TUESDAY 165 COURT ST 107 BROOKLYN NY 11201 842929872 501(C)(3) 12000 GRANT SUB-AWARD INDIANA UNIVERSITY 107 S INDIANA AVENUE BLOOMINGTON IN 474057000 356001673 115(1) 10836 GRANT SUB-AWARD INTERNATIONAL LATINO CULTURAL CENTER 31 W OHIO ST CHICAGO IL 60654 363580462 501(C)(3) 10000 GENERAL SUPPORT LEARNING PARTNERSHIP PO BOX 509 WESTERN SPRINGS IL 60558 841681934 S CORP 185875 GRANT SUB-AWARD NEAR SOUTH PLANNING BOARD 2600 S MICHIGAN AVE CHICAGO IL 60616 363083180 501(C)(3) 10950 GENERAL SUPPORT NORTHWESTERN UNIVERSITY 633 CLARK ST EVANSTON IL 60208 362167817 501(C)(3) 10491 GRANT SUB-AWARD OREGON RESEARCH INSTITUTE INC 1776 MILLRACE DR EUGENE OR 97403 930495655 501(C)(3) 123015 GRANT SUB-AWARD PENN STATE UNIVERSITY 201 OLD MAIN UNIVERSITY PARK PA 16802 246000376 501(C)(3) 20931 GRANT SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA 1156 HIGH ST SANTA CRUZ CA 95064 941539563 115(1) 17958 GRANT SUB-AWARD RUSH UNIVERSITY MEDICAL CENTER 1700 W VAN BUREN ST CHICAGO IL 60612 362174823 501(C)(3) 85891 GRANT SUB-AWARD ST VINCENT DEPAUL CHURCH 1010 W WEBSTER AVE CHICAGO IL 60614 362183816 501(C)(3) 275955 GENERAL SUPPORT THE ART INSTITUTE OF CHICAGO 164 N STATE ST CHICAGO IL 60601 362167725 501(C)(3) 30000 GENERAL SUPPORT UNIVERSITY OF CHICAGO 5801 S ELLIS CHICAGO IL 60637 362177139 501(C)(3) 51980 GRANT SUB-AWARD UNIVERSITY OF ILLINOIS 1305 W GREEN ST URBANA IL 618012900 376006007 115(1) 38157 GRANT SUB-AWARD UNIVERSITY OF NORTH CAROLINA 601 S COLLEGE RD WILMINGTON NC 284035934 561258660 115(1) 29428 GRANT SUB-AWARD VANDERBILT UNIVERSITY 2301 VANDERBILT PLACE NASHVILLE TN 37235 620476822 501(C)(3) 28169 GRANT SUB-AWARD WAKE FOREST UNIVERSITY 1834 WAKE FOREST ROAD BOX 7227 WINSTON SALEM NC 27109 560532138 501(C)(3) 9249 GRANT SUB-AWARD 26 1 SCHOLARSHIPS AND OTHER STUDENT AID 17527 235554296 0 TUITION WAIVERS FOR EMPLOYEES 698 14126566 0 HIGHER EDUCATION EMERGENCY RELIEF FUND 11464 29094959 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. CONTRIBUTIONS MADE TO OTHER CHARITABLE ORGANIZATIONS ARE MADE PURSUANT TO UNIVERSITY POLICY. CONTRIBUTIONS BY THE UNIVERSITY ARE MADE WHERE THEY FURTHER THE UNIVERSITY'S MISSION OR ITS ROLE AS A GOOD COMMUNITY CITIZEN. IN MAKING A CONTRIBUTION, CONSIDERATION IS GIVEN TO THE ALIGNMENT OF THE RECIPIENT ENTITY'S VALUES WITH THOSE OF THE UNIVERSITY AND THE APPROPRIATENESS OF MAKING A CONTRIBUTION. ALL GRANTS, INCLUDING SUB-GRANTS, ARE ACCOUNTED FOR SEPARATELY BY THE UNIVERSITY'S FINANCIAL ACCOUNTING SYSTEM AND EACH IS MANAGED BY A PRINCIPAL INVESTIGATOR. FINANCIAL ACTIVITY REPORTS ARE PROVIDED TO PRINCIPAL INVESTIGATORS ON A DAILY BASIS, WITH RECONCILIATION OF FINANCIAL REPORTS REQUIRED ON A MONTHLY BASIS. SUB-GRANTS ARE FURTHER MONITORED BY OBTAINING A GRANTEE'S A-133 AUDITS AND EVALUATING THE GRANTEE'S ABILITY TO COMPLY WITH THE TERMS OF THE SUB-GRANT. ALL GRANT MONITORING IS SUBJECT TO THE POLICIES AND PROCEDURES OF THE UNIVERSITY, WHICH ARE DESIGNED TO MEET FEDERAL REQUIREMENTS. THE UNIVERSITY'S OFFICE OF INSTITUTIONAL COMPLIANCE, OFFICE OF RESEARCH SERVICES, RESTRICTED ACCOUNTING AND OTHERS ARE CHARGED WITH ENSURING THAT ALL DEPAUL EMPLOYEES ARE AWARE OF THEIR RESPONSIBILITIES IN DEVELOPING AND MAINTAINING A COMPLIANCE-CONSCIOUS ENVIRONMENT. ADDITIONALLY, THE OFFICE OF INSTITUTIONAL COMPLIANCE, OFFICE OF RESEARCH SERVICES, RESTRICTED ACCOUNTING, PRINCIPAL INVESTIGATORS AND OTHERS ARE CHARGED WITH ENSURING THAT THE UNIVERSITY'S POLICIES AND PROCEDURES, AS WELL AS LOCAL, STATE AND FEDERAL LAWS ARE FOLLOWED. THIS IS ACCOMPLISHED THROUGH CONDUCTING RISK ASSESSMENTS, MONITORING OPERATIONAL ACTIVITIES, PROVIDING ONLINE, CLASSROOM AND/OR ONE-ON-ONE TRAINING AND OTHER TOOLS WHICH FOSTER COMPLIANCE. SCHEDULE I, PART III: GRANTS AND ASSISTANCE TO STUDENTS REPRESENTS FINANCIAL ASSISTANCE IN THE FORM OF INSTITUTIONAL SCHOLARSHIPS. ALL SCHOLARSHIPS ARE ADMINISTERED THROUGH THE UNIVERSITY'S FINANCIAL AID SYSTEM. INSTITUTIONAL SCHOLARSHIPS ARE CREDITED TO THE STUDENT'S INTERNAL ACCOUNT AND REPRESENT AN OFFSET TO TUITION AND OTHER FEES ASSESSED BY THE UNIVERSITY. GRANTS AND ASSISTANCE TO UNIVERSITY STAFF AND THEIR ELIGIBLE SPOUSE, DEPENDENTS, OR AN UNRELATED SECOND DOMICILED ADULT REPRESENT STAFF TUITION WAIVERS, PURSUANT TO A WRITTEN BENEFITS PLAN. STAFF TUITION WAIVERS ARE ADMINISTERED THROUGH THE UNIVERSITY'S BENEFITS SYSTEM AND, LIKE INSTITUTIONAL SCHOLARSHIPS FOR STUDENTS, ARE CREDITED TO THE INDIVIDUAL'S INTERNAL ACCOUNT TO OFFSET TUITION CHARGES. TAXABILITY OF TUITION WAIVERS IS DETERMINED PURSUANT TO SECTIONS 127 AND 117(D) OF THE INTERNAL REVENUE CODE AND THEIR ACCOMPANYING REGULATIONS. X X X X X X 0 1 X X X X X 1 0 0 0 0 0 0 1 0 MR DAVE LEITAO MEN'S HEAD BB COACH (END 03/16/21) 1420230 0 39000 0 9457 0 28500 0 26789 0 1523976 0 0 0 MS JEAN LENTI-PONSETTO ATHLETICS DIRECTOR (END 09/16/20) 288895 0 0 0 824091 0 28500 0 13805 0 1155291 0 0 0 A GABRIEL ESTEBAN PHD PRESIDENT & TRUSTEE 732600 0 192675 0 1290 0 28500 0 100626 0 1055691 0 0 0 MR RICHARD BRUNO WOMEN'S HEAD BASKETBALL COACH 537329 0 59500 0 3605 0 28500 0 19451 0 648385 0 0 0 MR JEFFREY BETHKE EXECUTIVE VP (END 12/01/20) 475618 0 0 0 27639 0 28500 0 26789 0 558546 0 0 0 MR JAMES SHILLING PROFESSOR 476234 0 0 0 3302 0 27297 0 19451 0 526284 0 0 0 MS JENNIFER PEREA DEAN, COLLEGE OF LAW 458308 0 0 0 1290 0 0 0 8651 0 468249 0 0 0 MS MISTY JOHANSON DEAN, DRIEHAUS COLLEGE OF BUSINESS 411860 0 0 0 450 0 28500 0 26789 0 467599 0 0 0 MS SALMA GHANEM PROVOST 425670 0 0 0 4289 0 28500 0 9012 0 467471 0 0 0 MR HONGJUN YAN PROFESSOR 388579 0 0 0 1935 0 28500 0 15193 0 434207 0 0 0 MR DAN ALLEN PHD VP FOR ADVANCEMENT 366666 0 0 0 3890 0 28500 0 26789 0 425845 0 0 0 MR ROBERT JANIS VP FOR FACILITY OPERATIONS 384259 0 0 0 3429 0 28500 0 8651 0 424839 0 0 0 MR DAVID MILLER DEAN, COMPUTER SCIENCE 359888 0 0 0 3175 0 28500 0 19451 0 411014 0 0 0 MR GUILLERMO VASQUEZ DE VELASCO DEAN, LA&S 360913 0 0 0 1980 0 28500 0 19451 0 410844 0 0 0 MR EUGENE ZDZIARSKI PHD VP FOR STUDENT AFFAIRS 352074 0 0 0 1290 0 28500 0 19451 0 401315 0 0 0 MR RAY WHITTINGTON DEAN, DRIEHAUS COLLEGE OF BUSINESS 375506 0 0 0 2472 0 21052 0 0 0 399030 0 0 0 MR ROBERT MCCORMICK VP FOR INFORMATION SERVICES 336747 0 0 0 450 0 28500 0 26789 0 392486 0 0 0 MS SHERRI SIDLER EXECUTIVE VP 310876 0 0 0 21360 0 28500 0 16147 0 376883 0 0 0 MS STEPHANIE SMITH VP FOR HUMAN RESOURCES 331864 0 0 0 1980 0 28500 0 660 0 363004 0 0 0 MS LINDA BLAKLEY VP FOR PUBLIC RELATIONS 317195 0 0 0 2286 0 27918 0 8652 0 356051 0 0 0 MR THOMAS DONLEY INTERIM DEAN, DRIEHAUS COLLEGE OF BU 318386 0 0 0 1750 0 16289 0 15907 0 352332 0 0 0 MS KATHY STIEBER VP, GENERAL COUNSEL & SECRETARY (BEG 292758 0 0 0 690 0 28500 0 8651 0 330599 0 0 0 MR JOSE D PADILLA JD VP, GEN. COUNSEL & SEC.(END 6/26/20) 230544 0 0 0 21243 0 23497 0 10536 0 285820 0 0 0 MR SOUMITRA GHOSH VP FOR ENROLLMENT MANAGEMENT 222369 0 0 0 37670 0 10952 0 12967 0 283958 0 0 0 MS LUCY RINEHART DEAN, LA&S 230290 0 0 0 475 0 8537 0 17909 0 257211 0 0 0 MS ERIN ARCHER TREASURER (END 10/05/20) 202526 0 0 0 12123 0 20403 0 4592 0 239644 0 0 0 MS TONYA BAEZ INTERIM TREASURER (BEG 1/17/2021) 200635 0 0 0 427 0 17221 0 19451 0 237734 0 0 0 MS ELIZABETH F ORTIZ EDD VP FOR INST. DIVERSITY AND EQUITY 208315 0 0 0 1968 0 18390 0 8651 0 237324 0 0 0 MR STEVE STOUTE JD VP FOR SI & CHIEF OF STAFF 207768 0 0 0 483 0 18115 0 660 0 227026 0 0 0 MS DOROTHY KOZLOWSKI INTERIM DEAN, SCIENCE AND HEALTH 183660 0 0 0 337 0 10297 0 26789 0 221083 0 0 0 REV GUILLERMO CAMPUZANO CM VP FOR MISSION AND VALUES 152308 0 0 0 506 0 0 0 42646 0 195460 0 0 0 MS STEPHANIE DANCE-BARNES DEAN, COLLEGE OF SCIENCE AND HEALTH 120281 0 0 0 42074 0 7846 0 8954 0 179155 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL - ALTHOUGH IT IS THE UNIVERSITY'S GENERAL PRACTICE TO ONLY PAY FOR COACH AIRFARE, AIR TRAVEL OTHER THAN COACH (EITHER FIRST OR BUSINESS CLASS) FOR OFFICERS AND KEY EMPLOYEES IS LIMITED TO EITHER DESTINATIONS OUTSIDE THE CONTINENTAL U.S. OR WHEN FIRST OR BUSINESS CLASS AIRFARE IS THE ONLY AVAILABLE AIRFARE BASED ON NECESSARY TRAVEL DATES. UNIVERSITY POLICY REQUIRES ADDITIONAL DOCUMENTATION IN THE CASE OF FIRST OR BUSINESS CLASS AIRFARE TO DOCUMENT THE REASON OF THE ADDITIONAL EXPENSE. CHARTER TRAVEL - THE UNIVERSITY CHARTERS AIRCRAFTS FOR THE PURPOSE OF TRANSPORTING UNIVERSITY ATHLETIC TEAMS TO VARIOUS INTERCOLLEGIATE ATHLETIC EVENT LOCATIONS. IN INSTANCES WHERE A UNIVERSITY EMPLOYEE AND\OR THEIR FAMILY MEMBER TRAVELS ON A UNIVERSITY CHARTERED FLIGHT, WITHOUT A UNIVERSITY BUSINESS PURPOSE, THE UNIVERSITY FOLLOWS THE RULES UNDER IRS REGULATION SECTION 1.61-21(G) TO DETERMINE THE TAXABLE VALUE, WHICH MAY BE ZERO, OF THE CHARTERED TRAVEL PROVIDED TO THE EMPLOYEE AND/OR THEIR FAMILY MEMBER. TRAVEL FOR COMPANIONS - THE UNIVERSITY OCCASIONALLY PAYS FOR THE TRAVEL OF A STAFF MEMBER'S SPOUSE. THESE INSTANCES ARE GENERALLY LIMITED TO SITUATIONS WHERE EITHER THE SPOUSE'S TRAVEL IS CONSIDERED TO HAVE A UNIVERSITY BUSINESS PURPOSE OR AS PART OF A STAFF MEMBER'S SERVICES AGREEMENT WITH THE UNIVERSITY. DR. ESTEBAN'S WIFE HAS SIGNED A VOLUNTEER AGREEMENT WITH THE UNIVERSITY WHEREIN SHE ATTENDS OR PARTICIPATES IN CERTAIN ACTIVITIES WHERE SUCH ATTENDANCE OR PARTICIPATION WILL BENEFIT THE UNIVERSITY. ALTHOUGH MRS. ESTEBAN IS NOT COMPENSATED FOR HER TIME, THE UNIVERSITY DOES PAY DIRECTLY OR REIMBURSES THE ESTEBAN'S FOR ANY UNIVERSITY-RELATED EXPENSES INCURRED IN CONNECTION WITH HER VOLUNTEER ACTIVITIES. ALL SUCH EXPENSES ARE PAID IN ACCORDANCE WITH THE UNIVERSITY'S BUSINESS EXPENSE REIMBURSEMENT POLICY AND ACCOUNTABLE PLAN. IN ADDITION, ALL SUCH EXPENSES ARE SUBJECT TO APPROVAL AND PERIODIC REVIEW BY AN AUTHORIZED COMMITTEE OF THE BOARD OF TRUSTEES OR ITS DESIGNEE. THE UNIVERSITY DOES TAX REPORT, AS ADDITIONAL COMPENSATION, SPOUSAL TRAVEL PROVIDED AS PART OF A STAFF MEMBER'S SERVICES AGREEMENT AND WHERE THERE IS NO UNIVERSITY BUSINESS PURPOSE FOR THE TRAVEL. ADDITIONALLY, ON RARE OCCASION A STAFF MEMBER'S SPOUSE MAY ACCOMPANY A DEPAUL ATHLETIC TEAM ON A CHARTERED AIRCRAFT, IF EXCESS SEATING IS AVAILABLE. PLEASE SEE THE ABOVE CHARTER TRAVEL DISCLOSURE FOR ADDITIONAL DETAILS REGARDING SUCH INSTANCES. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF AN EMPLOYEE'S SERVICES AGREEMENT WITH THE UNIVERSITY AND ARE INCLUDED IN COLUMN B(III) OF PART II. AS A CONDITION OF EMPLOYMENT, THE UNIVERSITY PROVIDES HOUSING AND RELATED SERVICES TO DR. ESTEBAN AT NO CHARGE. THE VALUE OF THE PROVIDED HOUSING TO DR. ESTEBAN IS INCLUDED AS A NONTAXABLE BENEFIT IN PART VII, COLUMN F OF THE CORE FORM AND IN PART II, COLUMN (D) OF SCHEDULE J. HEALTH CLUB OR SOCIAL CLUB OR INITIATION FEES - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF AN EMPLOYEE'S SERVICES AGREEMENT WITH THE UNIVERSITY. PAYMENTS FOR NON-BUSINESS USE OF SUCH ITEMS ARE TAXABLE TO THE INDIVIDUAL AND REPORTED IN SCHEDULE J, PART II AS OTHER REPORTABLE COMPENSATION IN COLUMN (COL B(III)). PERSONAL SERVICES - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF AN EMPLOYEE'S SERVICES AGREEMENT WITH THE UNIVERSITY. PAYMENTS FOR SUCH ITEMS ARE TAXABLE TO THE INDIVIDUAL AND REPORTED IN SCHEDULE J, PART II AS OTHER REPORTABLE COMPENSATION IN COLUMN (COL B(III)). PART I, LINE 1B WRITTEN POLICY REGARDING PAYMENT OR REIMBURSEMENT THE ITEMS INDICATED FOR LINE 1A, OTHER THAN FIRST CLASS TRAVEL, CHARTER TRAVEL, AND TRAVEL FOR COMPANIONS, ARE GENERALLY PROVIDED PURSUANT TO AN EMPLOYEE'S SERVICE AGREEMENT WITH THE UNIVERSITY. WHERE APPROPRIATE, THE AMOUNTS ASSOCIATED WITH THE ITEMS ARE INCLUDED IN THE TOTAL COMPENSATION AS DETERMINED UNDER THE REBUTTABLE PRESUMPTION PROCEDURES ADOPTED BY THE UNIVERSITY FOR DETERMINING COMPENSATION FOR DISQUALIFIED PERSONS. PLEASE REFER TO THE SCHEDULE O EXPLANATION FOR FORM 990, PART VI-B, LINE 15 FOR A DESCRIPTION OF THE UNIVERSITY'S PROCESS FOR DETERMINING COMPENSATION FOR DISQUALIFIED PERSONS. PART I, LINE 4A MS. LENTI-PONSETTO RECEIVED A SEVERANCE PAYMENT OF $793,262. THE PAYMENT HAS BEEN INCLUDED IN HER W-2. PART I, LINE 7 NON-FIXED PAYMENTS FOR THOSE INDIVIDUALS LISTED IN FORM 990, PART VII, SECTION A, LINE 1A, WHO ARE ELIGIBLE, BONUSES ARE PAID PURSUANT TO THEIR SERVICE AGREEMENT WITH THE UNIVERSITY. SUCH AGREEMENTS GENERALLY CONTAIN EITHER A DOLLAR OR PERCENTAGE OF BASE SALARY LIMIT UP TO WHICH THE INDIVIDUAL IS ELIGIBLE TO RECEIVE AS A BONUS FOR A FISCAL YEAR. ACTUAL BONUS AMOUNTS RECEIVED ARE BASED ON ATTAINING CERTAIN PERFORMANCE GOALS SET BY THE UNIVERSITY. PART II: THE SALARY AMOUNTS SHOWN FOR REVEREND CAMPUZANO WAS PAID DIRECTLY TO THE WESTERN PROVINCE OF THE CONGREGATION OF THE MISSION RELIGIOUS ORDER. MR. BETHKE ENDED HIS EMPLOYMENT WITH THE UNIVERSITY ON DECEMBER 31, 2020. MS. ARCHER ENDED HER EMPLOYMENT WITH THE UNIVERSITY ON OCTOBER 5, 2020. THE AMOUNTS SHOWN IN PART II, REPRESENT MS. ARCHER'S 2020 COMPENSATION AND BENEFITS UP TO THE DATE HER EMPLOYMENT ENDED. MS. LENTI-PONSETTO ENDED HER EMPLOYMENT WITH THE UNIVERSITY ON SEPTEMBER 16, 2020. MR. LEITAO ENDED HIS EMPLOYMENT WITH THE UNIVERSITY ON MARCH 16, 2021. MR. PADILLA ENDED HIS EMPLOYMENT WITH THE UNIVERSITY ON JUNE 26, 2020. A ILLINOIS FINANCE AUTHORITY 861091967 45200BAT5 2004-03-25 52321189 SEE PART VI 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 45200F7Y9 2011-02-02 50881535 SEE PART VI 1 0 0 C ILLINOIS FINANCE AUTHORITY 861091967 45203HRB0 2013-05-15 40016227 SEE PART VI 0 0 0 D ILLINOIS FINANCE AUTHORITY 861091967 45203H8V7 2016-04-13 80003635 SEE PART VI 0 0 0 A 47905000 62202058 62202058 2004 0 1 1 1 B 25065000 24375000 50892788 50892788 2011 1 0 1 1 C 20665000 40078154 40078154 2013 0 1 1 1 D 6115000 80528786 2992391 77536395 2018 0 0 1 1 C 0 1 1 1 0 0.00000 0.00020 0.00020 0 0 1 D 1 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, COLUMN C, LINE A: DESCRIPTION OF PURPOSE THIS CUSIP IS THE CUSIP ON THE ORIGINAL 8038 FOR THE SERIES 2004A BONDS. THIS CUSIP WAS THE LAST CUSIP OF THE ORIGINAL 2004A BONDS, A MIXTURE OF SERIAL AND TERM BONDS, THE TERM BONDS BEING THE FINAL MATURITIES. THE TERM BONDS WERE RETIRED WITH THE TAXABLE SERIES 2015 BONDS. THE LAST MATURITY OUTSTANDING ON THE 2004A BONDS IS CUSIP 45200BAS7 ON OCTOBER 1, 2020. PART I, COLUMN F, LINE A: DESCRIPTION OF PURPOSE THE SERIES 2004A BONDS WERE ISSUED TO PROVIDE FUNDS TO REFUND THE SERIES 2000 BONDS, WHICH HAD AN ORIGINAL ISSUE DATE OF NOVEMBER 2, 2000. THE UNIVERSITY CONTRIBUTED $1,600,043 FROM ITS OWN FUNDS TO THE ESCROW FUNDS RELATING TO THE REFUNDING OF THE SERIES 2000 BONDS AND TO PAY UNDERWRITER'S COMPENSATION, LEGAL FEES AND EXPENSES, TRUSTEE'S FEES AND EXPENSES, AND OTHER COSTS OF ISSUANCE. NO AMOUNT IS LISTED ON PART II, LINE 6 FOR THIS ISSUE BECAUSE ALL THE REFUNDING ESCROW AMOUNTS HAVE BEEN SPENT AND THE ESCROW HAS EXPIRED. PART I, COLUMN F, LINE B: DESCRIPTION OF PURPOSE THE SERIES 2011B BONDS WERE ISSUED TO PROVIDE FUNDS TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 2005B AND 2005C BOND ISSUES, WHICH BOTH HAD ORIGINAL ISSUE DATES OF MARCH 16, 2005. THE SERIES 2005B BONDS REFUNDED A PORTION OF THE SERIES 1992 BONDS. THE SERIES 2005C BONDS REFUNDED A PORTION OF THE SERIES 1997 BONDS. NO AMOUNT IS LISTED ON PART II, LINE 6 FOR THIS ISSUE BECAUSE ALL THE REFUNDING ESCROW AMOUNTS HAVE BEEN SPENT AND THE ESCROW ACCOUNT HAS EXPIRED. THE UNIVERSITY HAD ENTERED INTO A FORWARD BOND PURCHASE AGREEMENT AS OF AUGUST 25, 2020. ON MARCH 2, 2021, A DIRECT BANK PLACEMENT (TAXABLE SERIES 2021 BONDS) WAS ISSUED TO REFUND THE 2011B BONDS, WHICH WERE FULLY CALLED ON APRIL 1, 2021. PART I, COLUMN F, LINE C: DESCRIPTION OF PURPOSE THE SERIES 2013 BONDS WERE ISSUED TO PROVIDE FUNDS TO FUND A REFUNDING ESCROW TO DEFEASE THE SERIES 2004C BONDS. THE SERIES 2004C BONDS WERE USED TO PROVIDE FUNDS TO ACQUIRE TITLE TO CERTAIN EDUCATIONAL FACILITIES FOR A PRICE SUFFICIENT TO CURRENTLY REFUND ALL OUTSTANDING MJH SERIES 1999D-G BONDS. NO AMOUNT IS LISTED ON PART II, LINE 6 FOR THIS ISSUE BECAUSE ALL THE REFUNDING ESCROW AMOUNTS HAVE BEEN SPENT AND THE ESCROW ACCOUNT HAS EXPIRED. PART I, COLUMN F, LINE D: DESCRIPTION OF PURPOSE THE SERIES 2016 BONDS WERE ISSUED TO PROVIDE FUNDS TO FINANCE THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT, FURNISHING AND EQUIPPING CERTAIN OF THE UNIVERSITY'S EDUCATIONAL FACILITIES AT ITS LINCOLN PARK AND DOWNTOWN CAMPUSES. NO AMOUNT IS LISTED ON PART II, LINE 6 FOR THIS ISSUE BECAUSE ALL THE REFUNDING ESCROW AMOUNTS HAVE BEEN SPENT AND THE ESCROW ACCOUNT HAS EXPIRED. PART I, COLUMN F, CONTINUATION SHEET LINE B: DESCRIPTION OF PURPOSE THE SERIES 2018 BONDS WERE ISSUED TO FUND A REFUNDING ESCROW TO DEFEASE THE SERIES 2008 BONDS. THE SERIES 2008 BONDS WERE ISSUED TO PROVIDE FUNDS TO ACQUIRE TITLE TO CERTAIN EDUCATIONAL FACILITIES FOR A PRICE SUFFICIENT TO CURRENTLY REFUND ALL OUTSTANDING MJH SERIES 1998C-D BONDS, WHICH HAD AN ORIGINAL ISSUE DATE OF OCTOBER 21, 1998, AND MJH 2003A-D BONDS, WHICH HAD AN ORIGINAL ISSUE DATE OF JUNE 26, 2003. ALL COSTS OF ISSUANCE INCURRED IN CONNECTION WITH THE SERIES 2018 BONDS WERE PAID DIRECTLY BY THE UNIVERSITY. NO AMOUNT IS LISTED ON PART II, LINE 6 FOR THIS ISSUE BECAUSE ALL THE REFUNDING ESCROW AMOUNTS HAVE BEEN SPENT AND THE ESCROW ACCOUNT HAS EXPIRED. THE SERIES 2018 BONDS WAS A DIRECT BANK PLACEMENT. PART II, LINE 1, COLUMN A: AMOUNT OF BONDS RETIRED THE SERIES 2004A BONDS ARE PAID IN FULL AND FULLY RETIRED. PART II, LINE 3: TOTAL PROCEEDS THE AMOUNTS SHOWN ON THIS LINE INCLUDE ALL INVESTMENT EARNINGS WHILE IN ESCROW. PART II, LINE 11: OTHER SPENT PROCEEDS THE AMOUNTS SHOWN ON THIS LINE RELATE TO THE REFUNDING PROCEEDS OF THE RESPECTIVE BOND ISSUE. PART III, COLUMNS A AND B: PRIVATE BUSINESS USE NOT REPORTED THE ISSUES REPRESENTED IN THESE COLUMNS ARE POST-DECEMBER 31, 2002 REFUNDING ISSUES THAT REFUNDED PRE-JANUARY 1, 2003 BONDS. THEREFORE, DUE TO THE SPECIAL TRANSITIONAL RULE, THE PRIVATE BUSINESS USE FOR THESE ISSUES IS NOT REQUIRED TO BE REPORTED ON SCHEDULE K. PART III, COLUMNS C AND D AND CONTINUATION SHEET COLUMNS A AND B: PRIVATE BUSINESS USE REPORTED THE PRIVATE BUSINESS USE PERCENTAGES SHOWN RELATES TO THE PORTION OF THE ORIGINAL ISSUE STILL OUTSTANDING AS OF JUNE 30, 2018 AND SUBJECT TO PRIVATE BUSINESS USE REPORTING. PART III, COLUMN D, LINE 2: EQUITY CONTRIBUTIONS FOR INDIVIDUAL PROJECTS COVER ANY PRIVATE USE FROM LEASE ARRANGEMENTS. THE EQUITY FRACTION FOR ALL PROJECTS COMBINED IS 20.52%. PART III, CONTINUATION SHEET COLUMN A, LINE 2: EQUITY CONTRIBUTIONS FOR INDIVIDUAL PROJECTS COVER ANY PRIVATE USE FROM LEASE ARRANGEMENTS. THE EQUITY FRACTION FOR ALL PROJECTS COMBINED IS 37.46%. PART IV, COLUMN A, LINE 2C: REBATE COMPUTATION DATE REBATE COMPUTATION PERFORMED 02/02/2009, 01/17/2014, AND 03/25/2019. PART IV, COLUMN B, LINE 2C: REBATE COMPUTATION DATE REBATE COMPUTATION PERFORMED 10/14/2015. FINAL REBATE COMPUTATION WAS PERFORMED 04/21/21. PART IV, COLUMN C, LINE 2C: REBATE COMPUTATION DATE REBATE COMPUTATION PERFORMED 02/03/2017 AND 02/20/2018. PART IV, COLUMN C, LINE 2C: REBATE COMPUTATION DATE REBATE COMPUTATIONS PERFORMED 04/21/2021. PART IV, CONTINUATION SHEET COLUMN A, LINE 2C: REBATE COMPUTATIONS NOT DUE UNTIL 04/21/2021. PART IV, CONTINUATION SHEET COLUMN B, LINE 2C: REBATE COMPUTATIONS NOT DUE UNTIL 07/11/2023. A ILLINOIS FINANCE AUTHORITY 861091967 45204EHW1 2016-09-01 139885648 SEE PART VI 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 000000000 2018-07-11 29420000 SEE PART VI 0 0 0 A 1010000 146349318 146349318 2016 1 1 1 1 B 5115000 29420000 29420000 2018 1 0 1 1 A 0 1 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 KYLE JANIS ORG. OFF. FAMILY MEMBER 65463 EMPLOYMENT 0 0 0 0 0 0 0 SCHEDULE L, PART III: GRANTS AND ASSISTANCE BENEFITTING INTERESTED PERSONSTHE UNIVERSITY HAS ESTABLISHED A TUITION BENEFITS PLAN FOR ALL FULL-TIME EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES. THE PLAN PROVIDES TUITION WAIVERS FOR EMPLOYEES, THEIR ELIGIBLE DEPENDENTS AND EITHER A SPOUSE OR UNRELATED SECOND DOMICILED ADULT. TUITION BENEFITS, INCLUDING THOSE PROVIDED TO ELIGIBLE DEPENDENTS AND EITHER A SPOUSE OR SECOND DOMICILED ADULT, ARE EITHER REPORTED AS OR EXCLUDED FROM AN EMPLOYEE'S TAXABLE COMPENSATION BY THE UNIVERSITY PURSUANT TO THE RULES UNDER SECTIONS 127 AND 117(D) OF THE INTERNAL REVENUE CODE AND THEIR ACCOMPANYING REGULATIONS. SCHEDULE L, PART IV: BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONSKYLE JANIS IS AN EMPLOYEE OF THE UNIVERSITY AND IS THE SON OF BOB JANIS, A CURRENT OFFICER OF THE UNIVERSITY. MR. JANIS HAS NO DIRECT INVOLVEMENT IN THE DETERMINATION OF HIS SON'S UNIVERSITY COMPENSATION. X 12 76807 X 1280 X 329303 X 119 6758709 X 1 51000 X EQUIPMENT 3 50796 1 0 1 0 PART I, COLUMN (B): THE REPORTED AMOUNTS REPRESENT THE TOTAL NUMBER OF CONTRIBUTIONS FOR THE PARTICULAR TYPE OF PROPERTY. SCHEDULE M, PART I, LINES 1, 4, 5, 25: ITEMS THAT MAY HAVE A VALUE OF $5,000 OR GREATER ARE VALUED EITHER BASED ON A QUALIFIED INDEPENDENT APPRAISAL AS SHOWN ON AND PROVIDED WITH A DONOR PROVIDED IRS FORM 8283 OR PURSUANT TO A SPONSORSHIP AGREEMENT WITH THE DONOR WHICH STATES THE VALUE OF THE ITEM(S) BEING PROVIDED, WHICH IS TYPICALLY THE RETAIL VALUE OF THE ITEM, LESS ANY EDUCATIONAL DISCOUNT. ITEMS WITH A VALUE LESS THAN $5,000 ARE VALUED EITHER BASED ON A QUALIFIED INDEPENDENT APPRAISAL, WHEN PROVIDED BY THE DONOR, THE VALUE DECLARED BY THE DONOR, PROVIDED THERE IS EVIDENCE OF THE VALUE, SUCH AS A PAID BILL OF SALE OR INVOICE AND PROOF OF PAYMENT BY THE DONOR, OR ON THE SALES PRICE OF THE SAME, OR SIMILAR ITEM, FROM AN ONLINE RETAILER. WITH REGARD TO PART I, LINE 5, THE UNIVERSITY ONLY ACCEPTS CLOTHING OR HOUSEHOLD ITEMS THAT ARE IN GOOD USED CONDITION OR WHICH MAY BE APPROPRIATE FOR AN ACADEMIC PRODUCTION, SUCH AS A THEATER SCHOOL PLAY. SCHEDULE M, PART I, LINE 9: IN KEEPING WITH THE REQUIREMENTS OF IRS PUBLICATION 561, THE UNIVERSITY VALUES PUBLICLY TRADED SECURITIES BASED ON THE AVERAGE PRICE BETWEEN THE HIGHEST AND LOWEST QUOTED SELLING PRICES AS OF THE VALUATION DATE, WHICH IS GENERALLY EITHER: - THE POSTMARK DATE, IF RECEIVED VIA U.S. MAIL, - THE DATE OF DELIVERY, IF RECEIVED VIA A PRIVATE DELIVERY SERVICE, OR - THE DATE OF TRANSFER, IF THE SECURITIES WERE ELECTRONICALLY TRANSFERRED TO THE UNIVERSITY'S BROKERAGE ACCOUNT. ACTIVE MARKETS EXISTED FOR ALL SECURITIES DONATED TO THE UNIVERSITY DURING THE FISCAL YEAR. SCHEDULE M, PART I, LINE 19: ITEMS ARE VALUED BASED ON EITHER THE RETAIL PRICE OF THE DONATED ITEM(S), AS SUBSTANTIATED BY WRITTEN CONFIRMATION PROVIDED BY THE DONOR OR PURSUANT TO A SPONSORSHIP AGREEMENT WITH THE DONOR WHICH STATES THE VALUE OF THE ITEM(S) BEING PROVIDED. SCHEDULE M, GENERAL STATEMENT: WITH REGARD TO WRITTEN ACKNOWLEDGEMENT OF NON-CASH CONTRIBUTIONS TO DONORS, PER IRS PUBLICATION 1771, THE UNIVERSITY PROVIDES A DESCRIPTION OF THE ITEMS DONATED, BUT DOES NOT INDICATE THE VALUE OF THE CONTRIBUTION. FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: IN THE GLOBAL CITY OF CHICAGO, DEPAUL SUPPORTS THE INTEGRAL HUMAN DEVELOPMENT OF ITS STUDENTS. THE UNIVERSITY DOES THIS THROUGH ITS COMMITMENT TO OUTSTANDING TEACHING, ACADEMIC EXCELLENCE, REAL WORLD EXPERIENCE, COMMUNITY ENGAGEMENT, AND SYSTEMIC CHANGE. DEPAUL PREPARES GRADUATES TO BE SUCCESSFUL IN THEIR CHOSEN FIELDS AND AGENTS OF TRANSFORMATION THROUGHOUT THEIR LIVES. GUIDED BY AN ETHIC OF VINCENTIAN PERSONALISM AND PROFESSIONALISM, DEPAUL COMPASSIONATELY UPHOLDS THE DIGNITY OF ALL MEMBERS OF ITS DIVERSE, MULTI-FAITH, AND INCLUSIVE COMMUNITY. THROUGH EDUCATION AND RESEARCH, THE UNIVERSITY ADDRESSES THE GREAT QUESTIONS OF OUR DAY, PROMOTING PEACEFUL, JUST, AND EQUITABLE SOLUTIONS TO SOCIAL AND ENVIRONMENTAL CHALLENGES. SINCE ITS FOUNDING IN 1898, DEPAUL UNIVERSITY HAS REMAINED DEDICATED TO MAKING EDUCATION ACCESSIBLE TO ALL, WITH SPECIAL ATTENTION TO INCLUDING UNDERSERVED AND UNDERREPRESENTED COMMUNITIES. FORM 990, PART VI, SECTION A, LINE 1 DELEGATION OF AUTHORITY ACCORDING TO THE UNIVERSITY'S BY-LAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES MAY EXERCISE THE FULL POWERS, DUTIES, RESPONSIBILITIES, AND AUTHORITY OF THE BOARD OF TRUSTEES. DURING THE FISCAL YEAR THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES DID NOT EXERCISE ITS AUTHORITY TO ACT IS LIEU OF THE FULL BOARD. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS DURING THE FISCAL YEAR, THE BOARD OF TRUSTEES PASSED RESOLUTIONS ADJUSTING THE NUMBER OF MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OR STOCKHOLDERS ELECTION AND TERMINATION OF THE UNIVERSITY'S BOARD OF TRUSTEES, ALONG WITH THE FILLING OF BOARD VACANCIES IS THE EXCLUSIVE RIGHT OF THE MEMBERS OF THE CORPORATION. THE MEMBERS OF THE CORPORATION ARE ELECTED AND TERMINATED BY THE MEMBERS. PURSUANT TO THE UNIVERSITY'S ARTICLES OF INCORPORATION, AT LEAST TWO-THIRDS OF THE VOTING MEMBERSHIP OF THE CORPORATION SHALL BE MEMBERS OF THE RELIGIOUS SOCIETY CALLED THE ROMAN CATHOLIC CHURCH, THE CONGREGATION OF THE MISSION. FURTHER, PURSUANT TO THE UNIVERSITY'S BY-LAWS, THE PROVINCIAL SUPERIOR OF THE WESTERN PROVINCE OF THE CONGREGATION OF THE MISSION SHALL BE A MEMBER OF THE CORPORATION. MEMBERS ARE ELECTED BY THE MEMBERS AND SERVE THREE-YEAR TERMS. THE NUMBER OF MEMBERS SHALL BE AS DETERMINED FROM TIME TO TIME BY THE MEMBERS. THE MEMBERS MUST APPROVE ANY AMENDMENT TO EITHER THE BY-LAWS OR ARTICLES OF INCORPORATION THAT AFFECTS THE AUTHORITY, RIGHTS, OR DUTIES OF THE MEMBERS TO ELECT OR REMOVE TRUSTEES OR LIFE TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OR STOCKHOLDERS SAME AS ABOVE. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS ONCE A DRAFT OF THE UNIVERSITY'S FORM 990 IS COMPLETED IT IS FIRST REVIEWED INTERNALLY BY THE UNIVERSITY'S CONTROLLER. AFTER THE INITIAL INTERNAL REVIEW OF THE RETURN IS COMPLETED, THE DRAFT FORM 990 IS REVIEWED BY A PUBLIC ACCOUNTING FIRM, WHICH MAY RECOMMEND REVISIONS. REVISIONS, IF ANY, ARE REVIEWED AND APPROVED BY THE UNIVERSITY. ONCE REVISIONS, IF ANY, ARE COMPETED, THE PUBLIC ACCOUNTING FIRM PROVIDES A FINAL DRAFT COPY OF FORM 990 TO THE UNIVERSITY. THE FINAL DRAFT IS THEN REVIEWED BY THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT AND PRESIDENT. LASTLY, THE FINAL DRAFT OF FORM 990 IS PROVIDED TO AND REVIEWED BY THE MEMBERS OF THE AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. AFTER REVIEW BY THE AUDIT COMMITTEE, THE FORM 990 IS ELECTRONICALLY FILED AND A COPY OF THE FORM 990, WITHOUT SCHEDULE B, IS POSTED TO THE BOARD OF TRUSTEE'S WEBSITE FOR REVIEW BY THE FULL BOARD. THE UNIVERSITY HAS BEEN DETERMINED THAT SCHEDULE B, WHICH LISTS INFORMATION CONCERNING CERTAIN DONATIONS MADE TO THE UNIVERSITY DURING THE YEAR, WOULD NOT BE MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES. THIS DECISION WAS MADE PRIMARILY FOR CONFIDENTIALITY REASONS AND TO PROTECT LISTED DONOR'S PERSONAL INFORMATION. THEREFORE, BASED ON IRS INSTRUCTIONS, THE UNIVERSITY ANSWERED "NO" TO THE QUESTION. IN ADDITION TO THE ABOVE REASON, IRS GUIDANCE ALSO INDICATES THAT POSTING A COPY OF THE FORM 990 ON A CENTRAL WEBSITE FOR MEMBERS OF ITS GOVERNING BODY, WHICH IS THE UNIVERSITY'S PRACTICE, REQUIRES AN ANSWER OF "NO" TO THIS QUESTION. FORM 990, PART V, LINE 1A: 1098-T FORMS THE TOTAL ON THIS LINE INCLUDES 28,717 FORM 1098-TS, WHICH THE UNIVERSITY IS REQUIRED TO FILE WITH THE IRS AND PROVIDE TO ITS U.S. PERSON STUDENTS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY FOR MEMBERS OF ITS BOARD OF TRUSTEES. THE BOARD OF TRUSTEES' CONFLICT OF INTEREST POLICY IS SUBJECT TO PERIODIC REVIEW AND WAS MOST RECENTLY REVIEWED AND APPROVED BY THE BOARD AS OF THE MAY 2014 BOARD MEETING. THE UNIVERSITY ALSO HAS AN ESTABLISHED CONFLICT OF INTEREST POLICY FOR STAFF, INCLUDING UNIVERSITY OFFICERS AND KEY EMPLOYEES. ALTHOUGH THE AUTHORITY TO ESTABLISH UNIVERSITY POLICIES RESTS WITH THE BOARD OF TRUSTEES, THE BOARD HAS DELEGATED THE RESPONSIBILITY FOR APPROVING INSTITUTIONAL POLICIES, INCLUDING THE STAFF CONFLICT OF INTEREST POLICY, TO THE PRESIDENT OF THE UNIVERSITY. IN CONJUNCTION WITH PRESIDENTIAL APPROVAL, THE UNIVERSITY HAS ESTABLISHED A MULTI-LEVEL REVIEW PROCESS FOR ALL UNIVERSITY INSTITUTIONAL POLICIES, WHICH INCORPORATES INPUT FROM A NUMBER OF UNIVERSITY CONSTITUENCIES, INCLUDING FACULTY, STAFF AND UNIVERSITY EXECUTIVES. ALL UNIVERSITY POLICIES ARE REVIEWED AND UPDATED AT LEAST ONCE EVERY THREE YEARS AS WELL AS ON AN AS NEEDED BASIS. WITH REGARD TO CONFLICT OF INTEREST MONITORING, ON AN ANNUAL BASIS UNIVERSITY TRUSTEES AND OFFICERS ARE REQUIRED TO DISCLOSE ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST. RELATED TO TRUSTEES, THE UNIVERSITY HAS ADOPTED A "CONFLICT OF INTEREST POLICY FOR TRUSTEES OF DEPAUL UNIVERSITY". THE POLICY REQUIRES TRUSTEES TO DISCLOSE, IN WRITING, ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST ON AN ANNUAL BASIS. TRUSTEES ARE ALSO REQUIRED TO DISCLOSE ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE BETWEEN THE NORMAL ANNUAL DISCLOSURE PERIODS. IT IS THE DUTY OF THE TRUSTEESHIP COMMITTEE OF THE BOARD OF TRUSTEES TO REVIEW AND ACT UPON ALL CONFLICTS DISCLOSED AND FURTHER TO DETERMINE WHETHER SUCH DISCLOSURES SHOULD BE REFERRED TO THE FULL BOARD FOR FURTHER REVIEW. TRUSTEES WITH CONFLICTS ARE TO REFRAIN FROM VOTING OR OTHERWISE INFLUENCING OR ATTEMPTING TO INFLUENCE A BOARD MEMBER OR ADMINISTRATOR ON ANY DECISION OF THE BOARD ON A MATTER IN WHICH SUCH CONFLICT EXISTS. DOCUMENTATION OF RECUSAL FROM VOTING IS CAPTURED IN THE APPROPRIATE BOARD OR COMMITTEE MINUTES. THE UNIVERSITY HAS ALSO ADOPTED A "CONFLICT OF INTEREST" POLICY, WHICH PERTAINS TO ALL UNIVERSITY EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES. THE POLICY REQUIRES EMPLOYEES TO DISCLOSE ALL ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, IN WRITING, ON AN ANNUAL BASIS AND AT ANY TIME A CONFLICT OR POTENTIAL CONFLICT MAY ARISE BETWEEN NORMAL ANNUAL DISCLOSURE PERIODS. EMPLOYEES WHO INFLUENCE OR ATTEMPT TO INFLUENCE DECISIONS ON MATTERS IN WHICH ANY CONFLICT OR APPEARANCE OF A CONFLICT EXISTS, BETWEEN THE EMPLOYEE'S PERSONAL INTERESTS AND THE INTERESTS OF THE UNIVERSITY, MUST EITHER REFRAIN FROM INVOLVEMENT IN THE MATTER OR DISCLOSE THE CONFLICT IN WRITING, FOR FURTHER REVIEW, ALONG WITH CONTROLS FOR ENSURING THAT THE BEST INTERESTS OF THE UNIVERSITY ARE PROTECTED. CONFLICT DISCLOSURES BY KEY EMPLOYEES AND ALL OTHER EMPLOYEES ARE REVIEWED AND APPROVED BY THEIR IMMEDIATE SUPERVISOR AND/OR THE UNIVERSITY OFFICER TO WHOM THEY REPORT, DEPENDING ON THE REPORTING STRUCTURE. CONFLICT DISCLOSURES BY OFFICERS ARE REVIEWED AND APPROVED BY THEIR IMMEDIATE SUPERVISOR AND/OR THE PROVOST OR EXECUTIVE VICE PRESIDENT, DEPENDING ON THE REPORTING STRUCTURE. CONFLICT DISCLOSURES BY THE PROVOST AND EXECUTIVE VICE PRESIDENT ARE REVIEWED AND APPROVED BY THE PRESIDENT OF THE UNIVERSITY. CONFLICT DISCLOSURES BY THE PRESIDENT ARE REVIEWED AND APPROVED BY THE CHAIRMAN OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINES 13 & 14: WHISTLEBLOWER AND RECORDS RETENTION AND DESTRUCTION POLICIES THE UNIVERSITY HAS IN PLACE ESTABLISHED WHISTLEBLOWER AND RECORDS RETENTION AND DESTRUCTION POLICIES. ALTHOUGH THE AUTHORITY TO ESTABLISH UNIVERSITY POLICIES RESTS WITH THE BOARD OF TRUSTEES, THE BOARD HAS DELEGATED THE RESPONSIBILITY FOR APPROVING INSTITUTIONAL POLICIES, INCLUDING THE WHISTLEBLOWER AND RECORDS RETENTION AND DESTRUCTION POLICIES, TO THE PRESIDENT OF THE UNIVERSITY. IN CONJUNCTION WITH PRESIDENTIAL APPROVAL, THE UNIVERSITY HAS ESTABLISHED A MULTI-LEVEL REVIEW PROCESS FOR ALL UNIVERSITY INSTITUTIONAL POLICIES, WHICH INCORPORATES INPUT FROM A NUMBER OF UNIVERSITY CONSTITUENCIES, INCLUDING FACULTY, STAFF AND UNIVERSITY EXECUTIVES. ALL UNIVERSITY POLICIES ARE REVIEWED AND UPDATED AT LEAST ONCE EVERY THREE YEARS AS WELL AS ON AN AS NEEDED BASIS. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION THE ANNUAL (FISCAL YEAR) PROCESS FOR DETERMINING COMPENSATION FOR UNIVERSITY OFFICERS BEGINS BY ANALYZING COMPENSATION DATA FROM THE MOST CURRENT NATIONAL PUBLISHED COMPENSATION SURVEYS AND IRS FORM 990 DATA. COMPENSATION DATA ARE ANALYZED FROM DEFINED PEER GROUPS COMPARABLE TO DEPAUL IN SIZE, COMPLEXITY, RELIGIOUS AFFILIATION AND/OR ACADEMIC OFFERINGS. FOR EXECUTIVE POSITIONS THAT ARE NOT EXCLUSIVELY FOUND IN HIGHER EDUCATION, DATA FROM OTHER INDUSTRIES ARE INCLUDED FOR MARKET COMPARISON PURPOSES. ALL MARKET DATA GATHERED ARE ANNUALIZED AND AGED AT A RATE OF 1.0% FROM THE DATA OF THE DATA SOURCE TO A COMMON EFFECTIVE DATE OF JANUARY 1, 2021. THE COMPENSATION DATA SOURCES ARE USED TO ANALYZE DEPAUL'S UNIVERSITY OFFICERS' PAY LEVELS AND TO DETERMINE IF ANY ADJUSTMENTS NEED TO BE MADE. DEPAUL CONTRACTS WITH AN OUTSIDE CONSULTANT TO COMPILE, REVIEW AND INDEPENDENTLY VERIFY THE COMPENSATION DATA. THE OUTSIDE CONSULTANT COMPLETES A DETAILED REPORT, WHICH INCLUDES THE MARKET ANALYSIS OF EXECUTIVE POSITIONS AND A PRESUMPTION OF REASONABLE COMPENSATION. THE REPORT IS PRESENTED BY THE CONSULTANT TO THE BOARD OF TRUSTEE'S EXECUTIVE COMPENSATION COMMITTEE. THE EXECUTIVE COMPENSATION COMMITTEE IS CHARGED WITH REVIEWING AND APPROVING THE RECOMMENDED LEVELS OF COMPENSATION. THE COMMITTEE DETERMINES THE PRESIDENT'S COMPENSATION, WITHOUT RECOMMENDATION. MINUTES OF THE COMMITTEE'S MEETINGS, INCLUDING ITS DECISIONS REGARDING COMPENSATION MATTERS, ARE RECORDED BY THE COMMITTEE AND MAINTAINED BY THE OFFICE OF THE SECRETARY. BELOW ARE THE POSITIONS AND DATES FOR WHICH THIS PROCESS WAS CONDUCTED FOR THE 2020/21 FISCAL YEAR. POSITION DATE PRESIDENT 9/24/2020 INTERIM PROVOST 9/24/2020 EXECUTIVE VICE PRESIDENT 9/24/2020 VICE PRESIDENT FOR FACILITIES OPERATIONS 9/24/2020 VICE PRESIDENT FOR ADVANCEMENT 9/24/2020 VICE PRESIDENT, GENERAL COUNSEL & UNIVERSITY SECRETARY 9/24/2020 VICE PRESIDENT FOR HUMAN RESOURCES 9/24/2020 VP FOR FINANCE/CONTROLLER 9/24/2020 TREASURER 9/24/2020 VICE PRESIDENT FOR ENROLLMENT MANAGEMENT 9/24/2020 VICE PRESIDENT FOR PUBLIC RELATIONS, COMMUNICATIONS & MARKETING 9/24/2020 VICE PRESIDENT FOR INFORMATION SERVICES 9/24/2020 VICE PRESIDENT FOR STUDENT AFFAIRS 9/24/2020 VICE PRESIDENT FOR INSTITUTIONAL DIVERSITY & EQUALITY 9/24/2020 VICE PRESIDENT FOR STRATEGIC INITIATIVES & CHIEF OF STAFF 9/24/2020 VICE PRESIDENT FOR MISSION & MINISTRY 9/24/2020 ATHLETICS DIRECTOR 9/24/2020 FORM 990, PART VI, SECTION C, LINE 18 FORM AVAILABLE TO THE PUBLIC PER IRS REGULATIONS, FOR ALL OPEN TAX YEARS, THE UNIVERSITY MAKES COPIES OF ITS FORMS 990 AND 990-T AVAILABLE FOR PUBLIC INSPECTION AT BOTH OF ITS TWO CAMPUS LOCATIONS. IN ADDITION, PAPER COPIES OF THE TAX FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. PER THE FORM 990 INSTRUCTIONS, THE UNIVERSITY'S APPLICATION FOR RECOGNITION OF EXEMPTION IS NOT AVAILABLE FOR PUBLIC INSPECTION, AS IT WAS FILED BEFORE JULY 15, 1987 AND THE UNIVERSITY DID NOT HAVE A COPY OF THE APPLICATION AS OF THAT DATE. THE UNIVERSITY DOES HAVE A LETTER DATED JULY 5, 2018 FROM THE IRS VERIFYING ITS STATUS AS AN ORGANIZATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND THAT DONORS MAY DEDUCT CONTRIBUTIONS MADE TO THE UNIVERSITY AS PROVIDED IN SECTION 170 OF THE INTERNAL REVENUE CODE. COPIES OF THIS LETTER ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC THE UNIVERSITY'S GOVERNING DOCUMENTS, BY-LAWS AND ARTICLES OF INCORPORATION, AS WELL AS COPIES OF THE UNIVERSITY'S CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE SECRETARY. COPIES OF THE UNIVERSITY'S FINANCIAL STATEMENTS ARE ALSO AVAILABLE UPON REQUEST FROM THE UNIVERSITY'S FINANCIAL AFFAIRS OFFICE. FORM 990, PART VII: OFFICERS AND EMPLOYEE TERM DATE MS. ARCHER'S EMPLOYMENT WITH THE UNIVERSITY ENDED IN OCTOBER 2020. MS. LENTI-PONSETTO'S EMPLOYMENT WITH THE UNIVERSITY ENDED IN SEPTEMBER 2020. MR. BETHKE'S EMPLOYMENT WITH THE UNIVERSITY ENDED IN DECEMBER 2020. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF TRUST HELD BY OTHERS -956,820. CONGREGATION OF THE MISSION - WEST PROV 13663 RIDER TRAIL NORTH EARTH CITY MO 63044 436029948 RELIGIOUS ORG MO 501(C)(3) LINE 1 N/A 0 EDUCATIONAL ADVANCEMENT FUND INC 55 E JACKSON BLVD CHICAGO IL 60604 364480416 UNIV. HOUSING IL 501(C)(3) LINE 12A, I N/A 0 BARAT COLLEGE 1 E JACKSON BLVD CHICAGO IL 60604 362181950 EDUCATIONAL IL 501(C)(3) LINE 2 DEPAUL UNIV 1 CHARITABLE REMAINDER TRUSTS (9) 000000000 N/A IL DEPAUL UNIV T 1 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 1 1 0 0