2022-05-12T13:18:49-05:00 2021-06-30 410746749 CLIFTONLARSONALLEN LLP 420 SOUTH ORANGE AVENUE SUITE 500 ORLANDO FL 32801 990 2020-07-01 430768182 AMERICAN ACADEMY OF OPTOMETRY FOUNDATION INC AMER 3213194870 622 EAST WASHINGTON ST NO 300 ORLANDO FL 32801 PETER SCOTT EXECUTIVE DIRECTOR 3213194870 2022-05-11 1 PETER SCOTT 999009999 AMY CHAPMAN P00843460 4078021200 2022-05-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z PETER SCOTT 622 EAST WASHINGTON ST NO 300 ORLANDO FL 32801 2711534 0 X WWW.AAOPT.ORG/HOME/AAOF X 1947 NY DEVELOP & PROVIDE FINANCIAL SUPPORT FOR OPTOMETRIC RESEARCH & EDUCATION. 12 12 0 21 0 0 823834 1021037 0 0 269385 498912 0 0 1093219 1519949 583500 487750 0 0 239340 229375 0 0 86031 222504 163454 1045344 880579 47875 639370 7646554 9392794 235952 164559 7410602 9228235 TO DEVELOP AND PROVIDE FINANCIAL SUPPORT FOR OPTOMETRIC RESEARCH & EDUCATION. 0 0 718128 487750 THE FOUNDATION PROMOTES THE ADVANCEMENT OF VISION SCIENCE BY PROVIDING FELLOWSHIPS, SCHOLARSHIPS, AND RESEARCH GRANTS TO OUTSTANDING GRADUATE STUDENTS OF OPTOMETRY AND VISION SCIENCE, AND THROUGH PUBLICATIONS, THE ACADEMY NEWSLETTER AND WEBSITE. 718128 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 9 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 1 0 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X RICH JONES 3213194870 622 EAST WASHINGTON ST NO 300 ORLANDO FL 32801 X DR PETE KOLLBAUM IMMEDIATE PAST-PRESIDENT 0.00 X X 0 0 0 DR WENDY HARRISON PRESIDENT 10.00 X X 0 0 0 DR STACEY COULTER PRESIDENT-ELECT 0.00 X X 0 0 0 DAVID SATTLER BOARD MEMBER 0.00 X 0 0 0 A MIKA MOY BOARD MEMBER 0.00 X 0 0 0 DR KATHRYN RICHDALE BOARD MEMBER 0.00 X 0 0 0 DR KERRY GIEDD BOARD MEMBER 0.00 X 0 0 0 DR LORETTA SZCZOTKA-FLYNN BOARD MEMBER 0.00 X 0 0 0 DR VALERIE SHARPE SECRETARY-TREASURER 0.00 X X 0 0 0 DR APRIL JASPER BOARD MEMBER 0.00 X 0 0 0 DANNE VENTURA BOARD MEMBER 0.00 X 0 0 0 SURESH VISWANATHAN BOARD MEMBER 0.00 X 0 0 0 DAVID KIRSCHEN THRU 1020 BOARD MEMBER 0.00 X 0 0 0 PETER SCOTT EXECUTIVE DIRECTOR 10.00 30.00 X 0 240274 30142 RICHARD JONES CPA CHIEF FINANCIAL OFFICER 13.00 27.00 X 0 168604 29403 ROBERT GRAY VP, PHILANTHROPY 40.00 1.00 X 0 139091 22073 0 547969 81618 0 0 1 0 0 66098 954939 1021037 265464 265464 1425033 1191585 233448 233448 233448 1519949 0 0 498912 318500 318500 97500 97500 71750 71750 191449 133399 19145 38905 37926 26426 3793 7707 16065 16065 29780 29780 12588 8800 3788 45696 35450 2911 7335 46637 25444 3637 17556 8775 987 7788 1018 709 102 207 PRINTING 2895 150 2745 880579 718128 76420 86031 280748 500483 918602 735494 4317 4125 14646 14646 1018 0 6400719 8137174 41150 15518 7646554 9392794 8804 47895 3750 3750 223398 112914 235952 164559 X 2025269 2757623 5385333 6470612 7410602 9228235 7646554 9392794 X 639370 1267324 -89061 X 0 1 X 1 0 X 793889 1353940 800360 823834 1027037 4799060 793889 1353940 800360 823834 1027037 4799060 2275650 2523410 143173 212307 391136 225440 265464 1237520 6036580 0.41800 0.51260 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 565460 57207 12750 609917 574773 3681 12994 565460 581246 6843 13316 574773 578435 17115 14304 581246 563069 232 26574 11440 578435 0.49250 0.33970 0.16780 0 0 14646 14646 0 0 DUE TO AAO 112914 112914 2945848 1267324 188355 1455679 1490169 29780 29780 1519949 1128215 188355 89061 277416 850799 29780 29780 880579 PART V, LINE 4: THE FOUNDATION HAS DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR THE PURPOSES OF PROVIDING INCOME TO SUPPORT SPECIFIC DONOR-RESTRICTED ACTIVITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: BAD DEBT/UNCOLLECTIBLE PLEDGES 89,061. 0 0 0 0 0 0 0 0 0 0 EAST ASIA AND THE PACIFIC SCHOLARSHIP 6000 WIRE TRANSFER CASH VALUE CANADA SCHOLARSHIP 5000 CHECK CASH VALUE CANADA SCHOLARSHIP 30000 CHECK CASH VALUE 3 FELLOWSHIPS EAST ASIA AND THE PACIFIC 3 17000 WIRE CASH VALUE AWARDS AND TRAVEL GRANTS CANADA 8 13750 CHECK CASH VALUE 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 ILLINOIS COLLEGE OF OPTOMETRY 3241 S MICHIGAN AVE CHICAGO IL 60616 362310478 501C(3) 8000 SCHOLARSHIP INDIANA UNIVERSITY SCHOOL OF OPTOMETRY 800 E ATWATER AVE RM 310 BLOOMINGTON IN 47405 356002673 501C(3) 8000 SCHOLARSHIP INTER-AMERICAN UNIVERSITY OF PUERTO RICO 500 JOHN WILL HARRIS AVE BAYAMON PR 00957 660177776 501C(3) 8000 SCHOLARSHIP MARSHALL B KETCHUM UNIVERSITY 2575 YORBA LINDA BLVD FULLERTON CA 92831 951644593 501C(3) 10000 SCHOLARSHIP MASSACHUSETTS COLLEGE OF PHARMACY AND HEALTH SCIENCES 10 LINCOLN SQ WORCHESTER MA 01608 042104700 501C(3) 7500 SCHOLARSHIP MICHIGAN COLLEGE OF OPTOMETRY 1124 STATE STREET BIG RAPIDS MI 49307 386005159 501C(3) 8000 SCHOLARSHIP MIDWESTERN UNIVERSITY 5865 W UTOPIA RD GLENDALE AZ 85308 363377698 501C(3) 17500 SCHOLARSHIP NEW ENGLAND COLLEGE OF OPTOMETRY 424 BEACON STREET BOSTON MA 02115 041591060 501C(3) 11000 SCHOLARSHIP NORTHEASTERN STATE UNIVERSITY 1001 NORTH GRAND AVENUE TAHLEQUAH OK 74464 911898417 7500 SCHOLARSHIP NOVA SOUTHEASTERN UNIVERSITY 3301 COLLEGE AVENUE FORT LAUDERDALE FL 33314 591083502 501C(3) 7500 SCHOLARSHIP PACIFIC UNIVERSITY 2043 COLLEGE WAY FOREST GROVE OR 97116 930386892 501C(3) 9500 SCHOLARSHIP SALUS UNIVERSITY 8360 OLD YORK RD ELKINS PARK PA 19027 231413680 501C(3) 7500 SCHOLARSHIP SOUTHERN COLLEGE OF OPTOMETRY 1245 MADISON AVE MEMPHIS TN 38104 620548917 501C(3) 7500 SCHOLARSHIP STATE UNIVERSITY OF NEW YORK - COLLEGE OF OPTOMETRY 33 WEST 42ND ST NEW YORK CITY NY 10036 146013200 501C(3) 7500 SCHOLARSHIP THE CURATORS OF THE UNIVERSITY OF MISSOURI ONE UNIVERSITY BLVD ST LOUIS MO 63121 436003859 501C(3) 7500 SCHOLARSHIP THE OHIO STATE UNIVERSITY COLLEGE OF OPTOMETRY 338 W 10TH AVE COLUMBUS OH 43210 316025986 68000 RESEARCH GRANT UNIVERSITY OF ALABAMA - BIRMINGHAM SCHOOL OF OPTOMETRY 1716 UNIVERSITY BLVD BIRMINGHAM AL 35124 636005396 501C(3) 8000 SCHOLARSHIP UNIVERSITY OF CALIFORNIA - BERKELY SCHOOL OF OPTOMETRY 380 MINOR LANE MC 2020 BERKELEY CA 94720 940002123 501C(3) 68000 RESEARCH GRANT UNIVERSITY OF PIKEVILLE 147 SYCAMORE STREET PIKEVILLE KY 41501 610444788 501C(3) 7500 SCHOLARSHIP UNIVERSITY OF THE INCARNATE WORD 4301 BROADWAY CPO 315 SAN ANTONIO TX 78209 741109661 501C(3) 8000 SCHOLARSHIP WESTERN UNIVERSITY OF HEALTH SCIENCES 701 E SECOND STREET POMONA CA 91766 953127273 501C(3) 8000 SCHOLARSHIP THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 122010000 141368361 2000 SCHOLARSHIP UNIVERSITY OF HOUSTON COLLEGE OF OPTOMETRY 4901 CALHOUN ROAD HOUSTON TX 77204 746001399 501C(3) 16500 SCHOLARSHIP 17 6 FELLOWSHIP GRANTS AND TRAVEL GRANTS 33 97500 PART I, LINE 2: GRANT RECIPIENTS MUST SUBMIT A REPORT OF THEIR RESEARCH FINDINGS NO LATER THAN ONE YEAR POST AWARD. TRAVEL FELLOWSHIPS MUST ATTEND THE ANNUAL MEETING IN ORDER TO RECEIVE THEIR FUNDING/AWARDS. 1 0 0 0 0 0 0 0 0 0 PETER SCOTT EXECUTIVE DIRECTOR 0 237774 0 2500 0 0 0 0 0 30142 0 270416 0 0 RICHARD JONES CPA CHIEF FINANCIAL OFFICER 0 166104 0 2500 0 0 0 0 0 29403 0 198007 0 0 ROBERT GRAY VP, PHILANTHROPY 0 137841 0 1250 0 0 0 0 0 22073 0 161164 0 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO BEING FILED, THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE AND PRESENTED TO THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE AMERICAN ACADEMY OF OPTOMETRY FOUNDATION FOLLOWS THE CONFLICT OF INTEREST POLICY OF THE AMERICAN ACADEMY OF OPTOMETRY. WHEN ANY INTEREST ON THE PART OF A BOARD OF DIRECTORS MEMBER, COMMITTEE MEMBER OR SECTION OFFICER, OR THE EXECUTIVE DIRECTOR, OR OTHER STAFF MEMBER, OR A MEMBER OF THEIR IMMEDIATE FAMILY, POSES A CONFLICT OR AN APPEARANCE OF A CONFLICT WITH THE INDIVIDUAL'S AAO RESPONSIBILITIES, THE BOARD MEMBER, COMMITTEE MEMBER OR SECTION OFFICER, OR EXECUTIVE DIRECTOR WILL: PROMPTLY CALL THE CONFLICT OR APPEARANCE OF CONFLICT TO THE ATTENTION OF THE BOARD MEMBERS WHO ARE PARTICIPATING IN OR VOTING ON THE ISSUE WHICH POSES THE POSSIBLE CONFLICT AND ABSTAIN FROM PARTICIPATION IN OR VOTING ON THE ISSUE. THE OFFICIAL MINUTES OF ANY MEETING AT WHICH A DISCLOSURE OF CONFLICT WAS MADE WILL NOTE THAT FACT AND THAT THE BOARD MEMBER, COMMITTEE OR SECTION OFFICER, OR EXECUTIVE DIRECTOR ABSTAINED FROM ANY PARTICIPATION IN THE ISSUE. EACH MEMBER OF THE BOARD OF DIRECTORS, COMMITTEE MEMBER AND SECTION OFFICERS, AND THE ACADEMY STAFF WILL COMPLETE AND RETURN A CONFIDENTIAL "CONFLICT OF INTEREST DISCLOSURE FORM" TO THE ACADEMY OFFICE EVERY TWO YEARS, WHERE IT WILL BE MAINTAINED IN A CONFIDENTIAL FILE AVAILABLE FOR REVIEW ONLY IF A CHALLENGE IS RAISED. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE DIRECTOR'S COMPENSATION IS DETERMINED BY THE AMERICAN ACADEMY OF OPTOMETRY, A RELATED ORGANIZATION. A PERFORMANCE EVALUATION IS CONDUCTED ANNUALLY USING A 360-DEGREE EVALUATION BY STAFF, COMMITTEES AND SECTION OFFICERS, AS WELL AS THE BOARD. THE MANAGEMENT COMMITTEE MAKES A RECOMMENDATION TO THE BOARD, TAKING INTO ACCOUNT A REVIEW OF COMPARABLE SALARIES, PROVIDED IN SALARY SURVEYS OF NOT-FOR-PROFITS. THE BOARD REVIEWS THE MANAGEMENT COMMITTEE'S RECOMMENDATION. THE DECISION/APPROVAL IS DOCUMENTED IN THE MINUTES AND IN THE EXECUTIVE DIRECTOR CONTRACT. THIS PROCESSED LAST OCCURRED IN 2020. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A ALLOCATION OF TIME BETWEEN RELATED ORGANIZATIONS PETER SCOTT IS THE CEO OF AMERICAN ACADEMY OF OPTOMETRY FOUNDATION AND OF AMERICAN ACADEMY OF OPTOMETRY, A RELATED ORGANIZATION. HIS AVERAGE WEEKLY HOURS SPENT WORKING FOR EACH ORGANIZATION ARE: AMERICAN ACADEMY OF OPTOMETRY - 30 HOURS PER WEEK AMERICAN ACADEMY OF OPTOMETRY FOUNDATION - 10 HOURS PER WEEK RICHARD JONES IS THE CFO OF AMERICAN ACADEMY OF OPTOMETRY FOUNDATION AND OF AMERICAN ACADEMY OF OPTOMETRY, A RELATED ORGANIZATION. HIS AVERAGE WEEKLY HOURS SPENT WORKING FOR EACH ORGANIZATION ARE: AMERICAN ACADEMY OF OPTOMETRY - 27 HOURS PER WEEK AMERICAN ACADEMY OF OPTOMETRY FOUNDATION - 13 HOURS PER WEEK FORM 990, PART XI, LINE 9 BAD DEBT/UNCOLLECTIBLE PLEDGES - $89,061 AMERICAN ACADEMY OF OPTOMETRY 622 EAST WASHINGTON ST SUITE 300 ORLANDO FL 32801 411227642 OPTOMETRIC RESEARCH & SUPPORT DC 501(C)(3) LINE 10 N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 1 1 0 0 AMERICAN ACADEMY OF OPTOMETRY N 188355 AMERICAN ACADEMY OF OPTOMETRY C 66098