2022-04-11T09:19:09-05:00 2021-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2020-07-01 464495751 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES FOUNDATION AMER 7032999766 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 MATTHEW R D'UVA CEO 7032999766 2022-04-11 1 MATTHEW DUVA 999009999 RICHARD J LOCASTRO CPA P00288314 3019519090 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z BRUCE A LUXON 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 4395625 0 X WWW.AASLDFOUNDATION.ORG X 2013 VA SEE PART III, LINE 1 7 7 0 35 0 0 3711995 2205449 0 0 493177 839840 0 0 4205172 3045289 2236740 2713959 0 0 800224 659531 42000 124750 311328 779787 344484 3858751 3842724 346421 -797435 18288127 19536229 4623696 3950051 13664431 15586178 X TO INVEST IN INNOVATIVE HEPATOLOGY RESEARCH AND IN THE PEOPLE WHO STUDY AND TREAT LIVER DISEASE. 0 0 3056035 2713959 GRANTS AND AWARDS: THE FOUNDATION MAKES (1) GRANTS TO INSTITUTIONS TO SUPPORT LIVER DISEASE RESEARCH; (2) CLINICAL TRAINING AWARDS FOR ADVANCED TRAINING FOR HEPATOLOGY FELLOWS, NURSE PRACTITIONERS, AND PHYSICIAN ASSISTANTS; AND (3) ABSTRACT AWARDS TO ENABLE YOUNG INVESTIGATORS TO ATTEND AND PRESENT THE RESULTS OF PROMISING RESEARCH AT PREMIERE HEPATOLOGY SCIENTIFIC MEETINGS. 35967 PUBLIC AWARENESS: THE FOUNDATION WORKS TO INCREASE PUBLIC AWARENESS OF LIVER DISEASE BY MAINTAINING INFORMATION ON ITS WEBSITE AASLDFOUNDATION.ORG, AND BY EXHIBITING AND DISTRIBUTING INFORMATION AT MEETINGS AND CONVENTIONS FOCUSED ON LIVER DISEASE. 18696 FUNDAMENTALS OF LIVER DISEASE: A COMPLIMENTARY ONLINE CURRICULUM, IS DESIGNED FOR PRIMARY CARE PROVIDERS ON THE FRONT LINES OF IMPLEMENTING SCREENING RECOMMENDATIONS FOR LIVER DISEASES. THE CURRICULUM OFFERS FIVE UNITS WITH A PLAN TO EXPAND IN THE FUTURE. THIS PROGRAM IS A KEY STRATEGY IN INCREASING THE NUMBER OF HEALTH CARE PROFESSIONALS TRAINED TO CARE FOR THE GROWING NUMBER OF PATIENTS WITH LIVER DISEASE.AASLDFOUNDATION.ORG PROVIDES INFORMATION ABOUT THE IMPACT OF FOUNDATION PROGRAMS AND OFFERS WAYS TO GET INVOLVED AND MAKE DONATIONS TO SUPPORT OUR PROGRAMS. 2512 EMERGING LIVER SCHOLARS: THE EMERGING LIVER SCHOLARS (ELS) PROGRAM PROMOTES THE STUDY OF HEPATOLOGY AMONG MEDICAL, SURGICAL AND PEDIATRIC RESIDENTS WHO HAVE THE POTENTIAL FOR A CAREER IN ACADEMIC MEDICINE AND WHO HAVEN'T YET DETERMINED THEIR LONG-TERM CAREER GOALS. THE ELS PROGRAM IS SUPPORTED BY AASLD AND AASLD FOUNDATION AS PART OF ITS CONTINUING MISSION TO INSPIRE AND INVEST IN THE NEXT GENERATION OF HEPATOLOGISTS. 2512 3113210 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 31 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X MATTHEW D'UVA 7032999766 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 BRUCE A LUXON CHAIR 5.00 0.00 X X 15000 0 0 LAURIE D DELEVE VICE-CHAIR 5.00 5.00 X X 0 0 0 VIJAY H SHAH TREASURER 5.00 5.00 X X 0 10000 0 KIMBERLY ANN BROWN TRUSTEE 5.00 0.00 X 0 0 0 STEVEN K HERRINE TRUSTEE 5.00 0.00 X 0 0 0 NORAH TERRAULT TRUSTEE 5.00 5.00 X 0 0 0 W RAY KIM TRUSTEE 5.00 5.00 X 0 0 0 MATTHEW D'UVA CEO 1.00 44.00 X 0 430492 46484 JULIE DEAL EXECUTIVE DIRECTOR 14.00 31.00 X 0 296701 48138 MUKARAB ISLAM VP, FINANCE & ADMINISTRATION 5.00 36.00 X 0 141588 29289 15000 878781 123911 0 0 1 0 COMMUNITY COUNSELING SERVICE CO LLC PO BOX 824885 PHILADELPHIA PA 191824885 FOUNDATION FEASABILITY/PLANNING STUDY 124750 1 1000000 1205449 2205449 373507 373507 1816669 1350336 466333 466333 466333 3045289 0 0 839840 2687959 2687959 26000 26000 142900 64696 62090 16114 213586 90524 66060 57002 54058 23731 17575 12752 152082 67674 50439 33969 96905 43522 32235 21148 7607 481 2233 4893 24825 24825 124750 124750 51323 51323 51018 12679 34057 4282 18850 15006 544 3300 16459 2548 12645 1266 49336 21472 17483 10381 84349 43077 20004 21268 301 301 7843 7843 12777 12777 RECRUITMENT 12852 12852 MEMBERSHIP DUES 5605 4975 500 130 STAFF DEVELOPMENT 1020 881 139 REPAIRS & MAINTENANCE 319 142 104 73 3842724 3113210 418186 311328 888555 817489 233008 256761 1651019 1157862 21426 19078 15494119 17208612 0 76427 18288127 19536229 178767 68237 4297724 3881814 147205 0 4623696 3950051 X 8600759 10912788 5063672 4673390 13664431 15586178 18288127 19536229 -797435 2719182 0 X 0 1 X 1 0 X 4616770 3555064 6754516 3711995 2205449 20843794 4616770 3555064 6754516 3711995 2205449 20843794 10962808 9880986 382358 416622 382245 453052 373507 2007784 22851578 0.43240 0.43130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5481208 100 1017505 250000 6248813 4853099 524025 137484 33400 5481208 4551914 147750 213435 60000 4853099 2743234 1686955 175825 54100 4551914 2366109 250000 228825 101700 2743234 0.62300 0.29630 0.08070 0 0 0 X 5714648 2719182 1500 2720682 2993966 51323 51323 3045289 3792901 1500 1500 3791401 51323 51323 3842724 PART V, LINE 4: DONOR RESTRICTED ENDOWMENT ASSETS ARE HELD IN PERPETUITY AND INVESTED IN AN ATTEMPT TO PROVIDE A STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWED ASSETS. TEMPORARY ENDOWMENT FUNDS ARE SPENT TO SUPPORT THE PROGRAM DESIGNATED BY THE DONOR. BOARD DESIGNATED ASSETS ARE UNRESTRICTED AND CURRENTLY SET ASIDE TO SUPPORT THE RESEARCH PROGRAMS AND AWARDS. PART X, LINE 2: FOR THE YEAR ENDED JUNE 30, 2021, THE AASLD FOUNDATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. 1 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 26000 0 0 0 0 0 0 26000 0 26000 NORTH AMERICA EDUCATION AWARD 26000 WIRE 1 0 1 0 0 0 0 0 PART I, LINE 2: AASLD FOUNDATION HAS A RESEARCH AWARDS COMMITTEE THAT REVIEWS ALL APPLICATIONS FOR SCIENTIFIC MERIT THROUGH A PEER REVIEW SELECTION PROCESS. COMMITTEE MEMBERS ARE CHOSEN FOR THEIR EXPERTISE IN HEPATOLOGY, AND THE PEER REVIEW PROCESS IS STRUCTURED TO ENSURE REVIEWS ARE FAIR AND FREE OF BIAS. ONCE THE AWARDEE HAS BEEN SELECTED, THE AASLD FOUNDATION MONITORS THE PERFORMANCE AND THEN PROVIDES PROGRESS REPORTS, INCLUDING FINANCIAL INFORMATION, TO FUNDERS. PART III ACCOUNTING METHOD: X X X X 1 COMMUNITY COUNSELLING SERVICES 527 MADISON AVE 5TH FLOOR NEW YORK NY 10022 FUNDRAISING CAMPAIGN STUDY 0 210748 124750 85998 210748 124750 85998 AL AK AR CA CO CT DC GA HI IL KS ME MD MA MI MN MS NV NH NJ NM NY NC ND OH OK OR PA TN UT VA WA WI 1 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST ST 3RD FL NEW YORK NY 10027 135598093 501(C)(3) 300000 PINNACLE RESEARCH AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 920930953 956006144 501(C)(3) 300000 PINNACLE RESEARCH AWARD DUKE UNIVERSITY BOX 104132 DURHAM NC 27708 560532129 501(C)(3) 300000 PINNACLE RESEARCH AWARD CLEMSON UNIVERSITY 391 COLLEGE AVENUE SUITE 302 CLEMSON SC 29634 576000254 501(C)(3) 300000 PINNACLE RESEARCH AWARD UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET SUITE 425 SAN FRANCISCO CA 94143 946036493 501(C)(3) 400000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES RECTORS & VISITORS OF THE UNIVERSITY OF VIRGINIA 1001 N EMMET STREET CHARLOTTESVILLE VA 22903 546001796 501(C)(3) 200000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS SUITE 205 LOS ANGELES CA 90089 951642394 501(C)(3) 200000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES GENERAL HOSPITAL CORPORATION 55 FRUIT STREET BOSTON MA 02114 042697983 501(C)(3) 200000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES YALE UNIVERSITY 2 WHITNEY AVENUE 6TH FL NEW HAVEN CT 06510 060646973 501(C)(3) 100000 AFDHAL/MCHUTCHINSON LIFER AWARD BETH ISRAEL DEACONESS MEDICAL CENTER INC 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 100000 AASLD FOUNDATION CLINICAL & TRANSLATIONAL RESEARCH FELLOWSHIP PERMANENTE MEDICAL GROUP INC 1950 FRANKLIN STREET 18TH FL OAKLAND CA 94612 942728480 501(C)(3) 78000 NP/PA CLINICAL HEPATOLOGY FELLOWSHIP OCHSNER CLINIC FOUNDATION 1514 JEFFERSON HIGHWAY BH607 NEW ORLEANS LA 70121 720502505 501(C)(3) 78000 NP/PA CLINICAL HEPATOLOGY FELLOWSHIP WASHINGTON UNIVERSITY 600 SOUTH EUCLID AVENUE SAINT LOUIOS MO 63110 430653611 501(C)(3) 50000 AASLD FOUNDATION GUPTA FAMILY PILOT RESEARCH AWARD IN PSC RESEARCH UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON 301 UNIVERSITY BLVD GALVESTON TX 775551166 746000949 501(C)(3) 20000 AUTOIMMUNE LIVER DISEASES PILOT RESEARCH AWARD 14 0 PART I, LINE 2: RECIPIENTS MUST BE ENROLLED AS A GI AND/OR HEPATOLOGY FELLOW OR TRAINEE IN AN ACCREDITED ADULT OR PEDIATRIC TRANSPLANT HEPATOLOGY PROGRAM. AASLD PROVIDES GRANTS TO INSTITUTIONS TO SUPPORT THE RESEARCH WORK AND EDUCATION OF THE FELLOW OR TRAINEE. AASLD RECEIVES INTERIM PROGRESS AND FISCAL REPORTS FROM THE RECIPIENT REGARDING USE OF FUNDS. 0 0 0 0 0 0 0 0 0 MATTHEW D'UVA CEO 0 371242 0 59250 0 0 0 17708 0 28776 0 476976 0 0 JULIE DEAL EXECUTIVE DIRECTOR 0 296189 0 512 0 0 0 24720 0 23418 0 344839 0 0 MUKARAB ISLAM VP, FINANCE & ADMINISTRATION 0 141047 0 541 0 0 0 17554 0 11735 0 170877 0 0 PART I, LINE 3 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD USES THE FOLLOWING TO ESTABLISH COMPENSATION: - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - COMPENSATION SURVEY AND STUDY - APPROVAL BY THE GOVERNING BOARD OR COMPENSATION COMMITTEE FORM 990, PART VI, SECTION A, LINE 6 THERE IS ONE VOTING MEMBER OF THE CORPORATION, THE AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES (AASLD). FORM 990, PART VI, SECTION A, LINE 7A AASLD HAS THE POWER TO APPOINT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B AASLD HAS THE POWER TO ALTER, AMEND OR REPEAL THE BYLAWS OF THE CORPORATION OR TO ADOPT NEW BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B AFTER BEING PREPARED BY AASLD FOUNDATION'S OUTSIDE ACCOUNTANTS, THE FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND OUTSIDE LEGAL COUNSEL. IT IS THEN PROVIDED TO THE AASLD FOUNDATION BOARD OF TRUSTEES AND THE AASLD GOVERNING BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST DISCLOSURE FORM IS COMPLETED BY ALL MEMBERS OF THE BOARD OF TRUSTEES, COMMITTEES, AND TASK FORCES UPON NOMINATION AND/OR APPOINTMENT. THE FORM IS UPDATED THEREAFTER, AS NECESSARY, DURING EACH PERSON'S TENURE OF OFFICE. COMMITTEE CHAIRS MAKE FORMS AVAILABLE AT ALL MEETINGS. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THE BOARD OF TRUSTEES ADVISES THE TRUSTEE TO TAKE ACTIONS INCLUDING THE FOLLOWING POSSIBLE ACTIONS: - DIVEST OR RESIGN FROM THE CONFLICT IN QUESTION; - ABSTAIN FROM DISCUSSION AND VOTING ON MATTERS INVOLVING THE CONFLICT; OR - RECUSE HIM/HERSELF FROM PARTICIPATING IN SUCH MATTERS. FORM 990, PART VI, SECTION B, LINE 15 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE GOVERNING BOARD APPROVES/ADJUSTS THE CEO'S SALARY. THE CEO'S PERFORMANCE AND SALARY REVIEW ARE NOTED IN A LETTER FROM THE PRESIDENT OF AASLD TO THE CEO WITH A COPY TO THE ENTIRE GOVERNING BOARD. A COPY OF THE LETTER, ALONG WITH THE RELATED SUPPORTING DOCUMENTS, ARE IN THE CEO'S PERSONNEL FILE. THE CEO'S COMPENSATION WAS LAST REVIEWED IN FEBRUARY 2021. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE CEO APPROVES STAFF SALARY. STAFF SALARY DETERMINATION IS COMMUNICATED WITH STAFF ALONG WITH WRITTEN PERFORMANCE EVALUATION, WHICH IS CONDUCTED AT YEAR-END. INDIVIDUAL MEMORANDUMS FROM THE CEO TO INDIVIDUAL STAFF, COMMUNICATING THE SALARY CHANGE AND THE POSITION GRADE, ARE GIVEN TO INDIVIDUAL STAFF MEMBERS. COPIES OF THESE MEMORANDUMS ARE IN INDIVIDUALS' PERSONNEL FILES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON RECEIPT OF A BONAFIDE REQUEST. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES 1001 NORTH FAIRFAX STREET ALEXANDRIA VA 22314 237373091 PREVENT AND CURE LIVER DISEASES VA 501(C)(3) LINE 10 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES C 1000000 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES N 152082 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES O 127899 ACTUAL AMOUNT