2022-03-24T12:40:28-05:00 2021-06-30 363168081 SIKICH LLP 3201 W WHITE OAKS DR STE 102 SPRINGFIELD IL 62704 990 2020-07-01 362177133 SAINT XAVIER UNIVERSITY SAIN 7732983000 3700 W 103RD STREET CHICAGO IL 60655 LAURIE M JOYNER PRESIDENT 7732983000 2022-03-08 1 LAURIE JOYNER 999009999 JILL M BOYLE CPA P01246734 2177933363 2022-03-08 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z LAURIE M JOYNER 3700 W 103RD STREET CHICAGO IL 60655 141140421 0 X WWW.SXU.EDU X 1846 IL EDUCATE MEN AND WOMEN TO SEARCH FOR THE TRUTH, THINK CRITICALLY, AND COMMUNICATE EFFECTIVELY. 12 11 1441 35 396828 0 5475464 11678929 111168915 113904194 404106 876564 775016 951389 117823501 127411076 51351388 55165798 0 0 37833918 38958148 0 0 851369 21976651 21404901 111161957 115528847 6661544 11882229 126945077 143835332 39760091 38130587 87184986 105704745 X SAINT XAVIER UNIVERSITY, A CATHOLIC INSTITUTION INSPIRED BY THE HERITAGE OF THE SISTERS OF MERCY, EDUCATES PERSONS TO SEARCH FOR TRUTH, THINK CRITICALLY, COMMUNICATE EFFECTIVELY AND SERVE WISELY AND COMPASSIONATELY IN SUPPORT OF HUMAN DIGNITY AND THE COMMON GOOD. 0 0 99901217 55165798 114422118 FOUNDED IN CHICAGO BY THE SISTERS OF MERCY IN 1846, SAINT XAVIER UNIVERSITY IS A DISTINGUISHED, FOUR-YEAR, PRIVATE CATHOLIC INSTITUTION THAT EDUCATES FOR COMPETENCE, CHARACTER AND CAREER SUCCESS. CHICAGO'S FIRST CATHOLIC UNIVERSITY AND THE FIRST MERCY INSTITUTION OF HIGHER LEARNING IN THE WORLD, SAINT XAVIER IS STUDENT-CENTERED AND MISSION-DRIVEN, INSPIRING ITS STUDENT COMMUNITY OF DOERS TO BE MORALLY COURAGEOUS LEADERS BY CONNECTING THEM TO ACTIVE AND ENGAGED LEARNING AND SERVICE OPPORTUNITIES. SAINT XAVIER IS A 2021-2022 COLLEGE OF DISTINCTION THAT OFFERS A TRANSFORMATIVE EDUCATIONAL EXPERIENCE TO NEARLY 3,800 STUDENTS BY PROVIDING A WELL-ROUNDED CURRICULUM ACCREDITED BY THE HIGHER LEARNING COMMISSION/NORTH CENTRAL ASSOCIATION OF COLLEGES AND SCHOOLS. FOR THE 2021-2022 ACADEMIC YEAR, SXU WAS RECOGNIZED BY COLLEGES OF DISTINCTION IN THE AREAS OF NURSING, BUSINESS, EDUCATION, CAREER DEVELOPMENT, EQUITY AND INCLUSION, AND MILITARY SUPPORT. SXU WAS ALSO NAMED A MILITARY FRIENDLY SCHOOL BY MILITARY FRIENDLY IN 2021. CELEBRATING 175 YEARS OF PROVIDING INNOVATIVE ACADEMIC PROGRAMS, SAINT XAVIER OFFERS A VARIETY OF UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, AS WELL AS DEGREE COMPLETION PROGRAMS, TAUGHT BY MORE THAN 130 FULL-TIME FACULTY AND 225 ADJUNCT FACULTY MEMBERS WITHIN ITS THREE SCHOOLS THE COLLEGE OF ARTS AND SCIENCES, GRAHAM SCHOOL OF MANAGEMENT, AND SCHOOL OF NURSING AND HEALTH SCIENCES. SAINT XAVIER'S SCHOOL OF NURSING AND HEALTH SCIENCES CURRENTLY HOLDS THE NO. 5 RANKING FOR "BEST ONLINE GRADUATE NURSING PROGRAM" (U.S. NEWS & WORLD REPORT, 2021), AND ITS GRAHAM SCHOOL OF MANAGEMENT, WHICH IS AACSB ACCREDITED, OFFERS A TOP-RANKED UNDERGRADUATE BUSINESS PROGRAM FOR STUDENTS (U.S. NEWS & WORLD REPORT, 2022). NAMED A TOP 25 "BEST VALUE SCHOOL" AMONG REGIONAL UNIVERSITIES IN THE MIDWEST AND AMONG THE "BEST COLLEGES FOR VETERANS" (U.S. NEWS & WORLD REPORT, 2022), SAINT XAVIER IS ALSO RECOGNIZED FOR DIVERSITY AND IS A TOP PERFORMER ON SOCIAL MOBILITY. FOR THE THIRD TIME IN THREE YEARS, SAINT XAVIER UNIVERSITY, WHICH IS A RECOGNIZED HISPANIC-SERVING INSTITUTION (HSI), HAS ALSO BEEN RANKED AS ONE OF THE MOST DIVERSE SCHOOLS IN THE MIDWEST REGION, RANKING IN THE TOP 15 REGIONAL INSTITUTIONS. SAINT XAVIER HAS MUCH TO CELEBRATE IN ITS 175TH YEAR OF PROVIDING A MERCY EDUCATION. IN FALL 2021, SAINT XAVIER ENROLLED 3,114 UNDERGRADUATES WITH 2,848 (91.8%) ATTENDING FULL TIME. FOR FOUR CONSECUTIVE YEARS (2018-2021), SAINT XAVIER WELCOMED ITS LARGEST FRESHMAN CLASSES IN THE HISTORY OF THE INSTITUTION. IN 2019, SAINT XAVIER WAS AWARDED A $3 MILLION GRANT FROM THE U.S. DEPARTMENT OF EDUCATION UNDER ITS DEVELOPING HISPANIC-SERVING INSTITUTIONS (DHSI) TITLE V PROGRAM (P031S190311). SXU ALSO RANKS NO. 1 IN ILLINOIS AND THIRD IN THE GREATER MIDWEST AMONG NOT-FOR-PROFIT INSTITUTIONS FOR ECONOMIC DIVERSITY, WITH 57% OF UNDERGRADUATE STUDENTS RECEIVING FEDERAL PELL GRANTS FOR LOW-INCOME STUDENTS. ACCORDING TO COLLEGE NAVIGATOR, SAINT XAVIER IS THE MOST AFFORDABLE CATHOLIC UNIVERSITY IN ILLINOIS. SXU ALSO PROVIDES AN EXCELLENT EDUCATION FOR ALL STUDENTS, REGARDLESS OF SOCIOECONOMIC STATUS, RANKING IN THE TOP 10 IN THE GREATER MIDWEST (US NEWS ANNUAL RANKINGS) FOR SOCIAL MOBILITY. 99901217 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 5021 0 1441 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X DIANE STALLMANN 7732983089 3700 W 103RD STREET CHICAGO IL 60655 LAURIE JOYNER PRESIDENT/CORPORATE SECRETARY 40.00 X X 351086 0 29664 DANIEL KLOTZBACH VP FINANCE & ADMIN/CFO/CORPORATE TREASURER 40.00 X 227928 0 27453 MARK ROSENBAUM DEAN OF GRAHAM SCHOOL OF MANAGEMENT 40.00 X 212721 0 22492 PAMELA KLICK PROFESSOR (END 6/26/20) 40.00 X 195498 0 4744 BRIAN GOEBEL EXEC DIR - NETWORK & INFRASTRUCTURE SRVCS 40.00 X 154124 0 31434 ANGELA DURANTE UNIVERSITY PROFESSOR 40.00 X 152537 0 19165 DEBORAH RAPACZ AVP - STRATEGIC MARKETING/COMMUNICATIONS 40.00 X 147741 0 10829 ROBIN RYLAARSDAM DEAN OF COLLEGE OF ARTS AND SCIENCES 40.00 X 143298 0 14100 DR PATRICIA MORRIS CHAIRMAN 1.00 X X 0 0 0 TASHA HENDERSON VICE CHAIR 1.00 X X 0 0 0 VERNON O CRAWLEY TRUSTEE 1.00 X 0 0 0 AVIS CLENDENEN TRUSTEE 1.00 X 0 0 0 TOM HUTCHINSON TRUSTEE 1.00 X 0 0 0 SR SHEILA E MEGLEY RSM TRUSTEE 1.00 X 0 0 0 CHUCK NEWMAN TRUSTEE 1.00 X 0 0 0 DR LUIS NUNEZ TRUSTEE 1.00 X 0 0 0 JOHN C SIMMONS TRUSTEE 1.00 X 0 0 0 BRAD VANDEHEI TRUSTEE 1.00 X 0 0 0 NICK URSO TRUSTEE 1.00 X 0 0 0 1584933 0 159881 41 0 1 0 COUNTRY HOUSE RESTAURANT ALSIP INC 5400 W 127TH ST ALSIP IL 60803 DINING SERVICES 1569678 EAB 2445 M STREET NW WASHINGTON DC 20037 DATA MINING 850115 COMPUTER DISCOUNT WAREHOUSE 230 NORTH MILWAUKEE AVE VERNON HILLS IL 60061 HARDWARE/SOFTWARE 684937 WILEY EDU LLC 1415 W 22ND ST SUITE 880 OAK BROOK IL 60523 ONLINE EDUCATION 603864 ELLUCIAN LP 4375 FAIR LAKES COURT FAIRFAX VA 22033 IT ERP PROVIDER 483276 25 108342 10415783 1154804 41046 11678929 TUITION 611310 109684992 109684992 ROOM AND BOARD 611310 3970992 3970992 OTHER PROGRAM 611310 196250 196250 BOOKSTORE REVENUE 611310 51285 51285 WORKSHOP REVENUE 611310 675 675 113904194 684414 684414 48500 0 48500 48500 48500 13731911 166381 13512737 193405 219174 -27024 192150 192150 11340 108342 23203 -11863 -11863 HEALTH CENTER REVENUE 621400 475257 135335 339922 CONFERENCE REVENUE 611710 56906 56906 ATHLETIC CENTER REVENUE 713940 12686 12686 369903 369903 914752 127411076 114422118 396828 913201 55165798 55165798 896084 238971 657113 30019737 23653983 5874429 491325 552446 443971 97195 11280 5293790 4116354 1074031 103405 2196091 1694527 459112 42452 664917 664917 70800 70800 30296 30296 1533097 385782 1123174 24141 1873733 1326762 531480 15491 1538887 426115 1112240 532 941325 737372 190876 13077 385978 357588 26716 1674 1042531 1042531 4755230 3508665 1176334 70231 680997 16857 664140 CONTRACTED SERVICES 4614014 4070338 486754 56922 HEERF GRANT WRITE-OFF 1705529 1705529 EQUIPMENT & MAINTENANCE 646156 483037 154356 8763 MEMBERSHIP DUES 260397 156607 102184 1606 661014 370430 280114 10470 115528847 99901217 14776261 851369 17002447 25260783 9208441 3852900 897718 4038233 2474257 1152677 1747739 1449624 485976 675617 162851996 90548395 75512700 72303601 17853733 32976536 233848 203987 1528218 1921374 126945077 143835332 5409998 6111702 1447721 1268362 24240098 22370830 8662274 8379693 39760091 38130587 X 71818724 86431748 15366262 19272997 87184986 105704745 126945077 143835332 X 11882229 6321000 316530 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24314240 5307329 7156494 333266 36444797 18586995 5611577 422642 306974 24314240 15187136 2768779 853355 222275 18586995 11321251 3101977 894460 130552 15187136 10112815 341480 986046 119090 11321251 0.52712 0.27255 0.20033 1 0 7552112 7552112 121919274 61920909 59998365 33377375 28627486 4749889 3235 3235 72303601 CONDITIONAL ASSET RETIREMENT OBLIGATION 5788448 STUDENT DEPOSITS 117350 REFUNDABLE GOVERNMENT LOANS 2187528 INTEREST RATE SWAP 286367 8379693 X 81912636 6321000 339733 6660733 75251903 30296 52128877 52159173 127411076 63392877 23203 23203 63369674 30296 52128877 52159173 115528847 PART V, LINE 4: THE MAJORITY IS DIRECTED TO SCHOLARSHIPS WHILE OTHER AMOUNTS SUPPORT MERCY MISSION AND MINISTRY, SERVICE TRIPS AND OPERATIONAL NEEDS OF THE UNIVERSITY. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SIMILAR PROVISIONS OF THE STATE TAX CODE. THE UNIVERSITY IS NOT CLASSIFIED AS A PRIVATE FOUNDATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: INTEREST RATE SWAP 316,530. FUNDRAISING EXPENSES 23,203. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE 52,128,877. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 23,203. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE 52,128,877. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SXU PUBLISHES THEIR RACIALLY NONDISTRIMINATORY POLICY ON THEIR WEBSITE AT WWW.SXU.EDU (STATEMENT OF DIVERSITY AND INCLUSION). SAINT XAVIER UNIVERSITY ALSO INCLUDES A NONDISCRIMINATORY POLICY ON PRINTED ADMISSION PIECES AND PROGRAM SHEETS. SCHEDULE E, PART I, LINE 6 RECEIVED GRANTS FROM U.S. DEPARTMENT OF EDUCATION, U.S. DEPT. OF HEALTH & HUMAN SERVICES, AND NATIONAL SCIENCE FOUNDATION. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 203987 0 0 0 0 0 0 203987 0 203987 0 0 1 1 0 0 PART III ACCOUNTING METHOD: GOLF CLASSIC 119682 108342 11340 3574 5317 8113 6199 119682 108342 11340 3574 5317 8113 6199 23203 -11863 1 INSTITUTIONAL AWARDS 2993 51504837 ENDOWED AND NAMED SCHOLARSHIPS 269 624040 HEERF FUNDS TO STUDENTS 3024 3036921 PART I, LINE 2: THE UNIVERSITY'S OFFICE OF FINANCIAL AID ADMINISTERS A WIDE VARIETY OF FEDERAL, STATE, INSTITUTIONAL AND PRIVATE FINANCIAL ASSISTANCE PROGRAMS. ITS MAJOR OBJECTIVE IS THE EQUITABLE DISTRIBUTION OF FINANCIAL AID TO ALL STUDENTS WITH AN ULTIMATE GOAL OF HELPING THEM FINANCE THEIR EDUCATION. RECIPIENTS ARE DETERMINED BY ACADEMIC MERIT AS WELL AS FEDERAL, STATE AND INSTITUTIONAL GUIDELINES AND RECIPIENTS MUST MAINTAIN CERTAIN ELIGIBILITY REQUIREMENTS TO RECEIVE FINANCIAL AID AND SCHOLARSHIPS. SAINT XAVIER UNIVERSITY WAS AWARDED FUNDS FROM THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF). THE FUNDS WERE USED TO PROVIDE DIRECT PAYMENTS TO STUDENTS. X X X 0 0 0 0 0 0 0 0 0 LAURIE JOYNER PRESIDENT/CORPORATE SECRETARY 351086 0 0 0 0 0 19681 0 9983 0 380750 0 0 0 DANIEL KLOTZBACH VP FINANCE & ADMIN/CFO/CORPORATE TRE 227928 0 0 0 0 0 6913 0 20540 0 255381 0 0 0 MARK ROSENBAUM DEAN OF GRAHAM SCHOOL OF MANAGEMENT 212721 0 0 0 0 0 6285 0 16207 0 235213 0 0 0 PAMELA KLICK PROFESSOR (END 6/26/20) 195498 0 0 0 0 0 3955 0 789 0 200242 0 0 0 BRIAN GOEBEL EXEC DIR - NETWORK & INFRASTRUCTURE 154124 0 0 0 0 0 3738 0 27696 0 185558 0 0 0 ANGELA DURANTE UNIVERSITY PROFESSOR 152537 0 0 0 0 0 9181 0 9984 0 171702 0 0 0 DEBORAH RAPACZ AVP - STRATEGIC MARKETING/COMMUNICAT 147741 0 0 0 0 0 4072 0 6757 0 158570 0 0 0 ROBIN RYLAARSDAM DEAN OF COLLEGE OF ARTS AND SCIENCES 143298 0 0 0 0 0 3554 0 10546 0 157398 0 0 0 A ILLINOIS FINANCE AUTHORITY SERIES 2008 BONDS 861091967 45200FLH0 2008-06-25 25000000 RESIDENCE HALL CONSTRUCTION 0 0 0 B ILLINOIS FINANCE AUTHORITY SERIES 2006 BONDS 861091967 45200BYZ5 2006-06-08 10000000 RESIDENCE HALL CONSTRUCTION 0 0 0 A 20685000 25158841 103000 24200166 2009 0 0 1 1 B 3375000 10109729 200000 205000 9488389 2007 0 0 1 1 A 0 0 0 0 0 1 0.08510 1 1 B 0 0 0 0 0 1 0.04400 1 1 A 0 0 0 1 1 0 0 0 0 B 0 0 0 1 1 0 0 0 0 A 1 B 1 X 3000 FAIR MARKET VALUE X 2 2088 FAIR MARKET VALUE X ATHLETIC EQUIPMENT 3 27280 FAIR MARKET VALUE X MISCELLANEOUS 8 8529 FAIR MARKET VALUE X GIFT CARDS 2 150 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, COPIES OF THE COMPLETED DRAFT FORM 990 (INCLUDING REQUIRED SCHEDULES) WERE DISTRIBUTED TO THE AUDIT COMMITTEE IN EITHER ELECTRONIC OR PAPER FORM FOR REVIEW AND APPROVAL. ANY QUESTIONS OR CONCERNS WERE NOTED AND ADDRESSED, AND MANAGEMENT STAFF ENSURED THAT CHANGES WERE INCORPORATED INTO THE FORM 990 AS APPROPRIATE. COPIES OF THE DRAFT FORM 990 WERE ALSO DISTRIBUTED TO THE BOARD OF TRUSTEES IN ELECTRONIC FORM FOR REVIEW AND APPROVAL. THE FORM 990 WILL BE FILED ONCE A MOTION TO APPROVE HAS BEEN PASSED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS ALL OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES. THESE INDIVIDUALS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST THEY MAY HAVE WITH THE ORGANIZATION. CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED ON AN ANNUAL BASIS BY ALL INTERESTED PERSONS. COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES WILL BE REVIEWED BY THE ORGANIZATION'S COMPLIANCE OFFICER (OR CHAIRMAN). IF IT IS DETERMINED AN ACTUAL CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH A CONFLICT WILL BE EXCUSED FROM ANY DISCUSSION OR VOTE ON THE MATTER FOR WHICH THEY HAVE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 IN 2016 (THE MOST RECENT PRESIDENTIAL SEARCH), THE UNIVERSITY'S BOARD OF TRUSTEES USED AN OUTSIDE CONSULTING FIRM (AGB) AS ADVISORS. THE PRESIDENT'S SALARY AND BENEFITS WERE SET IN CONSULTATION WITH AGB. AFTER THE SEARCH THE BOARD AUTHORIZED ITS CHAIRMAN TO NEGOTIATE THE CONTRACT WITH THE CHOSEN CANDIDATE. THE CONTRACT WAS REVIEWED BY KATHLEEN RINEHART AS UNIVERSITY COUNSEL AND BY THE CANDIDATE'S LAWYER. THE UNIVERSITY WAS ADVISED BY AGB THAT THE CONTRACT TERMS WERE AT MARKET. THE FINAL CONTRACT WAS APPROVED BY THE BOARD. FOLLOWING BOARD APPROVAL THE CHAIRMAN EXECUTED THE CONTRACT ON BEHALF OF THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15B: THE PRESIDENT, IN CONSULTATION WITH THE OFFICE OF HUMAN RESOURCES, SETS COMPENSATION FOLLOWING A REVIEW OF (A) COMPARABLE COMPENSATION DATA FROM SIMILIARLY SITUATED COLLEGES AND UNIVERSITIES; (B) IN RELATION TO THE NATURE AND SCOPE OF THE DUTIES ASSIGNED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP 316,530.