2022-08-26T16:22:55-05:00 2021-12-31 204553256 MARINER WEALTH ADVISORS 1 GIRALDA FARMS SUITE 130 MADISON NJ 07940 990PF 2021-01-01 201974962 THE OVERLEIGH FOUNDATION INC C/O MARIA SAPOL OVER 9732902328 330 SOUTH STREET 4 MORRISTOWN NJ 07960 JEFFREY R WALSH PRESIDENT 9732902328 2022-08-19 1 JEFFREY WALSH 999009999 ELLEN ELISE PEIFER CPA P00014940 9735079783 2022-08-19 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 371309 X X 14001 14001 26906 225530 26906 40907 40907 5000 2500 2500 1350 675 675 3514 3514 0 41 0 0 272 172 0 10177 6861 3175 31000 31000 41177 6861 34175 -270 34046 13146 12754 12754 307033 307155 358555 320179 319909 371309 0 0 X 0 0 0 0 320179 319909 320179 319909 320179 319909 320179 -270 0 319909 0 319909 66 SHS CONSUMER STAPLES SELECT SECTOR SPDR 2020-07-13 2021-03-26 4507 4009 498 498 22 SHS CONSUMER STAPLES SELECT SECTOR SPDR 2021-02-16 2021-03-26 1502 1443 59 59 20 SHS CONSUMER STAPLES SELECT SECTOR SPDR 2021-12-02 2021-12-13 1507 1413 94 94 121 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2020-03-18 2021-02-16 1233 1167 66 66 6.441 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2001-01-01 2021-04-19 66 62 4 4 100.352 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I 2001-01-01 2021-12-13 4390 5145 -755 -755 201.66 SHS FMI LARGE CAP FUND INSTITUTIONAL 2001-01-01 2021-12-02 4404 3966 438 438 38 SHS FMI LARGE CAP FUND INSTITUTIONAL 2021-02-16 2021-12-13 844 747 97 97 16 SHS GUGGENHEIM LIMITED DURATION CL INSTL 2021-08-24 2021-12-13 404 407 -3 -3 21 SHS INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT 2021-12-02 2021-12-13 3339 3262 77 77 13 SHS ISHARES CORE US AGGREGATE BOND ETF 2020-06-12 2021-02-16 1508 1527 -19 -19 8 SHS ISHARES CORE US AGGREGATE BOND ETF 2020-06-12 2021-04-19 915 940 -25 -25 6 SHS ISHARES CORE US AGGREGATE BOND ETF 2020-11-09 2021-04-19 687 703 -16 -16 0.425 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 2020-08-13 2021-05-24 15 16 -1 -1 0.034 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 2020-11-09 2021-05-24 1 1 0 0 0.041 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 2021-04-19 2021-05-24 1 1 0 0 136 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 2020-08-13 2021-06-25 4607 5037 -430 -430 23 SHS ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 2020-08-13 2021-07-02 783 852 -69 -69 47 SHS ISHARES INC MSCI EM ASIA ETF 2021-03-26 2021-12-13 3850 4257 -407 -407 4 SHS ISHARES INC MSCI EM ASIA ETF 2021-04-19 2021-12-13 328 366 -38 -38 5 SHS ISHARES INC MSCI EM ASIA ETF 2021-06-25 2021-12-13 410 464 -54 -54 1 SHS ISHARES TR EXPANDED TECH 2020-04-14 2021-02-16 385 229 156 156 14 SHS ISHARES TR EXPANDED TECH 2020-07-13 2021-02-16 5390 4131 1259 1259 2 SHS ISHARES TR EXPANDED TECH 2021-04-19 2021-05-13 668 730 -62 -62 3 SHS ISHARES TR EXPANDED TECH 2021-12-02 2021-12-13 1217 1214 3 3 16 SHS ISHARES TRUST MSCI EUROPE FINANCIALS ISIN #US4642891802 SEDOL #B63390 2021-05-13 2021-12-13 307 327 -20 -20 37 SHS KRANESHARES TR GLOBAL CARB STRA 2021-07-02 2021-12-02 1785 1390 395 395 30 SHS KRANESHARES TR QUADRTC INT RT 2021-06-25 2021-12-02 811 834 -23 -23 17 SHS KRANESHARES TR QUADRTC INT RT 2021-06-25 2021-12-13 455 472 -17 -17 23 SHS METWEST UNCONSTRAINED BOND I 2021-06-25 2021-12-13 269 276 -7 -7 21 SHS RIVER CANYON TOTAL RETURN BOND INSTL 2021-06-25 2021-07-21 203 234 -31 -31 32 SHS RIVER CANYON TOTAL RETURN BOND INSTL 2021-06-25 2021-12-13 353 356 -3 -3 9 SHS TOUCHSTONE SANDS CAPEMERG MRKTS GROWTH I 2020-08-13 2021-07-21 204 179 25 25 129 SHS UTILITIES SELECT SECTOR SPDR FUND 2020-07-13 2021-03-26 8166 7527 639 639 12 SHS UTILITIES SELECT SECTOR SPDR FUND 2021-02-16 2021-03-26 760 743 17 17 118 SHS VANGUARD GNMA ADMIRAL 2020-03-18 2021-02-16 1263 1247 16 16 59.354 SHS VANGUARD GNMA ADMIRAL 2001-01-01 2021-08-24 632 627 5 5 9 SHS VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR 2021-03-26 2021-08-24 1274 1188 86 86 5 SHS VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR 2021-04-19 2021-08-24 708 675 33 33 68 SHS VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR 2021-05-13 2021-08-24 9622 9452 170 170 2 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2021-04-19 2021-04-27 769 763 6 6 3 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2021-04-19 2021-05-13 1134 1144 -10 -10 3 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2021-08-24 2021-12-02 1261 1235 26 26 5 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2021-08-24 2021-12-13 2152 2059 93 93 58 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2021-02-16 2021-03-26 2999 3268 -269 -269 57 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2021-02-16 2021-08-24 2916 3212 -296 -296 16 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2021-03-12 2021-08-24 819 917 -98 -98 18 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2021-04-27 2021-08-24 921 962 -41 -41 13 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2021-06-25 2021-08-24 665 708 -43 -43 62 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2001-01-01 2021-02-16 715 610 105 105 64 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-05-14 2021-04-19 740 626 114 114 48 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-05-14 2021-07-21 565 467 98 98 21 SHS ALPHACENTRIC INCOME OPPORTUNITIES CL I 2019-05-14 2021-12-13 255 203 52 52 112 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-02-16 2387 1652 735 735 38 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-04-29 827 570 257 257 187 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-05-13 3983 2807 1176 1176 30 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-07-21 669 452 217 217 90 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-12-02 1857 1443 414 414 50 SHS ARTISAN FOCUSED FUNDADVISOR CL 2019-04-17 2021-12-13 1057 802 255 255 25 SHS ARTISAN INTL VALUE FUND ADVISOR 2019-04-17 2021-04-27 1112 887 225 225 18 SHS ARTISAN INTL VALUE FUND ADVISOR 2019-04-17 2021-05-13 804 638 166 166 39 SHS ARTISAN INTL VALUE FUND ADVISOR 2019-04-17 2021-11-19 1611 1406 205 205 31 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 2019-04-17 2021-02-16 750 439 311 311 80 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 2019-04-17 2021-04-27 1802 1157 645 645 236 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 2019-04-17 2021-05-13 4748 3413 1335 1335 351 SHS BALLIE GIFFORD INTL GROWTH FD INSTL CL 2019-04-17 2021-12-13 6743 5183 1560 1560 136.559 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2001-01-01 2021-04-19 1392 1318 74 74 144 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2020-06-12 2021-06-25 1467 1390 77 77 36 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2020-06-12 2021-07-21 367 347 20 20 31 SHS DIAMOND HILL SHORT DURAT SEC BOND I 2020-06-12 2021-12-13 314 299 15 15 196 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2021-02-16 2085 2068 17 17 244 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2021-04-19 2572 2575 -3 -3 207 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2021-06-25 2182 2184 -2 -2 64 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2019-04-17 2021-07-21 679 675 4 4 219 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2001-01-01 2021-08-24 2319 2311 8 8 41 SHS DOUBLELINE TOTAL RETURN BOND FD CL I 2020-06-12 2021-12-13 429 432 -3 -3 19 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I 2020-10-23 2021-12-02 856 974 -118 -118 80.575 SHS EVENTIDE HEALTHCARE AND LIFE SCIENCES I 2020-10-23 2021-12-13 3525 4131 -606 -606 25 SHS VIVALDI MULTI STRATEGY FD (FIRST TRUST) 2019-04-17 2021-02-16 661 649 12 12 29 SHS VIVALDI MULTI STRATEGY FD (FIRST TRUST) 2019-04-17 2021-04-19 767 749 18 18 11 SHS VIVALDI MULTI STRATEGY FD (FIRST TRUST) 2019-04-17 2021-07-21 291 283 8 8 7 SHS FIRST TRUST MULTI STRATEGY CLASS I 2019-04-17 2021-12-13 185 179 6 6 109 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2021-03-26 2267 2134 133 133 70 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2021-05-13 1520 1376 144 144 25 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2021-07-21 536 492 44 44 834 SHS FMI LARGE CAP FUND INSTITUTIONAL 2019-04-17 2021-08-24 18365 16401 1964 1964 257.34 SHS FMI LARGE CAP FUND INSTITUTIONAL 2001-01-01 2021-12-02 5620 5061 559 559 5 SHS ISHARES CORE US AGGREGATE BOND ETF 2019-04-16 2021-04-19 572 541 31 31 9 SHS ISHARES CORE US AGGREGATE BOND ETF 2019-04-16 2021-07-02 1038 973 65 65 5 SHS ISHARES CORE US AGGREGATE BOND ETF 2019-04-16 2021-12-13 573 541 32 32 12 SHS ISHARES TR EXPANDED TECH 2020-04-14 2021-05-13 4011 2751 1260 1260 15 SHS ISHARES TR EXPANDED TECH 2020-04-14 2021-12-13 6084 3439 2645 2645 330 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-02-16 3637 3583 54 54 425 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-04-19 4633 4615 18 18 107 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-06-25 1171 1162 9 9 114 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-07-02 1254 1238 16 16 20 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-07-21 221 217 4 4 123 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2019-04-17 2021-12-13 1346 1336 10 10 19 SHS PHAEACIAN ACCENT INTL VALUE INVESTOR 2019-04-17 2021-07-21 388 299 89 89 71 SHS PHAEACIAN ACCENT INTL VALUE INVESTOR 2019-04-17 2021-12-13 1361 1138 223 223 109 SHS PZENZA SMALL CAP VALUE INSTL 2001-01-01 2021-03-26 1530 1186 344 344 50 SHS PZENZA SMALL CAP VALUE INSTL 2001-01-01 2021-06-02 752 551 201 201 126 SHS PZENZA SMALL CAP VALUE INSTL 2019-11-05 2021-08-24 1779 1388 391 391 214 SHS TOUCHSTONE SANDS CAPEMERG MRKTS GROWTH I 2020-08-13 2021-12-13 4250 4243 7 7 146 SHS VANGUARD GNMA ADMIRAL 2020-03-18 2021-04-19 1561 1542 19 19 182 SHS VANGUARD GNMA ADMIRAL 2020-03-18 2021-06-25 1935 1923 12 12 34 SHS VANGUARD GNMA ADMIRAL 2020-03-18 2021-07-21 361 359 2 2 288.106 SHS VANGUARD GNMA ADMIRAL 2001-01-01 2021-08-24 3068 3044 24 24 18 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2019-11-05 2021-02-16 6495 5076 1419 1419 4 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2019-11-05 2021-03-26 1457 1128 329 329 3 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2019-04-16 2021-05-13 1134 800 334 334 2 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2019-11-05 2021-05-13 756 564 192 192 6 SHS VANGUARD INDEX FUNDSS&P 500 ETF USD 2019-04-16 2021-12-13 2583 1600 983 983 41 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2019-04-16 2021-08-24 2098 1799 299 299 21 SHS VANGUARD INTL EQUITYINDEX FDS FTSE EMR MKT ETF 2019-04-16 2021-12-13 1040 921 119 119 CAPITAL GAINS DIVIDENDS P 6009 6009 6009 26906 473 0 473 0 473 86 0 900 0 986 0 513 513 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A MARIA SAPOL 9732902328 330 SOUTH STREET MORRISTOWN NJ 07960 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 PRESIDENT 1.00 0 0 0 MARY C WALSH 11174 TURTLE BEACH ROAD 306C NORTH PALM BEACH FL 33408 VICE PRESIDENT 0.00 0 0 0 MARIA K SAPOL 330 SOUTH STREET MORRISTOWN NJ 07960 SECRETARY/TREASURER 2.00 5000 0 0 NONE 0 NONE 0 0 376375 6266 0 382641 0 0 382641 5740 376901 18845 18845 473 473 18372 0 18372 0 18372 34175 0 34175 18372 0 0 24253 21755 21909 18054 15903 101874 34175 0 0 0 18372 15803 0 0 117677 0 0 0 0 0 0 24253 93424 21755 21909 18054 15903 15803 JEFFREY R WALSH X COVENANT HOUSE 427 W 52ND ST NEW YORK NY 10019 NONE EXEMPT GENERAL SUPPORT 4000 JMT ADVANCE NJ 184 S LIVINGSTON AVE STE 9-238 LIVINGSTON NJ 07039 NONE EXEMPT GENERAL SUPPORT 10000 LOST TREE VILLAGE CHARITABLE FOUNDATION 8 CHURCH LANE NORTH PALM BEACH FL 33408 NONE EXEMPT GENERAL SUPPORT 7500 PG CHAMBERS SCHOOL 15 HALKO DRIVE CEDAR KNOLLS NJ 07927 NONE EXEMPT GENERAL SUPPORT 2500 SETON HALL PREPARATORY 120 NORTHFIELD AVENUE WEST ORGANGE NJ 07052 NONE EXEMPT GENERAL SUPPORT 5000 PALM BEACH COUNTY FOOD BANK 701 BOUTWELL RD SUITE A-2 LAKE WORTH FL 33461 NONE EXEMPT GENERAL SUPPORT 1000 BOYS & GIRLS CLUBS OF NEWARK 1 AVON AVENUE NEWARK NJ 07108 NONE EXEMPT GENERAL SUPPORT 1000 31000 0 14 14001 18 26906 0 40907 0 40907 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 1350 675 675 180.231 SHS ALPHACENTRIC INCOME OPPORTUNITIES 1750 2193 673.151 SHS ARTISAN INTL VALUE FUND ADVISOR 25026 28400 732.914 SHS BALLIE GIFFORD INT'L GROWTH 11009 12254 404.618 SHS DOUBLELINE TOTAL RETURN BOND FD 4270 4208 485.478 SHS FMI LARGE CAP FUND INSTITUTIONAL 9491 9515 56 SHS ISHARES CORE US AGGREGATE BON 6052 6388 1279.871 SHS METROPOLITAN WEST TOTAL RETURN 13898 13963 857.612 PZENZA SMALL CAP VALUE INSTL 9485 12461 114 SHS VANGUARD INDEX FUNDS - S&P 30398 49769 275 SHS VANGUARD INTL EQUITY INDEX FUND 11896 13602 2313.754 SHS ARTISAN FOCUSED FD ADVISOR CL 37084 50000 165 SHS CONSUMER STAPLES SELECT SECTOR SPDR 10263 12723 335.784 SHS DIAMOND HILL SHORT DURATION 3243 3391 157.442 SHS EVERTIDE HEALTHCARE/LIFE SCIENCE 7865 6531 1110.135 SHS PHAEACIAN ACCENT INTL VALUE INVESTOR 17875 18928 70 SHS ISHARES GOLD TRUST 2509 2437 23 SHS ISHARES TR. EXPANDED TECH 5274 9146 309.773 SHS TOUCHSTONE SANDS CAP 6137 5991 98.423 SHS FIRST TRUST MULTI STRATEGY 2515 2578 168.7252 SHS GUGGENHEIM LIMITED DURATION CL 4294 4242 54 SHS ISHARES TRUST MSCI ASIA 4891 4430 537 SHS ISHARES TR. MSCI EUROPE FINANCIALS 10976 10767 95 SHS ISHARES TRUST MSCI INDIA 4260 4355 192 SHS INVESCO EXCHANGE TRADED FD TR S&P 29795 31248 90 SHS KRANESHARES TR. CALIFORNIA CARBON 2213 2542 25 SHS KRANESHARES TR. GLOBAL CARBON 939 1273 207 SHS KRANESHARES TR. QUADRTC INT RT 5744 5558 107.063 SHS METWEST UNCONSTRAINED BOND I 1286 1253 309.647 SHS RIVER CANYON TOTAL RETURN BOND INSTL 3446 3406 42 SHS SPDR SER TR S&P BIOTECH 4663 4702 138 SHS VANGUARD INDEX FNDS - VALUE 18608 20301 INVESTMENT MANAGEMENT FEES 3514 3514 0 NEW JERSEY REGISTRATION FEE 0 0 0 FEDERAL INCOME TAXES 100 0 0 FOREIGN TAX WITHHELD 172 172 0