2022-08-11T10:55:39-05:00 2021-09-30 341884125 CBIZ MHM LLC 4722 N 24TH ST STE 300 PHOENIX AZ 85016 990 2020-10-01 866037149 THE NARBHA INSTITUTE INC NARB 9282338667 616 N BEAVER STREET FLAGSTAFF AZ 86001 MARY JO GREGORY CHIEF EXECUTIVE OFFICER 9282338667 2022-08-10 1 MARY JO GREGORY 999009999 AMY A O'LOUGHLIN P00869687 6022646835 2022-08-10 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MARY JO GREGORY 616 N BEAVER STREET FLAGSTAFF AZ 86001 22294822 0 X WWW.NARBHAINSTITUTE.ORG X 1967 AZ MEDICAID MANAGED CARE SUBCONTRACTOR, SUPPORTED HOUSING, BEHAVIORAL CARE VIA AFFILIATE 4 2 12 1 0 0 4830876 3367373 6379202 6910967 883223 1105898 -442 557 12092859 11384795 5010616 7232628 0 0 1947389 2005908 0 0 0 1822169 2286381 8780174 11524917 3312685 -140122 69675321 73143393 679135 1216818 68996186 71926575 X SERVE MEDICAID MANAGED CARE SUBCONTRACT, SUPPORTED HOUSING FOR MENTALLY ILL, CONVENER/SUPPORTER IN HEALTH/SOCIAL DETERMINANTS. DRIVE IMPROVED MENTAL HEALTH OUTCOMES FOR VULNERABLE POPULATIONS VIA AFFILIATED AGENCY PROVIDING OUTPATIENT, INPATIENT & RESIDENTIAL SVS. 0 0 5628249 4816685 5091502 EFFECTIVE AUGUST 27, 2018, THE NARBHA INSTITUTE ENTERED INTO AN AFFILIATION AGREEMENT WITH THE GUIDANCE CENTER (TGC), A SEPARATE 501(C)(3) ORGANIZATION, IN WHICH THE NARBHA INSTITUTE BECAME ITS SOLE MEMBER. THERE IS A SEPARATE BOARD TO OVERSEE MANAGEMENT OF TGC. THE GUIDANCE CENTER PROVIDES INPATIENT AND OUTPATIENT BEHAVIORAL HEALTH SERVICES IN THE FLAGSTAFF REGION. UNDER THE AFFILIATION AGREEMENTS, THE NARBHA INSTITUTE PROVIDES SUBSTANTIAL FINANCIAL AND IN-KIND SUPPORT AND APPOINTS MOST OF ITS GOVERNING BOARD. 3534812 2302943 1717583 THE NARBHA INSTITUTE'S LARGEST PROGRAM IS ITS PROVISION OF SERVICES, SUPPORT AND GRANTS TO HEALTHCARE PROVIDERS WHO SERVE PRIMARILY MEDICAID BENEFICIARIES AND INDIGENT POPULATIONS. THIS INCLUDES GRANTS TO SUCH ORGANIZATIONS TO ACHIEVE HEALTH AND HEALTH RELATED SOCIAL OUTCOMES SUCH AS EMPLOYMENT, MEDICAID ELIGIBILITY COMPLIANCE, TIMELY MENTAL HEALTH ASSESSMENTS, PATIENT SATISFACTION, HOUSING, CRIMINAL JUSTICE COORDINATION AND CULTURALLY COMPETENT SERVICES. 427369 101882 THROUGH A DISREGARDED ENTITY (WELL NORTH COMMUNITIES LLC), THE NARBHA INSTITUTE PROVIDES PERMANENT SUPPORTED HOUSING TO APPROXIMATELY 40 INDIVIDUALS AND FAMILIES LIVING WITH SERIOUS MENTAL ILLNESS IN NORTHERN ARIZONA. TENANTS PAY AN INCOME-ADJUSTED PORTION OF RENT (WHICH IS OFTEN ZERO) AND RESIDE IN APARTMENTS PURCHASED WITH FUNDING FROM THE ARIZONA DEPARTMENT OF HEALTH SERVICES. WHILE NOT LISTED ON THE FINANCIAL STATEMENTS AS AN EXPENSE, THE OPPORTUNITY COST OF THESE HEAVILY DISCOUNTED RENTS IS OVER $244,000 PER YEAR EXCLUDING UTILITIES, BASED ON HUD AND SURVEY DATA. 152519 113000 THE SUSTAINABLE ECONOMIC DEVELOPMENT INITIATIVE (SEDI) IS A RELATED ORGANIZATION THAT FILES A SEPARATE FORM 990. SEDI PROVIDES ECONOMIC DEVELOPMENT SERVICES RELATED TO THE NARBHA INSTITUTE'S MISSION TO PROMOTE EMPLOYMENT AS A KEY SOCIAL DETERMINANT OF HEALTH. 152519 113000 9742949 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 31 0 1 12 1 0 0 0 0 0 0 0 0 0 0 0 0 X 4 2 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 X DENISE TAYLOR 9282338667 616 N BEAVER STREET FLAGSTAFF AZ 86001 MARY JO GREGORY PRESIDENT & CEO 47.00 X X 689584 0 24304 JIM DYKES VICE-PRESIDENT 4.00 X X 3000 0 0 CELESTE IRONS DIRECTOR 4.00 X 0 0 0 VINCENT BERKLEY DIRECTOR 4.00 X 12000 0 0 MICHAEL KUZMIN CFO 20.00 20.00 X 271136 0 20069 JON PEREZ VP LIVABLE COMM 40.00 2.00 X 183615 0 37364 TERESA BERTSCH VP MEDICAL AFFAIRS 12.00 28.00 X 353178 0 26304 LAUREN LAUDER VP PATIENT SVCS 4.00 40.00 X 304429 0 39706 NATHAN JONES GENERAL COUNSEL 20.00 20.00 X 235276 0 12078 JUDITH MARFECHUK CHIEF ACCOUNTING OFFICER 34.00 1.00 X 155175 0 14087 DEVON FORREST DIRECTOR OF SUPPORT 4.00 36.00 X 123480 0 0 2330873 0 173912 8 0 1 0 STRATEGIC HEALTH ADVISORS INC 90 DORNOCH WAY COTO DE CAZA CA 92679 CONSULTING 196254 1 3367373 3367373 GUIDANCE CENTER INC 621400 5091502 5091502 CONSULTING INCOME 541610 1075000 1075000 RENTAL INCOME 531110 744465 744465 6910967 556494 556494 4259431 7200000 3710027 7200000 549404 0 549404 549404 MISCELLANEOUS 900099 557 557 557 11384795 6910967 0 1106455 7232628 7232628 1175865 438752 737113 673755 556604 117151 76752 64106 12646 79536 51370 28166 48446 48446 28501 23311 5190 38000 38000 155628 155628 811295 336027 475268 98135 81390 16745 35966 29203 6763 409236 359502 49734 45573 43059 2514 39258 31873 7385 400887 387812 13075 106051 106051 DUES & SUBSCRIPTIONS 56316 45777 10539 MISCELLANEOUS EXPENSES 13089 13089 11524917 9742949 1781968 0 3477025 11466263 10511328 0 1100639 843104 98295 124132 11997658 4600197 7751333 7397461 25835151 33731028 788353 20901550 18793052 69675321 73143393 679135 1215985 833 679135 1216818 X 68671586 71926575 324600 0 68996186 71926575 69675321 73143393 -140122 3070511 0 X 0 1 X 1 0 X 5953979 4276240 3376329 4830876 3367373 21804797 5953979 4276240 3376329 4830876 3367373 21804797 21804797 357451 589759 772792 689421 556494 2965917 510611 672 30956 84 557 542880 25313594 19541434 0.86140 0.89060 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2016 AMOUNT: $ 8,902. 2017 AMOUNT: $ 672. 2018 AMOUNT: $ 30,956. 2019 AMOUNT: $ 84. 2020 AMOUNT: $ 557. AHIP REFUND - 2016 AMOUNT: $ 501,709. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2160465 2160465 9649643 4412647 5236996 187550 187550 0 7397461 INVESTMENT IN THE GUIDANCE CENTER 18793052 18793052 X 31956702 3070511 22748526 25819037 6137665 155628 5091502 5247130 11384795 28323995 16954706 16954706 11369289 155628 155628 11524917 PART X, LINE 2: THE NARBHA INSTITUTE QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND, THEREFORE, THERE IS NO PROVISION FOR INCOME TAXES IN THE FINANCIAL STATEMENTS. IN ADDITION, THE NARBHA INSTITUTE QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170 OF THE CODE AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME DETERMINED TO BE UNRELATED BUSINESS TAXABLE INCOME (UBTI) WOULD BE TAXABLE. MANAGEMENT DOES NOT BELIEVE THE NARBHA INSTITUTE HAS ANY UBTI FOR THE YEAR ENDED SEPTEMBER 30, 2021. THE NARBHA INSTITUTE EVALUATES ITS UNCERTAIN TAX POSITIONS, IF ANY, ON A CONTINUAL BASIS THROUGH REVIEW OF ITS POLICIES AND PROCEDURES, REVIEW OF ITS REGULAR TAX FILINGS, AND DISCUSSIONS WITH OUTSIDE EXPERTS. THE NARBHA INSTITUTE'S FEDERAL RETURN OF ORGANIZATIONS EXEMPT FROM INCOME TAX (FORM 990) FOR FISCAL 2020, 2019, AND 2018 ARE SUBJECT TO EXAMINATION BY THE IRS GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM SUSTAINABLE ECONOMIC DEVELOPMENT INITIATIVE (RELATED ENTITY) 115,964. REVENUE FROM THE GUIDANCE CENTER (RELATED ENTITY) 27,532,069. ELIMINATIONS -4,899,507. PART XI, LINE 4B - OTHER ADJUSTMENTS: INCOME FROM INVESTMENT IN TGC 5,091,502. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM SUSTAINABLE ECONOMIC DEVELOPMENT INITIATIVE (RELATED ENTITY) 111,723. EXPENSES FROM THE GUIDANCE CENTER (RELATED ENTITY) 21,742,490. ELIMINATIONS -4,899,507. 1 ARIZONA COALITION FOR MILITARY FAMILIES-TAPAZ-ACMF 2929 N CENTRAL AVENUE SUITE 1550 PHOENIX AZ 85012 860975231 501(C)(3) 20000 PROGRAM SUPPORT ARIZONA SUPREME COURT 1501 W WASHINGTON ST PHOENIX AZ 85007 866004791 GOVERNMENT 34000 PROGRAM SUPPORT AZ ALLIANCE OF COMMUNITY HEALTH CTRS 700 E JEFFERSON ST SUITE 100 PHOENIX AZ 85034 860494702 501(C)(3) 10000 PROGRAM SUPPORT COCONINO COMMUNITY COLLEGE FOUNDATION 2800 S LONE TREE RD FLAGSTAFF AZ 86005 860717956 501(C)(3) 50500 PROGRAM SUPPORT COCONINO COUNTY 219 E CHERRY AVE FLAGSTAFF AZ 86001 866000441 GOVERNMENT 82374 PROGRAM SUPPORT COCONINO COUNTY SUSTAINABLE ECONOMIC DEVELOPMENT 616 N BEAVER STREET FLAGSTAFF AZ 86001 261077054 501(C)(3) 52336 60664 CASH REIMBURSEMENT WAGES, EMPLOYEE RELATED EXPENSES PROGRAM SUPPORT HELPING FAMILIES IN NEED 3010 S 92ND DR TOLLESON AZ 85353 800744034 501(C)(3) 20000 PROGRAM SUPPORT HOPE LIVES-VIVE LA EXPERANZA 1551 W VAN BUREN STREET PHOENIX AZ 85007 452300190 501(C)(3) 49946 PROGRAM SUPPORT HUSHABYE NURSERY 3003 EAST MCDOWELL RD PHOENIX AZ 85008 822737849 501(C)(3) 192944 PROGRAM SUPPORT IDEAS COLLIDE 6125 E INDIAN SCHOOL RD 1001 SCOTTSDALE AZ 85251 204419257 N/A 23640 PROGRAM SUPPORT LITTLE COLORADO BEHAVIORAL HEALTH CENTERS PO BOX 579 ST JOHNS AZ 85936 860250938 501(C)(3) 10500 PROGRAM SUPPORT LOCAL INITIATIVES SUPPORT INITIATIVES-HOUSING GRANTS 28 LIBERTY STREET 34TH FLOOR NEW YORK NY 10005 133030229 501(C)(3) 100000 PROGRAM SUPPORT NAMI ARIZONA 5025 E WASHINGTON ST STE 112 PHOENIX AZ 85034 860464872 501(C)(3) 15000 PROGRAM SUPPORT NE AZ COMMUNITY RESOURCE NETWORK 201 N PALOMA SHOW LOW AZ 85901 842965260 501(C)(3) 50000 PROGRAM SUPPORT NORTH COUNTRY HEALTHCARE INC PO BOX 3630 FLAGSTAFF AZ 860033630 860663432 N/A 650000 PROGRAM SUPPORT NORTHERN ARIZONA UNIVERSITY PO BOX 4080 FLAGSTAFF AZ 86011 742579628 GOVERNMENT 30873 PROGRAM SUPPORT NORTHERN ARIZONA UNIVERSITY FOUNDATION PO BOX 4094 FLAGSTAFF AZ 86011 860193726 501(C)(3) 57800 PROGRAM SUPPORT OLD CONCHO COMMUNITY ASSISTANCE CTR PO BOX 50 CONCHO AZ 859240050 860907044 501(C)(3) 60000 PROGRAM SUPPORT PREVENT CHILD ABUSE ARIZONA PO BOX 26495 PRESCOTT VALLEY AZ 86312 860832901 501(C)(3) 10000 PROGRAM SUPPORT RED FEATHER DEVELOPMENT GR PO BOX 907 BOZEMAN MT 59771 911632134 501(C)(3) 10000 PROGRAM SUPPORT SOUTHWEST BEHAVIORAL & HEALTH SERVICES 3450 N 3RD STREET PHOENIX AZ 85012 860290033 501(C)(3) 20211 PROGRAM SUPPORT SOUTHWEST HUMAN DEVELOPMENT 2850 N 24TH STREET PHOENIX AZ 85008 860407179 501(C)(3) 20340 PROGRAM SUPPORT SPECTRUM HEALTHCARE GROUP INC 8 EAST COTTONWOOD STREET COTTONWOOD AZ 86326 860207499 501(C)(3) 49104 PROGRAM SUPPORT SUMMIT HEALTHCARE ASSOCIATION 2200 E SHOW LOW ROAD SHOW LOW AZ 85901 860320447 501(C)(3) 10000 PROGRAM SUPPORT TECHNICAL ASSISTANCE PARTNERSHIP OF ARIZONA 2929 N CENTRAL AVE STE 1550 PHOENIX AZ 85012 860975231 501(C)(3) 10000 PROGRAM SUPPORT THE GUIDANCE CENTER INC 2187 N VICKEY STREET FLAGSTAFF AZ 86004 860223720 501(C)(3) 30178 4786507 CASH REIMBURSEMENT WAGES, EMPLOYEE RELATED EXPENSES, RENOVATIONS PROGRAM SUPPORT THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE 445 N 5TH STREET SUITE 600 PHOENIX AZ 85004 753065445 501(C)(3) 550000 PROGRAM SUPPORT WEST YAVAPAI GUIDANCE CENTER INC 3343 N WINDSONG DRIVE PRESCOTT AZ 86314 860206928 501(C)(3) 33010 PROGRAM SUPPORT WILLIAMS UNIFIED SCHOOL DISTRICT #2 636 S 7TH ST WILLIAMS AZ 86046 860592836 GOVERNMENT 31806 PROGRAM SUPPORT RICK WALL CONSULTING PO BOX 300 SOMIS CA 93066 861694607 N/A 6600 PROGRAM SUPPORT 28 2 PART I, LINE 2: THE NARBHA INSTITUTE BOARD APPROVES A BUDGET THAT INCLUDES GRANTS AND SPONSORSHIPS. STAFF REVIEW GRANT APPLICATIONS FOR CONSISTENCY WITH THE NARBHA INSTITUTE'S MISSION AND CHARITABLE PURPOSE, SCREEN FOR CONFLICTS OF INTEREST, ASCERTAIN WHETHER THE GRANTEE IS A PUBLIC CHARITY OR GOVERNMENTAL ENTITY, AND MAKE A FINAL RECOMMENDATION TO THE BOARD OR CHIEF EXECUTIVE AS APPROPRIATE. IF AN AWARD IS MADE, THE REPRESENTATIONS MADE IN THE APPLICATION ARE MADE CONTRACTUALLY BINDING AND FUNDING IS RESTRICTED TO THE PURPOSE DESCRIBED IN THE GRANT. SOME SMALLER GRANTS (PRIMARILY EVENT SPONSORSHIPS) DO NOT FOLLOW THE FORMAL APPLICATION PROCESS BUT ARE MONITORED BY HAVING STAFF VERIFY THE PUBLIC CHARITY STATUS OF THE COMPANY HOSTING THE EVENT, HAVING STAFF ATTEND THE EVENT, AND REVIEWING EVENT INFORMATION AND MATERIALS. THE NARBHA INSTITUTE MAY RELY ON THE PUBLIC CHARITY STATUS OF THE GRANTEE TO ENSURE THAT THE GRANT IS CONSISTENT WITH CHARITABLE PURPOSES, OR IT MAY REQUIRE (OR IN THE RARE CASE OF A GRANT TO AN ENTITY WHICH IS NOT A PUBLIC CHARITY OR GOVERNMENTAL UNIT, WILL REQUIRE) REPORTS AND MEASURED OUTCOMES DEMONSTRATING THE USE OF FUNDS CONSISTENT WITH THE NARBHA INSTITUTE'S CHARITABLE PURPOSE AND MISSION. X X X X X 0 0 0 0 0 0 0 1 0 MARY JO GREGORY PRESIDENT & CEO 648622 0 40000 0 962 0 0 0 24304 0 713888 0 0 0 TERESA BERTSCH VP MEDICAL AFFAIRS 341438 0 0 0 11740 0 0 0 26304 0 379482 0 0 0 LAUREN LAUDER VP PATIENT SVCS 301703 0 0 0 2726 0 0 0 39706 0 344135 0 0 0 MICHAEL KUZMIN CFO 261667 0 5000 0 4469 0 0 0 20069 0 291205 0 0 0 NATHAN JONES GENERAL COUNSEL 222784 0 5000 0 7492 0 0 0 12078 0 247354 0 0 0 JON PEREZ VP LIVABLE COMM 183615 0 0 0 0 0 0 0 37364 0 220979 0 0 0 JUDITH MARFECHUK CHIEF ACCOUNTING OFFICER 146707 0 3000 0 5468 0 0 0 14087 0 169262 0 0 0 PART I, LINE 3 BASED ON COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS, THE COMPENSATION OF THE CEO AND KEY EMPLOYEES WAS REVIEWED AND APPROVED BY THE ORGANIZATION'S GOVERNING BODY, COMPOSED OF INDEPENDENT MEMBERS WITHOUT CONFLICTS. THE CEO'S COMPENSATION IS SET BY CONTRACT AND THE APPROVAL OF THE INDEPENDENT DIRECTORS IS BASED ON THE ADVICE OF INDEPENDENT COMPENSATION CONSULTANTS SPECIFICALLY CONTRACTED TO ENSURE THAT COMPENSATION IS NOT EXCESSIVE. COMPENSATION IS REASONABLE IN LIGHT OF HEADING A COMPLEX HEALTHCARE ORGANIZATION OVERSEEING A JOINT VENTURE WHICH PROVIDES PHYSICAL AND BEHAVIORAL HEALTH SERVICES TO OVER 145,000 COVERED MEDICAID LIVES AS WELL AS OTHER COMPLEX AFFILIATIONS. PART I, LINE 7 BONUS PAYMENTS ARE MADE BASED ON MEETING ORGANIZATIONAL GOALS AND ARE AT THE DISCRETION OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B CORPORATE PRACTICES REQUIRE REVIEW OF FORM 990 BY THE PRESIDENT AND VICE-PRESIDENT OF THE BOARD OF DIRECTORS ON BEHALF OF THE BOARD OF DIRECTORS PRIOR TO FILING THE ORGANIZATION'S 990 RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ADOPTED THE IRS MODEL POLICY WHICH PROVIDES FOR ANNUAL DISCLOSURE BY "ANY DIRECTOR, PRINCIPAL OFFICER, OR MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS." THE GENERAL COUNSEL ENSURES ANNUAL COMPLETION OF DISCLOSURES AND ENFORCES THE POLICY, WHICH ENSURES THAT NO INTERESTED PERSON WILL BE INVOLVED IN ANY DISCUSSION OR VOTE ON ANY MATTER ABOUT WHICH THEY HAVE DISCLOSED AN INTEREST. VIOLATIONS OF THE CONFLICTS POLICY MAY RESULT IN SANCTIONS UP TO AND INCLUDING REMOVAL. FORM 990, PART VI, SECTION B, LINE 15 THE NARBHA INSTITUTE HAS ENGAGED THE SERVICES OF INDEPENDENT COMPENSATION CONSULTANTS FOR BOTH THE CEO AND KEY EMPLOYEES, AND HAS ALSO DONE ORGANIZATION-WIDE COMPENSATION STUDIES. COMPENSATION OF THE CEO IS DETERMINED BY INDEPENDENT DIRECTORS BASED ON SUCH COMPENSATION STUDIES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION, BY-LAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. WELL NORTH COMMUNITIES LLC 616 N BEAVER STREET FLAGSTAFF AZ 86001 866037149 PROPERTY OWNERSHIP AND PROVIDING AFFORDABLE HOUSING AZ 355894 2092153 THE NARBHA INSTITUTE COCONINO COUNTY SUSTAINABLE ECONOMIC DEVELOPMENT INITIATIVE 616 N BEAVER STREET FLAGSTAFF AZ 86001 261077054 MICRO-LOANS AZ 501(C)(3) LINE 7 THE NARBHA INSTITUTE 1 THE GUIDANCE CENTER INC 2187 N VICKEY STREET FLAGSTAFF AZ 86004 860223720 BEHAVIORAL HEALTH SERVICES AZ 501(C)(3) LINE 7 THE NARBHA INSTITUTE 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0