2022-08-11T09:19:26-05:00 2021-09-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2020-10-01 541156453 SOUTHEASTERN UNIVERSITIES RESEARCH ASSOCIATION INC SOUT 2024087872 1201 NEW YORK AVENUE NO 430 WASHINGTON DC 20005 SCOTT HARTRANFT INTERIM PRESIDENT & CEO 2024087872 2022-08-11 1 SCOTT HARTRANFT 999009999 ANDREW ROE P01876391 7032868000 2022-07-28 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z SCOTT HARTRANFT 1201 NEW YORK AVENUE430 WASHINGTON DC 20005 15811401 0 5487 X WWW.SURA.ORG X 1980 VA TO ADVANCE COLLABORATIVE RESEARCH THAT STRENGTHENS THE SCIENTIFIC CAPABILITIES OF OUR MEMBERS AND THE NATION. 54 54 53 0 0 0 7748572 8164155 731602 849234 -209553 1274811 41463 44190 8312084 10332390 0 0 0 0 5934159 6327179 0 0 0 5127795 5762980 11061954 12090159 -2749870 -1757769 27688373 29950006 14081221 16556588 13607152 13393418 X TO ADVANCE COLLABORATIVE RESEARCH THAT STRENGTHENS THE SCIENTIFIC CAPABILITIES OF OUR MEMBERS AND THE NATION. 0 0 6765059 893424 SEE SCHEDULE OSURA HAS 60 MEMBER UNIVERSITIES IN THE US AND CANADA AND IS ORGANIZED TO PROMOTE COOPERATIVE RESEARCH ACTIVITIES IN SCIENCE AND ENGINEERING, TO FOSTER EXCELLENCE IN SCIENTIFIC RESEARCH, TO STRENGTHEN THE SCIENTIFIC AND TECHNICAL CAPABILITIESOF THE NATION, AND TO PROVIDE TRAINING OPPORTUNITIES FOR SCIENTISTS AND ENGINEERS.THE THOMAS JEFFERSON NATIONAL ACCELERATOR FACILITY, OR JEFFERSON LAB, IS ONE OF THE DOE OFFICE OF SCIENCE'S TEN NATIONAL LABORATORIES. SURA HAS BEEN RESPONSIBLE FOR THE MANAGEMENT AND OPERATIONS (M&O) CONTRACT FOR THE JEFFERSON LAB SINCE IT WAS SELECTED IN 1983 IN A NATIONAL COMPETITION, THROUGH ITS WHOLLY OWNED SUBSIDIARY, JEFFERSON SCIENCE ASSOCIATES (JSA) LLC. AS THE M&O CONTRACTOR, JSA HAS OVERSIGHT RESPONSIBILITY FOR JEFFERSON LAB OPERATIONS INCLUDING OVER 800 EMPLOYEES AND OVER $170 MILLION IN ANNUAL OPERATING BUDGET.JSA IS ORGANIZED AS A LIMITED LIABILITY COMPANY AND IS GOVERNED BY AN OPERATING AGREEMENT THAT RESTRICTS ACTIVITIES EXCLUSIVELY TO THOSE HAVING CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES AND A PRIMARY MISSION TO PERFORM THE DOE JEFFERSON LAB M&O CONTRACT. SURA PROVIDES OVERSIGHT OF THE SCIENTIFIC MISSION OF THE JEFFERSON LAB WITH ASSISTANCE FROM FACULTY EXPERTS FROM ITS MEMBER UNIVERSITIES.SURA, THROUGH ITS SPACE SCIENCE PROGRAM, PARTNERS WITH OTHER UNIVERSITIES AND ORGANIZATIONS ON GRANTS AND CONTRACTS TO PROVIDE SCIENTISTS AND OTHER SUBJECT MATTER EXPERTS TO CONDUCT ASTRONOMY, ASTROPHYSICS, ASTROBIOLOGY, EARTH SCIENCE, AND ENGINEERING RESEARCH TO MEET THE MISSION OBJECTIVES OF SEVERAL FEDERAL AGENCIES.THE CENTER FOR NUCLEAR FEMTOGROPHY WAS ESTABLISHED TO BRING TOGETHER EXPERTISE IN THE NUCLEAR PHYSICS RESEARCH COMMUNITY. SURA PROVIDES RESEARCH OPPORTUNITIES THROUGH GRANTS TO NUCLEAR PHYSICS FACULTY WITHIN VIRGINIA UNIVERSITIES AND POSTDOCTORAL FELLOWSHIPS TO WORK DIRECTLY WITH THE CENTER FOR NUCLEAR FEMTOGRAPHY LEADERSHIP. 6765059 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 1 62 0 1 53 1 0 0 0 0 0 0 0 0 0 0 0 0 X 54 54 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 X SCOTT HARTRANFT 2024087872 1201 NEW YORK AVENUE SUITE 430 WASHINGTON DC 20005 RAMESH KOLLURU TRUSTEE 1.00 0.00 X 0 0 0 RALPH ZOTTOLA TRUSTEE 1.00 0.00 X 0 0 0 PAUL EUGENIO TRUSTEE 1.00 0.00 X 0 0 0 NOEL WONG TRUSTEE 1.00 0.00 X 0 0 0 MORRIS FOSTER TRUSTEE 1.00 0.00 X 0 0 0 JULIUS FRIDRIKSSON TRUSTEE 1.00 0.00 X 0 0 0 MARC HOIT TRUSTEE 1.00 0.00 X 0 0 0 KAREN J L BURG TRUSTEE 1.00 0.00 X 0 0 0 RAMU RAMACHANDRAN TRUSTEE 1.00 0.00 X 0 0 0 JULIE JORDAN TRUSTEE 1.00 0.00 X 0 0 0 MARCO CARVALHO TRUSTEE 1.00 0.00 X 0 0 0 RUSSELL J MUMPER TRUSTEE 1.00 0.00 X 0 0 0 SRIRAMA RAO TRUSTEE 1.00 0.00 X 0 0 0 SANJIV SARIN TRUSTEE 1.00 0.00 X 0 0 0 SARA J GRAVES TRUSTEE 1.00 0.00 X 0 0 0 JUDD NICHOLSON TRUSTEE 1.00 0.00 X 0 0 0 SUDEEP SARKAR TRUSTEE 1.00 0.00 X 0 0 0 TANJA HORN TRUSTEE 1.00 0.00 X 0 0 0 TANJU KARANFIL TRUSTEE 1.00 0.00 X 0 0 0 TERRY L HERDMAN TRUSTEE 1.00 0.00 X 0 0 0 TIMOTHY DENNING TRUSTEE 1.00 0.00 X 0 0 0 TOMS DAZ DE LA RUBIA TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM B MOORE TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM J BRISCOE TRUSTEE 1.00 0.00 X 0 0 0 SAMUEL CAS D'ANGELO TRUSTEE 1.00 0.00 X 0 0 0 JOHN R ENGLISH TRUSTEE 1.00 0.00 X 0 0 0 GORDON C CANNON TRUSTEE 1.00 0.00 X 0 0 0 JAMES WEYHENMEYER TRUSTEE 1.00 0.00 X 0 0 0 ANDRE MARSHALL TRUSTEE 1.00 0.00 X 0 0 0 ANDRES GIL TRUSTEE 1.00 0.00 X 0 0 0 ARTHUR CHAMPAGNE TRUSTEE 1.00 0.00 X 0 0 0 C KEVIN CHAMBLISS TRUSTEE 1.00 0.00 X 0 0 0 CALVIN R HOWELL TRUSTEE 1.00 0.00 X 0 0 0 CHARLES G RIORDAN TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER F D'ELIA TRUSTEE 1.00 0.00 X 0 0 0 CYNTHIA BAUERLE TRUSTEE 1.00 0.00 X 0 0 0 DALE WESSON TRUSTEE 1.00 0.00 X 0 0 0 DANIEL C FLYNN TRUSTEE 1.00 0.00 X 0 0 0 DANIEL T JAFFE TRUSTEE 1.00 0.00 X 0 0 0 JEAN PIERRE BARDET TRUSTEE 1.00 0.00 X 0 0 0 DAVID J HUDSON TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH L CRAWFORD TRUSTEE 1.00 0.00 X 0 0 0 DENNIS M MANOS TRUSTEE 1.00 0.00 X 0 0 0 DON ENGEL TRUSTEE 1.00 0.00 X 0 0 0 EDWARD BRASH TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH A KLONOFF TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH J BEISE BOARD VICE-CHAIR 1.00 0.00 X 0 0 0 FRED KING BOARD CHAIR 1.00 0.00 X 0 0 0 GEORGE E MILLER ILL TRUSTEE 1.00 0.00 X 0 0 0 GERARD P GILFOYLE TRUSTEE 1.00 0.00 X 0 0 0 YOUSIF SHAMOO TRUSTEE 1.00 0.00 X 0 0 0 JACK G BALDAUF TRUSTEE 1.00 0.00 X 0 0 0 DAVID P NORTON TRUSTEE 1.00 0.00 X 0 0 0 ZISIS PAPANDREOU TRUSTEE 1.00 0.00 X 0 0 0 JERRY DRAAYER PRESIDENT & CEO (THRU 4/14/21) 40.00 0.00 X 489595 0 52649 ELIZABETH LAWSON CHIEF GOV OFFICER & CORP SEC 40.00 0.00 X 260038 0 32264 SCOTT HARTRANFT CFO & INTERIM CEO (AS OF 4/15/21) 40.00 0.00 X 199139 0 44388 RUSSEL MOY GENERAL COUNSEL 40.00 0.00 X 242262 0 31845 LAWRENCE HARE CHIEF DEVELOPMENT OFF (THRU 9/9/21) 40.00 0.00 X 212236 0 45566 TRACY GIBSON SUBJECT MATTER EXPERT 40.00 0.00 X 178079 0 26027 ALLYSON QUESADA DIRECTOR OF HR 40.00 0.00 X 173352 0 16554 JOSEPH SCARCELLO CHIEF GRANTS & CONTRACTING OFFICER 40.00 0.00 X 209866 0 22379 1964567 0 271672 17 0 1 1 VENABLE LLP PO BOX 62727 BALTIMORE MD 21264 LEGAL 470193 CLARK HILL PO BOX 3760 PITTSBURGH PA 15230 CONSULTING 264000 WITTKIEFFER 2015 SPRING ROAD SUITE 510 OAK BROOK IL 60523 LEGAL 140642 KPMG LLP 1801 K STREETNW WASHINGTON DC 20036 AUDIT & TAX 133000 4 288625 7875530 8164155 PERFORMANCE FEES 900099 773546 773546 RESIDENCE FACILITY INC 900099 75688 75688 849234 380766 380766 6373056 5479011 894045 894045 894045 MISCELLANEOUS INCOME 900099 42243 42243 RETIREMENT SERVICE CRE 900099 1947 1947 44190 10332390 893424 0 1274811 1439266 301990 1137276 15400 7623 7777 4032599 2110488 1922111 246716 111704 135012 342271 179130 163141 250927 112993 137934 501857 7410 494447 133000 133000 390400 390400 184051 184051 67000 67000 115676 58438 57238 358761 15356 343405 29247 25697 3550 13763 13763 113781 113781 99281 76769 22512 14409 1569 12840 RESEARCH - RELATED SUBA 3320805 3015494 305311 OTHER EXPENSES 420949 269235 151714 12090159 6765059 5325100 0 2931525 3541456 1267859 1043703 3468038 3300039 3102357 2080708 976459 1021649 18373684 20303026 670808 740133 27688373 29950006 1393719 1757924 5253483 5681991 7264373 9035987 169646 80686 14081221 16556588 X 13607152 13393418 13607152 13393418 27688373 29950006 X -1757769 3291985 -1747950 X X 0 1 X 1 1 1 X 3539621 7048174 7010206 7748572 8164155 33510728 3539621 7048174 7010206 7748572 8164155 33510728 33510728 344523 386909 384072 406472 380766 1902742 31445 24332 50241 41643 44190 191851 35605321 0.94120 0.93190 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: RETIREMENT SERVICE CREDITS - 2016 AMOUNT: $ 31,445. 2017 AMOUNT: $ 24,332. 2018 AMOUNT: $ 37,000. 2019 AMOUNT: $ 38,250. 2020 AMOUNT: $ 1,947. MISCELLANEOUS INCOME - 2018 AMOUNT: $ 13,241. 2019 AMOUNT: $ 3,393. 2020 AMOUNT: $ 42,243. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 390400 390400 11699759 12090159 754508 188627 0 0 675216 655031 703098 754508 2787853 4181780 329376 373166 393063 390400 1486005 168804 163758 175775 188627 696964 1045446 0 0 0 0 780789 780789 1530770 1530770 0 790798 549938 240860 1021649 DEFERRED RENT 80686 80686 X PART X, LINE 2: FASB ASC 740-10-25 REQUIRES THAT MANAGEMENT EVALUATE TAX POSITIONS TAKEN BY SURA AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF SURA HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. SURA HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT AS OF SEPTEMBER 30, 2021 AND 2020 THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN FINANCIAL STATEMENTS. X X X X X 1 0 0 0 0 0 0 0 0 JERRY DRAAYER PRESIDENT & CEO (THRU 4/14/21) 489595 0 0 0 0 0 44064 0 8585 0 542244 0 0 0 ELIZABETH LAWSON CHIEF GOV OFFICER & CORP SEC 260038 0 0 0 0 0 23403 0 8861 0 292302 0 0 0 RUSSEL MOY GENERAL COUNSEL 242262 0 0 0 0 0 21804 0 10041 0 274107 0 0 0 LAWRENCE HARE CHIEF DEVELOPMENT OFF (THRU 9/9/21) 212236 0 0 0 0 0 19101 0 26465 0 257802 0 0 0 SCOTT HARTRANFT CFO & INTERIM CEO (AS OF 4/15/21) 199139 0 0 0 0 0 17923 0 26465 0 243527 0 0 0 JOSEPH SCARCELLO CHIEF GRANTS & CONTRACTING OFFICER 209866 0 0 0 0 0 18888 0 3491 0 232245 0 0 0 TRACY GIBSON SUBJECT MATTER EXPERT 178079 0 0 0 0 0 16027 0 10000 0 204106 0 0 0 ALLYSON QUESADA DIRECTOR OF HR 173352 0 0 0 0 0 15602 0 952 0 189906 0 0 0 PART I, LINE 4A JERRY DRAAYER RECEIVED A SEVERANCE PAYMENT. HORTENSIA VALDES WIFE OF FORMER PRESIDENT/CEO 15400 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: DESCRIPTION OF BUSINESS TRANSACTIONS WITH INTERESTED PERSONS: THE FORMER PRESIDENT & CHIEF EXECUTIVE OFFICER SURA, JERRY DRAAYER, IS MARRIED TO HORTENSIA VALDES. FOR THE MAJORITY OF THE CURRENT YEAR AND SINCE MAY 2000, MS. VALDES WAS RESPONSIBLE AT LOUISIANA STATE UNIVERSITY, WHERE SHE WORKED, FOR MAINTAINING SURA'S WEBSITE AS WELL AS VARIOUS IT FUNCTIONS. SHE RECEIVED AN ANNUAL FEE OF $15,400 FOR HER VARIOUS FUNCTIONS IN FY21. JERRY DRAAYER IS NOT INVOLVED IN APPROVING HER INVOICES, OR SIGNING HER CHECKS, NOR DOES HE SUPERVISE HER IN ANY WAY. FORM 990, PART IV, LINE 12 AND PART XII SURA RECEIVES A CONSOLIDATED ANNUAL AUDIT IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP). CONSISTENT WITH SURA'S MAJORITY AND CONTROLLING INTEREST IN JEFFERSON SCIENCE ASSOCIATES LLC (JSA), THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDE THE ACTIVITIES OF SURA AND THE OPERATIONS OF JSA. FORM 990, PART VI, SECTION A, LINE 6 SURA IS ORGANIZED AS A NON-PROFIT CORPORATION AND HAS THREE CATEGORIES OF MEMBERS: STANDARD MEMBERS, ENTITY MEMBERS, AND AFFILIATE MEMBERS. STANDARD MEMBERS ARE INSTITUTIONS OF HIGHER LEARNING OR OTHER COMPLEMENTARY ORGANIZATIONS THAT ARE TAX EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, OR THAT ARE THE EQUIVALENT OF SECTION 501(C)(3) ORGANIZATIONS, AND DESIRE FULL PARTICIPATION IN SURA'S ACTIVITIES AND SUPPORT ITS PROGRAMS [OR MISSION]. FORM 990, PART VI, SECTION A, LINE 7A EACH STANDARD MEMBER HAS ONE VOTE AND IS REPRESENTED BOTH ON THE COUNCIL OF PRESIDENTS, WHICH PROVIDES OVERALL DIRECTION AND LEADERSHIP TO THE CORPORATION, AND THE BOARD OF TRUSTEES WHICH MANAGES THE FUNDS AND BUSINESS OF THE CORPORATION. ENTITY MEMBERS ARE FOR-PROFIT ENTITIES WHICH DESIRE PARTICIPATION IN SOME OR ALL PROGRAMMATIC ACTIVITIES OF THE ORGANIZATION AND SUPPORT THE PROGRAMS [OR MISSION] OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B THERE ARE THREE CLASSES OF ENTITY MEMBERSHIP, A, B AND C. ONLY CLASS A ENTITY MEMBERS HAVE A VOTE AND ARE REPRESENTED ON THE COUNCIL OF PRESIDENTS AND THE BOARD OF TRUSTEES. CLASS B AND CLASS C ENTITY MEMBERS DO NOT HAVE A VOTE NOR ARE THEY REPRESENTED ON THE COUNCIL OF PRESIDENTS OR THE BOARD OF TRUSTEES. CLASS B AND CLASS C ENTITY MEMBERS MAY ATTEND THE BOARD OF TRUSTEES MEETINGS BY INVITATION AND MAY PARTICIPATE IN PROGRAMMATIC ACTIVITIES AS PERMITTED BY POLICY. THE CORPORATION CURRENTLY HAS NO ENTITY MEMBERS. AFFILIATE MEMBERS ARE NON-PROFIT MEMBERS DESIRING PARTICIPATION IN ONE OF SURA'S PROGRAMMATIC ACTIVITIES. AFFILIATE MEMBERS DO NOT HAVE A VOTE NOR ARE THEY REPRESENTED ON THE COUNCIL OF PRESIDENTS OR THE BOARD OF TRUSTEES. AFFILIATE MEMBERS MAY ATTEND THE BOARD OF TRUSTEES MEETINGS BY INVITATION AND MAY PARTICIPATE IN PROGRAMMATIC ACTIVITIES AS PERMITTED BY POLICY. BOTH THE STANDARD MEMBER AND THE CLASS A ENTITY MEMBER ARE ADMITTED TO THE CORPORATION BY THE AFFIRMATIVE VOTE OF THE COUNCIL OF PRESIDENTS. ALL OTHER MEMBERSHIP CATEGORIES ARE ADMITTED BY AFFIRMATIVE VOTE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER IS RESPONSIBLE FOR ASSEMBLING ALL INFORMATION REQUIRED TO COMPLETE THE FORM 990, WHICH IS SUBSEQUENTLY PREPARED AND REVIEWED BY THE ORGANIZATION'S INDEPENDENT ACCOUNTING FIRM. A FINAL REVIEW OF THE FORM 990 IS THEN CONDUCTED BY THE PRESIDENT & CHIEF EXECUTIVE OFFICER AND THEN BY THE CHAIR OF THE SURA FINANCE COMMITTEE, ON BEHALF OF THE BOARD. AN INFORMATION COPY OF THE CORPORATION'S FORM 990 IS PROVIDED TO EACH TRUSTEE OF THE SURA BOARD OF TRUSTEES PRIOR TO SUBMISSION TO THE IRS. A COPY OF THE FORM 990 IS ALSO PROVIDED TO THE CORPORATE SECRETARY AS A PERMANENT FILE COPY FOR PUBLIC ACCESS. FORM 990, PART VI, SECTION B, LINE 12C IT IS SURA'S POLICY THAT TRUSTEES, OFFICERS, COMMITTEE MEMBERS, STAFF, VOLUNTEERS AND OTHERS WHILE ACTING ON BEHALF OF SURA MUST AVOID CONFLICTS OF INTEREST. EVEN APPEARANCE OF A CONFLICT OF INTEREST MUST BE AVOIDED. MONITORING COMPLIANCE WITH THIS POLICY IS ACCOMPLISHED THROUGH A "MANDATORY CONFLICT OF INTEREST DISCLOSURE POLICY" WHICH REQUIRES THAT ALL BOARD OF TRUSTEES, OFFICERS, SENIOR STAFF AS DESIGNATED BY THE PRESIDENT & CHIEF EXECUTIVE OFFICER, AND OTHER SPECIFIC INDIVIDUALS WHO MAY BE CONSIDERED TO BE - "DISQUALIFIED PERSONS" UNDER FEDERAL REGULATION 53.4958-3 SIGN AND SUBMIT ON AN ANNUAL BASIS A MANDATORY DISCLOSURE STATEMENT TO THE CORPORATE SECRETARY. THE CORPORATE SECRETARY IS RESPONSIBLE FOR ENFORCING THE MANDATORY DISCLOSURE POLICY AND FOR MAINTAINING AND ANNUALLY UPDATING A FILE OF SIGNED DISCLOSURE STATEMENTS. IF THE CORPORATE SECRETARY IN CONSULTATION WITH SURA'S GENERAL COUNSEL CONCLUDES THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL MUST NOT PARTICIPATE IN THE DELIBERATIONS, CONSIDERATION OR VOTE IN THE TRANSACTION OR MATTER. A NOTATION MUST BE MADE IN THE MINUTES OF ANY MEETING AT WHICH DELIBERATION, CONSIDERATION OR VOTE IN THE TRANSACTION OR MATTER AT ISSUE IS UNDERTAKEN INDICATING THAT THE INDIVIDUAL WITH A CONFLICT OR POTENTIAL CONFLICT WAS EXCUSED FROM THE MEETING, TOOK NO PART IN ANY DISCUSSIONS PERTAINING TO THE TRANSACTION OR MATTER, AND REFRAINED FROM VOTING ON THE TRANSACTION OR MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE SURA BOARD OF TRUSTEES SERVES AS THE COMPENSATION COMMITTEE (COMMITTEE) AND CONSISTS OF THE CHAIR AND VICE CHAIR OF THE COUNCIL OF PRESIDENTS, THE CHAIR AND IMMEDIATE PAST CHAIR OF THE BOARD OF TRUSTEES, AND THE CHAIR OF THE FINANCE COMMITTEE. THE COMMITTEE IS AN INDEPENDENT BODY RESPONSIBLE FOR COMPENSATION REVIEW AND APPROVAL OF, OR TRANSACTIONS WITH, SURA'S PRESIDENT & CHIEF EXECUTIVE OFFICER IN ACCORDANCE WITH SURA'S COMPENSATION AND INTERMEDIATE SANCTIONS COMPLIANCE POLICIES. THE COMMITTEE REVIEWS TOTAL COMPENSATION FOR SURA'S PRESEIDENT & CHIEF EXECUTIVE OFFICER IN COMPARISON TO SALARY LEVELS AND OTHER CONSIDERATION PAID BY SIMILARLY SITUATED ORGANIZATIONS, BOTH TAXABLE AND TAX-EXEMPT, FOR FUNCTIONALLY COMPARABLE POSITIONS OR TRANSACTIONS, AND TAKING INTO ACCOUNT THE LOCATION OF THE OTHER ORGANIZATIONS AND THE AVAILABILITY OF SIMILAR SPECIALTIES IN THE GEOGRAPHIC AREA. THE COMMITTEE COMPARES SURA'S ANNUAL COMPENSATION TO COMPETITIVE MARKET SURVEYS AND REPORTS PROVIDED BY NATIONALLY RECOGNIZED INDEPENDENT FIRMS AND OTHER RELEVANT COMPENSATION DATA INCLUDED IN THE IRS FORM 990. THE COMMITTEE SUPPLEMENTS THIS INFORMATION WITH MORE SPECIFIC PEER TREND ANALYSIS BY RETAINING EXECUTIVE COMPENSATION CONSULTANTS APPROXIMATELY EVERY THREE TO FOUR YEARS. THE DELIBERATIONS AND DECISIONS OF THE COMMITTEE ARE FACILITATED AND CONTEMPORANEOUSLY DOCUMENTED BY THE SURA CHIEF ADMINISTRATIVE OFFICER. IN COMPLIANCE WITH THE INDEPENDENT COMPENSATION ANALYSIS, THE COMMITTEE APPROVES THE SALARY RANGE AND SPECIFIC SALARY OF THE SURA PRESIDENT & CHIEF EXECUTIVE OFFICER AND PREPARES FORMAL CORRESPONDENCE AMENDING THE EMPLOYMENT CONTRACT OF THE PRESIDENT & CHIEF EXECUTIVE OFFICER. FORM 990, PART VI, SECTION C, LINE 19 SURA'S BYLAWS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. THE CHIEF GOVERNANCE OFFICER RESPONDS TO PUBLIC REQUESTS FOR GOVERNING DOCUMENTS AND PROVIDES AS APPROPRIATE. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS ARE DISTRIBUTED TO THE BOARD OF TRUSTEES AND COUNCIL OF PRESIDENTS. FORM 990, PART XI, LINE 9: PAE BUYOUT -1,747,950. JEFFERSON SCIENCE ASSOCIATES LLC 1201 NEW YORK AVENUE NW WASHINGTON DC 20005 203974952 RESEARCH VA 78 14172776 SURA SOUTHEASTER RESEARCH INTL LIGHT CONE ADVISORY COMMITTEE 1201 NEW YORK AVE NW STE 430 WASHINGTON DC 20005 262778710 RESEARCH VA 501(C)(3) 7 N/A 0 NATIONAL SOCIETY OF HISPANIC PHYSICISTS 1201 NEW YORK AVE NW STE 430 WASHINGTON DC 20005 471166372 RESEARCH VA 501(C)(3) 7 N/A 0 JEFFERSON SCIENCE ASSOCIATES 1201 NEW YORK AVENUE NW WASHINGTON DC 20005 203974952 RESEARCH VA SURA RELATED 80020 0 1 0.60000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 JEFFERSON SCIENCE ASSOCIATES LLC P 612970 CASH JEFFERSON SCIENCE ASSOCIATES LLC R 3022334 CASH JEFFERSON SCIENCE ASSOCIATES LLC S 1206272 CASH