2022-07-14T11:24:10-05:00 2021-08-31 910189318 MOSS ADAMS LLP 21700 W OXNARD SUITE 300 WOODLAND HILLS CA 91367 990 2020-09-01 952789388 SOUTHERN CALIFORNIA INSTITUTE OF ARCHITECTURE SOUT 2136132200 960 E 3RD STREET LOS ANGELES CA 90013 SUE GOSNEY CFO 2136132200 2022-07-14 1 SUE GOSNEY 999009999 LAUREN A HAVERLOCK P00545829 8185771900 2022-07-14 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z HERNAN DIAZ ALONSO 960 E 3RD STREET LOS ANGELES CA 90013 46223470 0 X WWW.SCIARC.EDU X 1972 CA THE SOUTHERN CALIFORNIA INSTITUTE OF ARCHITECTURE IS A FULLY ACCREDITED SCHOOL. 24 21 371 24 0 0 1287525 4743190 26170867 25792425 618424 3643541 316833 -10903 28393649 34168253 5177373 6786081 0 0 14671764 15453653 0 0 590930 7144577 6482518 26993714 28722252 1399935 5446001 83979530 93582078 24719623 24088433 59259907 69493645 THE SOUTHERN CALIFORNIA INSTITUTE OF ARCHITECTURE IS A FULLY ACCREDITED SCHOOL OF ARCHITECTURE OFFERING BACHELOR AND MASTERS DEGREES. 0 0 20938669 6786081 25783444 THE SOUTHERN CALIFORNIA INSTITUTE OF ARCHITECTURE IS A FULLY ACCREDITED SCHOOL FOR ARCHITECTURE OFFERING BACHELOR AND MASTERS DEGREES. THE ENROLLMENT FOR THE INSTITUTION RANGES BETWEEN 490 AND 505 STUDENTS. 20938669 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 567 0 1 371 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SUE GOSNEY 2133565330 960 E 3RD STREET LOS ANGELES CA 90013 HERNAN DIAZ ALONSO DIRECTOR/CEO 40.00 X X 488655 0 57041 THOM MAYNE TRUSTEE/INSTRUCTOR 40.00 X 229591 0 0 MIRA HENRY TRUSTEE/INSTRUCTOR 40.00 X 99064 0 9970 MATEUS COMPARATO TRUSTEE 4.00 X 1874 0 0 ABBY SCHEUER TRUSTEE 4.00 X 0 0 0 ABBY SHER SECRETARY 8.00 X X 0 0 0 ANTHONY FERGUSON TRUSTEE 4.00 X 0 0 0 BARBARA BESTOR TRUSTEE 4.00 X 0 0 0 CLAUDIA KHAN TRUSTEE 4.00 X 0 0 0 DAN SWARTZ TREASURER 8.00 X X 0 0 0 FERNANDO GUTIERREZ VICE CHAIRMAN 8.00 X X 0 0 0 FRANK O GEHRY TRUSTEE 4.00 X 0 0 0 JOHN WINSTON TRUSTEE 4.00 X 0 0 0 JOSEPH DAY TRUSTEE 4.00 X 0 0 0 KEVIN RATNER CHAIRMAN 8.00 X X 0 0 0 PHOEBE YEE TRUSTEE 4.00 X 0 0 0 ROY CHOI TRUSTEE 4.00 X 0 0 0 SAM TELLER TRUSTEE 4.00 X 0 0 0 STEVEN SONG TRUSTEE 4.00 X 0 0 0 SUZANNE BODA TRUSTEE 4.00 X 0 0 0 THOMAS STRICKLER TRUSTEE 4.00 X 0 0 0 TIM DISNEY TRUSTEE 4.00 X 0 0 0 TREVOR MCFEDRIES TRUSTEE 4.00 X 0 0 0 JERRY NEUMAN TRUSTEE 4.00 X 0 0 0 SUE GOSNEY CFO 40.00 X 202128 0 21081 JOHN ENRIGHT VICE-DIR./CHIEF ACADEMIC OFF./ INSTRUCTOR 40.00 X 349464 0 24635 DAVID RUY POST GRADUATE PROGRAM CHAIR / INSTRUCTOR 40.00 X 300623 0 9000 ELENA MANFERDINI GRADUATE PROGRAM CHAIR / INSTRUCTOR 40.00 X 300099 0 15334 THOMAS WISCOMBE UNDERGRADUATE PROGRAM CHAIR / INSTRUCTOR 40.00 X 279087 0 18029 HSINMING FUNG DIRECTOR OF INT PROG AND INST RELATIONSHIP 40.00 X 240061 0 18840 LORI O'NEAL CHIEF ADVANCEMENT OFFICER 40.00 X 197354 0 18144 MARCELYN GOW INSTRUCTOR 40.00 X 196390 0 16843 ERIC MOSS INSTRUCTOR 40.00 X 192000 0 51158 ERIK GHENOIU INSTR/CORD SPNSR RSCH & LRN ASSMT 40.00 X 187605 0 20246 MARCELO SPINA THRU 083120 FORMER TRUSTEE/FACULTY/INSTRUCTOR 40.00 X 165326 0 9000 3429321 0 289321 36 1 1 0 SECURITAS SECURITY SERVICES USA INC P O BOX 57220 LOS ANGELES CA 900747220 SECURITY 565975 HC CLEANING SERVICES LLC 2801 1/2 S LA SALLE AVENUE LOS ANGELES CA 90018 JANITORIAL 426800 ALLIANCEBERNSTEIN LP 1999 AVENUE OF THE STARS 21ST FLOO LOS ANGELES CA 90067 INVESTMENT MANAGEMENT 269273 VOS BUILDING & INTEGRATION INC 7171 BRAWLEY ROAD PHELAN CA 92371 CONSTRUCTION 215864 SHI INTERNATIONAL CORP PO BOX 952121 DALLAS TX 75395 CONSTRUCTION 206724 11 189836 3090221 1463133 65216 4743190 TUITION AND FEES 611110 25734828 25734828 OTHER INCOME 611110 57597 57597 25792425 581122 581122 15074000 12010985 596 3063015 -596 3062419 3062419 1000 189836 7272 -6272 -6272 27383 36364 -8981 -8981 STUDENT PARKING RENTAL 812930 4350 4350 4350 34168253 25783444 0 3641619 6786081 6786081 2517793 1524585 993208 581945 581945 10135071 7070718 2614158 450195 452653 248300 181647 22706 869264 524935 309827 34502 896927 627119 240338 29470 137838 137838 101548 101548 269273 269273 763082 336502 426242 338 1304353 724403 550515 29435 257600 1791 255788 21 2032190 1114193 902866 15131 81844 79682 2000 162 554203 482157 69275 2771 839784 730612 104973 4199 SUPPLIES 140803 105646 33157 2000 28722252 20938669 7192653 590930 8696373 8991850 666331 467741 129800 448471 169184 171269 557762 649781 40680194 11161059 29053624 29519135 36536419 44435612 8154833 8635170 15204 263049 83979530 93582078 1450722 2074591 15201886 14736988 2178513 0 5888502 7276854 24719623 24088433 X 54946907 64598645 4313000 4895000 59259907 69493645 83979530 93582078 X 5446001 4887112 -99375 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 474 0 0 0 474 0 PART II-B, LINE 1: SCI ARC PAID MEMBERSHIP DUES IN THE AMOUNT OF $4,736 TO THE ASSOCIATION OF INDEPENDENT CALIFORNIA COLLEGES AND UNIVERSITIES ("AICCU"). AICCU'S GOOD-FAITH ESTIMATE OF THE PERCENTAGE OF MEMBERSHIP DUES THAT WILL BE USED FOR LOBBYING DURING THE JULY 1, 2021-JUNE 30, 2022 MEMBERSHIP YEAR IS TEN (10%) PERCENT. 4568000 703853 954590 76500 202943 5947000 3563973 630492 481031 107496 4568000 3257702 233089 114253 41071 3563973 2955144 253996 48562 3257702 2394928 289370 270846 2955144 0.25000 0.75000 0.00000 0 0 17159593 17159593 14452256 3312494 11139762 202696 190016 12680 4112290 3750893 361397 4753359 3907656 845703 29519135 BERNSTEIN AND OFFIT ALTERNATIVE INVESTMENT FUNDS 8635170 F 8635170 STUDENT DEPOSITS 7027876 OPERATING LEASE LIABILITY 248978 7276854 X 32207225 4887112 700 36364 4924176 27283049 269273 6615931 6885204 34168253 21973487 700 135739 136439 21837048 269273 6615931 6885204 28722252 PART X, LINE 2: SCI-ARC IS A NON-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO THE CODE AND UNDER CORRESPONDING SECTIONS OF THE CALIFORNIA REVENUE AND TAXATION CODE. SCI-ARC FILES INFORMATION RETURNS AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURNS IN THE UNITED STATES FEDERAL JURISDICTION AND WITH THE FRANCHISE TAX BOARD IN THE STATE OF CALIFORNIA. MANAGEMENT HAS EVALUATED SCIARC'S MATERIAL TAX POSITIONS; THERE WERE NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 36,364. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDED SCHOLARSHIPS 6,615,931. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 36,364. PLEDGE WRITE OFF 99,375. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDED SCHOLARSHIPS 6,615,931. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES AS WELL AS THE STUDENT HANDBOOK WHICH IS POSTED ON THE SCHOOL'S WEBSITE INCLUDE A STATEMENT OF THE SCHOOL'S RACIALLY NONDISCRIMINATORY POLICY. THE POLICY IS ALSO POSTED ON THE HOMEPAGE OF THE SCHOOL'S WEBSITE: HTTPS://WWW.SCIARC.EDU/ SCHEDULE E, PART I, LINE 6 THE SCHOOL RECEIVES FUNDS FROM THE DEPARTMENT OF EDUCATION AND FROM THE NATIONAL ENDOWMENT OF THE ARTS. NORTH AMERICA (CANADA AND MEXICO) 0 2 PROGRAM SERVICES MARKETING & BRANDING 28317 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 8625170 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 10000 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 1 PROGRAM SERVICES SPONSORED RESEARCH 67695 0 3 0 0 0 3 8731182 0 8731182 1 0 1 1 1 0 PART III ACCOUNTING METHOD: MAIN EVENT 190836 189836 1000 1334 5938 190836 189836 1000 1334 5938 7272 -6272 1 SCHOLARSHIPS/GRANTS FOR STUDENTS 512 6786081 PART I, LINE 2: PROCEDURES FOR MONITORING OF SCHOLARSHIPS - THE FINANCE OFFICE WORKS WITH ACADEMIC AFFAIRS TO DETERMINE NEW AND CONTINUING SCHOLARSHIPS BUDGETS. THE PROGRAM CHAIRS, FACULTY REVIEW COMMITTEES, AND ADMISSIONS OFFICES SELECTS RECIPIENTS BASED UPON CRITERIA ESTABLISHED FOR EACH TYPE OF FUNDING AND NOTIFIES THE FINANCIAL AID OFFICE OF AMOUNTS AVAILABLE TO AWARD TO STUDENTS EACH ACADEMIC YEAR. THE FINANCIAL AID OFFICE NOTIFIES THE FINANCE OFFICE OF EXPENDITURES FOR EACH TERM DURING THE ACADEMIC YEAR. EACH TERM THE FINANCIAL AID OFFICE AND FINANCE OFFICE RECONCILE ACCOUNTS FOR ALL FUNDS. THE ADVANCEMENT OFFICE PROVIDES ANNUAL REPORTS TO THE DONORS REGARDING THE USE OF DONOR-CONTRIBUTED SCHOLARSHIP FUNDS (ENDOWED OR ANNUALLY FUNDED). PROCEDURES FOR MONITORING OTHER AWARDS AND PRIZES - AWARD/PRIZE RECIPIENTS ARE DETERMINED BY CRITERIA ESTABLISHED BY THE RESPECTIVE ACADEMIC DEPARTMENTS. THESE DEPARTMENTS WORK WITH THE FINANCE OFFICE TO MAKE SURE THAT THE AWARD FUNDS ARE DISBURSED TO THE SELECTED STUDENT. THE ADVANCEMENT OFFICE PROVIDES ANNUAL REPORTS TO THE DONORS REGARDING THE USE OF DONOR-CONTRIBUTED PRIZE FUNDS (ENDOWED OR ANNUALLY FUNDED). PROCEDURES FOR MONITORING RESEARCH GRANTS - RESEARCH GRANT BUDGETS AND REPORTS ARE ADMISTERED AND MONITORED BY THE SPONSORED RESEARCH DEPARTMENT AND THE RESPECTIVE DEPARTMENT OR INDIVIDUAL RECEIPEINT OF THE GRANT AWARD. BASED ON THE TIMEFRAME FOR THE GRANT, EXPENSES ARE REPORTED AND SUBSTANTIATED AT KEY MILESTONES OR AT THE CONCLUSION OF THE PROJECT. FINAL REPORTING IS COORDINATED WITH THE GRANT WRITER AND THE FINANCE OFFICE. X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 HERNAN DIAZ ALONSO DIRECTOR/CEO 487374 0 0 0 1281 0 17100 0 39941 0 545696 0 0 0 JOHN ENRIGHT VICE-DIR./CHIEF ACADEMIC OFF./ INSTR 349464 0 0 0 0 0 15635 0 9000 0 374099 0 0 0 ELENA MANFERDINI GRADUATE PROGRAM CHAIR / INSTRUCTOR 299599 0 0 0 500 0 6334 0 9000 0 315433 0 0 0 DAVID RUY POST GRADUATE PROGRAM CHAIR / INSTRU 300623 0 0 0 0 0 0 0 9000 0 309623 0 0 0 THOMAS WISCOMBE UNDERGRADUATE PROGRAM CHAIR / INSTRU 278687 0 0 0 400 0 11697 0 6332 0 297116 0 0 0 HSINMING FUNG DIRECTOR OF INT PROG AND INST RELATI 239561 0 0 0 500 0 9840 0 9000 0 258901 0 0 0 ERIC MOSS INSTRUCTOR 192000 0 0 0 0 0 10478 0 40680 0 243158 0 0 0 THOM MAYNE TRUSTEE/INSTRUCTOR 229591 0 0 0 0 0 0 0 0 0 229591 0 0 0 SUE GOSNEY CFO 201628 0 0 0 500 0 12081 0 9000 0 223209 0 0 0 LORI O'NEAL CHIEF ADVANCEMENT OFFICER 197354 0 0 0 0 0 11772 0 6372 0 215498 0 0 0 MARCELYN GOW INSTRUCTOR 196390 0 0 0 0 0 7843 0 9000 0 213233 0 0 0 ERIK GHENOIU INSTR/CORD SPNSR RSCH & LRN ASSMT 187105 0 0 0 500 0 11246 0 9000 0 207851 0 0 0 MARCELO SPINA THRU 083120 FORMER TRUSTEE/FACULTY/INSTRUCTOR 165326 0 0 0 0 0 0 0 9000 0 174326 0 0 0 SCHEDULE J PART III LINE 1A THE CEO TRAVELS FIRST CLASS FOR BUSINESS PURPOSES WHEN BUSINESS CLASS IS UNAVAILABLE. THE SOCIAL CLUB DUES ARE PROVIDED FOR THE CEO. THE DUES ARE INCLUDED IN TAXABLE WAGES AND REIMBURSEMENT FOR THE DUES PLUS TAX GROSS UP PAYMENTS ARE PAID TO THE CEO. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. A CA MUNI FINANCE AUTHORITY 201569466 13048VAA6 2017-12-19 16467628 ADV REFUNDING OF 2011 BONDS 0 0 0 A 360000 16467628 129184 308444 16030000 0 1 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 A 1 MARIA PITA SPOUSE OF CEO 168717 COMPENSATION RECEIVED FOR SERVICES AS AN INSTRUCTOR 0 MARRIKKA TROTTER PARTNER OF KEY EMPLOYEE 144613 COMPENSATION RECEIVED FOR SERVICES AS AN INSTRUCTOR 0 MAXIMILIANO SPINA SIBLING OF BOD MEMBER 96616 COMPENSATION RECEIVED FOR SERVICES AS AN INSTRUCTOR 0 MARGARET GRIFFIN SPOUSE OF KEY EMPLOYEE 94000 COMPENSATION RECEIVED FOR SERVICES AS AN INSTRUCTOR 0 KAREL RUY SPOUSE OF KEY EMPLOYEE 78000 COMPENSATION RECEIVED FOR SERVICES AS AN INSTRUCTOR 0 X 1 2026 FMV X DONATED FURNITURE AND BOOKS 3 63190 FMV 0 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. IT IS ALSO DISTRIBUTED TO THE MEMBERS OF BOARD OF DIRECTORS BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ONCE A YEAR THERE IS A WRITTEN SURVEY THAT EVERY BOARD MEMBER IS REQUIRED TO COMPLETE. IF INTERESTS ARISE DURING THE YEAR, THEY ARE DISCLOSED AT THE QUARTERLY BOARD MEETINGS. THE INTERESTED PERSON IS TYPICALLY EXPECTED TO RECUSE THEMSELVES. IF ALLOWED TO STAY FOR DISCUSSION, THEN THEY ABSTAIN FROM ANY DECISION MAKING VOTING OR ARE ASKED TO LEAVE THE ROOM WHILE THE BOARD DELIBERATES. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD ENGAGES AN OUTSIDE INDEPENDENT CONSULTANT AND REVIEWS COMPENSATION INFORMATION FROM VARIOUS SURVEYS AND REPORTS FROM SIMILAR INSTITUTIONS TO SET THE COMPENSATION FOR THE CEO AT HIRING AND FOR ANY SIGNIFICANT ADJUSTMENT TO THE CEO SALARY. THE BOARD, OR THE EXECUTIVE COMMITTEE OF THE BOARD WITH RESPECT TO CERTAIN LIMITED FLUCTUATIONS, CONSIDERS COMPARABLE INFORMATION FROM SIMILAR INSTITUTIONS PROVIDED BY AN OUTSIDE CONSULTANT WHEN APPROVING THE CFO'S COMPENSATION. THIS PROCEDURE WAS LAST UNDERTAKEN JANUARY 2020 AND THIS PROCESS IS DOCUMENTED. COMPENSATION FOR OTHER KEY EMPLOYEES IS SET BY THE CEO TAKING INTO ACCOUNT COMPARABLE COMPENSATION INFORMATION RESEARCHED BY THE HUMAN RESOURCES DIRECTOR AND/OR CHIEF ADMINISTRATIVE OFFICER. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST FORM 990, PART XI, LINE 9: PLEDGE WRITE OFFS -99,375.