2022-06-30T10:38:47-05:00 2021-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2021-01-01 030500249 GRIFFISS INSTITUTE INC GRIF 3158381696 592 HANGAR ROAD 2ND FLOOR ROME NY 13441 HEATHER HAGE PRESIDENT 3158381696 2022-06-20 1 HEATHER HAGE 999009999 COURTNEY PEARSALL CPA P01262321 3157355216 2022-06-20 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z HEATHER HAGE 592 HANGAR ROAD 2ND FLOOR ROME NY 13441 13272090 0 X WWW.GRIFFISSINSTITUTE.ORG X 2002 NY THE GRIFFISS INSTITUTE AIMS TO DEVELOP THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. WE ELEVATE TALENT. WE EMPOWER INNOVATION. WE ENABLE EXPERIENCE. 11 11 300 11 0 0 17076197 13132958 114813 139132 4 0 0 0 17191014 13272090 188112 413133 0 0 3850432 4805653 0 0 0 12519344 7971405 16557888 13190191 633126 81899 4166536 5351291 1528128 2630984 2638408 2720307 THE GRIFFISS INSTITUTE AIMS TO DEVELOP THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. 0 0 12602671 413133 139132 THE PRIMARY ROLE OF THE GI IS TO ADVOCATE AND FACILITATE THE CO-OPERATION OF PRIVATE INDUSTRY, ACADEMIA, AND GOVERNMENT IN DEVELOPING THE NEXT GENERATION OF STEM TALENT AND DEFENSE TECHNOLOGIES THAT WILL STRENGTHEN U.S. NATIONAL SECURITY AND CREATE ECONOMIC OPPORTUNITY FOR OUR REGION, STATE AND NATION. 12602671 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 95 0 300 1 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X MAUREEN CARNEY 3153380393 584 PHOENIX DRIVE ROME NY 13441 WILLIAM R GRAY VICE CHAIRMAN 1.00 X 0 0 0 SHIU-KAI CHIN DIRECTOR 1.00 X 0 0 0 STEVEN DIMEO TREASURER 1.00 X X 0 0 0 PATRICIA BASKINGER CHAIRPERSON 1.00 X 0 0 0 RAYMOND PHILO DIRECTOR 1.00 X 0 0 0 PETER BAILDON DIRECTOR 1.00 X 0 0 0 CHARLES GREEN DIRECTOR 1.00 X 0 0 0 RICHARD JOSEPH DIRECTOR 1.00 X 0 0 0 WILLIAM VANSHUFFLIN DIRECTOR 1.00 X 0 0 0 FRANK DUROSS DIRECTOR 1.00 X 0 0 0 DR JOHN MARSH DIRECTOR 1.00 X 0 0 0 HEATHER HAGE CURRENT PRESIDENT & CEO 40.00 X 149692 0 26686 MICHAEL WESSING FORMER PRESIDENT 28.00 X 97600 0 9760 REGAN JOHNSON SECRETARY 37.50 X 105546 0 30431 MICHAEL WEIR EMPLOYEE 26.70 X 154228 0 15423 507066 0 82300 3 0 1 0 ONEIDA COUNTY 800 PARK AVENUE UTICA NY 13501 RENT 596939 STRATEGIC ENGINEERING SOLUTIONS 313 LETHBRIDGE COURT ASHTON MD 20861 CONSULTANTS 442226 IQM RESEARCH INSTITUTE 24 FRANK LLOYD WRIGHT DR STE H1200 ANN ARBOR MI 48106 CONSULTANTS 367433 MASSCHALLENGE 21 DRYDOCK AVE 6TH FLR BOSTON MA 02210 CONSULTANTS 300801 MIT QSEC 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 CONSULTANTS 300000 14 13032458 100500 13132958 SUPPORT SERVICES 561000 94371 94371 TRAINING PROGRAMS 900099 20000 20000 HOSTED MEETINGS 611110 5143 5143 STEM PROGRAM 900099 5066 5066 14552 14552 139132 13272090 139132 0 0 X 310633 310633 62500 62500 40000 40000 419822 288966 130856 3471879 3401687 70192 137933 130809 7124 475305 450752 24553 300714 285179 15535 4575314 4438482 136832 43208 43208 227537 204783 22754 772186 694967 77219 231678 231396 282 27363 27363 201407 181266 20141 DIRECT MATERIALS 1862731 1862731 OTHER EXPENSES 17861 12827 5034 EVENTS CATERING 4793 4793 0 MEMBERSHIPS 4095 4095 3232 900 2332 13190191 12602671 587520 0 1255945 1884914 5218 5218 1583847 2122422 25653 21035 27225 129966 1896366 708630 1268648 1187736 4166536 5351291 388461 1705194 112141 16545 14099 19635 953676 764724 59751 124886 1528128 2630984 X 2638408 2720307 2638408 2720307 4166536 5351291 81899 0 X X 0 1 X 1 1 1 X 5970220 10122292 12315946 17076197 13132958 58617613 5970220 10122292 12315946 17076197 13132958 58617613 58617613 2572 1622 225 4 0 4423 40645 57575 113497 114092 139102 464911 59086947 509240 0.99210 0.99240 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INFORMATION ASSURANCE REVENUE - OTHER REVENUE - 2017 AMOUNT: $ 1,358. 2018 AMOUNT: $ 10,255. 2019 AMOUNT: $ 68,192. 2020 AMOUNT: $ 43,461. 2021 AMOUNT: $ 14,522. CHALLENGE COMPETITION - SUPPORT SERVICES - 2017 AMOUNT: $ 2,550. 2018 AMOUNT: $ 11,604. 2019 AMOUNT: $ 37,019. 2020 AMOUNT: $ 67,617. 2021 AMOUNT: $ 94,371. STEM PROGRAMS - 2017 AMOUNT: $ 11,134. 2018 AMOUNT: $ 21,236. 2019 AMOUNT: $ 8,286. 2020 AMOUNT: $ 3,014. 2021 AMOUNT: $ 5,066. HOSTED MEETINGS - 2017 AMOUNT: $ 4,728. 2018 AMOUNT: $ 7,990. 2021 AMOUNT: $ 5,143. TRAINING PROGRAMS - 2017 AMOUNT: $ 20,875. 2018 AMOUNT: $ 6,490. 2021 AMOUNT: $ 20,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 513179 136689 376490 1383187 571941 811246 1187736 COMPENSATED ABSENSES 102497 ACCRUED EXPENSES 22389 124886 PART IV, LINE 2B: THE ORGANIZATION ACTS AS AN AGENT AND CUSTODIAN OF FUNDS FOR THE FUNDRAISING EFFORTS OF VARIOUS STEM GROUPS. THE CASH IS HELD IN SEPARATE BANK ACCOUNTS FOR EACH GROUP AND IS FOR THEIR USE ONLY. 1 0 0 0 0 0 0 0 0 0 GERMANY HAS2 FINALIST DEFCON 2021 10000 CHECK 0 ESTONIA HAS2 FINALIST DEFCON 2021 10000 CHECK 0 2 2 20000 0 0 0 0 0 0 0 PART I, LINE 2: THE INSTITUTE MAINTAINS THE ORIGINAL APPLICATION FOR THE PROGRAM AND DOCUMENTATION OF THEIR REASON FOR SELECTION, SIMILAR TO THOSE INSIDE THE UNITED STATES. THE STUDENTS ARE REQUIRED TO BE IN SCHOOL AND ALSO PROVIDE A COPY OF THEIR TRANSCRIPT. PART III ACCOUNTING METHOD: 1 VISTEX COMPOSITES 461377495 75000 0 IDEA NY PROGRAM AWARD BLOOMOPTIX 853724440 199633 0 IDEA NY PROGRAM AWARD AIPA INCORPORATED 854002157 8000 0 IDEA NY PROGRAM AWARD IMAGINE AERIAL INCORPORATED 832646683 8000 0 IDEA NY PROGRAM AWARD PLAID PARLIAMENT OF PWNG 460717554 10000 0 HAS2 FINALIST DEFCON 2021 CRYPTIC VECTOR LLC 843526217 10000 0 HAS2 FINALIST DEFCON 2021 RI STEM GRANT 20 22500 T2 REACTIVE GRANT 4 40000 PART I, LINE 2: THE INSTITUTE MAINTAINS THE ORIGINAL APPLICATION FOR THE PROGRAM AND DOCUMENTATION OF THEIR REASON FOR SELECTION. THE STUDENTS ARE REQUIRED TO BE IN SCHOOL AND ALSO PROVIDE A COPY OF THEIR TRANSCRIPT. 0 0 0 0 0 0 0 0 0 HEATHER HAGE CURRENT PRESIDENT & CEO 149692 0 0 0 0 0 15625 0 11061 0 176378 0 0 0 MICHAEL WEIR EMPLOYEE 154228 0 0 0 0 0 15423 0 0 0 169651 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS MEMBERS THAT ESTABLISH, AND AMEND AS NECESSARY, THE CERTIFICATE OF INCORPORATION AND BYLAWS. NO DUES ARE REQUIRED OF ANY MEMBER OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERSHIP ELECTS THE BOARD OF DIRECTORS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B THE 990 WILL BE DISTRIBUTED IN DRAFT FORM VIA E-MAIL BEFORE THE BOARD MEETING. ONCE IT IS REVIEWED AT THE BOARD MEETING THE DIRECTORS WILL BE ASKED TO ACCEPT THE REPORT. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS ARE DOCUMENTED, KEPT ON FILE, AND REVIEWED FOR COMPLIANCE BY THE AUDIT AND FINANCE COMMITTEE ON AN AS NEEDED BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATIONS EXECUTIVE DIRECTOR IS DETERMINED BY THE MEMBERS OF THE BOARD. TO DETERMINE THE COMPENSATION FOR OTHER KEY EMPLOYEES, THE EXECUTIVE DIRECTOR REVIEWS SALARIES AND SALARY INCREASES WITH THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 4,438,482. MANAGEMENT AND GENERAL EXPENSES 54,738. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,493,220. ADMINISTRATIVE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 42,094. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 42,094. EDGE SERVICES FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 40,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 40,000. PART X11 LINE 2C THE CORPORATION ADOPTED AND ESTABLISHED PROCEDURES FOR AN AUDIT AND FINANCE COMMITTEE DURING 2015. CYBER RESEARCH INSTITUTE INC 592 HANGAR ROAD 2ND FLOOR ROME NY 13341 463849987 PROVIDE SCIENTIFIC RESEARCH WITH AN EMPHASIS ON CYBER SECURITY NY 501(C)(3) LINE 7 GRIFFISS INSTITUTE INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0