2022-06-28T10:30:00-05:00 2021-09-30 954557617 Harrington Group CPAs LLP 2698 Mataro Street Pasadena CA 91107 990 2020-10-01 943282858 Prevention Institute PREV 5104447738 221 Oak Street Oakland CA 94607 Dana Serleth COO 5104447738 2022-06-28 1 Dana Serleth 999009999 Tonetta L Conner CPA P01775198 6264036801 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z Rachel Davis 221 Oak Street Oakland CA 94607 7968694 0 X www.preventioninstitute.org X 1997 CA Through a health equity and racial justice lens, we partner with communities, local government entities, foundations, multiple sectors, and public health agencies to bring cutting-edge research, practice, strategy, and analysis to advance equitable health, safety, and wellbeing. We apply our approach to healthy equitable communities, land use, safety, systems of prevention and health equity, equitable recovery from the Covid pandemic, substance misuse prevention, and mental health and wellbeing, among other issues. 11 10 41 11 0 0 4189467 7024511 769305 783802 200465 96534 21699 16595 5180936 7921442 0 0 0 0 3917722 4184198 0 0 94095 1400546 1666674 5318268 5850872 -137332 2070570 10417258 12910812 1986083 1821834 8431175 11088978 X Prevention Institute's mission is to build prevention and equity into key policies and practices to ensure that the places where all people live, work, play and learn foster health and safety, including mental health and well-being. 0 0 3874612 680334 Health: Our vision is that all people experience their full potential for health, safety, and wellbeing across the life course through thriving, equitable communities. Health is more than the absence of illness and injury. It is a physical, mental, and spiritual condition that allows people to thrive and live fulfilling lives. Our approach to ensuring that all people experience health across the lifespan emphasizes equity and racial justice, community and upstream prevention. Accomplishments include: called for investments in funding and resources for CBOs to strengthen their role as vital partners to government as we continue to respond and recover from COVID-19; proposed a new approach to addressing park and green space inequities and launched a groundbreaking national initiative; strengthened policy-advocacy capacity to ensure the built environment supports early childhood development; supported philanthropic partnerships in embedding racial justice and health equity into their practices; partnered with 7 communities to significantly advance local and statewide policy; partnered to create a framework for investing health system bond funds; and strengthened support for equitable investments to advance a just recovery in California. 430485 72100 Wellbeing: At Prevention Institute, our vision is that all people experience the levels of hope and aspiration, belonging and connection, trust, dignity, safety, and control of destiny that are needed for vibrant mental and behavioral health. Our work focuses on achieving good mental health outcomes, preventing trauma at a community level, addressing despair, and reducing substance misuse and addiction. Our approach emphasizes equity and racial justice, community, and upstream prevention. Accomplishments include: guided collaboratives that are changing opportunities for children and youth of color to have strong mental wellbeing; developed an online toolkit to prevent suicide and trauma during catastrophic events; released a 'Backpack' that curates community-led strategies for creating social connection; served as the co-lead for the Mental Health title of the Health Equity and Accountability Act; and asserted the importance of healing, justice, and connection for mental health through a national conference. 751682 31368 Safety: Prevention Institute defines safety as the freedom from violence and the threat of violence that are necessary for people to thrive and live fulfilling lives. Our work addresses multiple forms of violence (e.g., school, community, intimate partner, sexual assault, and child abuse and exploitation) and the relationships between them. Our approach to ensuring that all people experience safety across the lifespan emphasizes equity and racial justice, community, and upstream prevention. Accomplishments include: We piloted a model to prevent domestic violence and promote safe relationships and centered racial justice in a public health approach to preventing violence, including releasing a new framework to advance this work and convening a peer learning series on advancing racial justice in community safety work. 3878 Other: In other program work, Prevention Institute provides robust training, technical assistance and consultation services as well as keynotes and other presentations. We provide training, consultation, and strategy development to state and local health departments, public health professionals, community-based organizations, and community members to build capacity to change policies, systems, and environments. Accomplishments include: elevating community voice; embedding equity to advance health, safety, and wellbeing; championing structures and systems in support of thriving, equitable communities; and supporting equity, safety, and accountability in the implementation of the American Rescue Plan Act (ARPA). 3878 5060657 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 41 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Dana Serleth 5104447738 221 Oak Street Oakland CA 94607 Kalahn Taylor-Clark President 1.00 X X 0 0 0 Howard Pinderhughes Vice President 1.00 X X 0 0 0 Kitty Hsu Dana Treasurer 1.00 X X 0 0 0 Sharon M Burney Board Member (Start 10/20) 1.00 X 0 0 0 Barbara Krimgold Board Member 1.00 X 0 0 0 Mariko Lockhart Board Member (Start 5/21) 1.00 X 0 0 0 Reggie Moore Board Member 1.00 X 0 0 0 Daniel P Perales Board Member (End 5/21) 1.00 X 0 0 0 Emma Sanchez-Vaznaugh Board Member (Start 5/21) 1.00 X 0 0 0 Lisa Cacari Stone Board Member 1.00 X 0 0 0 Natoya J Walker-Minor Board Member (Start 10/20) 1.00 X 0 0 0 Rachel A Davis Executive Director 40.00 X X 244995 0 36524 Manal Aboelata Deputy Executive Director 40.00 X 169547 0 39263 Dana Serleth Chief Operating Officer 40.00 X 149857 0 45339 Sheila Savannah Managing Director 40.00 X 169856 0 36803 Sana Chehimi Director of Policy and Advocacy 40.00 X 141090 0 9584 Elva Yanez Senior Advisor 40.00 X 130558 0 9203 Andrea Buffa Communications Director 40.00 X 126788 0 8875 Lisa Parks Associate Program Director 40.00 X 119858 0 16537 Ruben Cantu Associate Program Director 40.00 X 108327 0 15772 Dana Fields-Johnson Associate Program Director 40.00 X 108325 0 60481 1469201 0 278381 11 0 1 0 RTI International 5625 Capital Blvd Raleigh NC 27616 Consulting services 236341 Ersoylu Consulting 3081 Molokai Place Costa Mesa CA 92626 Consulting services 101250 2 2085612 4938899 7024511 Program fees 900099 783802 783802 783802 96534 96534 59916 47252 12664 12664 12664 Other income 900099 3931 3931 3931 7921442 783802 0 113129 X 932908 740203 176136 16569 2396666 2079968 266663 50035 91152 81224 7951 1977 516808 448425 57646 10737 246664 209890 31812 4962 47433 47433 18535 18535 1116179 1083130 32734 315 38288 35596 1936 756 132923 113945 16438 2540 109481 93239 14039 2203 859 372 487 5231 4604 627 57922 41128 15820 974 164445 118962 42668 2815 10063 10063 Dues & subscriptions 12567 9971 2384 212 Rental expenses -47252 -47252 5850872 5060657 696120 94095 2016777 1085177 2281854 220689 666151 259817 577432 352837 342368 48851 48313 6052663 2037483 4131632 4015180 3386655 3892237 0 2100 10417258 12910812 456096 352617 30934 0 1237813 1162977 261240 306240 1986083 1821834 X 7193115 8572884 1238060 2516094 8431175 11088978 10417258 12910812 2070570 587233 0 X 0 1 X 1 1 1 X 2276104 4204523 2887229 4189467 7024511 20581834 2276104 4204523 2887229 4189467 7024511 20581834 7622514 12959320 110422 151607 139644 200465 156450 758588 33372 11974 31090 10016 3931 90383 21430805 783802 0.60470 0.54160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1041 7003 8044 5842828 5850872 442544 110636 0 0 501339 419177 415913 442544 1778973 2668460 6258 6966 5293 8044 26561 125335 104794 103978 110636 444743 667115 3327 1524 865 1041 6757 1978859 1978859 1526141 687487 838654 2473220 1296585 1176635 72443 53411 19032 2000 2000 4015180 Tenent deposits 6240 Partner payables 300000 306240 X 8537392 587233 47252 634485 7902907 18535 18535 7921442 5879589 47252 47252 5832337 18535 18535 5850872 Part X, Line 2: Prevention Institute is exempt from taxation under Internal Revenue Code Section 501(c)(3) and California Revenue and Taxation Code Section 23701d. Generally accepted accounting principles provide accounting and disclosure guidance about positions taken by an organization in its tax returns that might be uncertain. Management has considered its tax positions and believes that all of the positions taken by Prevention Institute in its federal and state exempt organization tax returns are more likely than not to be sustained upon examination. Prevention Institute's returns are subject to examination by federal and state taxing authorities, generally for three and four years, respectively, after they are filed. Part XI, Line 2d - Other Adjustments: Rental expenses 47,252. Part XII, Line 2d - Other Adjustments: Rental expenses 47,252. X X 0 0 0 0 0 0 0 0 0 Rachel A Davis Executive Director 244995 0 0 0 0 0 17500 0 19024 0 281519 0 0 0 Manal Aboelata Deputy Executive Director 169547 0 0 0 0 0 12433 0 26830 0 208810 0 0 0 Sheila Savannah Managing Director 169856 0 0 0 0 0 11890 0 24913 0 206659 0 0 0 Dana Serleth Chief Operating Officer 149857 0 0 0 0 0 11025 0 34314 0 195196 0 0 0 Dana Fields-Johnson Associate Program Director 108325 0 0 0 0 0 8437 0 52044 0 168806 0 0 0 Sana Chehimi Director of Policy and Advocacy 141090 0 0 0 0 0 9584 0 0 0 150674 0 0 0 Form 990, Part VI, Section B, line 11b A final copy of the Form 990 is provided electronically to all of the members of the Board of Directors prior to filing with the IRS. The 990 was prepared with the help of our auditing firm and reviewed, in detail, by the Finance Manager and the COO. Form 990, Part VI, Section B, line 12c Board members are asked to review and re-sign the COI policy every year. Conflicts are disclosed/discussed at the time of the annual review, and board members are reminded to disclose any conflict that arises during the year. Form 990, Part VI, Section B, line 15 The Board of Directors is responsible for periodically reviewing and establishing wages for the Executive Director. The organization periodically conducts wage surveys with similar non-profit organizations to ensure that wages stay in line with industry standards, in addition to consulting available published wage surveys. Form 990, Part VI, Line 15b - Compensation Review & Approval Process - Officers & Key Employees: The organization periodically conducts wage surveys with similar non-profit organizations to ensure that wages stay in line with industry standards, in addition to consulting available published wage surveys. Form 990, Part VI, Section C, line 19 These forms are uploaded to Guidestar and to the State of California Registry of Charitable Trusts. All other governing documents are available upon request. Form 990, Part IX, line 11g Consulting: Program service expenses 1,045,650. Management and general expenses 0. Fundraising expenses 0. Total expenses 1,045,650. Fees for service: Program service expenses 37,480. Management and general expenses 32,734. Fundraising expenses 315. Total expenses 70,529.