2022-06-20T08:18:18-05:00 2021-12-31 200708248 PIVOT CPAS PA 238 PONTE VEDRA PARK DR ST 201 PONTE VEDRA BEACH FL 32082 990 2021-01-01 275219467 K9S FOR WARRIORS INC K9SF 9046861956 114 CAMP K9 ROAD PONTE VEDRA FL 32081 RORY DIAMOND CEO 9046861956 2022-06-16 1 RORY DIAMOND 999009999 DARRELL CLARKSON P01209339 9042802053 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z RORY DIAMOND 114 CAMP K9 ROAD PONTE VEDRA FL 32081 21217310 0 X HTTPS://WWW.K9SFORWARRIORS.ORG X 2011 FL SEE SCHEDULE O 13 13 198 176 0 0 12820054 19127045 0 0 70156 292908 69768 927100 12959978 20347053 0 0 0 0 5033334 6479254 75000 50000 1931160 4582514 6229079 9690848 12758333 3269130 7588720 33233365 39529591 1782689 1635305 31450676 37894286 X K9S FOR WARRIORS IS ENDING VETERAN SUICIDE AND RETURNING OUR WARRIORS TO A LIFE OF DIGNITY AND INDEPENDENCE. WE RESCUE AND TRAIN SHELTER DOGS TO BE PAIRED AS SERVICE DOGS FOR WARRIORS WITH SERVICE-CONNECTED POST-TRAUMATIC STRESS, TRAUMATIC BRAIN INJURY, AND/OR MILITARY SEXUAL TRAUMA. 0 0 9658126 K9S FOR WARRIORS IS ENDING VETERAN SUICIDE AND RETURNING OUR WARRIORS TO A LIFE OF DIGNITY AND INDEPENDENCE. WE RESCUE AND TRAIN SHELTER DOGS TO BE PAIRED AS SERVICE DOGS FOR WARRIORS WITH SERVICE-CONNECTED POST-TRAUMATIC STRESS, TRAUMATIC BRAIN INJURY, AND/OR MILITARY SEXUAL TRAUMA. 9658126 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 37 0 198 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X ZACH ROSSLEY 9046861956 114 CAMP K9 ROAD PONTE VEDRA FL 32081 RORY DIAMOND CHIEF EXECUTIVE OFFICER 30.00 10.00 X X 211000 63000 25309 YOUNG HALL BOARD MEMBER 1.00 1.00 X 0 0 0 DANIEL BEAN BOARD CHAIRMAN 2.00 0.00 X X 0 0 0 STEVEN GOLD TREASURER 2.00 0.00 X X 0 0 0 PAT DELANEY BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH SWOBODA BOARD MEMBER 1.00 0.00 X 0 0 0 BOB FLECKENSTEIN BOARD MEMBER 1.00 0.00 X 0 0 0 RONALD SWANSON BOARD MEMBER 1.00 2.00 X 0 0 0 ROB MENNIE BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD BURKE SECRETARY 2.00 0.00 X X 0 0 0 PETER KRAINIK BOARD MEMBER 1.00 0.00 X 0 0 0 DANE GREY BOARD MEMBER 1.00 0.00 X 0 0 0 MATTHEW WOTIZ BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL FLEMING BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICIA DODSON CHIEF OF STAFF/GENERAL COUNSEL 20.00 20.00 X 0 197363 20495 ZACHARY ROSSLEY CHIEF FINANCIAL OFFICER 20.00 20.00 X 102617 0 8064 CARL CRICCO CHIEF MARKETING OFFICER 1.00 0.00 X 172897 0 15816 JASON SNODGRASS CHIEF OPERATING OFFICER 1.00 0.00 X 118923 0 6918 DONALD HORNER III MAJOR GIFTS OFFICER 1.00 0.00 X 101150 0 5658 DAMIAN COOK DIRECTOR OF POLICY & GOVERNMENT AFFAIRS 1.00 0.00 X 110373 0 6119 NICK HOWLAND EXECUTIVE DIRECTOR 1.00 0.00 X 107760 0 21686 924720 260363 110065 7 0 1 0 AULD & WHITE CONSTRUCTORS LLC 4168 SOUTHPOINT PKWY SUITE 101 JACKSONVILLE FL 32216 GENERAL CONTRACTOR SERVICES 3372139 TURNER CONSTRUCTION COMPANY 10100 REUNION PLACE SUITE 705 SAN ANTONIO TX 78216 GENERAL CONTRACTOR SERVICES 1772599 TRUESENSE MAILING SERVICES OF PITTSBURGH 155 COMMERCE DRIVE FREEDOM PA 15042 FUNDRAISING SERVICES 450873 MIDMARKMASON KENNELS 260 DEPOT STREET LEESBURG OH 45135 KENNELS FOR SAN ANTONIO 151289 TRU TECHNOLOGY 25 NORTH MARKET STREET 100A JACKSONVILLE FL 32202 IT SERVICES 137929 5 19127045 1673616 19127045 213335 213335 949830 870257 79573 79573 79573 20203 0 20203 20203 MISCELLANEOUS INCOME 999999 906897 906897 906897 20347053 927100 0 292908 661543 529235 33077 99231 4829338 4260429 147187 421722 606123 517901 28804 59418 382250 332965 11046 38239 17591 8026 9565 45020 45020 187797 187797 50000 50000 87024 87024 310122 127727 184885 -2490 570459 445390 1495 123574 455599 269361 51550 134688 496920 422955 72235 1730 236903 146498 42193 48212 408198 350060 43294 14844 165884 141028 24856 OPERATING EXPENSES 1595455 1113855 199019 282581 SERVICE CANINES EXPENSE 790993 790501 0 492 FUNDRAISING EXPENSE 658980 61 0 658919 WARRIOR EXPENSE 202134 202134 0 0 12758333 9658126 1169047 1931160 4867494 1675883 2262598 3333486 44914 26940 121171 210916 22454777 2556484 11484718 19898293 12688078 14167780 1764392 216293 33233365 39529591 422878 1635305 387724 0 972087 0 1782689 1635305 X 27272820 33231802 4177856 4662484 31450676 37894286 33233365 39529591 X 7588720 1052855 -2197965 X 0 1 X 1 0 X 9618769 10909832 12799045 12820054 19127045 65274745 9618769 10909832 12799045 12820054 19127045 65274745 65274745 258713 89415 238314 236250 213335 1036027 71613 49542 67118 927479 1115752 67426524 0.96810 0.98200 X PART II, SECTION B, LINE 10(E) ON MAY 11, 2020, THE ORGANIZATION RECEIVED A $901,624 LOAN MADE PURSUANT TO THE TERMS OF THE PAYCHECK PROTECTION PROGRAM AUTHORIZED BY THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY ACT ("CARES ACT"). THE LOAN HAS A TWO-YEAR TERM AND ACCRUES SIMPLE INTEREST AT A FIXED ANNUAL RATE OF 1.00%. UNDER THE TERMS OF THE CARES ACT GUIDELINES, A PORTION OF THE LOAN UP TO 100% MAT BE FORGIVEN BY THE U.S. SMALL BUSINESS ADMINISTRATION IF THE AMOUNT SPENT IS WITHING THE TIMEFRAME AND UNDER THE GUIDELINES THAT HAVE BEEN SET FOR FORGIVENESS. AT DECEMBER 31, 2020, PRINCIPAL AND INTEREST TOTALING $906,897 ARE OUTSTANDING. ON FEBRUARY 1, 2021, THE ORGANIZATION RECEIVED NOTICE OF FORGIVENESS OF ITS PPP LOAN IN ITS ENTIRETY. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 187797 187797 9470329 9658126 632906 158227 0 0 367616 551956 534952 632906 2087430 3131145 50000 100135 33423 187797 371355 91904 137989 133738 158227 521858 782787 PART II-A CONTRACTED THE SERVICES OF A PROFESSIONAL LOBBYIST TO CONTACT STATE AND LOCAL LEGISLATORS AND OPINION LEADERS TO FAMILIARIZE THEM WITH THE MISSION OF THE ORGANIZATION; AND TO FURTHER THE MISSION OF K9S FOR WARRIORS, INC. 2889936 2889936 7974912 994789 6980123 834589 621555 213034 10755340 940140 9815200 19898293 X 21400121 1052855 213 1053068 20347053 0 20347053 13413904 655571 655571 12758333 0 12758333 PART X, LINE 2: K9S FOR WARRIORS, INC. QUALIFY AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, THEREFORE, HAS NO PROVISION FOR INCOME TAXES. THE ORGANIZATION EVALUATES ITS TAX POSITION FOR ANY UNCERTAINTIES BASED ON THE TECHNICAL MERITS OF THE POSITIONS TAKEN. THE ORGANIZATION RECOGNIZES THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE UPHELD ON EXAMINATION BY TAXING AUTHORITIES. MANAGEMENT IS REQUIRED TO ANALYZE ALL OPEN TAX YEARS, AS DEFINED BY THE STATUTE OF LIMITATIONS, FOR ALL MAJOR JURISDICTIONS, INCLUDING FEDERAL AND CERTAIN STATE TAXING AUTHORITIES. WITH FEW EXCEPTIONS, AT DECEMBER 31, 2019, THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE, LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2016. AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2019, THE ORGANIZATION DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAXES. THE ORGANIZATION HAS NO EXAMINATIONS IN PROGESS AND IS NOT AWARE OF ANY TAX POSITIONS FOR WHICH IT IS REASONABLY POSSIBLE THAT THE TOTAL AMOUNTS OF UNRECOGNIZED TAX LIABILITIES WILL SIGNIFICANTLY CHANGE ON THE NEXT TWELVE MONTHS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM RELATED ORGANIZATION - K9S FOR WARRIORS RESEARCH INSTITUTE 213. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM RELATED ORGANIZATION - K9S FOR WARRIORS RESEARCH INSTITUTE 655,571. X X X X X 1 JOEY KELLY 185 SEA HAMMOCK WAY PONTE VEDRA BEACH FL 32082 IN-PERSON AND PHONE SOLICIATIONS 0 0 50000 -50000 50000 -50000 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X 0 0 0 0 0 0 0 0 0 RORY DIAMOND CHIEF EXECUTIVE OFFICER 138000 63000 73000 0 0 0 11590 0 13719 0 236309 63000 0 0 PATRICIA DODSON CHIEF OF STAFF/GENERAL COUNSEL 0 160363 0 37000 0 0 0 9141 0 11354 0 217858 0 0 CARL CRICCO CHIEF MARKETING OFFICER 147897 0 25000 0 0 0 8222 0 7594 0 188713 0 0 0 X 32 221467 FMV X EQUIPMENT 8 728726 FMV X DOG FOOD & SUPPLIES 9 388361 FMV X HOUSE 1 183200 FMV X SERVICES 22 127268 FMV X PUPPIES 6 13300 FMV X GIFT CARDS 9 5897 FMV X MEALS 180 5265 FMV X SUPPLIES 3 133 FMV 0 1 1 FORM 990, PART I, LINE 1 K9S FOR WARRIORS IS ENDING VETERAN SUICIDE AND RETURNING OUR WARRIORS TO A LIFE OF DIGNITY AND INDEPENDENCE. WE RESCUE AND TRAIN SHELTER DOGS TO BE PAIRED AS SERVICE DOGS FOR WARRIORS WITH SERVICE-CONNECTED POST-TRAUMATIC STRESS, TRAUMATIC BRAIN INJURY, AND/OR MILITARY SEXUAL TRAUMA. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE 990 IS AVAILABLE TO MEMBERS OF THE BOARD FOR REVIEW. THE 990 IS REVIEWED BY CFO AND EXECUTIVE STAFF PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED ANNUALLY TO PROVIDE A SIGNED STATEMENT SETTING FORTH THEIR UNDERSTANDING OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND TO ALSO ANNUALLY COMPLETE AND SIGN A DISCLOSURE OF INTERESTS STATEMENT WITH THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE CEO IS REVIEWED AND APPROVED ANNUALLY BY THE INDEPENDENT BOARD OF DIRECTORS RELATIVE TO COMPENSATION OF OTHER EXECUTIVES IN SIMILAR ORGANIZATIONS. RAISES AND BONUSES MAY BE AWARDED BASED ON MEETING CERTAIN PERFORMANCE EXPECTATIONS. THE COMPENSATION OF OTHER OFFICERS THAT MAY ALSO BE EMPLOYEES OR CONTRACTORS IS REVIEWED AND APPROVED BY THE INDEPENDENT BOARD OF DIRECTORS. INDEPENDENT BOARD MEMBERS ARE NOT COMPENSATED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST AT ITS MAIN OFFICE DURING NORMAL BUSINESS HOURS. FORM 990, PART XI, LINE 9: RELATED PARTY EXTINGUISHMENT OF DEBT -2,197,965. K9S FOR WARRIORS RESEARCH INSTITUTE INC 114 CAMP K9 ROAD PONTE VEDRA FL 32081 811120233 RESEARCH FL 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 K9S FOR WARRIORS RESEARCH INSTITUTE INC N FMV K9S FOR WARRIORS RESEARCH INSTITUTE INC O 280858 COST K9S FOR WARRIORS RESEARCH INSTITUTE INC Q 2197965 COST PART V, LINE 2 THE ORGANIZATION SHARED OFFICE FACILITIES WITH K9S FOR WARRIORS RESEARCH INSTITUTE, INC., A RELATED ORGANIZATION, HOWEVER, NO RENT WAS CHARGED NOR WAS ANY MONEY EXCHANGED FOR SUCH SHARING ARRANGEMENTS. THEREFORE, NO DOLLAR AMOUNT IS LISTED FOR THIS ARRANGEMENT.