2025-05-14T08:40:52-05:00 2024-12-31 410746749 CLIFTONLARSONALLEN LLP 950 NORTH GLEBE ROAD SUITE 1200 ARLINGTON VA 22203 990 2024-01-01 852311247 ANALYSIS AND RESILIENCE CENTER FOR SYSTEMIC RISK INC ANAL 5717779411 1100 N GLEBE RD 640 ARLINGTON VA 222015721 SCOTT DEPASQUALE PRESIDENT & CEO 5717719411 2025-05-09 1 0 ROBERT WILLIAMS P01345960 5712279500 2025-05-08 2024 2025-03-06 01:10:19Z SCOTT DEPASQUALE 1100 N GLEBE RD 640 ARLINGTON VA 222015721 10691388 0 X HTTPS://SYSTEMICRISK.ORG X 2020 DE ARC'S MISSION IS TO ENHANCE THE RESILIENCE OF CRITICAL INFRASTRUCTURE BY FOSTERING COLLABORATION AMONG INDUSTRY EXPERTS TO ADDRESS SYSTEMIC RISKS WITHIN AND ACROSS SECTORS. THROUGH COORDINATION WITH THE FINANCIAL SECTOR AND GOVERNMENT PARTNERS, ARC IS DEDICATED TO LEADING THE CHARGE IN SYSTEMIC RISK RESILIENCE THAT ENSURES THE CONTINUED PROSPERITY OF OUR ECONOMY AND NATION. 12 11 21 11 0 0 0 0 9332750 10420600 95125 270788 0 0 9427875 10691388 0 0 0 0 6717181 7043618 0 0 0 3214840 4072597 9932021 11116215 -504146 -424827 14979699 12340861 12829962 10615951 2149737 1724910 TO PROTECT THE ECONOMIC AND NATIONAL SECURITY OF THE UNITED STATES BY MITIGATING SYSTEMIC RISK TO THE NATION'S MOST CRITICAL INFRASTRUCTURE FROM EXISTING AND EMERGING THREATS. 0 0 ARC'S ACTIVITIES ARE IDENTIFYING, ANALYZING, ASSESSING AND COORDINATING EFFORTS TO MITIGATE CYBER-BASED THREATS AND SYSTEMIC RISKS IN THE FINANCIAL SECTOR'S CRITICAL INFRASTRUCTURE, AS ESTABLISHED UNDER EXECUTIVE ORDER 13636, SECTION 9 (2013), WHICH WAS REPLACED BY THE NATIONAL SECURITY MEMORANDUM ON CRITICAL INFRASTRUCTURE SECURITY AND RESILIENCE (NSM-22) (2024), WORKING WITH UNITED STATES GOVERNMENT AGENCIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 19 0 1 21 1 0 0 0 0 0 0 1 0 X 12 11 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X INDRE CONNORS 5717779411 1100 N GLEBE RD STE 640 ARLINGTON VA 222015721 SCOTT DEPASQUALE SECRETARY AND PRESIDENT/CEO 40.00 X X 2932524 0 53999 DAVID SULLIVAN CHIEF RISK OFFICER 40.00 X 845199 0 27989 WAYNE GREENE CHIEF INFORMATION OFFICER 40.00 X 583589 0 44828 RICHARD HOCH CHIEF INTELLIGENCE OFFICER 40.00 X 235160 0 14507 JONATHAN FORMAN SENIOR DIRECTOR OF FINANCIAL SERVICES 40.00 X 286955 0 20403 INDRE CONNERS DIRECTOR OF FINANCE AND ADMIN 40.00 X 246843 0 52483 JENNIFER EWBANK MEMBER 1.00 X 40000 0 0 CRAIG FROELICH CHAIR 1.25 X X 0 0 0 PAT OPET VICE CHAIR 1.25 X X 0 0 0 AL TARASIUK TREASURER 1.25 X X 0 0 0 KATHERINE WETMUR MEMBER 1.25 X 0 0 0 ELIZABETH JOYCE MEMBER 1.00 X 0 0 0 MATTHEW CHUNG MEMBER 1.25 X 0 0 0 CHRIS PORTER MEMBER 1.00 X 0 0 0 MATTHEW MCCORMACK MEMBER 1.00 X 0 0 0 TIMOTHY CUDDIHY MEMBER 1.00 X 0 0 0 TRACY HARRINGTON MEMBER 1.00 X 0 0 0 SUNIL SESHADRI MEMBER UNTIL 02/2024 1.00 X 0 0 0 5170270 0 214209 12 0 1 0 OLIVER WYMAN LLC 99 HIGH STREET BOSTON MA 02110 PROJECT RELATED SERVICES 1157963 WOMBLE BOND DICKINSON LLP 470 ATLANTIC AVENUE SUITE 600 BOSTON MA 02110 LEGAL SERVICES 120580 KORN FERRY 1700 K ST NW SUITE 700 WASHINGTON DC 20006 PLACEMENT SERVICES 120322 3 MEMBERSHIP DUES 900099 10420600 10420600 10420600 270788 270788 10691388 10420600 0 270788 X 3009047 3514833 132912 132188 254638 141533 117533 1393729 2097 173801 188161 656228 158191 425617 47797 CORP TAXES AND FEES 411724 RECRUITING 257100 BACKGROUND CHECKS 52300 BOARD & COMMITTEES 46786 11116215 11001820 11292584 120230 188516 243753 2258942 1984055 664558 274887 3124805 409407 14979699 12340861 3093359 2962404 5961350 7156000 3775253 497547 12829962 10615951 X 2149737 1724910 2149737 1724910 14979699 12340861 -424827 0 X 0 1 X 1 0 0 1 0 1011569 904410 107159 709488 591913 117575 537885 487732 50153 274887 OPERATING LEASE LIABILITY 497547 497547 10691388 0 10691388 0 10691388 11116215 0 11116215 0 11116215 X X 0 0 0 SCOTT DEPASQUALE SECRETARY AND PRESIDENT/CEO 732524 0 2200000 0 0 0 20700 0 33299 0 2986523 0 0 0 DAVID SULLIVAN CHIEF RISK OFFICER 495199 0 350000 0 0 0 20700 0 7289 0 873188 0 0 0 WAYNE GREENE CHIEF INFORMATION OFFICER 398589 0 185000 0 0 0 20700 0 24128 0 628417 0 0 0 RICHARD HOCH CHIEF INTELLIGENCE OFFICER 235160 0 0 0 0 0 13050 0 1457 0 249667 0 0 0 JONATHAN FORMAN SENIOR DIRECTOR OF FINANCIAL SERVICE 186955 0 100000 0 0 0 10500 0 9903 0 307358 0 0 0 INDRE CONNERS DIRECTOR OF FINANCE AND ADMIN 186843 0 60000 0 0 0 16200 0 36283 0 299326 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS OPEN TO COMPANIES THAT, ON THEIR OWN OR THROUGH AN AFFILIATE, (I) QUALIFY AS AN ORGANIZATION THAT OWNS, OPERATES, OR OTHERWISE CONTROLS CRITICAL INFRASTRUCTURE FOR WHICH A DISRUPTION OR MALFUNCTION COULD CAUSE NATIONALLY SIGNIFICANT AND CASCADING NEGATIVE IMPACTS TO NATIONAL OR ECONOMIC SECURITY, CONTEMPLATED BY NATIONAL SECURITY MEMORANDUM ON CRITICAL INFRASTRUCTURE SECURITY AND RESILIENCE (NSM-22), (II) IS ACCEPTED FOR MEMBERSHIP BY THE CORPORATION AND EXECUTES A MEMBERSHIP PARTICIPATION AGREEMENT WITH THE CORPORATION; AND (III) PAY, ON A TIMELY BASIS, ANY APPLICABLE MEMBERSHIP DUES. ARC WITH THE APPROVAL OF THE ARC BOARD OF DIRECTORS CAN ADMIT ADDITIONAL MEMBER COMPANIES IN CRITICAL INFRASTRUCTURE SECTORS TO MEMBERSHIP ELIGIBILITY. CURRENTLY, ARC MEMBERS COMPRISE OF FINANCIAL SECTOR COMPANIES RECOGNIZED BY THE U.S. GOVERNMENT AS PART OF THE CRITICAL INFRASTRUCTURE SECTORS. FORM 990, PART VI, SECTION A, LINE 7A MEMBER COMPANIES OF ARC, IN ADDITIONAL TO PARTICIPATING IN ARC'S CYBERSECURITY ACTIVITIES IN SUPPORT OF THIS NATION'S MOST CRITICAL FINANCIAL SECTOR INFRASTRUCTURE AND IN COORDINATION WITH U.S. GOVERNMENT AGENCIES, ARE ALSO ELIGIBLE TO ELECT MEMBERS OF ARC'S BOARD OF DIRECTORS, AS PROVIDED IN THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE DIRECTOR OF FINANCE AND CEO FOR REVIEW OF ACCURACY OF DATA PRESENTED ON THE FORM BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ARC'S CONFLICT OF INTEREST POLICY APPLIES TO EMPLOYEES AND BOARD MEMBERS WITH SIGNFICANT DECISION-MAKING AUTHORITY. THIS POLICY ALSO SEEKS TO ENSURE THE COMPANY'S HONESTY AND INTEGRITY, AND THEREFORE ITS REPUTATION, ARE NOT COMPROMISED. ALL EMPLOYEES MUST AVOID ANY RELATIONSHIPS OR ACTIVITIES THAT MIGHT IMPAIR, OR EVENT APPEAR TO IMPAIR, THEIR ABILITY TO MAKE OBJECTIVE AND FAIR DECISIONS WHEN PERFORMING THEIR JOBS. IT IS EACH EMPLOYEE AND BOARD MEMBER'S RESPONSIBLITY TO REPORT ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST THAT MAY EXIST BETWEEN THEM (AND/OR THEIR IMMEDIATE FAMILY) AND THE COMPANY TO THEIR SUPERVISORS. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION UTILIZED AN INDEPENDENT CONSULTANT, VAULT CONSULTING, LLC, TO EVALUATE EXECUTIVE COMPENSATION WITHIN THE MAKRET FOR COMPARABLE SIZED NOT FOR PROFITS. ALSO THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES EXECUTIVE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 ARC DOES NOT MAKE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND ITS CONFLICT-OF-INTEREST POLICY AVAILABLE. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES AND CONSULTANTS 1,258,094. SPECIAL PROJECTS 24,313. MARKETING AND DESIGN 72,000. HUMAN RESOURCES 39,322.