2022-06-15T14:55:42-05:00 2021-07-31 814234542 BPM LLP 4200 BOHANNON DRIVE SUITE 250 MENLO PARK CA 940251021 990 2020-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKELEY CA 94720 DAVID EISENBUD DIRECTOR 5106420143 2022-06-15 1 DAVID EISENBUD 999009999 CAROLYN R AMSTER P00189994 6508556800 2022-06-09 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAVID EISENBUD 17 GAUSS WAY BERKELEY CA 94720 52091730 0 X WWW.MSRI.ORG X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 35 33 28 63 0 0 7844027 44738820 525330 333991 940334 710135 1625 3517 9311316 45786463 3719625 1640807 0 0 3406113 3513442 0 0 694945 3472965 3274170 10598703 8428419 -1287387 37358044 45374135 85421811 448773 667342 44925362 84754469 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. 0 0 3976973 1640807 334037 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS. IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 60-120 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE. MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. DUE TO THE COVID-19 PANDEMIC, THE MAJORITY OF THE SCIENTIFIC ACTIVITIES FOR THE YEAR WERE HELD VIRTUALLY. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1341610 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 867610 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND THE PUBLIC UNDERSTANDING OF AND APPRECIATION FOR MATHEMATICS. THESE INCLUDE SUPPORTING MATHEMATICS RELATED EVENTS FOR CHILDREN (THE BAY AREA MATHEMATICS OLYMPIAD); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS). IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI AND THROUGHOUT THE COUNTRY FOR THE PUBLIC, INCLUDING THE BI-ANNUAL NATIONAL MATH FESTIVAL. DUE TO COVID-19 PANDEMIC, THE 2021 FESTIVAL WAS HELD VIRTUALLY IN SPRING 2021. 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CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANT MAKING 46750 SOUTH AMERICA 0 0 GRANT MAKING 36250 0 0 0 0 0 0 9244586 0 9244586 EUROPE TO FUND PRODUCTION OF VIDEOS ABOUT MATH FOR YOUTUBE NUMBERPHILE CHANNEL 170000 WIRE 0 1 STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EAST ASIA AND THE PACIFIC 2 73212 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EUROPE 20 178612 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS MIDDLE EAST AND NORTH AFRICA 2 2000 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 46750 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH AMERICA 2 36250 CHECK, WIRE 0 0 1 0 0 0 PART III ACCOUNTING METHOD: PART III GRANTS & OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US THE ORGANIZATIONS IS REPORTING BASED ON WHERE THE RESEARCH OCCURS. 1 STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 125 1013532 102451 COST BENEFITS PART I, LINE 2: MSRI REQUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY AGENCY GRANTS, VERIFICATION OF THE RECIPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. 1 X X X 0 0 0 0 0 0 0 1 0 HELENE BARCELO DEPUTY DIRECTOR 260702 0 28154 0 359 0 28921 0 31513 0 349649 0 0 0 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & 188810 0 18756 0 0 0 20757 0 9182 0 237505 0 0 0 AARON HALE IT MANAGER 178321 0 17714 0 0 0 19604 0 21806 0 237445 0 0 0 STEFANIE YURUS CONTROLLER 148765 0 0 0 0 0 14876 0 57004 0 220645 0 0 0 DAVID EISENBUD DIRECTOR 151450 0 30000 0 0 0 18145 0 0 0 199595 0 0 0 ARTHUR BOSSE OPERATIONS MANAGER 125833 0 12500 0 0 0 13833 0 24950 0 177116 0 0 0 CHRISTINE MARSHALL PROGRAM MANAGER 114335 0 11358 0 0 0 12569 0 29154 0 167416 0 0 0 PART I, LINE 6 DISCRETIONARY BONUSES WERE AWARDED BASED ON PERFORMANCES. THESE AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE AND DEPUTY DIRECTOR RESPECTIVELY. FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE OPERATIONS MANAGER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. MATHEMATICAL SCIENCES UK 10 QUEEN STREET PLACE LONDON UK EC4R 1BE TO FURTHER FUNDAMENTAL KNOWLEDGE IN MATHEMATIC & MATHEMATICAL SCIENCE UK MSRI C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 MATHEMATICAL SCIENCES UK R 13512 ACTUAL