2022-05-16T11:23:10-05:00 2021-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2020-07-01 952544535 UNIVERSITY OF SAN DIEGO UNIV 6192604600 5998 ALCALA PARK SAN DIEGO CA 921102492 KATHRYN ROIG VICE PRESIDENT FOR FINANCE & CFO 6192604600 2022-05-12 1 KATHRYN ROIG 999009999 PATRICIA J MAYER P00188643 8586271400 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z KATHRYN ROIG 5998 ALCALA PARK SAN DIEGO CA 921102492 993886081 0 X WWW.SANDIEGO.EDU X 1949 CA POST SECONDARY EDUCATION 35 32 5185 1895 56513 0 48979317 41619067 447034839 422853922 19808726 42794593 4789495 2441376 520612377 509708958 149314092 157938016 0 0 238079077 221558647 0 0 9199245 108336792 83510678 495729961 463007341 24882416 46701617 1513056957 1729508375 337762123 317922636 1175294834 1411585739 THE UNIVERSITY OF SAN DIEGO IS A ROMAN CATHOLIC INSTITUTION COMMITTED TO ADVANCING ACADEMIC EXCELLENCE, EXPANDING LIBERAL AND PROFESSIONAL KNOWLEDGE, CREATING A DIVERSE AND INCLUSIVE COMMUNITY, AND PREPARING LEADERS DEDICATED TO ETHICAL CONDUCT AND COMPASSIONATE SERVICE. 0 0 385740329 157938016 425027527 THE UNIVERSITY OF SAN DIEGO IS ENGAGED IN POST-SECONDARY EDUCATION OF APPROXIMATELY 5,529 UNDERGRADUATE STUDENTS AND 2,527 GRADUATE AND PROFESSIONAL STUDENTS, AND 805 LAW STUDENTS; THIS PROGRAM INCLUDES ROOM & BOARD FOR THE STUDENT POPULATION. 385740329 1 1 0 1 0 0 0 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 421 0 1 5185 1 1 1 1 CJ SP 0 0 0 1 1 0 0 0 0 0 0 X 35 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X OFFICE OF THE CONTROLLER 6192605998 5998 ALCALA PARK HUGHES ADMINISTRAT SAN DIEGO CA 92110 ALAN SCHULMAN TRUSTEE 1.00 X 0 0 0 BERNARD BICKERSTAFF SR TRUSTEE 1.00 X 0 0 0 CHRIS CARR TRUSTEE 1.00 X 0 0 0 CONSTANCE CARROLL PHD TRUSTEE (THRU 06/21) 1.00 X 0 0 0 CURTIS CHAMBERS TRUSTEE 1.00 X 0 0 0 DANIEL C HERBERT TRUSTEE (THRU 06/21) 1.00 X 0 0 0 DARLENE MARCOS SHILEY TRUSTEE 1.00 X 0 0 0 DARRIN MONTALVO TRUSTEE 1.00 X 0 0 0 DAVID F HALE TRUSTEE 1.00 X 0 0 0 DONALD R KNAUSS TRUSTEE 1.00 X 0 0 0 DR MASSIH TAYEBI TRUSTEE 1.00 X 0 0 0 JAMES T HARRIS III PRESIDENT & TRUSTEE 40.00 X X 684100 0 174768 JEFFREY WALKER MARTIN TRUSTEE 1.00 X 0 0 0 JOHN D FRAGER TRUSTEE 1.00 X 0 0 0 JON BALOUSEK TRUSTEE 1.00 X 0 0 0 KIM BUSCH TRUSTEE 1.00 X 0 0 0 KIMBERLY KORO TRUSTEE 1.00 X 0 0 0 LAURIE C KELLEY TRUSTEE 1.00 X 0 0 0 LEANDRO A FESTINO TRUSTEE 1.00 X 0 0 0 MARK S BOSCO TRUSTEE 1.00 X 0 0 0 MARY THERESA MOSER TRUSTEE 1.00 X 0 0 0 MATTHEW J RENO TRUSTEE 1.00 X 0 0 0 MICHAEL A PERSALL TRUSTEE 1.00 X 0 0 0 PAUL M PURCELL TRUSTEE 1.00 X 0 0 0 PETER SEIDLER TRUSTEE 1.00 X 0 0 0 REV PETER M MCGUINE TRUSTEE 1.00 X 0 0 0 REV RUBEN ARCEO TRUSTEE 1.00 X 0 0 0 ROBERT R DEAN TRUSTEE 1.00 X 0 0 0 SANDRA N STANGL TRUSTEE 1.00 X 0 0 0 SR CAROLYN OSIEK TRUSTEE 1.00 X 0 0 0 SUE CUMMINGHAM TRUSTEE 1.00 X 0 0 0 SUSAN H MALLORY TRUSTEE 1.00 X 0 0 0 SUSANNE STANFORD TRUSTEE 1.00 X 0 0 0 THOMAS F MULVANEY TRUSTEE 1.00 X 0 0 0 TOM BREITLING TRUSTEE 1.00 X 0 0 0 TOM LUPFER TRUSTEE 1.00 X 11790 0 0 VIRGINIA C NELSON TRUSTEE 1.00 X 5000 0 0 ANDREW ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECTIVENESS AND ST 40.00 X 327902 0 33768 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 40.00 X 315525 0 26104 GAIL BAKER MCCARTY VICE PRESIDENT AND PROVOST 40.00 X 441587 0 42469 KATHRYN ROIG VICE PRESIDENT. FINANCE & CFO 40.00 X 300653 0 45284 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATIONS & COO 40.00 X 486017 0 88999 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 40.00 X 234266 0 32925 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEMENT 40.00 X 372140 0 48600 CHELL A ROBERTS DEAN, SHILEY MARCOS SCHOOL OF ENGINEERING AND PROF 40.00 X 383695 0 33506 JAIME ALONSO GOMEZ THRU 0820 FORMER DEAN, SCHOOL OF BUSINESS 40.00 X 262256 0 28093 JANE GEORGES DEAN, SCHOOL OF NURSING 40.00 X 228724 0 23313 NICHOLAS LADANY THRU 0720 FORMER DEAN, SCHOOL OF LEADERSHIP AND EDUCATIONAL 40.00 X 229840 0 24903 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 40.00 X 302274 0 36425 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 40.00 X 302790 0 35256 THERESA BYRD DEAN, COPLEY LIBRARY 40.00 X 193936 0 22190 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 40.00 X 338443 0 18744 ROY BROOKS FACULTY, SCHOOL OF LAW 40.00 X 307470 0 32131 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 40.00 X 422698 0 52476 STEVEN SMITH FACULTY, SCHOOL OF LAW 40.00 X 306198 0 34142 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT / EXECUTIVE DIRECTOR OF A 40.00 X 319046 0 67641 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 40.00 X 179676 0 27898 STEPHEN FERRUOLO FORMER DEAN, SCHOOL OF LAW 40.00 X 357073 0 33299 7313099 0 962934 503 1 1 0 RUDOLPH & SLETTEN INC 600 B STREET SUITE 1500 SAN DIEGO CA 92101 CONSTRUCTION SERVICES 44023689 DPR CONSTRUCTION 5010 SHOREHAM PLACE SAN DIEGO CA 92122 CONSTRUCTION SERVICES 10256660 AVI SYSTEMS INC 10070 WILLOW CREEK ROAD SAN DIEGO CA 92131 AV TECHNOLOGY 3719852 DEMPSEY CONSTRUCTION 1835 ASTON AVENUE CARLSBAD CA 92008 CONSTRUCTION SERVICES 3072244 DELAWIE INC 1515 MORENA BLVD SAN DIEGO CA 92111 CONSTRUCTION SERVICES 3069835 46 157632 17716325 23745110 1447940 41619067 TUITION AND FEES 900099 405890938 405890938 STUDENT RES & BOARD 721310 13534063 13534063 BOOKSTORE 451211 2731024 2695325 35699 STUDENT LOAN INTEREST 611710 599611 599611 PARKING SERVICES 611710 98286 98286 422853922 5572839 5572839 503448 404210 99238 99238 99238 420970941 99984585 384875543 98858229 36095398 1126356 37221754 37221754 41956 157632 39141 2815 2815 JCP EVENTS 611710 647225 647225 ATHLETICS & RECREATION 611710 562745 562745 CELL SITE REVENUE 611710 109205 109205 1020148 999334 20814 2339323 509708958 425027527 56513 43005851 157938016 157938016 7024731 3939599 1781987 1303145 169146647 128562022 35431087 5153538 5968946 5017982 689538 261426 27278303 23452130 3081246 744927 12140020 10205888 1402427 531705 221236 221236 339563 339563 134839 134839 2707805 2379982 327823 15149114 8412003 6497511 239600 4743422 3489566 1178441 75415 4951909 1759355 2696574 495980 6158412 3695047 2463365 6881552 6133077 622309 126166 1553937 1210909 341433 1595 519990 412229 102543 5218 5675630 5039788 635842 17857359 11014339 6668513 174507 1760743 126425 1634318 LEASES 4696716 4696716 COST OF SALES 3826762 3762071 64691 BOOKS AND OTHER LIBRARY 3580109 3580109 EQUIPMENT 2562806 778877 1752481 31448 188774 134199 54575 463007341 385740329 68067767 9199245 2 2 45532288 16628802 45030281 41038948 11346117 38377922 130000 150000 33256070 6574313 1938391 1905952 963433 1070826 888481010 240145626 572796124 648335384 569932208 602685785 232132043 372740441 1513056957 1729508375 66536730 65862983 11943120 11147855 154298560 150973984 50514997 49560439 54468716 40377375 337762123 317922636 X 782086060 927076277 393208774 484509462 1175294834 1411585739 1513056957 1729508375 X 46701617 188794191 795097 X 0 1 X 1 1 1 X 36012952 63444265 48087715 48979317 41619067 238143316 36012952 63444265 48087715 48979317 41619067 238143316 8574003 229569313 8888775 7244815 9377259 8261827 6076287 39848963 2815 2815 140882 139205 144375 131141 109205 664808 278659902 2166957593 0.82380 0.82050 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2016 AMOUNT: $ 140,882. 2017 AMOUNT: $ 139,205. 2018 AMOUNT: $ 144,375. 2019 AMOUNT: $ 131,141. 2020 AMOUNT: $ 109,205. SCHEDULE A, PART II: THE ORGANIZATION IS A SCHOOL AS DESCRIBED UNDER SECTION 170(B)(1)(A)(II) AND IS NOT REQUIRED TO COMPLETE A PUBLIC SUPPORT SCHEDULE. SCHEDULE A, PART II IS COMPLETED TO VERIFY THE SCHOOL CAN QUALIFY UNDER PUBLIC CHARITY SECTION 170(B)(1)(A)(VI) AND QUALIFIES TO USE THE FIRST LISTED SPECIAL RULE FOR SCHEDULE B REPORTING. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 134839 0 0 134839 0 PART II-B, LINE 1: PART IIB, LINE 1J: FACULTY WITH THE UNIVERSITY'S SCHOOL OF LAW IN THE CENTER FOR PUBLIC INTEREST AND CHILDREN'S ADVOCACY INSTITUTE OFFERED THEIR RESEARCH DATA AND LEGAL EXPERTISE IN AN ATTEMPT TO INFLUENCE PENDING LEGISLATION CONCERNING CONSUMERS RIGHTS AND CHILDREN'S HEALTH, SAFETY AND WELFARE. NO ATTEMPT WAS MADE BY THE UNIVERSITY TO INFLUENCE A POLITICAL CAMPAIGN OF ANY OFFICE, NOR WERE ANY POLITICAL CONTRIBUTIONS MADE. TOTAL EXPENDITURES WERE $134,839. 4061789 X X 0 532239476 8200707 169455131 9819047 7160680 692915587 545566671 8113510 -5590452 8845480 7004773 532239476 529996747 5469006 28115647 8971763 9042966 545566671 503568114 3113526 39671322 9275808 7080407 529996747 449796470 11373825 58019704 6771465 8850420 503568114 0.44000 0.27000 0.29000 0 0 75074698 75074698 736852158 203471222 533380936 72492365 36674404 35817961 4061789 4061789 648335384 ALTERNATIVE ASSET PARTNERSHIPS - DISTRESSED/DEBT RELATED 4438415 ALTERNATIVE ASSET PARTNERSHIPS - ENERGY/RESOURCES 22748224 ALTERNATIVE ASSET PARTNERSHIPS - INTERNATIONAL PRIVATE EQUITY 16002597 ALTERNATIVE ASSET PARTNERSHIPS - REAL ESTATE 30257717 ALTERNATIVE ASSET PARTNERSHIPS - U.S. PRIVATE EQUITY 93455184 ALTERNATIVE ASSET PARTNERSHIPS - VENTURE CAPITAL 86674277 MARKETABLE ALTERNATIVES - DIVERSIFIERS 22357595 MARKETABLE ALTERNATIVES - EVENT DRIVEN 34148315 MARKETABLE ALTERNATIVES - GLOBAL LONG/SHORT 30825859 MARKETABLE ALTERNATIVES - OPPORTUNISTIC 22009117 WEST COAST CONFERENCE 319815 OTHER ASSETS 421096 ALTERNATIVE ASSET PARTNERSHIPS - DIVERSIFIERS 9082230 372740441 REFUNDABLE ADVANCES 7489433 BOND INTEREST RATE SWAP 32887942 40377375 X 539096000 188794191 188794191 350301809 159407149 159407149 509708958 302805000 443480 443480 302361520 160645821 160645821 463007341 PART III, LINE 4: THE UNIVERSITY'S COLLECTION SEEKS TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZE THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAMS. PART V, LINE 4: THE UNIVERSITY OF SAN DIEGO ENDOWMENT FUNDS ARE UTILIZED BASED ON DONOR'S INTENT; AS OF JUNE 30, 2021 THE ALLOCATION OF ENDOWMENT FUNDS WAS AS FOLLOWS: ACADEMIC SUPPORT - 27.4%, TUITION FUNDED QUASI - 40.7%, SCHOLARSHIPS - 16.7%, INSTRUCTION - 4.7%, PLANT MAINTENANCE AND OPERATIONS - 1.5%, PUBLIC SERVICE - 4.3% AND OTHER INSTITUTIONAL SUPPORT - 4.7%. PART X, LINE 2: THE INTERNAL REVENUE SERVICE (IRS) HAS RECOGNIZED THE UNIVERSITY AS EXEMPT FROM TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE, EXCEPT TO THE EXTENT OF UNRELATED BUSINESS INCOME UNDER IRC SECTIONS 511 THROUGH 515. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL. AS OF JUNE 30, 2021 AND 2020, THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. THE UNIVERSITY MAY BE SUBJECT TO ROUTINE AUDIT BY THE IRS; HOWEVER THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2021 AND 2020. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME -404,210. SPECIAL EVENT EXPENSES INCLUDED IN INCOME -39,140. ROUNDED FINANCIAL STATEMENT DIFFERENCE -225. K-1 PASSTHROUGH LOSS -795,097. RECLASS INVESTMENT MANAGEMENT FEES 2,707,805. SCHOLARSHIPS INCLUDED IN EXPENSES 157,938,016. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME 404,210. SPECIAL EVENT EXPENSES INCLUDED IN INCOME 39,140. ROUNDED FINANCIAL STATEMENT DIFFERENCE 130. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INCLUDED IN EXPENSES 157,938,016. RECLASS INVESTMENT MANAGEMENT FEES 2,707,805. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 UNIVERSITY OF SAN DIEGO'S RACIALLY NONDISCRIMINATORY POLICY PUBLISHED IN ALL RECRUITING BROCHURES AND ADVERTISEMENTS AS WELL AS UNDERGRADUATE AND GRADUATE BULLETINS AND CATALOGS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF SAN DIEGO RECEIVED AN ESTIMATED $123.8M IN CONTRIBUTIONS FROM FEDERAL AND STATE AGENCIES FOR ASSISTANCE IN PROVIDING POST-SECONDARY EDUCATION. THIS INCLUDES $94.1M IN FEDERAL FAMILY EDUCATION LOANS. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 21220 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 54852 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 82935 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 57094 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 15500 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 10966 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 3 PROGRAM SERVICES STUDY ABROAD PROGRAMS 618409 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 117732786 1 3 0 0 1 3 118593762 0 118593762 1 0 1 1 1 0 PART I, LINE 3: BOOK VALUE IS THE ACCOUNTING METHOD USED TO DETERMINE INVESTMENT VALUES AND ACCRUAL METHOD OF ACCOUNTING IS USED FOR STUDY ABROAD PROGRAMS. PART III ACCOUNTING METHOD: FOUNDERS GALA 58825 53000 5825 2750 SPORTS BANQUET 37000 23300 13700 1003 6 103763 81332 22431 35388 199588 157632 41956 39141 39141 2815 1 USD SCHOLARSHIPS 3531 93437968 0 STUDENT AID - GRADUATE AND LAW 1390 28737972 0 STUDENT AID - ATHLETICS AND RECREATION 211 8689652 0 STUDENT AID - PRIVATE 432 3820341 0 ENDOWED SCHOLARSHIPS 618 9819047 0 STUDENT AID - RESIDENCE AND BOARD 48 522498 0 FEDERAL SCHOLARSHIPS AND GRANTS 1038 12910538 0 PART I, LINE 2: THE UNIVERSITY AWARDS SCHOLARSHIPS TO INDIVIDUAL STUDENTS TO OFFSET THE COST OF TUITION, FEES, AND ROOM AND BOARD. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 JAMES T HARRIS III PRESIDENT & TRUSTEE 603453 0 0 0 80647 0 34200 0 140568 0 858868 0 0 0 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATION 438799 0 0 0 47218 0 65986 0 23013 0 575016 0 0 0 GAIL BAKER MCCARTY VICE PRESIDENT AND PROVOST 385120 0 0 0 56467 0 28752 0 13717 0 484056 0 0 0 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 379899 0 0 0 42799 0 29340 0 23136 0 475174 0 0 0 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEME 321472 0 0 0 50668 0 28379 0 20221 0 420740 0 0 0 CHELL A ROBERTS DEAN, SHILEY MARCOS SCHOOL OF ENGINE 378864 0 0 0 4831 0 26386 0 7120 0 417201 0 0 0 STEPHEN FERRUOLO FORMER DEAN, SCHOOL OF LAW 347134 0 0 0 9939 0 31993 0 1306 0 390372 0 0 0 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT / EXECUTIVE 299934 0 0 0 19112 0 45713 0 21928 0 386687 0 0 0 ANDREW ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECT 281040 0 0 0 46862 0 25291 0 8477 0 361670 0 0 0 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 331874 0 0 0 6569 0 17585 0 1159 0 357187 0 0 0 KATHRYN ROIG VICE PRESIDENT. FINANCE & CFO 290603 0 0 0 10050 0 25280 0 20004 0 345937 0 0 0 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 261552 0 0 0 53973 0 24236 0 1868 0 341629 0 0 0 STEVEN SMITH FACULTY, SCHOOL OF LAW 286354 0 0 0 19844 0 26730 0 7412 0 340340 0 0 0 ROY BROOKS FACULTY, SCHOOL OF LAW 273811 0 0 0 33659 0 23940 0 8191 0 339601 0 0 0 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 285799 0 0 0 16475 0 24600 0 11825 0 338699 0 0 0 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 260983 0 0 0 41807 0 23735 0 11521 0 338046 0 0 0 JAIME ALONSO GOMEZ THRU 0820 FORMER DEAN, SCHOOL OF BUSINESS 214519 0 0 0 47737 0 23041 0 5052 0 290349 0 0 0 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 183527 0 0 0 50739 0 18303 0 14622 0 267191 0 0 0 NICHOLAS LADANY THRU 0720 FORMER DEAN, SCHOOL OF LEADERSHIP AN 185420 0 0 0 44420 0 17199 0 7704 0 254743 0 0 0 JANE GEORGES DEAN, SCHOOL OF NURSING 197598 0 0 0 31126 0 18084 0 5229 0 252037 0 0 0 THERESA BYRD DEAN, COPLEY LIBRARY 149587 0 0 0 44349 0 16000 0 6190 0 216126 0 0 0 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 154610 0 0 0 25066 0 16859 0 11039 0 207574 0 0 0 PART I, LINE 1A SCHEDULE J, PART I, LINE 1A: TRAVEL FOR COMPANIONS - THE UNIVERSITY PROVIDES FOR THE PRESIDENT'S SPOUSE TO TRAVEL WITH HIM WHEN HER PRESENCE IS REQUIRED FOR UNIVERSITY BUSINESS PURPOSES. NO PART OF THIS BENEFIT IS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A: HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE PRESIDENT IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VICE PRESIDENT FOR MISSION AND MINISTRY IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VALUE OF THESE BENEFITS ARE REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PRESIDENT HARRIS OCCUPIED THE RESIDENCE FOR ALL OF FISCAL YEAR 2021. SCHEDULE J, PART I, LINE 1A: PERSONAL SERVICES - THE PRESIDENT WAS PROVIDED HOUSEKEEPING AND FACILITIES MAINTENANCE SERVICES FOR THE PRESIDENT'S ON-CAMPUS RESIDENCE. NO PART OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE VALUE OF THIS BENEFIT IS REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PART I, LINE 4B SCHEDULE J, PART I, LINE 4B: KY SNYDER, AN OFFICER, PARTICIPATED IN A 457(F) PLAN. THERE WERE NO CONTRIBUTIONS OR DISTRIBUTIONS FOR 2020. WILLIAM MCGILLIS, HIGHEST COMPENSATED EMPLOYEE, PARTIICPATED IN A 457(F) PLAN. FOR 2020, CONTIRBUTIONS WERE MADE IN THE AMOUNT OF $20,000. NO DISTRIBUTIONS WERE MADE FOR 2020. JAMES HARRIS III, PRESIDENT, PARTICIPATED IN A 457(F) PLAN. THERE WERE NO CONTRIBUTIONS OR DISTRIBUTIONS FOR 2020. A CALIFORNIA EDUCATION FACILITIES AUTHORITY 521705592 130178YD2 2011-03-16 19562314 NOTE 1 0 0 0 B CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 2015-07-23 91750000 NOTE 4 0 0 0 C CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048VMJ4 2019-10-17 56505816 NOTE 5 0 0 0 A 7725000 19562315 3904 1 0 1 1 B 595000 91750000 1 0 1 1 C 56505816 56505816 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 1 1 GEORGE K BAUM FINANCIAL SERVICES 30.000000000000 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 NOTE 1 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2011 (ISSUE DATE MARCH 16, 2011): ADVANCE REFUNDING OF CEFA SERIES 1998 (ISSUE DATE FEBRUARY 25, 1998). NOTE 4 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2015 (ISSUE DATE JULY 23, 2015): ADVANCE REFUNDING OF SERIES 2005 (ISSUE DATE NOVEMBER 16, 2005). NOTE 5 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE TO FINANCE FOR THE CONSTRUCTION AND/OR RENOVATION OF CERTAIN MAJOR FACILITIES. PART III, LINES 4 AND 5, COLUMNS A-C: PURSUANT TO IRS GUIDANCE, USD IS NOT REQUIRED TO REPORT PRIVATE BUSINESS USE INFORMATION FOR REFUNDING BONDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. RICHARD VIRGIN OFFICER MORTGAGE ASSISTANCE X 150000 150000 0 1 1 150000 SEE PART V - SUPPLEMENTAL INFORMATI EMPLOYEE 18660 TUITION ASSISTANCE EMPLOYEE BENEFIT LINDSEY ALLEN FAMILY MEMBER OF OFFICER 77130 SEE PART V 0 ZACHARY HARRIS FAMILY MEMBER OF PRESIDENT AND TRUSTEE 103281 SEE PART V 0 JAMES MCCARTY FAMILY MEMBER OF VICE PRESIDENT AND PROVOST 57306 SEE PART V 0 DENISE DIMON FAMILY MEMBER OF OFFICER 283708 SEE PART V 0 SCHEDULE L, PART III - GRANTS OR ASSISTANCE BENEFTING INTERESTED PERSONS: PER THE 990 INSTRUCTIONS, THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSONS WHO RECEIVED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THE UNIVERSITY MUST GROUP EACH TYPE OF ASSISTANCE PROVIDED TO INTERESTED PERSONS. THIS IS DONE IN ORDER TO PROTECT THE IDENTITY OF THE STUDENTS. SCHEDULE L, PART III - BUSINESS TRANSACTION INVOLVING INTERESTED PERSONS: ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO DENISE DIMON, HIS WIFE, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS A PROFESSOR OF ECONOMICS, THE ASSOCIATE PROVOST FOR INTERNATIONAL AFFAIRS, AND THE DIRECTOR OF THE AHLERS CENTER FOR INTERNATIONAL BUSINESS. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2020 FOR DENISE DIMON AND ASSOCIATED BENEFITS.ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO LINDSEY ALLEN, HIS DAUGHTER, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS THE ASSISTANT DIRECTOR OF THE GLOBAL CENTER IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2020 FOR LINDSAY ALLEN AND ASSOCIATED BENEFITS.JAMES T. HARRIS III, PRESIDENT AND TRUSTEE, IS RELATED TO ZACHARY HARRIS, HIS SON, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE ASSISTANT ATHLETIC DIRECTOR FOR DEVELOPMENT. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2020 FOR ZACHARY HARRIS AND ASSOCIATED BENEFITS.GAIL MCCARTY BAKER, VICE PRESIDENT AND PROVOST, IS RELATED TO JAMES MCCARTY, HER HUSBAND, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE CREDENTIALING ANALYST IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2020 FOR JAMES MCCARTY AND ASSOCIATED BENEFITS. X 29 1447940 MARKET VALUE 0 0 1 1 PART I, COLUMN (B): REPORTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: THE UNIVERSITY UTILIZES A BROKER TO SELL STOCK GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND A COPY OF THE 990 IS AVAILABLE TO THE ORGANIZATION'S ENTIRE GOVERNING BOARD ONLINE AT THE SECURED TRUSTEE WEBSITE BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE BOARD OF DIRECTORS AND EXCUTIVE MANAGEMENT ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ANY CONFLICT IS REVIEWED AND HANDLED IN ACCORDANCE WITH THE WRITTEN POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES EXECUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION USING COMPARABLE DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS. THIS PROCESS IS DONE ANNUALLY FOR THE PRESIDENT, VICE PRESIDENTS, AND OTHER KEY ADMINISTRATIVE POSITIONS. THE PROVOST/VICE PRESIDENT FOR ACADEMIC AFFAIRS DETERMINES THE COMPENSATION FOR THE DEANS USING MARKET BENCHMARK DATA PREPARED INTERNALLY AND THE BENCHMARK SCHOOLS ARE SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 990 AND 990T ARE AVAILABLE TO THE PUBLIC BY VIEWING THE GUIDESTAR WEBSITE AND UPON REQUEST FROM THE FINANCE OFFICE AT 619-260-5998; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE FINANCE OFFICE. FORM 1023 IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE AT 619-260-5998; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE FINANCE OFFICE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-5998; ACCOUNTING@SANDIEGO.EDU; GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE PRESIDENT AT 619-260-4520; CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AT WWW.SANDIEGO.EDU. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH LOSS 795,097.