2022-05-16T09:11:45-05:00 2021-06-30 381357951 PLANTE & MORAN PLLC 250 S HIGH ST SUITE 100 COLUMBUS OH 43215 990 2020-07-01 010356077 MAINE COLLEGE OF HEALTH PROFESSIONS MAIN 2077952813 PO BOX 4500 LEWISTON ME 04243 STEVEN LITTLESON PRESIDENT & CEO 2077952813 2022-05-12 1 STEVEN LITTLESON 999009999 AMY CIMINELLO P00796388 6148493000 2022-05-12 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z STEVEN LITTLESON PO BOX 4500 LEWISTON ME 04243 4663699 0 X WWW.MCHP.EDU X 1982 ME THE COLLEGE PROVIDES FORMAL TRAINING IN NURSING, RADIOLOGIC TECHNOLOGY AND NUCLEAR MEDICINE AT THE ASSOCIATE DEGREE LEVEL. 9 8 0 8 0 0 1899504 1387342 3958817 3276782 868929 -425 0 0 6727250 4663699 1956615 579419 0 0 2200551 2318733 0 0 0 1120672 1155426 5277838 4053578 1449412 610121 12466367 8564967 319865 311906 12146502 8253061 TO PROVIDE QUALITY EDUCATIONAL OPPORTUNITIES THAT INSPIRE STUDENT SUCCESS AND LIFELONG LEARNING. 0 0 3477499 579419 3276782 THE COLLEGE OFFERS FOUR DEGREE PROGRAMS WHICH INCLUDE A NURSING PROGRAM, RADIOLOGIC TECHNOLOGY AND HEALTH SCIENCES. THREE OF THESE PROGRAMS GRANT A GRADUATE AN ASSOCIATE DEGREE IN APPLIED SCIENCES, ONE OF THESE PROGRAMS GRANTS A BACHELOR OF SCIENCE IN NURSING. THE COLLEGE OFFERS A CERTIFICATE IN LICENSED PRACTICAL NURSING AND AN ADVANCED CERTIFICATE IN COMPUTED TOMOGRAPHY, SONOGRAPHY, AND MAMMOGRAPHY. IN EACH OF THE COURSES OF TRAINING MENTIONED, THERE WERE 184 NURSING, 55 RADIOLOGIC TECHNOLOGY AND 2 HEALTH SCIENCE STUDENTS ENROLLED DURING THE 2020-2021 ACADEMIC YEAR, RESPECTIVELY. 3477499 1 0 0 0 0 0 0 0 0 1 1 0 0 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 360 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 8 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 1 0 ME X KRISTEN ST PETER 2077952813 29 LOWELL STREET BOX A LEWISTON ME 04240 X JEFF BRICKMAN PRESIDENT/DIRECTOR 3.00 60.00 X 0 945603 219303 DAVID TUPPONCE FORMER PRESIDENT OF CMHC 1.00 0.00 X 0 557207 4127 JOHN WHITLOCK TREASURER END 6/21 3.00 60.00 X 0 478758 2850 STEVEN LITTLESON PRESIDENT CMMC/CMHCC 3.00 60.00 X 0 429920 19602 BETHANY PICKER MD TRUSTEE 3.00 55.00 X 0 247607 21346 MONIKA BISSELL PRESIDENT 3.00 55.00 X 0 206259 1346 MEREDITH BARIL SECRETARY 3.00 55.00 X 0 25874 16969 KENNETH ALBERT ESQ RN CHAIR/TREASURER 1.00 0.00 X X 0 0 0 MYCHELLE KOUTALAKIS TRUSTEE 1.00 0.00 X 0 0 0 JOAN MACRI TRUSTEE 1.00 0.00 X 0 0 0 DAVID GILMORE MD TRUSTEE 1.00 0.00 X 0 0 0 ANNE KEMPER TRUSTEE 1.00 0.00 X 0 0 0 ANDREA GAGER MD TRUSTEE 1.00 0.00 X 0 0 0 PETER SCHLAX JR TRUSTEE 1.00 0.00 X 0 0 0 DENEKA DELETETSKY TRUSTEE 1.00 0.00 X 0 0 0 0 2891228 285543 0 1 1 0 0 1341075 46267 1387342 TUITION AND FEES 611600 3276782 3276782 3276782 -425 -425 4663699 3276782 0 -425 579419 579419 1886579 1604694 281885 293855 249948 43907 138299 117635 20664 400 400 50816 50816 244100 235797 8303 76963 76963 174091 103357 70734 4687 4687 449160 443664 5496 8523 8523 59601 59601 11775 11775 MINOR EQUIPMENT 35322 35322 BAD DEBT EXPENSE 16816 16816 SPECIAL FUNCTIONS ACCRE 7425 7425 MEDICAL SUPPLIES 5293 5293 10454 10359 95 4053578 3477499 576079 0 867784 1374502 430563 134774 7245 126092 1878 47954 1579427 1332759 306268 246668 3699183 7153446 6634977 12466367 8564967 99108 164813 220757 147093 319865 311906 X 884699 2088786 11261803 6164275 12146502 8253061 12466367 8564967 X 610121 -27 -6051625 1548090 X X 0 1 X 1 1 0 X 4747978 46267 1427320 57290 6164275 11030729 191703 173621 137250 11258803 10520879 198323 313027 1500 11030729 9677310 15954 911390 83775 10520879 9018839 7663 725836 75028 9677310 0.98840 0.01160 0 1 1 296769 202240 94529 1278040 1125901 152139 4618 4618 0 246668 INTEREST IN RELATED PARTY 6634977 6634977 X 5814476 -27 1548090 1548063 4266413 397286 397286 4663699 3656292 0 3656292 397286 397286 4053578 PART V, LINE 4: MOST OF THE COLLEGE'S ENDOWMENT FUNDS ARE USED FOR STUDENT AID PURPOSES. SOME ENDOWMENT FUNDS ARE USED TO SUPPORT OPERATIONAL EXPENSES. PART X, LINE 2: THE COLLEGE IS A NOT-FOR-PROFIT CORPORATION AND IS EXEMPT FROM TAX UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(A). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE COLLEGE AND RECOGNIZE A TAX LIABILITY IF THE COLLEGE HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE COLLEGE, AND HAS CONCLUDED THAT AS OF JUNE 30, 2021 AND 2020, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE COLLEGE IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN INTEREST IN NET ASSETS OF CMHC 1,548,090. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF TUITION OFFSET 397,286. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF TUITION OFFSET 397,286. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL PUBLICATIONS AND ANNOUNCEMENTS INCLUDE THE SCHOOL'S POLICY OF NON-DISCRIMINATION. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES MEDICARE FUNDS AS PART OF A TEACHING HOSPITAL (CENTRAL MAINE MEDICAL CENTER). THE COLLEGE ALSO RECEIVES PELL GRANTS AND OTHER FEDERAL FUNDS TO AWARD TO STUDENTS BASED ON THE APPLICABLE GUIDELINES. 1 FEDERAL PELL GRANTS 134 291402 STATE OF MAINE GRANTS 121 61500 IN HOUSE GRANTS 50 45843 HIGHER EDUCATION EMERGENCY RELIEF FUND 195 180674 PART I, LINE 2: GRANT FUNDS AWARDED TO STUDENTS ARE USED FOR TUITION AND ALLOWABLE EDUCATIONAL EXPENSES. AWARDS ARE BASED ON NEED DETERMINED FROM A FEDERAL FAFSA APPLICATION. GRANT FUNDS ARE APPLIED DIRECTLY AGAINST THE TUITION AND FEES OF THE AWARDEE AND DO NOT LEAVE POSSESSION OF THE COLLEGE. 1 1 0 0 0 0 0 0 0 JEFF BRICKMAN PRESIDENT/DIRECTOR 0 780191 0 146241 0 19171 0 190423 0 28880 0 1164906 0 0 DAVID TUPPONCE FORMER PRESIDENT OF CMHC 0 91479 0 0 0 465728 0 2116 0 2011 0 561334 0 0 JOHN WHITLOCK TREASURER END 6/21 0 401238 0 36560 0 40960 0 2850 0 0 0 481608 0 0 STEVEN LITTLESON PRESIDENT CMMC/CMHCC 0 328265 0 35000 0 66655 0 0 0 19602 0 449522 0 0 BETHANY PICKER MD TRUSTEE 0 238883 0 0 0 8724 0 1683 0 19663 0 268953 0 0 MONIKA BISSELL PRESIDENT 0 204962 0 0 0 1297 0 1346 0 0 0 207605 0 0 PART I, LINE 3 THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT IS DETERMINED BY THE PARENT CORPORATION'S BOARD OF DIRECTOR'S EXECUTIVE COMPENSATION COMMITTEE USING THE FOLLOWING: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED NET TAXABLE SEVERANCE PAYMENTS: DAVID TUPPONCE: $460,184 PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: A PARTICIPANT'S ENTITLEMENT TO BENEFITS WILL VEST ON THE PARTICIPANT'S VESTING DATE PROVIDED THE PARTICIPANT HAS REMAINED IN CONTINUOUS EMPLOYMENT IN THE SAME POSITION WHILE PARTICIPATING IN THIS PLAN. A PARTICIPANT WILL HAVE ONLY ONE VESTING DATE FOR ALL ELECTIVE DEFERRALS AND OTHER PLAN CONTRIBUTIONS MADE ON THE PARTICIPANT'S BEHALF DURING ALL PLAN YEARS. A PARTICIPANT'S ENTITLEMENT TO BENEFITS WILL ALSO VEST ( A) IF THE PARTICIPANT DIES WHILE STILL EMPLOYED BY THE EMPLOYER, ( B) IF THE PARTICIPANT'S EMPLOYMENT TERMINATES DUE TO TOTAL DISABILITY, OR ( C) IF THE EMPLOYER TERMINATES THE PARTICIPANTS EMPLOYMENT FOR ANY REASON OTHER THAN FOR CAUSE ANY PORTION OF THE PARTICIPANT'S ENTITLEMENT BENEFITS THAT IS NOT VESTED WHEN THE PARTICIPANT'S EMPLOYMENT WITH THE EMPLOYER TERMINATES, INCLUDING ELECTIVE DEFERRALS, WILL BE FORFEITED. THE EMPLOYER WILL DISTRIBUTE A PARTICIPANT'S BENEFITS UNDER THE PLAN AS SOON AS PRACTICABLE AFTER THE PARTICIPANT'S ENTITLEMENT BECOMES VESTED. JEFF BRICKMAN PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THROUGH CENTRAL MAINE HEALTHCARE CORPORATION, A RELATED ENTITY. THE AMOUNT WAS $185,248. FORM 990, PART VI, SECTION A, LINE 6 THE ONLY MEMBER OF THE CORPORATION SHALL BE CENTRAL MAINE MEDICAL CENTER. THE MEMBER SHALL HAVE THE FOLLOWING RIGHTS AND POWERS, AND EXCEPT AS EXPRESSLY STATED WITHIN THE BYLAWS, SHALL ALSO HAVE THE RIGHTS OF MEMBERS INCLUDING THE RIGHT TO VOTE ON ANY MATTERS ON WHICH MEMBERS MAY HAVE A RIGHT TO VOTE: (A) FIX THE NUMBER OF TRUSTEES WITHIN THE LIMITS SET FORTH IN THE ARTICLES OF INCORPORATION; (B) ELECT TRUSTEES UPON NOMINATION BY THE BOARD OF TRUSTEES OF THE CORPORATION; (C) TO REVIEW THE ANNUAL OPERATING AND CAPITAL BUDGETS AND ANY PROPOSED UNBUDGETED CAPITAL EXPENDITURE OF $100,000 OR GREATER, ANY PROJECT INVOLVING NEW AND UNBUDGETED ANNUAL OPERATING EXPENSES OF $100,000 OR GREATER, OR THE CORPORATION INCURRING ANY UNBUDGETED LONG-TERM DEBT OF $100,000 OR GREATER, AND TO DISAPPROVE ANY SUCH BUDGET, EXPENDITURE, OR DEBT THE EXTENT THAT THE MEMBER CONCLUDES THAT IT WOULD BE FINANCIALLY DETRIMENTAL OR ECONOMICAL UNFEASIBLE TO THE CORPORATION OR THE SOLE MEMBERS; AND (D) TO APPOINT A FIRM A PUBLIC ACCOUNTANTS TO CONDUCT ANNUALLY AN INDEPENDENT AUDIT OF THE CORPORATION'S FINANCES. FORM 990, PART VI, SECTION A, LINE 7A THE ONLY MEMBER OF THE CORPORATION SHALL BE CENTRAL MAINE MEDICAL CENTER. THE MEMBER SHALL HAVE THE FOLLOWING RIGHTS AND POWERS, AND EXCEPT AS EXPRESSLY STATED WITHIN THE BYLAWS, SHALL ALSO HAVE THE RIGHTS OF MEMBERS INCLUDING THE RIGHT TO VOTE ON ANY MATTERS ON WHICH MEMBERS MAY HAVE A RIGHT TO VOTE: (A) FIX THE NUMBER OF TRUSTEES WITHIN THE LIMITS SET FORTH IN THE ARTICLES OF INCORPORATION; (B) ELECT TRUSTEES UPON NOMINATION BY THE BOARD OF TRUSTEES OF THE CORPORATION; (C) TO REVIEW THE ANNUAL OPERATING AND CAPITAL BUDGETS AND ANY PROPOSED UNBUDGETED CAPITAL EXPENDITURE OF $100,000 OR GREATER, ANY PROJECT INVOLVING NEW AND UNBUDGETED ANNUAL OPERATING EXPENSES OF $100,000 OR GREATER, OR THE CORPORATION INCURRING ANY UNBUDGETED LONG-TERM DEBT OF $100,000 OR GREATER, AND TO DISAPPROVE ANY SUCH BUDGET, EXPENDITURE, OR DEBT THE EXTENT THAT THE MEMBER CONCLUDES THAT IT WOULD BE FINANCIALLY DETRIMENTAL OR ECONOMICAL UNFEASIBLE TO THE CORPORATION OR THE SOLE MEMBERS; AND (D) TO APPOINT A FIRM A PUBLIC ACCOUNTANTS TO CONDUCT ANNUALLY AN INDEPENDENT AUDIT OF THE CORPORATION'S FINANCES. FORM 990, PART VI, SECTION A, LINE 7B THE ONLY MEMBER OF THE CORPORATION SHALL BE CENTRAL MAINE MEDICAL CENTER. THE MEMBER SHALL HAVE THE FOLLOWING RIGHTS AND POWERS, AND EXCEPT AS EXPRESSLY STATED WITHIN THE BYLAWS, SHALL ALSO HAVE THE RIGHTS OF MEMBERS INCLUDING THE RIGHT TO VOTE ON ANY MATTERS ON WHICH MEMBERS MAY HAVE A RIGHT TO VOTE: (A) FIX THE NUMBER OF TRUSTEES WITHIN THE LIMITS SET FORTH IN THE ARTICLES OF INCORPORATION; (B) ELECT TRUSTEES UPON NOMINATION BY THE BOARD OF TRUSTEES OF THE CORPORATION; (C) TO REVIEW THE ANNUAL OPERATING AND CAPITAL BUDGETS AND ANY PROPOSED UNBUDGETED CAPITAL EXPENDITURE OF $100,000 OR GREATER, ANY PROJECT INVOLVING NEW AND UNBUDGETED ANNUAL OPERATING EXPENSES OF $100,000 OR GREATER, OR THE CORPORATION INCURRING ANY UNBUDGETED LONG-TERM DEBT OF $100,000 OR GREATER, AND TO DISAPPROVE ANY SUCH BUDGET, EXPENDITURE, OR DEBT THE EXTENT THAT THE MEMBER CONCLUDES THAT IT WOULD BE FINANCIALLY DETRIMENTAL OR ECONOMICAL UNFEASIBLE TO THE CORPORATION OR THE SOLE MEMBERS; AND (D) TO APPOINT A FIRM A PUBLIC ACCOUNTANTS TO CONDUCT ANNUALLY AN INDEPENDENT AUDIT OF THE CORPORATION'S FINANCES. FORM 990, PART VI, SECTION B, LINE 11B ALL AFFILIATED FORM 990'S AND APPLICABLE SCHEDULES ARE PREPARED BY A PUBLIC ACCOUNTING FIRM IN COOPERATION WITH THE FINANCE DEPARTMENT. THE COMPLETED RETURNS ARE REVIEWED WITH THE VICE PRESIDENT OF FINANCE THEN WITH THE CFO. FOLLOWING THAT REVIEW THEY ARE PRESENTED TO THE FINANCE COMMITTEE OF THE CENTRAL MAINE HEALTHCARE BOARD OF DIRECTORS, WHICH HAS REPRESENTATIVES FROM ALL AFFILIATED BOARDS. ONCE THIS REVIEW IS COMPLETED, ANY NECESSARY CHANGES ARE MADE AND THE FINAL RETURN IS PRESENTED TO ITS RESPECTIVE BOARD. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND TRUSTEES COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT WHICH IS REVIEWED BY THE CHAIRMAN OF THE BOARD AND CONFORMS TO THE CONDITIONS CONTAINED WITHIN THE CORPORATION'S BYLAWS, WHICH MEET OR EXCEED THE CURRENT ITS REPORTING THRESHOLDS. IN AREAS OF CONFLICT BY THE CHAIRMAN, THE VICE-CHAIRMAN REVIEWS. ADDITIONALLY, AS PART OF THE ANNUAL FORM 990 PREPARATION PROCESS, A SEPARATE QUESTIONNAIRE IS PROVIDED, WHICH INCLUDES DISTRIBUTION TO KEY EMPLOYEES, COVERING REPORTING AREAS OF LOANS, GRANTS, BUSINESS RELATIONSHIPS, AND OTHER CONFLICTS. THESE QUESTIONNAIRES ARE REVIEWED BY THE FINANCE DEPARTMENT FOR REPORTABLE ITEMS FOR THE FORM 990. IN THE CASE OF A POSSIBLE CONFLICT, THE BOARD WOULD REVIEW THE SITUATION AND TAKE ACTIONS DEEMED APPROPRIATE FOR THE POSSIBLE OR ACTUAL CONFLICTS OF MEMBERS OF THE BOARD OR THE EXECUTIVE OFFICERS. IN THE CASE OF KEY EMPLOYEES, THE REVIEW AND ACTIONS TAKEN WOULD BE PERFORMED BY THEIR DIRECT SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15B CENTRAL MAINE HEALTHCARE (CMHC) HAS ESTABLISHED AND FOLLOWS A DELIBERATIVE TRANSPARENT PROCESS WHICH MEETS IRS REGULATIONS FOR " REBUTTABLE" PRESUMPTION OF REASONABLENESS. A STANDING EXECUTIVE COMPENSATION COMMITTEE (ECC) , COMPRISED OF INDEPENDENT MEMBERS OF BOARD LEADERSHIP, EXISTS TO UNDERTAKE THE PROCESS OF DETERMINING COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF MEDICAL OFFICER, PRESIDENT OF CENTRAL MAINE MEDICAL CENTER, PHYSICIAN PRACTICE EXECUTIVE, PRESIDENT OF RUMFORD HOSPITAL, AND PRESIDENT OF BRIDGTON HOSPITAL. THE PROCESS GUIDELINES AND AUTHORITY OF THE ECC ARE SET OUT IN THE EXECUTIVE COMPENSATION PHILOSOPHY AND RESPONSIBILITIES CHARTER WHICH WAS APPROVED BY THE CMHC BOARD. THE ENTIRE CHMC BOARD PARTICIPATES IN THE ANNUAL PERFORMANCE EVALUATION OF EACH EXECUTIVE, INCLUDING A REVIEW OF ACCOMPLISHMENTS RELATIVE TO GOALS AND OBJECTIVES DERIVED FROM THE STRATEGIC PLAN. THE ECC REVIEWS THE RESULTS OF THE ANNUAL PERFORMANCE EVALUATION AND APPROPRIATE COMPARABILITY DATA BASED ON SEVERAL FACTORS RECOMMENDED BY AN INDEPENDENT EXECUTIVE COMPENSATION CONSULTANT, WHO SPECIALIZES IN NOT-FOR-PROFIT HOSPITALS AND HEALTH SYSTEMS, AND OUR ATTORNEY'S FACTORS USED IN DETERMINING COMPARABILITY TO THE ORGANIZATION INCLUDING GEOGRAPHY, ORGANIZATIONAL COMPLEXITY, FACILITY TYPE, OWNERSHIP TYPE, AND ANY OTHER FACTORS DEEMED RELEVANT BY THE COMMITTEE'S CONSULTANTS, OR ITS ATTORNEYS. USING THIS INFORMATION, THE ECC ANNUALLY REVIEWS THE EXECUTIVES' COMPENSATION TO DETERMINE IF MODIFICATION TO BASE SALARY IS WARRANTED, AND REVIEWS THE EXECUTIVES' ACCOMPLISHMENTS TO DETERMINE IF ANY VARIABLE PAY IS TO BE AWARDED. THE ENTIRE PROCESS IS THEN DOCUMENTED CONTEMPORANEOUSLY WITH THE DECISION MAKING PROCESS AND APPROVED THEREAFTER IN ACCORDANCE WITH THE IRS GUIDANCE. THE COMPENSATION PAID TO KEY EMPLOYEES IS REVIEWED BY THE VICE PRESIDENT OF HUMAN RESOURCES AND ORGANIZATIONAL DEVELOPMENT. DURING THE REVIEW PROCESS, THE CENTRAL MAINE HEALTHCARE COMPENSATION MANAGER PROVIDERS MARKET DATA ON COMPARABLE POSITIONS FROM COMPARATIVE GROUPS OF HEALTHCARE ORGANIZATIONS THAT ARE APPROPRIATELY SIMILAR IN TERMS OF THEIR REVENUE, GEOGRAPHIC LOCATION, NUMBER OF EMPLOYEES, NUMBER OF STAFFED HOSPITAL BEDS, ETC. HUMAN RESOURCES PROVIDES AT A MINIMUM FOUR SETS OF COMPARABILITY DATA FROM THE MOST RECENT NATIONAL HEALTHCARE SPECIFIC COMPENSATION SURVEYS ( E. G. WATSON & WYATT, SULLIVAN & COTTER, THE HAY GROUP, MERCER, ETC) FOR REFERENCE. THESE SURVEYS REPORT PAY RATE DATA THAT IS TYPICALLY AGED LESS THAN 6 MONTHS. CENTRAL MAINE HEALTHCARE AND AFFILIATES STRIVE TO PAY AT THE MARKET AVERAGE OR SLIGHTLY ABOVE IT FOR KEY EMPLOYEES. ONCE THE COMPENSATION MANAGER AND THE VICE PRESIDENT OF HUMAN RESOURCES AND ORGANIZATIONAL DEVELOPMENT HAVE FINALIZED RECOMMENDATIONS BASED ON THIS EMPIRICAL DATA, THEY ARE PRESENTED TO THE PRESIDENTS OF EACH HOSPITAL THAT SUPERVISE THE KEY EMPLOYEES, AND THE CEO OF CENTRAL MAINE HEALTHCARE, FOR REVIEW, EDITS, AND APPROVAL. THIS PROCESS TYPICALLY OCCURS DURING THE LAST MONTH OF THE FISCAL YEAR IN PREPARATION FOR THE NEXT FISCAL YEAR. CENTRAL MANE HEALTHCARE DOCUMENTS THE BASIS FOR ITS DETERMINATION FOR KEY EMPLOYEES' COMPENSATION AND MAINTAINS THIS CONTEMPORANEOUSLY SUBSTANTIATED MATERIAL IN THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST IN THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE FINANCIAL STATEMENTS OF THE ORGANIZATION ARE INCLUDED IN THE MOST RECENTLY FILED FORM 990 AND PROVIDED, UPON REQUEST, IN THAT FORMAT UNLESS THE SPECIFIC REQUEST DEEMS A DIFFERENT FORMAT MORE APPROPRIATE. FORM 990, PART VII, SECTION A BOARD MEMBER COMPENSATION: NO BOARD MEMBERS RECEIVE COMPENSATION FOR THEIR DUTIES AS DIRECTORS. JEFF BRICKMAN WAS EMPLOYED AS PRESIDENT OF CENTRAL MAINE HEALTHCARE CORPORATION AND NOW STEVEN LITTLESON IS IN THAT POSITION. BOTH JEFF BRICKMAN AND STEVEN LITTLESON WERE COMPENSATED BASED ON THEIR ROLE AS PRESIDENT. FORM 990, PART XI, LINE 9: CHANGE IN INTEREST IN NET ASSETS OF CMHC 1,548,090. CENTRAL MAINE MEDICAL CENTER PO BOX 4500 LEWISTON ME 04243 010211494 HEALTHCARE ME 501(C)(3) LINE 3 CMHC 0 RUMFORD COMMUNITY FAMILY HEALTH CENTER 430 FRANKLIN STREET RUMFORD ME 04276 010481000 HEALTHCARE ME 501(C)(3) LINE 3 CMHC 0 RUMFORD HOSPITAL 420 FRANKLIN STREET RUMFORD ME 04276 010215227 HEALTHCARE ME 501(C)(3) LINE 3 CMHC 0 CENTRAL MAINE REAL ESTATE MANAGEMENT CO01-0387674 PO BOX 4500 LEWISTON ME 04243 010387674 REAL ESTATE ME 501(C)(2) CMHC 0 RUMFORD COMMUNITY HOME CORPORATION 11 JOHN F KENNEDY LANE RUMFORD ME 04276 222844951 NURSING HOME ME 501(C)(3) LINE 10 CMHC 0 CENTRAL MAINE COMMUNITY HEALTH CORP PO BOX 4500 LEWISTON ME 04243 010386912 PUBLIC ED ME 501(C)(3) LINE 7 CMHC 0 ELIAS E TUCKER TRUST FUND CO CMMC 300 MAIN STREET LEWISTON ME 04240 016042343 FUNDING ME 501(C)(3) LINE 12A, I CMMC 0 BRIDGTON HOSPITAL 10 HOSPITAL DRIVE BRIDGTON ME 04009 010130427 HEALTHCARE ME 501(C)(3) LINE 3 CMHC 0 BRIDGTON HOSPITAL PHYSICIANS GROUP SOUTH HIGH STREET BRIDGTON ME 04009 010493083 FUNDING ME 501(C)(3) PF CMHC 0 CENTRAL MAINE HEALTHCARE CORPORATION PO BOX 4500 LEWISTON ME 04243 010386913 HEALTHCARE ME 501(C)(3) LINE 7 N/A 0 CENTRAL MAINE HEALTH VENTURES INC 300 MAIN STREET LEWISTON ME 04240 010430016 HEALTHCARE ME N/A C 0 CWM INSURANCE LTD GENESIS BUILDING PO BOX B.W.I CJ 980220891 INSURANCE CJ N/A C 0 CENTRAL MAINE ACO 300 MAIN STREET LEWISTON ME 04240 274604314 ACCOUNTABLE CARE ME N/A C 0 0 0 1 0 0 0 0 0 0 0 1 0 1 0 1 1 0 0 0