2022-05-13T09:16:18-05:00 2021-06-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2020-07-01 516000297 UNIVERSITY OF DELAWARE UNIV 3028312175 220 HULLIHEN HALL NEWARK DE 19716 JOHN LONG CONTROLLER 3028312175 2022-05-12 1 JOHN LONG 999009999 JONATHAN LIST P01679255 7032868000 2022-05-11 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z DIONISSIOS ASSANIS 104A HULLIHEN HALL NEWARK DE 19716 2296330461 0 X WWW.UDEL.EDU X 1833 DE INSTRUCTION, RESEARCH, AND PUBLIC SERVICES ARE THE UNIVERSITY'S MOST SIGNIFICANT ACTIVITIES. 32 30 13251 30 0 0 169022967 182867274 1000432671 975285226 87772798 163851821 55363082 58682840 1312591518 1380687161 200943966 248696715 0 0 714999080 695312958 0 650482 15289769 415726918 334099513 1331669964 1278759668 -19078446 101927493 4006103766 4592733130 1562928044 1577507594 2443175722 3015225536 X SEE SCHEDULE O. 0 0 480444214 617495720 INSTRUCTION AND DEPARTMENTAL RESEARCH ARE PROVIDED TO OVER 23,000 STUDENTS INCLUDING APPROXIMATELY 21,700 FULL TIME AND 2,400 PART-TIME STUDENTS AT 4 CAMPUSES THROUGHOUT THE STATE OF DELAWARE. 176624690 272738143 SPONSORED RESEARCH IS ADVANCING LEADING-EDGE RESEARCH THAT SOLVES MYSTERIES, TACKLES PROBLEMS, AND INVENTS NEW TECHNOLOGIES, ALL AIMED AT ENHANCING OUR QUALITY OF LIFE. 86697307 49935814 AUXILIARY SERVICES MANAGES MANY OF THE UNIVERSITY OF DELAWARE'S SUPPORT UNITS, PROVIDING A WIDE RANGE OF PRODUCTS AND SERVICES FOR STUDENTS, FACULTY, AND STAFF INCLUDING THE UNIVERSITY'S RESIDENCE HALLS, BOOKSTORE, CONFERENCE SERVICES, DINING SERVICES, GREEN RESERVATIONS (AREAS OUTSIDE OF RESIDENCE HALLS AND CAMPUS BUILDINGS), RESIDENCE HALL LAUNDRY, UNIVERSITY PARKING, BUS SERVICE, AND PRINTING. 80711930 ACADEMIC SUPPORT 50370508 EXTENSION AND PUBLIC SERVICE 35635635 35115549 STUDENT SERVICES 214979099 248696715 STUDENT AID 381697172 248696715 35115549 1125463383 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 0 1 1 0 1 1 1 1 1 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1132 0 1 13251 1 1 1 0 0 1 1 0 1 1 0 0 0 0 1 0 X 32 30 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 1 1 AK AZ CA CO GA HI ID IL KY MD MA MI NH OH OK OR SC WA X X LISA MARRA KELLY CONTROLLER 3028312175 220 HULLIHEN HALL NEWARK DE 19716 DIONISSIOS ASSANIS PRESIDENT 55.00 0.00 X X 1386351 0 46260 DEBRA HESS NORRIS TRUSTEE, PROFESSOR 55.00 0.00 X X 270141 0 39244 CAROL A AMMON TRUSTEE 2.00 0.00 X 0 0 0 NISHA LODHAVIA TRUSTEE 2.00 0.00 X 0 0 0 KENNETH C WHITNEY TRUSTEE 2.00 0.00 X 0 0 0 ALLISON BURRIS CASTELLANOS TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL S GELTZEILER TRUSTEE 2.00 0.00 X 0 0 0 TERRI L KELLY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 TERENCE M MURPHY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 IRWIN G BURTON III BOARD SECRETARY/TREASURER 6.00 0.00 X 0 0 0 JAMES C BOREL TRUSTEE 2.00 0.00 X 0 0 0 CHRISTOPHER W BAKER TRUSTEE 2.00 0.00 X 0 0 0 JOAN F COKER TRUSTEE 2.00 0.00 X 0 0 0 JAMES CORRELL TRUSTEE 2.00 0.00 X 0 0 0 JOHN W PARADEE TRUSTEE 2.00 0.00 X 0 0 0 BETH COOPER TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE DEMATTEIS TRUSTEE 2.00 0.00 X 0 0 0 DONNA M FONTANA TRUSTEE 2.00 0.00 X 0 0 0 CHAITANYA GADDE TRUSTEE 2.00 0.00 X 0 0 0 GUY F MARCOZZI TRUSTEE 2.00 0.00 X 0 0 0 CLAUDIA PEA PORRETTI TRUSTEE 2.00 0.00 X 0 0 0 WHITNEY TOWNSEND SWEENEY TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM J DIMONDI TRUSTEE 2.00 0.00 X 0 0 0 DONALD J PUGLISI TRUSTEE 2.00 0.00 X 0 0 0 JOHN CARNEY TRUSTEE 2.00 0.00 X 0 0 0 KATHLEEN V HAWKINS TRUSTEE 2.00 0.00 X 0 0 0 EDMOND J SANNINI TRUSTEE 2.00 0.00 X 0 0 0 ROBERT F RIDER JR TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM M LAFFERTY TRUSTEE 2.00 0.00 X 0 0 0 DAVID W SPARTIN TRUSTEE 2.00 0.00 X 0 0 0 SEAN X WANG TRUSTEE 2.00 0.00 X 0 0 0 JOHN R COCHRAN BOARD CHAIR 8.00 0.00 X 0 0 0 JAMES DICKER JR VP FOR DEV AND ALUMNI RELATIONS 55.00 0.00 X 683333 0 55869 JOHN LONG EXECUTIVE VP & COO 55.00 0.00 X 570833 0 50785 ROBIN MORGAN PROVOST 55.00 0.00 X 559417 0 61065 LAURE ERGIN VP AND GENERAL COUNSEL 55.00 0.00 X 469000 0 57600 CHARLES RIORDAN VP FOR RESEARCH SCHOLARSHIP AND INNOVATION 55.00 0.00 X 419867 0 55869 SHARON PITT VP FOR INFORMATION TECHNOLOGIES 55.00 0.00 X 402000 0 67506 GLENN CARTER VP FOR COMM & MARKETING 55.00 0.00 X 402000 0 35575 MARY REMMLER VP FOR STRATEGIC PLANNING AND ANALYSIS 55.00 0.00 X 402000 0 70189 PETER KRAWCHYK VP FOR FACILTIES, RE AND AUX SRCV & UD ARCHITECT 55.00 0.00 X 356217 0 52456 BETH BRAND VP & UNIVERSITY SECRETARY 55.00 0.00 X 333706 0 46524 GREG OLER VP- FINANCE AND TREASURY 55.00 0.00 X 349517 0 72949 RODNEY MORRISON VP ENROLLMENT MANAGEMENT 55.00 0.00 X 354290 0 58662 JOSE-LUIS RIERA VP FOR STUDENT LIFE 55.00 0.00 X 322191 0 57734 JEFFREY GARLAND UNIVERSITY SECRETARY 55.00 0.00 X 314763 0 48730 JARED AUPPERLE INTERIM VICE PRESIDENT FOR HR 55.00 0.00 X 197877 0 46216 WAYNE GUTHERIE VP AND CHIEF HUMAN RESOURCES OFFICER 55.00 0.00 X 335101 0 5517 LEVI THOMPSON DEAN 55.00 0.00 X 417270 0 55869 JOHN PELESKO DEAN 55.00 0.00 X 392000 0 76957 KEITH WALTER CHIEF INVESTMENT OFFICER 55.00 0.00 X 795825 0 55943 DANIEL ROCCO HEAD FOOTBALL COACH 55.00 0.00 X 517852 0 50709 MARTIN INGELSBY HEAD BASKETBALL COACH 55.00 0.00 X 494809 0 55892 CHRISTINE STETSON RAWAK DIR OF INTERCOLLEGIATE ATHL & REC SRVC 55.00 0.00 X 450309 0 55944 MICHAEL KLEIN UNIDEL DAN RICH CHAIR IN ENERG 55.00 0.00 X 424246 0 33297 MOHSEN BADIEY FORMER INTERIM DEAN/ PROFESSOR 55.00 0.00 X 321126 0 59423 BABATUNDE OGUNNAIKE FORMER DEAN/ PROFESSOR 55.00 0.00 X 390219 0 57449 JASON CASH FORMER INTERIM VP IT/ DEPUTY CIO 55.00 0.00 X 201150 0 38009 JOHN BRENNAN FORMER VP OF COMMUNICATIONS 55.00 0.00 X 173073 0 27971 GEORGE WATSON FORMER DEAN/ PROFESSOR 55.00 0.00 X 315520 0 14867 13022003 0 1511080 1378 1 1 0 WHITING-TURNER CONTRACTING COMPANY 131 CONTINENTAL DRIVE SUITE 404 NEWARK DE 19713 CONSTRUCTION 61091198 BARTON MALOW-EDIS II A JV 300 WEST PRATT STREET SUITE 310 BALTIMORE MD 21201 CONSTRUCTION 39166714 SKANSKA USA BUILDING INC 350 FIFTH AVENUE 32ND FLOOR NEW YORK NY 10118 CONSTRUCTION 26896248 ARAMARK ARAMARK TOWER PHILADELPHIA PA 19107 FOOD SERVICES 23032512 HAMMEL GREEN AND ABRAHAMSON 420 N 5TH STREET SUITE 100 MINNEAPOLIS MN 55401 CONSTRUCTION 4560678 325 21435 13324358 129200014 40321467 6336212 182867274 TUITION AND FEES 611310 617495720 617495720 RESEARCH CONTRACTS 541700 272738143 272738143 ROOM/BOARD/AUX SERVICE 900004 49935814 49935814 OTHER PGM REV SOURCES 900004 35115549 35115549 975285226 19503130 19503130 2534293 2534293 1058604352 1385191 915640852 0 142963500 1385191 144348691 144348691 0 21435 2448 -2448 -2448 INTRA UNIVERSITY REVEN 900099 57487421 57487421 INSURANCE PROCEEDS 900099 1000073 1000073 LOSS FROM AFFILIATE 721110 -2336499 -2336499 56150995 1380687161 1031436221 0 166383666 X 39558697 39558697 184072164 184072164 25065854 25065854 8845644 1220289 7021551 603804 1266510 824498 442012 492689323 433383616 50546606 8759101 69314885 60971355 7111240 1232290 91667136 80633034 9404431 1629671 31529460 27734215 3234710 560535 2387269 578185 1809084 464243 464243 650482 650482 7647148 7647148 26903192 20313241 6336886 253065 1355762 1041926 280205 33631 45002558 37649174 6399032 954352 33596143 10069915 23073052 453176 191975 164396 27579 79647884 77222720 2282060 143104 2682632 2405737 260337 16558 263871 218550 45321 27919014 27901684 17330 87790941 81827775 5963166 3255448 1509354 1746094 OTHER EXPENSES 13671763 9777334 3894429 BOND FEES 728228 728228 LOSS ON DISPOSAL 591442 591442 1278759668 1125463383 138006516 15289769 198667 142590 211070022 201633276 69903402 69323278 14876578 16896278 426184 348115 1897257 8087320 3186326876 1325612977 1837581204 1860713899 847972267 891208428 1013914780 1525270544 8252469 6576017 10936 8436 0 12524949 4006103766 4592733130 148917623 138812669 44071182 63461406 504549718 494896502 204793523 201982150 660595998 678354867 1562928044 1577507594 X 1246616445 1453851621 1196559277 1561373915 2443175722 3015225536 4006103766 4592733130 X 101927493 473329537 -3207216 X 0 1 X 1 1 1 X 164318423 174608928 190418811 169022967 182867274 881236403 164318423 174608928 190418811 169022967 182867274 881236403 34326240 846910163 25082321 28500570 36437368 28228264 22037423 140285946 26156 257340 9298373 9581869 1031104218 5178632044 0.82140 0.82080 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GAMING ACTIVITIES - 2019 AMOUNT: $ 8,450. OTHER REVENUE - 2016 AMOUNT: $ 26,156. 2017 AMOUNT: $ 257,340. 2019 AMOUNT: $ 9,289,923. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 118571 0 1 118571 0 PART II-B, LINE 1: 1B: UNIVERSITY PERSONNEL MET WITH MEMBERS OF CONGRESS AND THEIR STAFF IN WASHINGTON D.C. TO DISCUSS RESEARCH PROJECTS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. UNIVERSITY PERSONNEL MET AND DISCUSSED WITH STATE REPRESENTATIVES CONCERNING APPROPRIATIONS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. 1G: A PORTION OF THE UNIVERSITY'S DIRECTOR OF GOVERNMENT RELATIONS, STRATEGIC ENGAGEMENTS (15%), THE DIRECTOR OF GOVERNMENT RELATIONS LEGISLATIVE AFFAIRS (25%), THE GOVERNMENT RELATIONS ASSISTANT (20%), AND THE UNIVERSITY'S ASSISTANT VICE PRESIDENT FOR FEDERAL RELATIONS TIME (45%) ARE ASSOCIATED WITH LOBBYING ACTIVITIES. 1I: NO DUES IN FY21. 1 0 3411 39885 1 1 677670 9544939 X X X X 0 1 1010288 128299437 129685176 -375451 0 1376354000 19137000 523635423 8405874 44989126 1597423 1864134000 1387414579 15040000 28584422 8225663 44607916 1851422 1376354000 1336129985 17202000 87957623 7992998 44239408 1642623 1387414579 1289925621 13216000 88938543 7687856 46635047 1627276 1336129985 1192718242 6753000 142392590 7569621 42878000 1490590 1289925621 0.25730 0.20990 0.53280 0 0 58942079 58942079 2233320511 753298627 1480021884 85853444 12934236 72919208 356013842 240952070 115061772 452197000 318428044 133768956 1860713899 LIMITED PARTNERSHIPS 1427675270 F FUNDS HELD IN TRUST 93659058 F MORTGAGES 459565 F OTHER 3476651 C 1525270544 POST RETIREMENT OBLIGATION 582143487 INTEREST RATE SWAP 27688776 ASSET RETIREMENT OBLIGATION 21846801 ENDOWMENT LIABILITY 4965008 STUDENT LOAN PAYABLE 8585642 ANNUITY & LIFE INCOME FUNDS 18304077 OTHER LIABILITIES 2567526 OPERATING LEASE LIABILITIES 12253550 678354867 X 1583804804 473329537 -90002 473239535 1110565269 7647148 262474744 270121892 1380687161 1011754990 0 1011754990 7647148 259357530 267004678 1278759668 PART III, LINE 4: THE UNIVERSITY MUSEUMS SEEK TO ENHANCE THE EDUCATIONAL AND SCHOLARLY MISSION OF THE UNIVERSITY OF DELAWARE THROUGH THE EXHIBITION, ONLINE PRESENTATION, STUDY, PRESERVATION, AND GROWTH OF ITS UNIQUE COLLECTIONS IN 20TH AND 21ST CENTURY AMERICAN ART (WITH PARTICULAR STRENGTHS IN THE BRANDYWINE SCHOOL, AFRICAN AMERICAN ART, AND PHOTOGRAPHY), MINERALS AND PRE-COLUMBIAN CERAMICS. THE UNIVERSITY MUSEUMS ENRICH CULTURAL LIFE BEYOND THE CAMPUS THROUGH PRESENTATION OF THE WORK OF RECOGNIZED ARTISTS AND THROUGH OUTREACH PROGRAMS TO SELECTED AUDIENCES INCLUDING K-12 STUDENTS, EDUCATORS, AND HISTORICALLY BLACK COLLEGES AND UNIVERSITIES. THE UNIVERSITY MUSEUMS ACHIEVE THIS THROUGH PUBLIC EXHIBITIONS OPEN FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC; THROUGH MAKING COLLECTIONS ACCESSIBLE TO INDIVIDUAL STUDENTS, CLASSES, AND SCHOLARS; AND THROUGH OFFERING PUBLIC PROGRAMS ON FACETS OF THE COLLECTION FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC. PART IV, LINE 1B: AGENCY ACCOUNTS $ 546,730 EXTERNAL FINANCIAL (1,606,144) STUDENT GROUPS 683,963 ----------------- $ (375,451) THE UNIVERSITY IS REGULARLY REQUESTED TO ACT AS FISCAL AGENT FOR FUNDS THAT BELONG TO A RELATED THIRD PARTY. NORMALLY A CURRENT OR EXPECTED MUTUAL BENEFIT TO BOTH THE THIRD PARTY AND THE UNIVERSITY BEYOND JUST THE FISCAL AGENT RELATIONSHIP PROMPTS SUCH A REQUEST. SUCH REQUESTS MAY RANGE FROM LARGE ORGANIZATIONS SEEKING AN ON-GOING RELATIONSHIP WITH THE UNIVERSITY TO ONE-TIME REQUESTS FOR A DEPOSITORY FOR FUNDS FOR A DEPARTMENTAL RETIREMENT EVENT. WHEN THIS FISCAL AGENCY REQUEST IS GRANTED, A UNIVERSITY (AGENCY) ACCOUNT IS SET UP IN THE UNIVERSITY ACCOUNTING SYSTEM. AGENCY ACCOUNTS WITH DEPOSITS ON HAND FROM THIRD PARTY ORGANIZATIONS ARE LIABILITIES OF THE UNIVERSITY WHILE SUCH ACCOUNTS IN DEFICIT CONSTITUTE RECEIVABLES DUE TO THE UNIVERSITY. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT FUND'S PURPOSE IS TO PROVIDE IN PERPETUITY FINANCIAL SUPPORT OF THE UNIVERSITY'S EDUCATIONAL GOALS. THE INTENDED USES OF THE ENDOWMENT FUNDS ARE TO PROVIDE EDUCATIONAL AND GENERAL SUPPORT SUCH AS SCHOLARSHIPS, PRIZES AND AWARDS, FACILITIES AND EDUCATIONAL PROGRAM SUPPORT, AND GENERAL OPERATIONAL SUPPORT. PART X, LINE 2: THE UNIVERSITY AND ITS AFFILIATES HAVE BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE (IRS) AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C) (3) OF THE U.S. INTERNAL REVENUE CODE EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. ACCORDINGLY, NO PROVISIONS FOR INCOME TAXES HAVE BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE UNIVERSITY AND HAS CONCLUDED THAT AS OF JUNE 30, 2021 AND 2020, THERE ARE NO UNCERTAIN POSITIONS. THE UNIVERSITY IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NONOPERATING LIABILITIES PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INTRA UNIVERSITY REVENUE CHANGE IN POST EMPLOYMENT OBLIGATION OTHER CHANGES PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INTRA UNIVERSITY REVENUE OTHER CHANGES 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY OF DELAWARE IS COMMITTED TO ASSURING EQUAL OPPORTUNITY FOR ALL PERSONS AND DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, GENDER, RELIGION, ANCESTRY, NATIONAL ORIGIN, SEXUAL ORIENTATION, VETERAN STATUS, AGE, OR DISABILITY IN ITS EDUCATIONAL PROGRAMS, ACTIVITIES, ADMISSIONS, OR EMPLOYMENT PRACTICES. THIS STATEMENT IS INCLUDED ON A VARIETY OF UNIVERSITY FORMS AND PUBLICATIONS. A WEBSITE REGARDING THE UNIVERSITY'S COMMITMENT TO DIVERSITY CAN BE FOUND AT: WWW.UDEL.EDU/DIVERSITY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF DELAWARE PARTICIPATES IN THE FOLLOWING FEDERAL TITLE IV STUDENT FINANCIAL AID PROGRAMS: FEDERAL PELL, FSEOG, FEDERAL WORK STUDY, FEDERAL PERKINS LOAN, FEDERAL STAFFORD LOAN AND TEACH GRANT. 1 CENT. AMERICA/CARIBBEAN INVESTMENTS 237538222 EUROPE/ICELAND/GREENLAND INVESTMENTS 12339676 EUROPE/ICELAND/GREENLAND GRANTMAKING RESEARCH 585973 CENT. AMERICA/CARIBBEAN GRANTMAKING RESEARCH 63625 EAST ASIA/PACIFIC GRANTMAKING RESEARCH 22831 NORTH AMERICA GRANTMAKING RESEARCH 54317 0 0 0 0 0 0 250604644 0 250604644 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH SUBAWARD 585973 WIRE CENTRAL AMERICA AND THE CARIBBEAN RESEARCH SUBAWARD 63625 WIRE EAST ASIA AND THE PACIFIC RESEARCH SUBAWARD 22831 WIRE NORTH AMERICA RESEARCH SUBAWARD 54317 WIRE 6 0 UNDERGRADUATE SCHOLARSHIP CENT. AMERICA/CARIBBEAN 7 202108 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SOUTH AMERICA 8 172649 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP NORTH AMERICA 23 741408 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP EAST ASIA/PACIFIC 36 491654 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SUB-SAHARAN AFRICA 19 774935 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP EUROPE/ICELAND/GREENLAN 35 1588267 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SOUTH ASIA 27 316640 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP MIDDLE EAST/ NORTH AFRICA 12 74412 CREDIT TO AR GRADUATE SCHOLARSHIPS CENT. AMERICA/CARIBBEAN 13 383488 CREDIT TO AR GRADUATE SCHOLARSHIPS CENTRAL ASIA 2 44139 CREDIT TO AR GRADUATE SCHOLARSHIPS EAST ASIA/PACIFIC 395 7708689 CREDIT TO AR GRADUATE SCHOLARSHIPS EUROPE/ICELAND/GREENLAN 60 1483676 CREDIT TO AR GRADUATE SCHOLARSHIPS MIDDLE EAST/ NORTH AFRICA 62 1398465 CREDIT TO AR GRADUATE SCHOLARSHIPS NORTH AMERICA 15 191950 CREDIT TO AR GRADUATE SCHOLARSHIPS RUSSIA/ NEIGHBORING STATES 10 262279 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH ASIA 228 5623425 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH AMERICA 50 1047911 CREDIT TO AR GRADUATE SCHOLARSHIPS SUB-SAHARAN AFRICA 59 1427331 CREDIT TO AR GRADUATE SCHOLARSHIPS WEST AFRICA 1 40958 CREDIT TO AR GRADUATE FELLOWSHIP CENT. AMERICA/CARIBBEAN 3 38994 WIRE GRADUATE FELLOWSHIP EAST ASIA/PACIFIC 49 131572 WIRE GRADUATE FELLOWSHIP EUROPE/ICELAND/GREENLAN 5 20406 WIRE GRADUATE FELLOWSHIP MIDDLE EAST/ NORTH AFRICA 2 11109 WIRE GRADUATE FELLOWSHIP NORTH AMERICA 2 6910 WIRE GRADUATE FELLOWSHIP SOUTH ASIA 18 60955 WIRE GRADUATE FELLOWSHIP SOUTH AMERICA 6 55682 WIRE GRADUATE FELLOWSHIP SUB-SAHARAN AFRICA 7 39096 WIRE 1 0 1 1 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS: THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER RESEARCH FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY THE RESEARCH OFFICE AND INSTITUTIONAL CRITERIA THAT IS MONITORED BY THE SYSTEM, THE RESEARCH OFFICE AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. PART III ACCOUNTING METHOD: X X X X X 1 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 FUNDRAISING 0 353425 621082 -267657 MARTS AND LUNDY INC 1200 WALL STREET W 5TH FL LYNDHURST NJ 07071 FUNDRAISING 0 0 15600 -15600 DAN SAFTIG CONSULTING 9624 E TURQUOISE AVE SCOTTSDALE AZ 85258 FUNDRAISING 0 0 13800 -13800 353425 650482 -297057 AL AK AR CA CO FL GA HI IL KS KY LA ME MD MA MI MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI WVUD RADIOTHON 21435 21435 2088 360 21435 21435 2088 360 2448 -2448 1 1.00000 DE 1 0 0 0 1.00000 ANDREA YOUNG 108 D DELAWARE FIELD HOUSE NEWARK DE 19716 0 ANDREA YOUNG RECORDKEEPER X 0 1 908 DEVICES INC 645 SUMMER STREET SUITE 201 BOSTON MA 02210 454524096 163104 RESEARCH SUBAWARD ACCUGENOMICS INC 1410 COMMONWEALTH DR SUITE 130 WILMINGTON NC 28403 274451532 19668 RESEARCH SUBAWARD AGORANET INCORPORATED 314 EAST MAIN STREET NEWARK DE 19711 510373241 189693 RESEARCH SUBAWARD ALBANY STATE UNIVERSITY 2400 GILLIONVILLE RD ALBANY GA 31707 586001996 115 17397 RESEARCH SUBAWARD APEFW (ANNIE'S PROJECTEDUCATION FOR FARM WOMEN) 16591 N WHITE SWAN LANE WOODLAWN IL 62898 263995913 501(C)(3) 12323 RESEARCH SUBAWARD APPLIED BIOSENSORS LLC 2500 S STATE ST SALT LAKE CITY UT 84115 462551284 209248 RESEARCH SUBAWARD APTIM FEDERAL SERVICES LLC 1725 DUKE STREET SUITE 400 ALEXANDRIA VA 22314 412042864 48839 RESEARCH SUBAWARD ARIZONA STATE UNIVERSITY PO BOX 876011 TEMPE AZ 85287 860196696 501(C)(3) 48441 RESEARCH SUBAWARD ARKEMA INC 900 1ST AVE KING OF PRUSSIA PA 19406 230960890 1500000 RESEARCH SUBAWARD ARTEMIS BIOSYSTEMS INC 11 TILESTON STREET QUINCY MA 02113 272020157 8453 RESEARCH SUBAWARD ATC MANUFACTURING 1224 N LEAN STREET POST FALLS ID 83854 201012697 68040 RESEARCH SUBAWARD AUBURN UNIVERSITY 208 M WHITE SMITH HALL AUBURN UNIVERSITY AL 36849 636000724 501(C)(3) 16709 RESEARCH SUBAWARD AUTISM SOCIETY OF DELAWARE 924 OLD HARMONY ROAD NEWARK DE 19713 202110190 501(C)(3) 7135 RESEARCH SUBAWARD BALLYDEL TECHNOLOGIES INC 1 INNOVATION WAY NEWARK DE 19711 831067091 25000 RESEARCH SUBAWARD BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501(C)(3) 40743 RESEARCH SUBAWARD BOISE STATE UNIVERSITY 1910 UNIVERSITY DR BOISE ID 83725 820290701 501(C)(3) 80734 RESEARCH SUBAWARD BUCKS COUNTY COMMUNITY COLLEGE 275 SWAMP ROAD NEWTOWN PA 18940 231646982 5929 RESEARCH SUBAWARD CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 169156 RESEARCH SUBAWARD CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 579929 RESEARCH SUBAWARD CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(C)(3) 146415 RESEARCH SUBAWARD CELLFE INC 980 ATLANTIC AVENUE ALAMEDA CA 94501 823696009 73880 RESEARCH SUBAWARD CHPT MANUFACTURING INC 21388 CEDAR CREEK AVENUE GEORGETOWN DE 19947 510363403 8179 RESEARCH SUBAWARD CHRISTIANA CARE HEALTH SERVICES 200 HYGEIA DRIVE NEWARK DE 19713 510103684 501(C)(3) 1345949 RESEARCH SUBAWARD/ 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STUDENT FELLOWSHIPS 880 7748570 GRADUATE SCHOLAR WP PART I, LINE 2: THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER GRANT FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY DONOR AND INSTITUTIONAL CRITERIA THAT ARE MONITORED BY BOTH THE SYSTEM AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. A MONTHLY REVIEW OF FUNDING IS PRODUCED TO MONITOR SPENDING AND REPORTS ARE PRODUCED BY DEVELOPMENT TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIP RECIPIENTS WHEN PROVIDING REPORTS TO DONORS ON THE STATUS OF THEIR GIFTS. X X X X 1 1 X X X X 1 0 0 1 0 0 0 1 0 DIONISSIOS ASSANIS PRESIDENT 792883 0 510500 0 82968 0 24200 0 22060 0 1432611 0 0 0 KEITH WALTER CHIEF INVESTMENT OFFICER 435825 0 360000 0 0 0 31349 0 24594 0 851768 0 0 0 JAMES DICKER JR VP FOR DEV AND ALUMNI RELATIONS 483333 0 200000 0 0 0 31350 0 24519 0 739202 0 0 0 JOHN LONG EXECUTIVE VP & COO 470833 0 100000 0 0 0 31350 0 19435 0 621618 0 0 0 ROBIN MORGAN PROVOST 461417 0 98000 0 0 0 36365 0 24700 0 620482 0 0 0 DANIEL ROCCO HEAD FOOTBALL COACH 417852 0 100000 0 0 0 31349 0 19360 0 568561 0 0 0 MARTIN INGELSBY HEAD BASKETBALL COACH 407309 0 87500 0 0 0 31351 0 24541 0 550701 0 0 0 LAURE ERGIN VP AND GENERAL COUNSEL 406000 0 63000 0 0 0 30381 0 27219 0 526600 0 0 0 CHRISTINE STETSON RAWAK DIR OF INTERCOLLEGIATE ATHL & REC SR 400309 0 50000 0 0 0 31350 0 24594 0 506253 0 0 0 CHARLES RIORDAN VP FOR RESEARCH SCHOLARSHIP AND INNO 363467 0 56400 0 0 0 31350 0 24519 0 475736 0 0 0 LEVI THOMPSON DEAN 394400 0 22870 0 0 0 31350 0 24519 0 473139 0 0 0 MARY REMMLER VP FOR STRATEGIC PLANNING AND ANALYS 348000 0 54000 0 0 0 31350 0 38839 0 472189 0 0 0 SHARON PITT VP FOR INFORMATION TECHNOLOGIES 348000 0 54000 0 0 0 30257 0 37249 0 469506 0 0 0 JOHN PELESKO DEAN 377000 0 15000 0 0 0 31350 0 45607 0 468957 0 0 0 MICHAEL KLEIN UNIDEL DAN RICH CHAIR IN ENERG 143813 0 0 0 280433 0 15819 0 17478 0 457543 0 0 0 BABATUNDE OGUNNAIKE FORMER DEAN/ PROFESSOR 300425 0 0 0 89794 0 30987 0 26462 0 447668 0 0 0 GLENN CARTER VP FOR COMM & MARKETING 348000 0 54000 0 0 0 26070 0 9505 0 437575 0 0 0 GREG OLER VP- FINANCE AND TREASURY 302567 0 46950 0 0 0 31350 0 41599 0 422466 0 0 0 RODNEY MORRISON VP ENROLLMENT MANAGEMENT 285167 0 44250 0 24873 0 31368 0 27294 0 412952 0 0 0 PETER KRAWCHYK VP FOR FACILTIES, RE AND AUX SRCV & 308367 0 47850 0 0 0 30971 0 21485 0 408673 0 0 0 MOHSEN BADIEY FORMER INTERIM DEAN/ PROFESSOR 210290 0 0 0 110836 0 32694 0 26729 0 380549 0 0 0 BETH BRAND VP & UNIVERSITY SECRETARY 303706 0 30000 0 0 0 21930 0 24594 0 380230 0 0 0 JOSE-LUIS RIERA VP FOR STUDENT LIFE 278541 0 43650 0 0 0 30640 0 27094 0 379925 0 0 0 JEFFREY GARLAND UNIVERSITY SECRETARY 267000 0 16955 0 30808 0 29370 0 19360 0 363493 0 0 0 WAYNE GUTHERIE VP AND CHIEF HUMAN RESOURCES OFFICER 35750 0 0 0 299351 0 3932 0 1585 0 340618 0 0 0 GEORGE WATSON FORMER DEAN/ PROFESSOR 12931 0 0 0 302589 0 5690 0 9177 0 330387 0 0 0 DEBRA HESS NORRIS TRUSTEE, PROFESSOR 213335 0 0 0 56806 0 19809 0 19435 0 309385 0 0 0 JARED AUPPERLE INTERIM VICE PRESIDENT FOR HR 115544 0 10000 0 72333 0 20667 0 25549 0 244093 0 0 0 JASON CASH FORMER INTERIM VP IT/ DEPUTY CIO 201150 0 0 0 0 0 22126 0 15883 0 239159 0 0 0 JOHN BRENNAN FORMER VP OF COMMUNICATIONS 168073 0 5000 0 0 0 18488 0 9483 0 201044 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE - THE UNIVERSITY'S PRESIDENT IS REQUIRED TO LIVE IN AN ON-CAMPUS RESIDENCE. THE ARRANGEMENT MEETS THE IRC EXCLUSION FROM GROSS INCOME AND IS THEREFORE EXCLUDED FROM COMPENSATION REPORTED ON THE PRESIDENT'S FORM W-2. HEALTH AND SOCIAL CLUB DUES - ONE UNIVERSITY OFFICER WAS PROVIDED BENEFITS TO A SOCIAL CLUB TOTALING $13,610. IT IS THE UNIVERSITY'S POLICY TO TREAT THE ABOVE ITEMS AS TAXABLE COMPENSATION AND REPORT THE APPLICABLE AMOUNTS ON THE INDIVIDUAL'S FORM W-2. PERSONAL SERVICES - ONE UNIVERSITY OFFICER RECEIVED PERSONAL SERVICES IN THE FORM OF HOUSEKEEPING SERVICES IN THE AMOUNT OF $819. IT IS THE UNIVERSITY'S POLICY TO TREAT SUCH PERSONAL SERVICES AS TAXABLE COMPENSATION AND TO REPORT THE APPLICABLE AMOUNTS ON THE OFFICER'S FORM. PART I, LINE 4A THE FORMER VICE PRESIDENT OF HUMAN RESOURCES RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $286,000. PART I, LINE 5 THE UNIVERSITY'S CHIEF INVESTMENT OFFICER, A HIGHLY COMPENSATED EMPLOYEE, RECEIVED A BONUS PAYMENT OF $360,000 WHICH IS PARTIALLY BASED UPON THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT PORTFOLIO. THIS TYPE OF COMPENSATION IS SUBJECT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. PART I, LINE 7 BONUS PAYMENTS TOTALING $1,709,925 WERE PAID BASED UPON ACHIEVING DOCUMENTED GOALS. THIS TYPE OF COMPENSATION IS PURSUANT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. A UNIVERSITY OF DELAWARE (SERIES 2005) 516000297 91425MAZ0 2005-07-14 49945000 SEE PART VI 0 0 0 B UNIVERSITY OF DELAWARE (SERIES 2013AC) 516000297 91425MDU8 2013-04-18 196950353 SEE PART VI 1 0 0 C UNIVERSITY OF DELAWARE (SERIES 2019) 516000297 914245CS2 2019-06-20 136482603 SEE PART VI 0 0 0 D UNIVERSITY OF DELAWARE (SERIES 2019A) 516000297 914245DV4 2019-10-09 65279513 SEE PART VI 0 0 0 A 21255000 51410087 307595 30000 1465087 36752258 12855147 2006 0 1 1 1 B 35885000 87465000 196950353 760633 116924000 79265720 2015 1 0 1 1 C 12800000 136482603 694834 135787769 2020 0 0 1 1 D 2850000 65279513 338616 64940897 2020 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 1 1 MORGAN STANLEY 30.600000000000 0 0 0 0 1 B 0 0 0 1 0 0 MORGAN STANLEY 24.300000000000 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, LINE B, COLUMN F- BOND ISSUE 2013A/C THE 2013A BONDS HAVE BEEN LEGALLY DEFEASED. IN 2019, THE UNIVERSITY FUNDED AN ESCROW ACCOUNT THAT WAS IRREVOCABLY PLACED WITH AN ESCROW AGENT TO MEET THE PRINCIPAL AND INTEREST PAYMENTS OF THE 2013A ISSUE UNTIL THEIR REDEMPTION. THE 2013C BONDS WERE ISSUED FOR THE PURPOSE OF PROVIDING FUNDS (I) TO REFUND A PORTION OF THE UNIVERSITY'S VARIABLE RATE REVENUE BONDS, SERIES 2009A THAT WERE ORIGINALLY ISSUED ON 03/17/2009, AND (II) TO PAY THE COSTS OF ISSUING THE 2013C BONDS. PART I, LINE C, COLUMN F- BOND ISSUE 2019 IN JUNE 2019, THE UNIVERSITY ISSUED ITS $113,295,000 TAX-EXEMPT BONDS, SERIES 2019 TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019 BONDS. PART I, LINE D, COLUMN F- BOND ISSUE 2019A IN OCTOBER 2019, THE UNIVERSITY ISSUED ITS $49,390,000 TAX-EXEMPT BONDS, SERIES 2019A TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019A BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2004 A/B IN APRIL 2004, THE UNIVERSITY ISSUED ITS $12,070,000 REVENUE BONDS, SERIES 2004A AND $40,835,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2004B. THE 2004A BONDS WERE ISSUED: (I) TO CURRENTLY REFUND THE UNIVERSITY'S OUTSTANDING SERIES 1993 BONDS; (II) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS; AND (III) TO PAY COSTS OF ISSUING THE 2004A BONDS. THE 2004A BONDS MATURED ON NOVEMBER 1, 2010 AND ARE NO LONGER OUTSTANDING. THE 2004B BONDS WERE ISSUED (I) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS, AND (II) TO PAY COSTS OF ISSUING THE 2004B BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2005 IN JULY 2005, THE UNIVERSITY ISSUED ITS $49,945,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2005. 2005 BOND PROCEEDS IN THE AMOUNT OF $37,880,000 WERE USED TO COMPLETE THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, THE DEMOLITION OF SOME EXISTING UNIVERSITY DORMITORIES, AND OTHER CAPITAL IMPROVEMENTS. 2005 BOND PROCEEDS IN THE AMOUNT OF $12,065,000 WERE USED TO ADVANCE REFUND A PORTION OF THE UNIVERSITY'S OUTSTANDING SERIES 1997 BONDS, WHICH WERE ORIGINALLY ISSUED ON 06/05/1997. PART II, COLUMN A PROCEEDS - BOND ISSUE 2005 LINE 3 - INCLUDES INTEREST EARNINGS $1,465,087 PART II, COLUMN A PROCEEDS - BOND ISSUE 2004B LINE 3 - INCLUDES INTEREST EARNINGS $1,132,732 PART IV, COLUMN B, LINE 2C - BOND ISSUE 2013AC ARBITRAGE REPORT COMPLETED APRIL 18, 2018 RESULTING IN NO REBATE DUE. A UNIVERSITY OF DELAWARE (SERIES 2004AB) 516000297 91425MAY3 2004-04-08 53457434 SEE PART VI 0 0 0 A 23600000 54590166 366674 1132732 44554078 8536682 2005 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 0 1 MORGAN STANLEY 30.600000000000 0 0 0 0 1 A 1 TUITION 80895 DISCOUNT TUITION X 322 677670 OPINION OF EXPERT X 23357 OPINION OF EXPERT X 207 5179716 FMV X 12 7425 OPINION OF EXPERT X 22 4700 OPINION OF EXPERT X EQUIPMENT 11 439629 OPINION OF EXPERT X MISCELLANEOUS 226 3715 OPINION OF EXPERT 5 0 1 0 FORM 990, PART I, LINE 1 MISSION STATEMENT INSTRUCTION, RESEARCH, AND PUBLIC SERVICES ARE THE MOST SIGNIFICANT ACTIVITIES OF THE UNIVERSITY. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION THE UNIVERSITY OF DELAWARE EXISTS TO CULTIVATE LEARNING, DEVELOP KNOWLEDGE, AND FOSTER THE FREE EXCHANGE OF IDEAS. STATE-ASSISTED YET PRIVATELY GOVERNED, THE UNIVERSITY HAS A STRONG TRADITION OF DISTINGUISHED SCHOLARSHIP, WHICH IS MANIFESTED IN ITS RESEARCH AND CREATIVE ACTIVITIES, TEACHING, AND SERVICE, IN LINE WITH ITS COMMITMENT TO INCREASING AND DISSEMINATING SCIENTIFIC, HUMANISTIC, ARTISTIC, AND SOCIAL KNOWLEDGE FOR THE BENEFIT OF THE LARGER SOCIETY. FOUNDED IN 1743 AND CHARTERED BY THE STATE IN 1833, THE UNIVERSITY OF DELAWARE TODAY IS A LAND-GRANT, SEA-GRANT, AND SPACE-GRANT UNIVERSITY. THE UNIVERSITY OF DELAWARE IS A MAJOR RESEARCH UNIVERSITY WITH EXTENSIVE GRADUATE PROGRAMS THAT IS ALSO DEDICATED TO OUTSTANDING UNDERGRADUATE AND PROFESSIONAL EDUCATION. UD FACULTY ARE COMMITTED TO THE INTELLECTUAL, CULTURAL, AND ETHICAL DEVELOPMENT OF STUDENTS AS CITIZENS, SCHOLARS AND PROFESSIONALS. UD GRADUATES ARE PREPARED TO CONTRIBUTE TO A GLOBAL AND DIVERSE SOCIETY THAT REQUIRES LEADERS WITH CREATIVITY, INTEGRITY AND A DEDICATION TO SERVICE. THE UNIVERSITY OF DELAWARE PROMOTES AN ENVIRONMENT IN WHICH ALL PEOPLE ARE INSPIRED TO LEARN, AND ENCOURAGES INTELLECTUAL CURIOSITY, CRITICAL THINKING, FREE INQUIRY, AND RESPECT FOR THE VIEWS AND VALUES OF AN INCREASINGLY DIVERSE POPULATION. AN INSTITUTION ENGAGED IN ADDRESSING THE CRITICAL NEEDS OF THE STATE, NATION, AND GLOBAL COMMUNITY, THE UNIVERSITY OF DELAWARE CARRIES OUT ITS MISSION WITH THE SUPPORT OF ALUMNI WHO SPAN THE GLOBE AND IN PARTNERSHIP WITH PUBLIC, PRIVATE, AND NONPROFIT INSTITUTIONS IN DELAWARE AND BEYOND. FORM 990, PART VI, SECTION A, LINE 7A EIGHT OF THE UNIVERSITY'S TRUSTEES SHALL BE APPOINTED BY THE GOVERNOR OF DELAWARE, BY AND WITH THE CONSENT OF A MAJORITY OF THE MEMBERS ELECTED TO THE DELAWARE STATE SENATE. FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY'S FORM 990 IS PREPARED BY INDEPENDENT TAX ADVISORS FROM INFORMATION PROVIDED BY UNIVERSITY PERSONNEL AND SIGNED BY THE EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER. THE FORM 990 IS REVIEWED BY ADDITIONAL MEMBERS OF UNIVERSITY MANAGEMENT. THE AUDIT VISITING COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND DISCUSSES THE FULL FORM 990 AT ITS SPRING MEETING HELD IN APRIL 2022. A FINAL FORM 990 IS PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO THE FILING OF THE FORM 990 WITH THE IRS. THE FINAL FORM 990 PROVIDED TO THE BOARD OF TRUSTEES HAD ONE DONOR'S NAME AND ADDRESS REDACTED FROM SCHEDULE B, BUT WAS OTHERWISE A COMPLETE COPY. FORM 990, PART VI, SECTION B, LINE 12C PER UNIVERSITY POLICY, EACH COVERED PERSON* SHALL COMPLETE A CONFLICT-OF-INTEREST DISCLOSURE STATEMENT PROVIDED BY THE UNIVERSITY ANNUALLY, AND AT SUCH OTHER TIMES AS A POTENTIAL CONFLICT OF INTEREST MAY ARISE. EACH COVERED PERSON SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS RECEIVED, READ, AND UNDERSTAND THE POLICY AND AGREES TO COMPLY WITH THE POLICY. COMPLETED DISCLOSURE STATEMENTS ARE REVIEWED BY THE OFFICE OF GENERAL COUNSEL, OTHER OFFICES AS APPLIABLE, AND THE OFFICE OF THE SECRETARY OF THE BOARD AND CHAIRPERSON OF THE BOARD IN THE CASE OF BOARD OF TRUSTEE DISCLOSURES. *COVERED PERSONS SHALL INCLUDE: 1) MEMBERS OF THE BOARD OF TRUSTEES, AND 2) SENIOR ADMINISTRATORS. SENIOR ADMINISTRATOR MEANS A) ANY OFFICER OF THE UNIVERSITY, B) ANY OTHER UNIVERSITY EMPLOYEE WHO MAY BE DESIGNATED BY THE PRESIDENT TO BE A SENIOR ADMINISTRATOR FOR PURPOSES OF THE POLICY BECAUSE OF SUCH EMPLOYEE'S FIDUCIARY, FINANCIAL, OR OTHER DUTIES, AND C) ANY EMPLOYEE HOLDING THE FOLLOWING POSITIONS: I) DEANS, DEPUTY DEANS, ASSOCIATE DEANS, AND ASSISTANT DEANS; II) THE DIRECTOR OF INTERCOLLEGIATE ATHLETICS AND RECREATION SERVICES, ASSOCIATE ADS, AND ASSISTANT ADS; III) THE GENERAL COUNSEL AND ALL ATTORNEYS REPORTING TO THE GENERAL COUNSEL; IV) THE DEPUTY PROVOST, ASSOCIATE PROVOSTS, AND VICE PROVOST; AND V) ALL VICE PRESIDENTS, ASSOCIATE VICE PRESIDENTS, AND ASSISTANT VICE PRESIDENTS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IS COMPRISED OF NO MORE THAN FIVE AND NO LESS THAN THREE INDEPENDENT BOARD MEMBERS, ALL CHOSEN BY THE CHAIR OF THE BOARD. THE COMMITTEE IS DELEGATED BY THE BOARD TO REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT, OFFICERS, ANY OTHER PERSONS CONSIDERED TO BE A "DISQUALIFIED PERSON" (AS DEFINED BY CODE SECTION 4958), AND ANY OTHER PERSONS IDENTIFIED BY THE COMMITTEE ("COVERED EXECUTIVES"). THE COMMITTEE REGULARLY REVIEWS COMPENSATION PROPOSALS FOR COVERED EXECUTIVES AND MARKET DATA, DELIBERATE OVER SUCH COMPENSATION, AND DOCUMENT ITS COMPENSATION DECISIONS, INCLUDING THE BASIS FOR SUCH DECISIONS. THE COMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT ON THESE MATTERS. THE COMPENSATION OF KEY EMPLOYEES IS SET BY THEIR RESPECTIVE SUPERVISING OFFICER WITHIN THE CONSTRAINTS OF THE UNIVERSITY'S OPERATING BUDGET, WHICH IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND SUBSEQUENTLY BY THE FULL BOARD OF TRUSTEES. THE KEY EMPLOYEES' COMPENSATION PROCESS IS CONTEMPORANEOUSLY DOCUMENTED BY THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE AS PUBLIC INFORMATION ON THE UNIVERSITY'S WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990-T AND IRS DETERMINATION LETTER ARE MADE AVAILABLE FOR PUBLIC REVIEW UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 20,313,241. MANAGEMENT AND GENERAL EXPENSES 6,336,886. FUNDRAISING EXPENSES 253,065. TOTAL EXPENSES 26,903,192. FORM 990, PART XI, LINE 9: CHANGE IN POSTEMPLOYMENT OBLIGATION -13,762,620. CHANGE IN SWAP 10,355,479. RELATED PARTY EXPENSES 420,030. DECREASE IN NONOPERATING LIABILITIES -90,002. NON-CAPITAL PROJECT EXPENSES -130,103. BLUE HEN HOTEL LLC HULLIHEN HALL STE 220 NEWARK DE 19716 510411499 HOTEL DE 1454687 13877165 UNIV OF DE 1743 HOLDINGS LLC HULLIHEN HALL STE 220 NEWARK DE 19716 271332816 RESEARCH DE 954934 62014728 UNIV OF DE UNIVERSITY OF DE ALUMNI ASSOC INC 24 E MAIN STREET NEWARK DE 19716 516016065 SCHOLARSHIP DE 501(C)(3) LINE 12C, III-FI N/A 0 UNIVERSITY OF DELAWARE RESEARCH FDN 220 HULLIHEN HALL NEWARK DE 19716 516017306 RESEARCH DE 501(C)(3) LINE 12D, III-O N/A 0 FRIENDS OF THE UNIV OF DE LIBRARY INC UNIVERSITY OF DE LIBRARY NEWARK DE 19716 516017971 DONATIONS DE 501(C)(3) LINE 12C, III-FI N/A 0 KARL W BOER SOLAR ENERGY MEDAL OF MERIT 222 SOUTH CHAPEL STREET NEWARK DE 19716 396596448 AWARD DE 501(C)(3) LINE 12A, I N/A 0 UNIDEL FOUNDATION INC PO BOX 1146 NEWARK DE 19716 516015046 GRANTS DE 501(C)(3) LINE 12D, III-O N/A 0 FIRST STATE MARINE WIND LLC 2050 CABOT BLVD W LANGHORNE PA 19047 383809186 PWR GENERATION DE RELATED 525424 4774209 0 0 0.97500 PERFORMANCE VC OPP FUND 5 GREENWICH OFFICE PARK 3RD FLOOR GREENWICH CT 06831 833206186 INVESTMENTS CT EXCLUDED 66067 7693785 0 0 0.99000 KNIGHTSBRIDGE B LP 122 SW FRANK PHILLIPS BOULEVARD BARTLESVILLE OK 74003 823938272 INVESTMENTS OK EXCLUDED 1465997 20059749 0 0 0.98070 BLUE HEN WIND INC 124 C HULLIHEN HALL NEWARK DE 19716 352377140 INVESTMENTS DE N/A C 3029703 1.00000 0 UNIVERSITY OF DE STUDENT HOUSING FNDN 220 HULLIHEN HALL NEWARK DE 19716 311779506 INACTIVE DE N/A C 1.00000 0 CHARITABLE REMAINDER ANNUITY TRUST (5) 220 HULLIHEN HALL NEWARK DE 19716 INVESTMENTS DE N/A T 0 CHARITABLE REMAINDER UNITRUST TRUST (8) 220 HULLIHEN HALL NEWARK DE 19716 INVESTMENTS DE N/A T 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 PERFORMANCE VC OPPORTUNITIES FUND I LP B 10162350 CASH KNIGHTSBRIDGE B LP B 22819983 CASH FRIENDS OF THE UNIVERSITY OF DE LIBRARY INC C 90183 CASH DIST UNIVERSITY OF DE RESEARCH FOUNDATION C 612500 CASH DIST UNIDEL FOUNDATION INC C 13324358 CASH DIST UNIVERSITY OF DE ALUMNI ASSOCIATION INC C 45496 CASH DIST PERFORMANCE VC OPPORTUNITIES FUND I LP S 504516 CASH DIST SEE SCH R PART VII SUPPLEMENTAL INFO O SCHEDULE R, PART V, LINE 2 (N) & (O) THE UNIVERSITY PROVIDES, WITHOUT COMPENSATION, BOOKKEEPING AND OTHER ADMINISTRATIVE SERVICES TO THE UNIVERSITY OF DELAWARE ALUMNI ASSOCIATION, UNIVERSITY OF DELAWARE RESEARCH FOUNDATION, FRIENDS OF THE UNIVERSITY OF DELAWARE LIBRARY, INC., KARL W BOER SOLAR ENERGY MEDAL OF MERIT AWARD TRUST, BLUE HEN WIND INC., AND FIRST STATE MARINE WIND LLC. UNIVERSITY PERSONNEL RECEIVE NO COMPENSATION FROM THESE ORGANIZATIONS.