2022-05-13T11:32:47-05:00 2021-06-30 350921680 CROWE LLP 9600 Brownsboro Road Suite 400 Louisville KY 402413902 990 2020-07-01 611029626 University of Louisville Research Foundation UNIV 5028526164 2215 S Brook Street Louisville KY 402082772 Daniel A Durbin Vice President 2022-05-13 true Daniel A Durbin 999009999 Rachel Spurlock P00520729 5023263996 2020 2022-09-23 18:48:47Z Lori Stewart Gonzalez 2215 S Brook Street Louisville KY 402082772 599404042 false X N/A X 1984 KY The University of Louisville Research Foundation is organized for the purpose of promoting and supporting research projects, investigations, clinical services, and other activities relating to the missions of the University of Louisville. 13 10 0 14 0 0 192756221 218833551 317563438 378744896 5457 -13399 424182 809059 510749298 598374107 53534190 57889920 0 0 0 0 386799044 483094824 440333234 540984744 70416064 57389363 160209784 226534794 59972195 68912142 100237589 157622652 X The University of Louisville Research Foundation is organized for the purpose of promoting and supporting research projects, investigations, clinical services, and other activities relating to the missions of the University of Louisville. false false 299878384 55110 372653615 The University of Louisville Research Foundation houses financial activity related to services provided by the UofL Health Sciences Center and over 1,100 physician faculty within the University's School of Medicine. The faculty at the School of Medicine staff 250 clinics over a multi-state region and provided the following services during the fiscal year: - Added 9 service lines and locations to serve the local community and the Commonwealth; - Built a comprehensive access center to improve patient access into the University's healthcare system; - Treatment provided in over 830,000 separate patient visits; - Added more than 82,000 new patients to clinics; and - Added 43 new physicians and 20 advanced practice practitioners to the University's clinics throughout the region. 159172089 5321583 The University of Louisville Research Foundation (ULRF) secured over $200 million in funding during the fiscal year to support new and continued groundbreaking research. It was the organization's most successful year in its history for securing such awards for competitively-funded research. This increase in funding totaled more than $30 million which was more than the record set in the previous year. Funding for ULRF's projects supported work to address some of the biggest global problems of our time, including: - Establishment of the Co-Immunity Project which included (1) identifying COVID-19 risks to hospital and frontline healthcare providers and their patients in order to assist healthcare systems with identifying potential resource stressors when making staffing decisions; (2) using a comprehensive wastewater-based epidemiology program to monitor the presence and spread of SARS-CoV-2 through and extensive analysis of community wastewater; (3) using a surface water study to determine the presence of SARS-CoV-2 in surface water to provide tools for public leaders and waterway users to make informed decisions; and (4) conducting a community study to learn the rate of COVID-19 infection so that members of the community could make informed decisions about participation in local group activities. - Development of a pharmaceutical agent to prevent serious viral respiratory infections such as COVID-19 using Q-Griffithsin, a drug compound developed and co-owned by the organization. - Renovation of research facilities to provide a centralized vivarium to house rodent and aquatics species to support a broad range of research efforts. - Creation of a coalition of schools called "Pathways Coalition" to create a Cybersecurity Workforce Certificate program focusing on enhancing student knowledge in the realm of cybersecurity foundational courses while using healthcare data examples and use cases. - Using the University's Center for Integrative Environmental Health Science (CIEHS) to facilitate continued research and training focusing on exposure to industrial chemicals and lifestyle factors in the development of chronic adult diseases. - Facilitated increased access to oral health care services for people living with HIV, while providing education and clinical training for dental care providers, through the Ryan White Part B program. - Continued research on epidural stimulation improvement of neurogenic locomotoer, bladder, and bowel function for individuals with acute spinal cord injury. 57834810 57834810 0 The University of Louisville Research Foundation provides funding for student scholarships at the University of Louisville. During the fiscal year, the organization provided almost $58 million in funds to over 16,000 students at the University. 16163061 741536 The University of Louisville Research Foundation provides multiple opportunities for conferences, training, and continuing education activities for medical and other professionals established in their fields. 16163061 741536 533048344 true true false true false false false false false true false false false true false true true false false false false false false false false false true true true false false false false false false false false false false false false false true false false false true X 389 0 true 0 false false false false false false false false false false false false X 13 10 false false false false false false false true true false false true true true true true true false false false KY X Beverly G Santamouris 5028526164 Controllers Office Univ of Louisv Louisville KY 40292 Bonita K Black JD Secretary to 9/2/20 0.5 0 X X 0 0 0 Diane B Medley Treasurer 0.5 0 X X 0 0 0 Diane Porter Director from 9/3/20; Vice Chair from 4/22/21 0.5 0 X X 0 0 0 James M Rogers Chair 0.5 0.5 X X 0 0 0 John E Chilton Secretary 0.5 0 X X 0 0 0 Sandra Frazier Vice Chair to 1/13/21 0.5 0 X X 0 0 0 Alfonso Cornish Director from 9/3/20 0.5 0 X 0 0 0 David Schultz Director from 10/7/20 0.5 49.5 X 0 90699 24929 Dr Raymond Burse Director 0.5 0 X 0 0 0 John D Smith Director 0.5 49.5 X 0 66313 18879 Krista B Wallace-Boaz Director to 10/6/20 0.5 49.5 X 0 117161 24920 Mary R Nixon Director 0.5 0 X 0 0 0 Matthew Barzun Director from 1/14/21 0.5 0 X 0 0 0 Randall J Bufford Director to 1/13/21 0.5 0 X 0 0 0 Ronald L Wright Director to 9/2/20 0.5 0.5 X 0 0 0 Sabrina Collins Director 0.5 9.5 X 0 5829 0 Scott W Brinkman Director from 12/1/2020 0.5 0 X 0 0 0 Sherrill Zimmerman Director from 1/14/21 0.5 0.5 X 0 0 0 Daniel A Durbin Vice President 0.5 49.5 X 0 406357 36701 Dr Beth Boehm Vice President 0.5 49.5 X 0 395812 36647 Dr Neeli Bendapudi President 0.5 49.5 X 0 736875 47756 Kevin H Gardner PhD Vice President 0.5 49.5 X 0 285960 26997 Kyle J Beamer Assistant Secretary 0.5 49.5 X 0 73057 16951 Dr Robert S Keynton Former Vice President 50.0 X 0 227747 22666 Prof Enid Trucios-Haynes Former Treasurer 50.0 X 0 165276 32383 0 2571086 288829 0 true true false UNIVERSITY OF LOUISVILLE PHYSICIANS 300 EAST MARKET STREET LOUISVILLE KY 40202 MEDICAL/HEALTHCARE 12160290 UNIV OF KENTUCKY RESEARCH FDN 301 PETERSON SVC BLDG LEXINGTON KY 40506 RESEARCH SERVICES 1184246 SELLERS DORSEY & ASSOC 1635 MARKET ST PHILADELPHIA PA 19102 CONSULTING 1178529 UNIVERSITY MEDICAL CENTER 530 S JACKSON ST LOUISVILLE KY 40202 MEDICAL SERVICES 836864 WESTAT INC 1600 RESEARCH BLVD ROCKVILLE MD 20850 RESEARCH SERVICES 805536 82 167561265 51272286 0 218833551 Clinical Services 541700 372653615 372653615 Other Research Projects and Services 541700 5321583 5321583 Conferences and training 541700 769698 769698 0 0 0 0 378744896 -5404 -5404 833311 833311 3910 3910 0 3910 3910 7995 0 -7995 -7995 -7995 903704 1021940 -118236 -118236 Miscellaneous 900099 90074 90074 0 0 0 0 90074 598374107 378716734 0 823822 X 55110 55110 57834810 57834810 1381726 1165837 215889 22679 20629 2050 180000 180000 395767812 390665588 5102224 0 435384 415948 19436 1201212 1189059 12153 8114651 7874630 240021 165527 165527 6559119 4760818 1798301 904524 903847 677 3862274 3805868 56406 6863181 6863181 0 796910 796910 0 F&A services and other transfers 30563708 30563708 0 Laboratory Supplies and Expenses 20874066 20606096 267970 Small Equipment Purchases and Rentals 240790 229462 11328 Licenses, Permits, and Fees 1460638 1452003 8635 3700623 3499313 201310 0 540984744 533048344 7936400 0 3953 9055 40128468 67655672 0 0 0 0 65774261 103454548 463286 544034 172428192 118235436 53535905 54192756 0 0 303911 678729 160209784 226534794 15414244 26118419 11104579 7081044 0 0 33453372 35712679 59972195 68912142 X 100237589 157622652 100237589 157622652 160209784 226534794 57389363 -4300 0 X false true X true true true X 160306501 172310875 181336238 192756221 218833551 925543386 0 0 160306501 172310875 181336238 192756221 218833551 925543386 0 925543386 131954 2967651 647504 511373 831817 5090299 0 0 0 0 0 0 0 0 0 0 0 930633685 1478656504 0.9945 0.9950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 180000 false false 180000 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY The University of Louisville contracted with Akin Gump Strauss Hauer & Feld LLP during the year to lobby on behalf of the Research Foundation's research activities. 351695 351695 70940567 31314908 39625659 818024 743224 74800 99077793 85941479 13136314 1240113 235825 1004288 54192756 Allocated Post Employment Benefits 35690419 Other Long Term Liabilities 22260 35712679 598500338 0 0 598500338 -126231 -126231 598374107 541110975 126231 126231 540984744 0 0 540984744 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Reclass loss on disposal of fixed assets - -7995 Reclass loss on sale of inventroy - -118236 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Reclass loss on disposal of fixed assets - 7995 Reclass loss on sale of inventory - 118236 true CLINICAL RESEARCH FOUNDATION 800 ZORN AVE LOUISVILLE KY 40206 611144514 501(C)(3) 50000 RESEARCH SUPPORT 1 0 SCHOLARSHIPS, FELLOWSHIPS FINANCIAL AID, AWARDS 16292 57834810 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. The recipients of scholarships, fellowships, aid, and awards are selected based on University of Louisville departmental criteria. The organization serves primarily as a funding source for any scholarships awarded by the University. false false false false false false false false Prof Enid Trucios-Haynes Former Treasurer 0 164088 0 0 0 1188 0 9324 0 23059 0 197659 0 0 Dr Robert S Keynton Former Vice President 0 169752 0 0 0 57995 0 10898 0 11768 0 250413 0 0 Daniel A Durbin Vice President 0 405583 0 0 0 774 0 16198 0 20503 0 443058 0 0 Dr Neeli Bendapudi President 0 669879 0 0 0 66996 0 28500 0 19256 0 784631 0 0 Dr Beth Boehm Vice President 0 394624 0 0 0 1188 0 21760 0 14887 0 432459 0 0 Kevin H Gardner PhD Vice President 0 275697 0 0 0 10263 0 14278 0 12719 0 312957 0 0 Form 990, Part III, Line 4d Description of other program services (Expenses $ 16,163,061 including grants of $)(Revenue $ 741,536) The University of Louisville Research Foundation provides multiple opportunities for conferences, training, and continuing education activities for medical and other professionals established in their fields. Form 990, Part V, Line 1a FORM 1096 THE ORGANIZATION'S FORMS 1099 ARE FILED BY ITS COMMON PAY AGENT, THE UNIVERSITY OF LOUISVILLE. Form 990, Part V, Line 2a FORMS W-2 THE ORGANIZATION HAS NO EMPLOYEES. Form 990, Part VI, Line 15 PROCESS FOR DETERMINING COMPENSATION THE ORGANIZATION HAS NO EMPLOYEES, THUS LINES 15(A) AND 15(B) OF PART VI HAVE BEEN MARKED "NO." Form 990, Part VI, Line 1a Delegate broad authority to a committee The Executive Committee consists of the Chairman, Vice Chairman, Secretary, and Treasurer of the Board of Directors. The Committee acts for the Board of Directors in the interim between meetings of the Board, and with respect to the acceptance, administration and accounting for grants and contracts it is not required that actions of the Executive Committee be ratified by the Board. Except as stated above, the delegation of power and authority when given by the Board of Directors to the Executive Committee shall be complete, subject only to the limitations imposed by the Kentucky Revised Statues. Powers of the Committee shall not extend to amending, altering or repealing the bylaws; electing, appointing or removing any member of any such committee or any director or officer of the corporation; amending the articles of incorporation, restating articles of incorporation adopting a plan or merger or adopting a plan of consolidation with another corporation; authorizing the sale, lease, exchange or mortgage of all or substantially all of the property and assets of the corporation; authorizing the voluntary dissolution of the corporation or revoking proceedings therefor; adopting a plan for the distribution of the assets of the corporation; or amending, altering or repealing any resolution of the board of directors which by its terms provides that it shall not be amended, altered or repealed by such committee. Form 990, Part VI, Line 11b Review of form 990 by governing body University of Louisville finance personnel and an outside firm prepared the return. A copy of the return was provided to all board members for review prior to filing. Form 990, Part VI, Line 12c Conflict of interest policy Conflicts of interest are required to be completed on an annual basis by all officers and board members. If an item is presented to the Board of Directors (or any other policy board) for action, e.g., purchase of property, merging with another entity, buying services, etc., the Board member will disclose his or her possible conflict of interest and must recuse himself or herself from voting. The Board member also avoids participating in any decision or advocating for any decision of the Board. In some circumstances, e.g., when the conflict of the Board member places the Board member in competition with the University, the Board member will leave the board meeting during discussion or update on the action. Before any meeting of the various boards, an agenda is circulated to each member or director with descriptions of the action items. This allows sufficient time for any board member or director to alert the board about a potential conflict of interest. Past practice includes written disclosure by the board member outlining: (1) that a conflict of interest may exist; (2) the nature and extent of the conflict; and (3) the description and potential benefit, direct or indirect, to the member of the board. This information will be supplied to legal counsel and the entire board ahead of the meeting, and a copy of the information will be maintained in the board member's file. Form 990, Part VI, Line 19 Required documents available to the public As a matter of practice, the organization adheres to the conflict of interest policy, non-retaliation policy, and document integrity policy of the University of Louisville. Copies of these policies are available at louisville.edu or upon request. Copies of the organization's audited financial statements are also available at louisville.edu. Form 990, Part IX, Line 11g Other Fees University of Louisville Salary and Benefit Allocations - Total Expense: XXX-XX-XXXX, Program Service Expense: 269004205, Management and General Expenses: 4553978, Fundraising Expenses: ; Research Subcontracting - Total Expense: 16870627, Program Service Expense: 16870627, Management and General Expenses: 0, Fundraising Expenses: ; Medical Subcontracting - Total Expense: XXX-XX-XXXX, Program Service Expense: XXX-XX-XXXX, Management and General Expenses: 0, Fundraising Expenses: ; Other consulting and services - Total Expense: 2938555, Program Service Expense: 2390309, Management and General Expenses: 548246, Fundraising Expenses: ; UNIVERSITY OF LOUISVILLE UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 611014882 EDUCATION KY NA false UNIVERSITY OF LOUISVILLE ATHLETIC ASSOCIATION INC UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 311106941 EDUCATION KY 501(c)(3) 11 UNIVERSITY OF LOUISVILLE false UNIVERSITY PHYSICIANS GROUP INC 323 EAST CHESTNUT STREET LOUISVILLE KY 402021823 611346817 MEDICAL CARE KY 501(c)(3) 3 UNIVERSITY OF LOUISVILLE false UNIVERSITY OF LOUISVILLE MEDICAL SCHOOL PRACTICE ASSOC 550 SOUTH JACKSON STREET LOUISVILLE KY 40202 611250153 MEDICAL CARE KY 501(c)(3) 7 UNIVERSITY OF LOUISVILLE false UNIVERSITY MEDICAL CENTER INC 250 E LIBERTY ST 500 LOUISVILLE KY 40202 611293786 MEDICAL CARE KY 501(c)(3) 3 UNIVERSITY OF LOUISVILLE false false false false false false false false false false false true false false true true true false false false