2022-05-12T10:25:23-05:00 2021-12-31 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990PF 2021-01-01 562298345 THE ANNE R DOW FAMILY FOUNDATION INC C/O KAREN L PRICE ANNE 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 KAREN L PRICE TRUSTEE 6174396779 2022-05-12 1 KAREN PRICE XXX-XX-XXXX SANDRA M BROWN CPA P01614103 5088717178 2022-05-11 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 1832718 X X 4 4 38965 38965 118997 767737 118997 157966 157966 0 0 0 1662 831 831 17702 17702 0 561 264 0 50 0 0 19975 18797 831 77848 77848 97823 18797 78679 60143 139169 29073 28542 28542 105707 81050 85674 340066 327602 444796 216578 186486 193740 737951 821845 1079966 1429375 1445525 1832718 0 0 X 1429375 1445525 1429375 1445525 1429375 1445525 1429375 60143 0 1489518 43993 1445525 PUBLICLY TRADED SECURITIES P 732033 648740 83293 83293 CAPITAL GAINS DIVIDENDS P 35704 35704 35704 118997 1934 0 1934 0 1934 720 0 0 0 720 0 1214 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A KAREN L PRICE PRESIDENT 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KAREN L PRICE 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 PRESIDENT/DIRECTOR 2.00 0 0 0 CHRISTOPHER B DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 TREASURER/DIRECTOR 2.00 0 0 0 ALICIA DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 SECRETARY/DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 1718139 96813 0 1814952 0 0 1814952 27224 1787728 89386 89386 1934 1934 87452 0 87452 0 87452 78679 0 78679 87452 77848 0 0 78679 77848 0 0 831 0 0 0 0 0 0 0 0 86621 0 0 0 X AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 12000 AMERICAN FRIENDS SERVICE DEVELOPMENT 1501 CHERRY STREET PHILADELPHIA PA 19102 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3767 CAMBODIAN CHILDREN'S FUND 2309 SANTA MONICA BOULEVARD PMB 833 SANTA MONICA CA 90404 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 11302 CAMBRIDGE COMMUNITY CHORUS PO BOX 390278 CAMBRIDGE MA 02139 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1000 COMMUNITY PARTNERS (FOR HRDAG) 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2500 FISTULA FOUNDATION 1922 THE ALAMEDA SUITE 302 SAN JOSE CA 95126 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 7535 FRIENDS OF THE EARTH 1101 15TH ST NW 11TH FLR WASHINGTON DC 20005 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8000 HUMAN RIGHTS CAMPAIGN FOUNDATION 1640 RHODE ISLAND AVE NW WASHINGTON DC 20036 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8000 MA KA HANA KA 'IKE BUILDING PROGRAM PO BOX 968 HANA HI 96713 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1884 MASSACHUSETTS ASSOCIATION OF TEACHERS OF SPEAKERS OF OTHER LANGUAGES INC 2 CANTON ST STE B-223 STOUGHTON MA 02072 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1300 ONE ACRE FUND 21 PROSPECT STREET BROOKLYN NY 11201 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3767 PLOUGHSHARES FUND 315 BAY STREET SUITE 400 SAN FRANCISCO CA 94133 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1884 VOTEORG 5557 BALTIMORE AVE SUITE 500 135 HYATTSVILLE MD 20781 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3767 BOSTON ARTS ACADEMY FOUNDATION 2 CHARLESGATE WEST 5TH FLOOR BOSTON MA 02215 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1000 FAIR FIGHT INITIATIVE 410 EAST BAY STREET SAVANNAH GA 31401 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1884 ELLIS EARLY LEARNING 58 BERKELEY STREET BOSTON MA 02116 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2500 CAMBRIDGE PUBLIC LIBRARY FOUNDATION 449 BROADWAY CAMBRIDGE MA 02138 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3758 THE MOUNTAIN CONSERVATION CENTER 1245 BALD HILL ROAD ALBANY NH 03818 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1000 UPPER SACO VALLEY LAND TRUST 111 MAIN STREET CONWAY NH 03818 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1000 77848 0 14 4 14 38965 18 118997 0 157966 0 157966 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 1662 831 831 AECOM GTD SR NOTE CPN 5.875% DUE 10/15/24 DTD 10/15/15 FC 04/15/16 CALL 07/1 3313 3255 ALCOA INC NOTE CPN 5.900% DUE 02/01/27 DTD 01/25/07 FC 08/01/07 1159 1143 ALLEGHENY TECHS INC SR NOTE CPN 4.875% DUE 10/01/29 DTD 09/14/21 FC 04/01/22 3011 2981 ARCELORMITTAL SA UNSECD NOTE CPN 4.550% DUE 03/11/26 DTD 03/11/19 FC 09/11/1 3319 3274 BALL CORP SR NOTE CPN 2.875% DUE 08/15/30 DTD 08/13/20 FC 02/15/21 CALL 05/1 5006 4856 BANK AMERICA CORP DEP REPSTG 1/25TH PFD SER MM PERPETUAL FXD/VAR CPN 4.300% 3648 3740 BOEING CO SR NOTE CPN 5.875% DUE 02/15/40 DTD 07/28/09 FC 02/15/10 2608 2547 CENTENE CORP DE SR NOTE CPN 4.625% DUE 12/15/29 DTD 12/06/19 FC 06/15/20 CAL 3159 3225 CENTRAL GARDEN & PET CO SR NOTE CPN 4.125% DUE 10/15/30 DTD 10/16/20 FC 04/1 3119 3023 CENTURYLINK INC SR NOTE CPN 5.625% DUE 04/01/25 DTD 10/01/15 FC 04/01/16 CAL 4239 4230 CIT GROUP INC SUB NOTE CPN 6.125% DUE 03/09/28 DTD 03/09/18 FC 09/09/18 3258 3608 CITIGROUP INC DEP SHS REP 1/25TH PFD SER X PERPETUAL FXD/VAR 0 3003 CROWN CASTLE INTL CORP SR NOTE CPN 4.300% DUE 02/15/29 DTD 02/11/19 FC 08/15 3415 3344 CVS HLTH CORP SR NOTE CPN 5.125% DUE 07/20/45 DTD 07/20/15 FC 01/20/16 CALL 2129 2616 DANA INC SR NOTE CPN 5.375% DUE 11/15/27 DTD 11/20/19 FC 05/15/20 CALL 11/15 3106 3139 DCP MIDSTREAM OPER SR UNSECD NOTE CPN 5.375% DUE 07/15/25 DTD 07/17/18 FC 01 2162 2185 DELL INTL LLC 1ST LIEN NOTE CPN 8.100% DUE 07/15/36 DTD 01/15/21 FC 07/15/21 2999 3054 DELTA AIR LINES INC DE NOTE CPN 3.800% DUE 04/19/23 DTD 04/19/18 FC 10/19/18 1910 2040 DISCOVERY COMMNS LLC GTD SR NOTE CPN 3.950% DUE 03/20/28 DTD 09/21/17 FC 03/ 3275 3259 DISH DBS CORP SR NOTE CPN 5.000% DUE 03/15/23 DTD 12/27/12 FC 09/15/13 3053 3071 ELANCO ANIMAL HLTH INC SR NOTE ***CREDIT SENSITIVE*** CPN 5.650% DUE 08/28/2 3190 3503 EMBRAER NETHERLANDS FIN B V GTD NOTE CPN 5.050% DUE 06/15/25 DTD 06/15/15 FC 3163 3101 ENCOMPASS HLTH CORP SR NOTE CPN 4.500% DUE 02/01/28 DTD 09/18/19 FC 02/01/20 3047 3086 ENERGY TRANSFER OPER LP SR NOTE CPN 5.250% DUE 04/15/29 DTD 01/15/19 FC 04/1 3499 3446 FORD MOTOR CO NOTE CPN 4.346% DUE 12/08/26 DTD 12/08/16 FC 06/08/17 CALL 09/ 3440 4339 GENL MOTORS FINL CO INC SR NOTE CPN 5.650% DUE 01/17/29 DTD 01/17/19 FC 07/1 5006 4986 GMAC INC SR GTD NOTE CPN 8.000% DUE 11/01/31 DTD 11/01/09 FC 05/01/10 3666 4228 GOODYEAR TIRE & RUBBER CO SR NOTE CPN 4.875% DUE 03/15/27 DTD 03/07/17 FC 09 3076 3173 GRIFFON CORP SR NOTE CPN 5.750% DUE 03/01/28 DTD 02/19/20 FC 09/01/20 CALL 0 3023 3113 HASBRO INC UNSEC NOTE CPN 3.900% DUE 11/19/29 DTD 11/19/19 FC 05/19/20 CALL 1950 2201 HOWMET AEROSPACE INC NOTE CPN 6.875% DUE 05/01/25 DTD 04/24/20 FC 11/01/20 C 2038 2295 JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH NON CUML PFD HH FXD/VAR 6050 6019 KB HOME SR NOTE CPN 4.800% DUE 11/15/29 DTD 11/04/19 FC 05/15/20 CALL 05/15/ 2150 2175 KRAFT HEINZ FOODS CO GTD SR NOTE CPN 4.625% DUE 01/30/29 DTD 06/15/18 FC 01/ 2194 2346 L BRANDS INC SR UNSECD NOTE CPN 6.694% DUE 01/15/27 DTD 06/18/18 FC 01/15/19 3354 3450 LAMAR MEDIA CORP SR NOTE CPN 4.875% DUE 01/15/29 DTD 09/15/20 FC 03/15/21 CA 3149 3128 MACYS RETAIL HLDGS INC SR NOTE CPN 4.500% DUE 12/15/34 DTD 11/18/14 FC 06/15 2820 2970 MATADOR RES CO UNSEC SR NOTE CPN 5.875% DUE 09/15/26 DTD 08/21/18 FC 03/15/1 3062 3075 METHANEX CORP SR NOTE CPN 5.125% DUE 10/15/27 DTD 09/22/20 FC 04/15/21 CALL 3160 3158 METLIFE INC NON CUML PFD SER G FXD/VAR PERPETUAL 3165 3060 MGM RESORTS INTL SR NOTE CPN 6.000% DUE 03/15/23 DTD 11/25/14 FC 03/15/15 3028 3143 NEWELL RUBBERMAID INC NOTE **CREDIT SENSITIVE CPN** CPN 4.700% DUE 04/01/26 3066 3266 NEWFIELD EXPL CO SR NOTE CPN 5.375% DUE 01/01/26 DTD 03/10/15 FC 07/01/15 CA 2162 2215 NORDSTROM INC SR NOTE CPN 4.375% DUE 04/01/30 DTD 11/06/19 FC 04/01/20 CALL 2010 2015 NUSTAR LOGISTICS LP GTD SR NOTE CPN 5.750% DUE 10/01/25 DTD 09/14/20 FC 04/0 2105 2140 OCCIDENTAL PETE CORP SR NOTE CPN 5.500% DUE 12/01/25 DTD 12/22/20 FC 06/01/2 3227 3315 OLIN CORP SR NOTE CPN 5.125% DUE 09/15/27 DTD 03/09/17 FC 09/15/17 CALL 03/1 3007 3090 PENSKE AUTOMOTIVE GROUP INC SR SUB NOTE CPN 3.500% DUE 09/01/25 DTD 08/20/20 3022 3071 QVC INC SR SECD NOTE CPN 4.750% DUE 02/15/27 DTD 02/04/20 FC 08/15/20 CALL 1 3136 3086 ROYAL CARIBBEAN LTD SR NTS CPN 7.500% DUE 10/15/27 DTD 10/14/97 FC 04/15/98 2237 2318 SBA COMMNS CORP NEW SR NOTE CPN 3.875% DUE 02/15/27 DTD 08/15/20 FC 02/15/21 3100 3090 SCHWAB CHARLES CORP DEP SHS I REPSTG 1/100TH NON CUML PFD PERPTL FXD/VAR 3018 3068 SILGAN HLDGS INC SR NOTE CPN 4.125% DUE 02/01/28 DTD 04/01/20 FC 10/01/20 CA 3047 3068 SLM CORP MEDIUM TERM NOTE CPN 6.125% DUE 03/25/24 DTD 03/27/14 FC 09/25/14 2092 2135 SPRINT CAP CORP CPN 6.875% DUE 11/15/28 DTD 11/16/98 FC 05/15/99 2414 2528 STARWOOD PPTY TR INC SR SUB NOTE CPN 4.750% DUE 03/15/25 DTD 03/15/18 FC 09/ 2037 2095 TEVA PHARM FIN III BV SR NOTE CPN 2.200% DUE 07/21/21 DTD 07/21/16 FC 01/21/ 2985 3000 TORONTO DOMINION BK UNSECD SR MEDIUM TERM NOTE VAR CPN 0.000% DUE 09/10/24 D 3004 2993 TWILIO INC UNSECD NOTE CPN 3.625% DUE 03/15/29 DTD 03/09/21 FC 09/15/21 CALL 2056 2020 UNITED CONTL HLDGS INC SR NOTE CPN 4.250% DUE 10/01/22 DTD 09/29/17 FC 04/01 2000 2030 UNITED RENTALS INC SR NOTE CPN 3.875% DUE 02/15/31 DTD 08/10/20 FC 02/15/21 2024 2030 VERIZON COMMNS INC UNSECD NOTE CPN 3.550% DUE 03/22/51 DTD 03/22/21 FC 09/22 3229 3228 WALMART INC UNSECD NOTE CPN 2.650% DUE 09/22/51 DTD 09/22/21 FC 03/22/22 CAL 3069 3073 WESTERN DIGITAL CORP SR NOTE CPN 4.750% DUE 02/15/26 DTD 02/13/18 FC 08/15/1 3321 3278 ACCENTURE PLC IRELAND CL A NEW 5754 13680 AMERICAN EXPRESS CO 7389 7034 AON PLC CL A 6830 12923 BLACKROCK INC 3884 6408 BOSTON SCIENTIFIC CORP 4251 5735 CHUBB LTD 8459 11598 CIGNA CORP NEW 11200 13778 CITIGROUP INC NEW 13881 11655 COLGATE-PALMOLIVE COMPANY 6041 6485 COMCAST CORP CL A NEW 13064 16408 CONOCOPHILLIPS 3035 5702 DANAHER CORP 2494 7567 DIAGEO PLC NEW SPON ADR 3682 5944 DOMINION ENERGY INC 7154 7228 DUKE ENERGY CORP NEW 10011 12483 DUPONT DE NEMOURS INC 8538 8886 EATON CORP PLC 5105 10369 FIDELITY NATIONAL INFORMATION SERVICES INC 4762 4693 HONEYWELL INTL INC 9215 11677 ILLINOIS TOOL WORKS INC 6206 10612 JOHNSON & JOHNSON 14654 17620 JPMORGAN CHASE & CO 13691 18369 KIMBERLY CLARK CORP 4607 5288 KKR & CO INC 3238 3949 LOCKHEED MARTIN CORP 4375 4620 LOWES COMPANIES INC 4855 8530 MARRIOTT INTL INC NEW CL A 4547 4957 MARSH & MCLENNAN COS INC 5106 9212 MCKESSON CORP 4153 7457 MEDTRONIC PLC 8486 9000 MERCK & COMPANY INC NEW 10055 9963 MORGAN STANLEY 10988 13644 NASDAQ INC 3616 8400 NESTLE S A SPON ADR REPSTG REG SHS 8073 13195 NORTHROP GRUMMAN CORP 10444 12773 NXP SEMICONDUCTORS N V 4057 6833 PEPSICO INC 3886 5211 PIONEER NATURAL RESOURCES CO 1405 3092 PNC FINANCIAL SERVICES GROUP INC 4656 6617 PPG INDUSTRIES INC 6160 8105 PROGRESSIVE CORP OH 11226 12113 SOUTHERN COMPANY 10844 12962 STANLEY BLACK & DECKER INC 8217 9997 TEXAS INSTRUMENTS INC 6938 11874 THERMO FISHER SCIENTIFIC INC 6822 11343 TRANE TECHNOLOGIES PLC 2179 5455 UNION PACIFIC CORP 9369 13352 70676 70789 10374 14885 AMERICAN BEACON LONDON INCOME EQUITY CL Y AT COST 30451 36899 AMERICAN MUTUAL CL F2 AT COST 40131 56896 COLUMBIA DIVIDEND INCOME INSTL CL AT COST 38297 62009 DOUBLELINE TOTAL RETURN BOND CL I AT COST 21916 21759 GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL AT COST 22151 29276 GUGGENHEIM TOTAL RETURN BOND INSTL CL AT COST 33192 32732 ISHARES RUSSELL 1000 GROWTH ETF AT COST 52849 87399 ISHARES RUSSELL 2000 GROWTH ETF AT COST 11920 15825 ISHARES RUSSELL 2000 VALUE ETF AT COST 20949 34538 ISHARES RUSSELL MID CAP ETF AT COST 8810 17598 JPMORGAN EQUITY INCOME CL I AT COST 21715 35153 JPMORGAN U S LARGE CAP CORE PLUS CL I AT COST 22127 22362 LOOMIS SAYLES GLOBAL ALLOC CL Y AT COST 31473 38931 LOOMIS SAYLES STRATEGIC INCOME CL Y AT COST 13224 13415 VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL I AT COST 45502 64292 PARNASSUS CORE EQUITY INVESTOR CL AT COST 13090 13143 ALGER SMALL CAP FOCUS CL Z AT COST 16743 17849 ALLSPRING SPECIAL MID CAP VALUE INSTL CL AT COST 22044 30453 BAILLIE GIFFORD EMERGING MARKETS INSTL CL AT COST 10642 12928 BLACKROCK ADVANTAGE SMALL CAP GROWTH INSTL CL AT COST 28680 29931 CLEARBRIDGE LARGE CAP GROWTH CL I AT COST 49295 60792 CREDIT SUISSE FLOATING RATE HIGH INCOME INSTL CL AT COST 19867 19838 DODGE & COX INTL STOCK AT COST 25490 25012 DODGE & COX STOCK AT COST 60432 82055 EDGEWOOD GROWTH INSTL CL AT COST 22453 70713 GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL AT COST 10127 10090 HARDING LOEVNER INTL EQUITY INSTL CL AT COST 23888 29405 JOHN HANCOCK DISCIPLINED VALUE CL I AT COST 28030 35969 PIMCO TOTAL RETURN CL I2 AT COST 24379 24730 ROYCE TOTAL RETURN INVESTMENT CL AT COST 36888 32657 T ROWE PRICE DIVIDEND GROWTH INVESTOR CL AT COST 15090 15317 ADJUSTMENT TO COST BASIS 43993 STATE FILING FEES 35 0 0 ANNUAL REPORT FILING FEE 15 0 0 INVESTMENT MANAGEMENT FEES 17702 17702 0 INVESTMENT EXPENSES 0 0 0 FOREIGN TAXES ON DIVIDENDS 264 264 0 2021 990-PF ESTIMATED TAX PAYMENTS 297 0 0