2022-05-09T14:57:18-05:00 2021-06-30 161131146 BONADIO & CO LLP 171 SULLYS TRAIL PITTSFORD NY 14534 990 2020-07-01 201260597 NBA PLAYERS' HEALTH AND WELFARE BENEFIT PLAN NBAP 8047186092 CO ALIGHT 1025 BOULDERS PWY NO RICHMOND VA 23225 NEIL AARON GARY ARRICK TRUSTEES 8047186092 2022-05-09 1 NEIL AARON GARY ARRICK 999009999 DAWN MINEMIER P01339753 5853811000 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z G ARRICK N AARON C/O ALIGHT 1025 BOULDERS PWY NO 405 RICHMOND VA 23225 185841754 0 X N/A X 2004 NY THE PLAN PROVIDES CERTAIN HEALTH AND WELFARE BENEFITS TO ELIGIBLE (CONTINUED ON SCHEDULE O) (CONTINUATION OF LINE 1) CURRENT AND FORMER NATIONAL BASKETBALL ASSOCIATION ("NBA") PLAYERS AND THEIR SPOUSES AND ELIGIBLE DEPENDENTS PURSUANT TO THE ELIGIBILITY RULES FOR EACH BENEFIT. 6 6 0 0 0 0 0 0 28845479 39900212 7373695 11639325 0 0 36219174 51539537 0 0 34564170 40495486 0 0 0 0 0 1040038 884553 35604208 41380039 614966 10159498 298771513 372592572 321788 1136287 298449725 371456285 X THE PLAN PROVIDES CERTAIN HEALTH AND WELFARE BENEFITS TO ELIGIBLE CURRENT AND FORMER NBA PLAYERS AND THEIR SPOUSES AND ELIGIBLE DEPENDENTS PURSUANT TO THE ELIGIBILITY RULES FOR EACH BENEFIT. 0 0 HEALTH REIMBURSEMENT ACCOUNTS (HRAS) FOR ELIGIBLE CURRENT AND FORMER NBA PLAYERS AND THEIR FAMILIES THAT COVER HEALTH-RELATED COSTS QUALIFIED UNDER IRS RULES. MEDICAL AND PRESCRIPTION DRUG COVERAGE TO ELIGIBLE RETIRED NBA PLAYERS AND THEIR FAMILIES. MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, LIFE/AD&D AND DISABILITY INSURANCE COVERAGE TO ELIGIBLE CURRENT NBA PLAYERS AND THEIR FAMILIES. EX-PATRIATE MEDICAL, DENTAL, PRESCRIPTION DRUG AND VISION COVERAGE FOR ELIGIBLE CURRENT INTERNATIONAL NBA PLAYERS AND THEIR FAMILIES AND TUITION REIMBURSEMENT BENEFITS FOR ELIGIBLE CURRENT AND FORMER NBA PLAYERS.MEDICAL, PRESCRIPTION DRUG, DENTAL AND VISION COVERAGE TO ELIGIBLE RETIRED NBA PLAYERS AND THEIR FAMILIES. 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 X 6 6 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X ALIGHT SOLUTIONS 8047186092 1025 BOULDERS PARKWAY 405 RICHMOND VA 23225 X DANIEL RUBE TRUSTEE 1.00 X X 0 0 0 ORIS STAURT TRUSTEE AS OF 8/15/2020 1.00 X X 0 0 0 NEIL AARON TRUSTEE 1.00 X X 0 0 0 RONALD KLEMPNER TRUSTEE 1.00 X X 0 0 0 GARY ARRICK TRUSTEE 1.00 X X 0 0 0 PURVIS SHORT TRUSTEE 1.00 X X 0 0 0 ERIC HUTCHERSON TRUSTEE UNTIL 8/15/2020 1.00 X X 0 0 0 0 0 0 0 0 0 0 WELLINGTON TRUST COMPANY NA 280 CONGRESS STREET BOSTON MA 02210 INVESTMENT MANAGEMENT 514887 1 NBA TEAMS CONTRIBUTIONS 624100 36078086 36078086 SELF-PAY CONTRIBUTIONS 624100 3822126 3822126 39900212 4381613 4381613 141559929 134302217 7257712 7257712 7257712 51539537 39900212 0 11639325 40495486 802356 12811 PARTICIPANT IMPUTED TAX 56248 BANK CHARGES 9640 PCORI FEES 3498 41380039 2812758 4424957 3092088 5158967 111109624 122292386 181329864 240075453 427179 640809 298771513 372592572 321788 1136287 321788 1136287 X 298449725 371456285 298449725 371456285 298771513 372592572 10159498 62847062 0 X 0 1 X 1 0 0 RUSSELL 3000(R) INDEX NL CTF4 147498152 F WTC-CTF INTERNATIONAL RESEARCH EQUITY PORTFOLIO 56154568 F WTC-CTF OPPORTUNISTIC INVESTMENT ALLOCATION 36422733 F 240075453 X 113584243 62847062 62847062 50737181 802356 802356 51539537 40577683 0 40577683 802356 802356 41380039 PART X, LINE 2: IN GENERAL, FOR EMPLOYEE BENEFIT PLANS, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. THE PLAN FILES THE RETURN OF EXEMPT ORGANIZATION FROM INCOME TAX (FORM 990) AND THE ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN (FORM 5500) IN THE U.S. FEDERAL JURISDICTION. FORM 990, PART VI, SECTION A, LINE 2 BECAUSE THE PLAN IS JOINTLY OPERATED AND ADMINISTERED BY THE NBPA AND THE NBA, (I) GARY ARRICK IS IN A "BUSINESS RELATIONSHIP" WITH EACH OF RON KLEMPNER AND PURVIS SHORT BY VIRTUE OF RON KLEMPNER AND PURVIS SHORT EACH BEING EMPLOYED BY THE NBPA, OF WHICH GARY ARRICK IS THE CHIEF FINANCIAL OFFICER AND (II) THE NBA TRUSTEES ARE IN A "BUSINESS RELATIONSHIP" WITH EACH OTHER BY VIRTUE OF ALL BEING OFFICERS OF THE NBA. FORM 990, PART VI, SECTION A, LINE 7A THE NBA HAS THE RIGHT TO APPOINT AND REMOVE THREE NBA TRUSTEES, AND THE NBPA HAS THE RIGHT TO APPOINT AND REMOVE THREE NBPA TRUSTEES, EACH PURSUANT TO THE TRUST AGREEMENT ESTABLISHING THE PLAN. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED AND COMMENTED ON BY PLAN COUNSEL AND THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE ANNUALLY SIGNS A STATEMENT THAT AFFIRMS SUCH PERSON'S UNDERSTANDING OF THE FUND'S CONFLICT OF INTEREST POLICY; THIS CONFLICT OF INTEREST POLICY WAS PREVIOUSLY AGREED TO BY THE TRUSTEES. PRIOR TO THE SIGNING OF THE MOST RECENT STATEMENT, PLAN COUNSEL ADVISED THE TRUSTEES THAT THEY ARE NOT AWARE OF ANY CONFLICTS OF INTEREST OR POTENTIAL CONFLICTS OF INTEREST THAT INVOLVE THE TRUSTEES. THE TRUSTEES ARE REQUIRED TO DISCLOSE ANY CONFLICT OR POSSIBLE CONFLICT IN ACCORDANCE WITH THE TERMS OF THE CONFLICT OF INTEREST POLICY, AND ARE OTHERWISE PRECLUDED FROM ACTING AS A TRUSTEE WITH RESPECT TO ANY MATTER THAT WOULD POSE A CONFLICT OR POSSIBLE CONFLICT WITH THE CONFLICT OF INTEREST POLICY. TO ENSURE THE FUND OPERATES IN A MANNER CONSISTENT WITH ITS TAX EXEMPT STATUS AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX EXEMPT STATUS, PERIODIC REVIEWS ARE CONDUCTED. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC. CHICAGO PROFESSIONAL SPORTS LIMITED PARTNERSHIP DALLAS BASKETBALL LIMITED DENVER NUGGETS LIMITED PARTNERSHIP ROCKET BALL LTD LA CLIPPERS LLC MIAMI HEAT LIMITED PARTNERSHIP MINNESOTA TIMBERWOLVES BASKETBALL LIMITED PARTNERSHIP NEW ORLEANS PELICANS NBA LLC NEW YORK KNICKS LLC ORLANDO MAGIC LTD PHILADELPHIA 76ERS LP SACRAMENTO KINGS LIMITED PARTNERSHIP LP WASHINGTON BULLETS LP ATL INVESTCO LLC BANNER SEVENTEEN LLC BROOKLYN BASKETBALL HOLDINGS LLC HORNETS BASKETBALL LLC CAVALIERS OPERATING COMPANY LLC GSW SPORTS LLC PACERS BASKETBALL LLC MEMPHIS BASKETBALL LLC MILWAUKEE BUCKS LLC THE PROFESSIONAL BASKETBALL CLUB LLC SUNS LEGACY PARTNERS LLC SAN ANTONIO SPURS LLC DETROIT PISTONS BASKETBALL COMPANY MAPLE LEAF SPORTS AND ENTERTAINMENT PARTNERSHIP THE LOS ANGELES LAKERS INC TRAIL BLAZERS INC JAZZ BASKETBALL INVESTORS INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0