2022-04-19T18:09:49-05:00 2021-06-30 346565596 ERNST & YOUNG US LLP 101 E WASHINGTON STREET STE 910 PHOENIX AZ 85004 990 2020-07-01 866050388 UNIVERSITY OF ARIZONA FOUNDATION UNIV 5206213340 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 J CRAIG BARKER SVP, FINANCIAL SVCS 5206213340 2022-04-14 1 J CRAIG BARKER 999009999 PATRICK SHIELDS P01508556 6023223000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOHN-PAUL ROCZNIAK 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 676596769 0 X WWW.UAFOUNDATION.ORG X 1958 AZ SEE SCHEDULE OTHE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. 36 35 110 130 -1223694 0 100548000 142249114 8475988 12799800 50441898 98832493 1715979 -1202082 161181865 252679325 82520257 96383074 0 0 9841454 9017302 0 0 6467657 25067893 20474675 117429604 125875051 43752261 126804274 1114372784 1433016381 209077517 254925224 905295267 1178091157 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. 0 0 99669585 96383074 12799800 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. INCORPORATED IN 1958, THE UNIVERSITY OF ARIZONA FOUNDATION PROVIDES ASSISTANCE TO THE UNIVERSITY OF ARIZONA IN TWO MAIN AREAS: FUND-RAISING AND ASSET MANAGEMENT. 99669585 1 1 0 1 0 1 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 323 0 110 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 36 35 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 CA X RITA WILLIAMS 5206213027 1111 NORTH CHERRY AVENUE TUCSON AZ 82721 JOHN-PAUL ROCZNIAK PRESIDENT & CEO 40.00 0.00 X X 428262 0 39786 J CRAIG BARKER SR VP, FINANCIAL SERVICES & CFO 40.00 0.00 X 260539 0 36656 VICKI B FLEISCHER SR VP, DEVELOPMENT 40.00 0.00 X 230689 0 35161 JENNY R FLYNN SR VP, DEVELOPMENT SERVICES 40.00 0.00 X 207017 0 42573 ANDREA L MILLER SR VP, CONSTITUENT RELATIONS 40.00 0.00 X 206810 0 24579 RITA M WILLIAMS VP, FINANCIAL SERVICES 40.00 0.00 X 205963 0 34290 EMILY E WALSH VP, STRATEGIC INFORMATION SERVICES 40.00 0.00 X 170318 0 31684 BRAD D TERRY VP & GENERAL COUNSEL 40.00 0.00 X 166252 0 39720 TILGHMAN H 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III, LINE 4: THE CENTER FOR CREATIVE PHOTOGRAPHY IS AN ARCHIVE AND RESEARCH CENTER LOCATED ON THE UNIVERSITY OF ARIZONA CAMPUS. THE CENTER PROMOTES RESEARCH INTO AND APPRECTAION OF THE PHOTOGRAPHIC MEDIUM WHILE SAFEGUARDING ORIGINAL OBJECTS FOR POSTERITY. PART V, LINE 4: THE PAYOUT FROM THE FOUNDATION ENDOWMENT PROVIDES SCHOLARSHIP, RESEARCH, PROGRAM AND OTHER SUPPORT TO THE UNIVERSITY OF ARIZONA. PART X, LINE 2: ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, INCOME TAXES, ADDRESSES HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, PRESENTED, AND DISCLOSED IN THE FINANCIAL STATEMENTS. THE GUIDANCE REQUIRES THE ACCOUNTING AND DISCLOSURE OF TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN THE COURSE OF PREPARING THE FOUNDATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT OF THE FOUNDATION IS REQUIRED TO ANALYZE ALL OPEN TAX YEARS, AS DEFINED BY THE STATUTE OF LIMITATIONS, FOR ALL MAJOR JURISDICTIONS, WHICH INCLUDE THE FEDERAL AND CERTAIN STATES. THE FOUNDATION HAS HAD NO EXAMINATIONS IN PROGRESS AND NON ARE EXPECTED AT THIS TIME. AS OF JUNE 30, 2021, MANAGEMENT OF THE FOUNDATION HAS REVIEWED ALL OPEN TAX YEARS AND MAJOR JURISDICTIONS AND CONCLUDED THERE IS NO TAX LIABILITY RESULTING FROM UNRECOGNIZED TAX BENEFITS RELATING TO UNCERTAIN INCOME TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN FUTURE TAX RETURNS. PART XI, LINE 4B - OTHER ADJUSTMENTS: K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME/LOSS -1,223,694. EUROPE 0 0 INVESTMENTS 21416430 CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 296215339 0 0 0 0 0 0 317631769 0 317631769 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 UNIVERSITY OF ARIZONA 1111 N CHERRY AVE TUCSON AZ 85721 742652689 GOVERNMENT 95571196 UNIV. SUPPORT ARIZONA INITIATIVE FOR PUBLIC SERVICE LAW 6700 N ORACLE RD SUITE 100 TUCSON AZ 85704 831914667 501(C)3 250000 GENERAL SUPPORT SOUTHERN ARIZONA LEGAL INITIATIVE 6700 N ORACLE RD SUITE 100 TUCSON AZ 85704 834589238 501(C)3 250000 GENERAL SUPPORT TOHONO O'ODHAM COMMUNITY COLLEGE PO BOX 3129 SELLS AZ 85634 860931108 GOVERNMENT 105069 GENERAL SUPPORT THE DIGDEEP RIGHT TO WATER PROJECT PO BOX 26779 LOS ANGELES CA 90026 460686920 501(C)3 60500 GENERAL SUPPORT EXPECT MORE ARIZONA 4747 N 32ND STREET SUITE 160 PHOENIX AZ 85018 453681012 501(C)3 50000 GENERAL SUPPORT UNIVERSITY OF NEW MEXICO FOUNDATION 700 LOMAS BLVD NE TWO WOODWARD CTR STE 108 ALBUQUERQUE NM 87102 850275408 501(C)3 28600 GENERAL SUPPORT ARIZONA SONORA DESERT MUSEUM 2021 N KINNEY RD TUCSON AZ 85743 860111675 501(C)3 24788 GENERAL SUPPORT SOUTHWEST RESEARCH AND INFORMATION CENTER PO BOX 4524 ALBUQUERQUE NM 87196 237159949 501(C)3 18000 GENERAL SUPPORT ARIZONA STATE UNIVERSITY FOUNDATION 501 EAST TYLER MALL TEMPE AZ 85281 866051042 501(C)3 8000 GENERAL SUPPORT NORTHERN ARIZONA UNIVERSITY FOUNDATION PO BOX 4094 FLAGSTAFF AZ 86011 860193726 501(C)3 10770 GENERAL SUPPORT MONTANA STATE UNIVERSITY BILLINGS FOUNDATION 2615 VIRGINIA LANE BILLINGS MT 59102 810301477 501(C)3 6151 GENERAL SUPPORT 12 0 PART I, LINE 2 FUNDS ARE DEPOSTIED IN PURPOSE SPECIFIC ACCOUNTS, WE RELY ON THE EXTENSIVE INTERNAL CONTROL SYSTEM OF THE UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE TO ENSURE CORRECT APPLICATION OF FUNDS ONCE TRANSFERRED TO THE UNIVERSITY. OTHER GRANTS: FUNDS ARE AWARDED SUBJECT TO GRANT AGREEMENTS WHICH REQUIRE PERIODIC REPORTING BACK TO THE FOUNDATION AS TO THE SUCCESSFUL ATTAINMENT/COMPLETION OF THE GOALS AND OBJECTIVES AND THE PROPER USE OF GRANTS FUNDED. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 JOHN-PAUL ROCZNIAK PRESIDENT & CEO 426822 0 0 0 1440 0 19950 0 19836 0 468048 0 0 0 J CRAIG BARKER SR VP, FINANCIAL SERVICES & CFO 259099 0 0 0 1440 0 18368 0 18288 0 297195 0 0 0 VICKI B FLEISCHER SR VP, DEVELOPMENT 229249 0 0 0 1440 0 16058 0 19103 0 265850 0 0 0 JENNY R FLYNN SR VP, DEVELOPMENT SERVICES 205577 0 0 0 1440 0 14452 0 28121 0 249590 0 0 0 ANDREA L MILLER SR VP, CONSTITUENT RELATIONS 205370 0 0 0 1440 0 14452 0 10127 0 231389 0 0 0 RITA M WILLIAMS VP, FINANCIAL SERVICES 204523 0 0 0 1440 0 14454 0 19836 0 240253 0 0 0 EMILY E WALSH VP, STRATEGIC INFORMATION SERVICES 168878 0 0 0 1440 0 11848 0 19836 0 202002 0 0 0 BRAD D TERRY VP & GENERAL COUNSEL 164812 0 0 0 1440 0 11599 0 28121 0 205972 0 0 0 TILGHMAN H MOYER EXEC DIRECTOR DEVELOPMENT 164227 0 0 0 1440 0 11722 0 28121 0 205510 0 0 0 JAMES J KROGMEIER ASSOC VP, GIFT PLANNING 154457 0 0 0 1440 0 10883 0 28121 0 194901 0 0 0 MARIA A VEGA ASST VP, CHIEF INFORMATION OFFICER 144011 0 3000 0 1440 0 10390 0 8373 0 167214 0 0 0 LAURIE J CARLIN ASST VP, HR & TALENT MANAGEMENT 121697 0 0 0 1440 0 9183 0 21425 0 153745 0 0 0 PART I, LINE 1A MEMBERSHIP AT COUNTRY CLUBS LOCATED IN TUCSON AND PHOENIX PROVIDE IMPORTANT INTERACTION WITH DONORS AND KEY CONSTITUENTS. AS A RESULT, THE FOUNDATON PAID FOR DUES AND BUSINESS RELATED EXPENSES FOR THE FOLLOWING OFFICER: JOHN-PAUL ROCZNIAK. THE MEMBERSHIP AT THE PHOENIX COUNTRY CLUB WAS TERMINATED AS OF NOVEMBER 30, 2021. X 133 6591565 FMV X 3 3300000 FMV 0 1 0 SCHEDULE M, PART I, COLUMN (B): COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES HAS APPOINTED AN EXECUTIVE COMMITTEE WHICH IS COMPRISED OF THE CHAIR OF THE BOARD, THE VICE CHAIR, THE PRESIDENT OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SENIOR VICE PRESIDENT OF FINANCE OF THE CORPORATION AND UNIVERSITY OF ARIZONA, THE SECRETARY AND THE TREASURER. IN ADDITION, THE BOARD OF TRUSTEES MAY DESIGNATE ONE OR MORE AT-LARGE EXECUTIVE COMMITTEE MEMBERS. TO THE EXTENT PROVIDED IN THE EXECUTIVE COMMITTEE CHARTER, THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE REPORTS TO THE BOARD OF TRUSTEES AT EACH OF ITS MEETINGS ON THE ACTIONS TAKEN SINCE THE LAST MEETING OF THE BOARD OF TRUSTEES AND PROVIDES THE BOARD OF TRUSTEES WITH ALL INFORMATION NECESSARY FOR THE BOARD OF TRUSTEES TO CARRY OUT ITS GENERAL DUTY OF OVERSIGHT. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT PREPARED THE FORM 990. WE ENGAGED AN INTERNATIONAL PUBLIC ACCOUNTING FIRM TO REVIEW OUR INTERNALLY-PREPARED FORM 990. AFTER THE INTERNATIONAL PUBLIC ACCOUNTING FIRM COMPLETED THEIR REVIEW, MANAGEMENT REVIEWED THE FINAL DRAFT, WHICH WAS THEN SUBMITTED FOR REVIEW BY OUR AUDIT COMMITTEE BEFORE THE FORM WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE BOARD OF TRUSTEES AND EACH OFFICER-EMPLOYEE OF THE FOUNDATION IS ANNUALLY PROVIDED WITH A CONFLICT OF INTEREST ACKNOWLEDGEMENT AND DISCLOSURE STATEMENT. SUCH INDIVIDUALS ARE REQUIRED TO REVIEW THESE DOCUMENTS, COMPLETE THEM, AND RETURN THEM TO OUR IN-HOUSE LEGAL COUNSEL FOR REVIEW. ANY CONFLICTS WHICH PRESENT THEMSELVES DURING THE YEAR ARE REVIEWED BY MANAGEMENT AND SUBMITTED TO THE BOARD FOR RESOLUTION. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ONLY OF INDEPENDENT TRUSTEES; CONTEMPORANEOUS MINUTES ARE KEPT OF THEIR MEETINGS AND DECISIONS. THE COMMITTEE ENGAGES A COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA AND OTHER GUIDANCE. THE PROCESS WAS LAST COMPLETED OCTOBER 15TH 2020. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR AUDITED FINANCIAL STATEMENTS PUBLICLY AVAILABLE. FORM 990, PART XI, LINE 9: K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME/LOSS 1,223,694. UAF REALTY LLC 1111 N CHERRY AVENUE TUCSON AZ 85721 866050388 REAL ESTATE AZ 0 0 UNIVERSITY OF ARIZONA FOUNDATION UAF ELLER DEVELOPMENT LLC 1111 N CHERRY AVENUE TUCSON AZ 85721 866050388 RAISE FUNDS AZ 0 0 UNIVERSITY OF ARIZONA FOUNDATION CHARITABLE REMAINDER TRUSTS (52) TRUST AZ UNIVERSITY OF ARIZONA 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0