2022-04-12T07:36:30-07:00 2021-05-31 Tapia & Huckabay PC PO Box 38 Vergennes VT 05491 990 2020-06-01 061669185 Norwich University Applied Research Institutes Ltd NORW 8024852819 PO Box 30 Northfield VT 056630030 Philip T Susmann President 8024852819 2022-04-12 true Philip Susmann XXX-XX-XXXX William S Huckabay CPA P00154308 8028707086 3 AAL1 IAL1 FAL1 2020 2022-09-23 18:48:47Z NUARI Philip Susmann PO Box 30 Northfield VT 05663 7579853 false X www.NUARI.org X 2002 VT To serve the national public interest through the study of critical issues, to provide rapid research and development of needed technology, to enhance national response capability through educational and training programs serving as a national education center for counter-terrorism and cybercrime. 12 10 45 11 0 0 2420225 5529295 1228028 2048719 2232 1831 338 8 3650823 7579853 0 0 0 0 1744856 3304564 0 0 0 1393867 3202679 3138723 6507243 512100 1072610 1232410 3051687 407639 1154306 824771 1897381 To serve the national public interest through the study of critical national issues; to provide rapid research, development and deployment of needed technology solutions; to address related critical policy, information management and technology issues to enhance national response capability; to develop related educational and training programs; and to serve as a national education center for counter-terrorism and cybercrime. false false 2131737 0 1523435 TRAINING, EXERCISE AND SIMULATION ACTIVITIES Cyber Exercise Support Exercises - a) scenarios and exercises using the DECIDE FS Tool to demonstrate effectiveness and need for cyber incident response plans in the financial sector, b) Cyber Intrusion Planning and Detection for the State of Vermont, and c) Cyber Education Training. 519855 0 0 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES Development of web-based incident response training for states and communities which will enhance their response capabilities and preparedness in the event of a cyber attack, national emergency or other disaster. 2726791 0 525284 OTHER PROGRAM SERVICES Provided SME support and program management for visual augmentation systems and other related defense technology programs; developed educational innovation through SME support and program management, and provided other specialized technical services. 5378383 true true false false false false false false false false true false false false true true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 16 0 true 45 true false false false false false false false false false false false false X 12 10 false false false false false true true true true false false true true true true true true true true false X Marlene Betit 8024852819 63 Crescent Avenue 2nd Floor Northfield VT 05663 Robert B Mack Chair 1.00 X X 0 0 0 Mark Anarumo Vice Chair 1.00 X X 0 196429 89438 Andrew Bannon Director 0.50 X 0 0 0 William Goodman Director 0.50 X 0 0 0 Gen Alfred M Gray Director 0.50 X 0 0 0 Frederick M Haynes Director 0.50 X 0 0 0 Joel Kobert Director 0.50 X 0 0 0 Thomas Leavitt Director 0.50 X 0 0 0 Robert Lindefjeld Director 0.50 X 0 0 0 Mark D Young Director 0.50 X 0 0 0 William Lasky Director 0.50 X 0 0 0 John Koziol Director 0.50 X 0 0 0 Philip T Susmann President 40.00 X X 244695 0 44464 Andrew Zybas Vice President 40.00 X 111496 0 1011 Marsha Hopkins Treasurer 40.00 X 118571 0 26461 Michelle Leslie Secretary 6.00 X 6692 0 0 Michael Schulz Project Lead 40.00 X 140519 0 19492 John Kunelius CEO 40.00 X 132507 0 18351 Richard W Schneider Former Vice Chair (Jan 20 - Jun 20) 1.00 X X 0 1324230 34505 754480 1520659 233722 5 false true false L3 Technologies 9 Akira Way Londonderry NH 03053 Subcontractor 537871 University of Texas at San Antonio 1 UTSA Circle San Antonio TX 78249 Subcontractor 173581 University of Memphis PO Box 1000 Departement 313 Memphis TN 38148 Subcontractor 133291 Norwich University 158 Harmon Drive Northfield VT 05663 Subcontractor 124049 4 0 0 0 0 4946765 582530 0 5529295 Cyber exercise & scenario development 541700 1523435 0 0 Other scientific & technical services 541900 525284 0 0 2048719 1831 0 1831 0 Miscellaneous income 900099 8 0 0 8 8 7579853 2048719 0 1839 0 0 0 0 0 0 0 0 550117 267225 282892 0 0 0 0 0 2180151 1731376 448775 0 102636 75130 27506 0 247907 181468 66439 0 223753 163787 59966 0 0 0 0 0 35106 0 35106 0 28050 0 28050 0 0 0 0 0 0 0 0 0 0 0 2564836 2564836 0 0 0 0 0 0 122853 45021 77832 0 125392 91900 33492 0 0 0 0 0 24823 18193 6630 0 29083 25261 3822 0 0 0 0 0 10846 2945 7901 0 107 0 107 0 0 0 0 0 9221 6758 2463 0 47384 0 47384 0 Materials 191682 191682 0 0 Memberships 1320 825 495 0 Other expenses 11976 11976 0 0 6507243 5378383 1128860 0 -98152 38972 950427 952259 285441 1755226 52054 204703 41490 13830 36880 27660 5760 72867 1232410 3051687 159853 721053 217724 398566 30062 34687 407639 1154306 X 824771 1897381 0 0 824771 1897381 1232410 3051687 1072610 X false true X true true true X 0 0 2842422 1245486 1402159 2420225 5529295 13439587 320343 677412 760350 1228084 2048719 5034908 0 0 3162765 1922898 2162509 3648309 7578014 18474495 0 183543 560736 652154 1080496 1675084 4152013 183543 560736 652154 1080496 1675084 4152013 14322482 2223 1697 1241 2232 1831 9224 2223 1697 1241 2232 1831 9224 2 174 119 282 8 585 18484304 0.77480 0.79110 0.00050 0.00070 X Pt III Ln 12 Other Income Part III, Line 12 Description: Flexible Spending Account Forfeitures 2016: 2. 2017: 174. 2018: 0. 2019: 282. 2020: 0. Description: Miscellaneous Income 2016: 0. 2017: 0. 2018: 119. 2019: 0. 2020: 8. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 41490 13830 27660 0 0 0 0 0 0 0 0 27660 Due to Affiliate 34687 34687 X 7579853 7579853 7579853 6507243 6507243 6507243 Pt X, Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions." X X true true X X X X true true false false false false false false true true Mark Anarumo 0 192802 0 0 0 3627 0 12750 0 76688 0 285867 0 0 Philip T Susmann 243903 0 0 0 792 0 15000 0 29464 0 289159 0 0 0 Michael Schulz 138380 0 4200 0 -2061 0 8303 0 11189 0 160011 0 0 0 John Kunelius 131138 0 2600 0 -1231 0 8024 0 10327 0 150858 0 0 0 Richard W Schneider 0 184962 0 200000 0 939268 0 11586 0 22919 0 1358735 0 928113 Pt I Line 1b The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt I Line 1b The Former Vice Chair Richard Schneider was required by Norwich University, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Former Vice Chair's housing in the amount of $22,775 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits. Pt I Line 1b The Vice Chair Mark Anarumo is required by Norwich University, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Vice Chair's housing in the amount of $31,885 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits. Pt I Line 8 The Vice Chair entered into an initial contract with the University effective June 1, 2020 through May 31, 2023. Pt I Line 4a See below. Pt I Line 4b The Former Vice Chair's supplemental nonqualified retirement plan benefit amount of $933,599 is included in Schedule J, Part II, Column(B)(iii). This represents one month's compensation for each calendar year of completed service as President of Norwich University and is being paid out on a monthly basis. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. Form 990, Part IX, Line 11g Training, Exercise & Simulation Support 64840. 64840. 0. 0. Form 990, Part IX, Line 11g Courseware Development and Design Consultants 314436. 314436. 0. 0. Form 990, Part IX, Line 11g Other Program Support 2185560. 2185560. 0. 0. Norwich University 158 Harmon Drive Northfield VT 05663 030179424 Higher Education VT 501(c)(3) 2 NA false false false false false false false false false false false true true true false true true false false false Norwich University (NU) NUARI provided program services to NU l 298616 Standard Rates Norwich University (NU) NU provided program services to NUARI m 159821 Standard Rates Norwich University (NU) NUARI purchases e-mail telephone and internet servi p 49844 Cost Norwich University (NU) NUARI leases office space from NU k 144058 Standard Rates Norwich University (NU) NUARI and NU share employees o 19820 Cost