2022-02-11T14:00:46-06:00 2021-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1130 CONNECTICUT AVENUE NW NO 10 WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 2028332672 2022-02-11 1 ADAM KRANTZ 999009999 FRANK H SMITH P00639053 2022274000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z ADAM KRANTZ 1130 CONNECTICUT AVENUE NW NO 1050 WASHINGTON DC 20036 13096010 0 X WWW.NACWA.ORG X 1970 DC BE THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE A SUSTAINABLE APPROACH TO CLEAN WATER. 31 31 27 650 47100 0 17280 691573 6930833 6510762 214475 305410 112147 47155 7274735 7554900 30000 20000 0 0 4186966 4556285 0 0 0 2784813 1920707 7001779 6496992 272956 1057908 8378244 9685403 3197306 3207800 5180938 6477603 NACWA PLAYS A PROMINENT ROLE IN CLEAN WATER LEGISLATION, REGULATION, AND LITIGATION. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORM WATER, AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR OVER 50 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. NACWA IS ALSO AN INVALUABLE RESOURCE FOR THE CLEAN WATER SECTOR THROUGH ITS CONFERENCES AND PEER-TO-PEER BEST PRACTICES SHARING. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 19 0 1 27 1 1 1 0 0 0 1 1 0 0 0 X 31 31 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADAM KRANTZ 2028332672 1130 CONNECTICUT AVENUE NW NO 1050 WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 37.50 X 366160 0 90080 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 37.50 X 249435 0 75828 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 37.50 X 248769 0 66618 NATHAN GARDNER-ANDREWS GEN. COUNSEL & CHIEF ADVOC. OFFICER 37.50 X 239121 0 75080 AMANDA ASPATORE CHIEF LEGAL COUNSEL 37.50 X 201333 0 29419 GUNNAR GEHRMANN CHIEF INFORMATION OFFICER 37.50 X 143033 0 57028 KRISTINA SURFUS MANAGING DIRECTOR, GOVERNMENT AFFAIRS 37.50 X 148878 0 23869 SHARON POWELL SR DIRECTOR, HUMAN RESOURCES & ADMIN. 37.50 X 117870 0 52495 KELLY BROCATO WORK SR. DIR., MEMBER. DEV. & RETENTION 37.50 X 113448 0 52199 KISHIA L POWELL PRESIDENT 2.00 X X 0 0 0 THOMAS W SIGMUND VICE PRESIDENT 2.00 X X 0 0 0 OLUWOLE 'OJ' MCFOY TREASURER 2.00 X X 0 0 0 DIANE TANIGUCHI-DENNIS SECRETARY 2.00 X X 0 0 0 ENRIQUE C ZALDIVAR SECRETARY - UNTIL 05/2021 2.00 X X 0 0 0 ROGER BAILEY DIRECTOR 1.00 X 0 0 0 JAY BERNAS DIRECTOR 1.00 X 0 0 0 BARBARA BIGGS DIRECTOR 1.00 X 0 0 0 LAURA BRIEFER DIRECTOR 1.00 X 0 0 0 MICKEY CONWAY DIRECTOR 1.00 X 0 0 0 DAVID DENARD DIRECTOR 1.00 X 0 0 0 KYLE DREYFUSS-WELLS DIRECTOR 1.00 X 0 0 0 CALVIN FARR DIRECTOR 1.00 X 0 0 0 ROBERT FERRANTE DIRECTOR 1.00 X 0 0 0 MAMI HARA DIRECTOR - UNTIL 09/2021 1.00 X 0 0 0 STEVE HERSHNER DIRECTOR - UNTIL 10/2020 1.00 X 0 0 0 BRIAN HOELSCHER DIRECTOR 1.00 X 0 0 0 CHARLOTTE KATZENMOYER DIRECTOR 1.00 X 0 0 0 HARLAN L KELLY DIRECTOR - UNTIL 11/2020 1.00 X 0 0 0 WES KUCERA DIRECTOR 1.00 X 0 0 0 TERRY LEEDS DIRECTOR 1.00 X 0 0 0 ANGELA LICATA DIRECTOR 1.00 X 0 0 0 SUE MCCORMICK DIRECTOR - UNTIL 09/2021 1.00 X 0 0 0 JAMES A PARROTT DIRECTOR 1.00 X 0 0 0 GORDON PEDERSON DIRECTOR 1.00 X 0 0 0 SUSAN PEKAREK DIRECTOR 1.00 X 0 0 0 BRIAN PERKOVICH DIRECTOR 1.00 X 0 0 0 GREG RAMON DIRECTOR 1.00 X 0 0 0 CARLA A REID DIRECTOR - UNTIL 07/2021 1.00 X 0 0 0 MARK S SANCHEZ DIRECTOR 1.00 X 0 0 0 JOSHUA SCHIMMEL DIRECTOR 1.00 X 0 0 0 MICHAEL P SLEVIN DIRECTOR 1.00 X 0 0 0 JOHN P SULLIVAN DIRECTOR 1.00 X 0 0 0 TODD SWINGLE DIRECTOR 1.00 X 0 0 0 LEISA THOMPSON DIRECTOR 1.00 X 0 0 0 EILEEN WHITE DIRECTOR 1.00 X 0 0 0 MIKE WITT DIRECTOR 1.00 X 0 0 0 1828047 0 522616 13 0 1 0 BARNES & THORNBURG LLP ONE NORTH WACKER DRIVE SUITE 4400 CHICAGO IL 60606 PROJECT CONSULTING 116970 MARRIOTT BUSINESS SERVICE LOCK BOX 403003 ATLANTA GA 30384 HOTEL ACCOMODATIONS FOR CONFERENCE 113641 JW MARRIOTT AUSTIN 62960 COLLECTION DRIVE CHICAGO IL 60693 HOTEL ACCOMODATIONS FOR CONFERENCE 106628 BEVERIDGE & DIAMOND PC 1350 I STREET NW SUITE 700 WASHINGTON DC 20005 PROJECT CONSULTING 103046 4 658643 32930 691573 MEMBERSHIP DUES 900099 6027959 6027959 MEETING FEES 900099 276928 276928 SPONSORSHIPS 900099 205500 205500 PUBLICATION SALES 900099 375 375 6510762 159075 159075 5687445 5541110 146335 146335 146335 JOB BOARD 900004 47100 47100 OTHER INCOME 900099 55 55 47155 7554900 6305262 47100 510965 20000 1471515 2193535 206801 463825 220609 159547 30002 87000 53463 179511 29517 185146 215558 361694 4567 109213 3732 152306 35291 UBIT TAX 250 SERVICE CONTRACTS 129273 DUES AND SUBSCRIPTIONS 80178 AWARDS 43187 61272 6496992 1187873 704670 262090 200904 105010 219507 65975 126371 1500355 777758 862848 722597 5587367 7535042 103796 0 203285 176312 8378244 9685403 487373 514222 1245460 1308519 1464473 1385059 3197306 3207800 X 5151575 6428261 29363 49342 5180938 6477603 8378244 9685403 1057908 238757 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 6266389 262774 29517 292291 250656 41635 722157 177845 544312 124033 99328 24705 654165 500585 153580 722597 DEFERRED RENT AND LEASEHOLD INCENTIVES 1385059 1385059 X 7740194 238757 238757 7501437 53463 53463 7554900 6443529 0 6443529 53463 53463 6496992 PART X, LINE 2: NACWA EVALUATED ITS UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 US WATER ALLIANCE 1010 VERMONT AVE NW SUITE 1100 WASHINGTON DC 20005 262112661 501(C)(3) 20000 2021 MEMBERSHIP 1 0 PART I, LINE 2: FOR THE YEAR ENDED SEPTEMBER 30, 2021, NACWA ISSUED 'GRANTS', PER THE IRS' DEFINITION, TO VARIOUS ORGANIZATIONS AS MEMBERSHIP DUES AND SPONSORSHIPS OR TO HELP SUPPORT THE EXEMPT PURPOSE OF THE RECIPIENT ORGANIZATION. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTIONS WERE IMPOSED ON THE RECIPIENTS BY NACWA. X X X 0 0 0 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 305000 0 49000 0 12160 0 57000 0 33080 0 456240 0 0 0 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 220700 0 20000 0 8735 0 43481 0 32347 0 325263 0 0 0 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 220662 0 20000 0 8107 0 43474 0 23144 0 315387 0 0 0 NATHAN GARDNER-ANDREWS GEN. COUNSEL & CHIEF ADVOC. OFFICER 219121 0 20000 0 0 0 42967 0 32113 0 314201 0 0 0 AMANDA ASPATORE CHIEF LEGAL COUNSEL 198617 0 2500 0 216 0 17876 0 11543 0 230752 0 0 0 GUNNAR GEHRMANN CHIEF INFORMATION OFFICER 127469 0 10000 0 5564 0 25113 0 31915 0 200061 0 0 0 KRISTINA SURFUS MANAGING DIRECTOR, GOVERNMENT AFFAIR 137857 0 7750 0 3271 0 12865 0 11004 0 172747 0 0 0 SHARON POWELL SR DIRECTOR, HUMAN RESOURCES & ADMIN 106790 0 10000 0 1080 0 21039 0 31456 0 170365 0 0 0 KELLY BROCATO WORK SR. DIR., MEMBER. DEV. & RETENTION 107312 0 5750 0 386 0 20879 0 31320 0 165647 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 NACWA IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NACWA'S MEMBERS ELECT THE BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NACWA'S MEMBERS APPROVE ANY CHANGES OR AMENDMENTS TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B NACWA'S FEDERAL FORM 990 IS INITIALLY REVIEWED BY THE CHIEF EXECUTIVE OFFICER AND THE CHIEF FINANCIAL OFFICER. IT IS THEN REVIEWED IN FINAL DRAFT FORM BY NACWA'S AUDIT COMMITTEE, AND THEN SUBMITTED TO NACWA'S FULL BOARD OF DIRECTORS FOR COMMENT BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH NACWA'S CONFLICT OF INTEREST POLICY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A STATEMENT OF DISCLOSURE FORM. NACWA'S AUDIT COMMITTEE REVIEWS THE DISCLOSURE FORMS AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON HOW TO RESOLVE ANY POTENTIAL CONFLICT OF INTEREST DISCLOSED BY A BOARD MEMBER, OFFICER OR KEY EMPLOYEE. NACWA'S BOARD OF DIRECTORS CONSIDERS AND VOTES ON THE AUDIT COMMITTEE'S RECOMMENDATION. THIS ACTION IS DOCUMENTED IN THE BOARD OF DIRECTOR'S MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE, AND LOCATION (THE SALARY RANGES ARE UPDATED ANNUALLY BY A THIRD-PARTY CONSULTANT). ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY NACWA'S EXECUTIVE COMMITTEE ANNUALLY. THE TERMS OF THE CEO'S EMPLOYMENT CONTRACT ARE REVIEWED AND NEGOTIATED BY NACWA'S EXECUTIVE COMMITTEE AND EXECUTED BY THE ASSOCIATION'S PRESIDENT UPON AUTHORIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 NACWA PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST.