2022-02-13T16:20:03-06:00 2021-03-31 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2020-04-01 366066325 AMERICAN GASTROENTEROLOGICAL ASSOCIATION INSTITUTE AMER 3016542055 4930 DEL RAY AVE BETHESDA MD 20814 CHRISTOPHER BLUHM VICE PRESIDENT, FINANCE 3016542055 2022-02-13 1 CHRISTOPHER BLUHM 999009999 FREDERICK LONGWOOD P00439715 2022932200 2022-02-13 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z THOMAS SERENA 4930 DEL RAY AVE BETHESDA MD 20814 59355875 0 X GASTRO.ORG X 1937 DE TO CARRY OUT THE EDUCATIONAL, PRACTICE, AND RESEARCH INTERESTS OF THE AGA MEMBERS. 13 10 108 438 137521 97042 2234060 3323781 26674487 22521660 1696271 2094272 249748 284229 30854566 28223942 2278559 2593337 0 0 13595636 12993716 0 0 856145 14189125 8208640 30063320 23795693 791246 4428249 73089268 100198337 14172899 17659946 58916369 82538391 X THE PURPOSE OF AMERICAN GASTROENTEROLOGICAL ASSOCIATION INSTITUTE, INC. IS TO ADVANCE AND FOSTER THE DEVELOPMENT AND APPLICATION OF THE SCIENCE AND PRACTICE OF GASTROENTEROLOGY AND CLOSELY RELATED FIELDS OF STUDY, MEDICAL AND SCIENTIFIC BY PROVIDING LEADERSHIP AND AID IN ALL ASPECTS OF THIS FIELD, INCLUDING PATIENT CARE, RESEARCH, TEACHING, CONTINUING EDUCATION AND SCIENTIFIC COMMUNICATION, AND MATTERS OF NATIONAL HEALTH POLICY PERTAINING TO GASTROENTEROLOGY. 0 0 7741186 11492027 EDUCATION - AGA IS THE HOME OF SOME OF THE HIGHEST QUALITY SCIENTIFIC AND CLINICAL KNOWLEDGE FOR GI CLINICIANS AND RESEARCHERS IN THE WORLD. 6242158 2593337 13591201 RESEARCH - THE AGA PUBLISHES SCIENTIFIC JOURNALS AND RAISES FUNDS TO SUPPORT YOUNG RESEARCHERS IN THE FIELD OF GASTROENTEROLOGY AND HEPATOLOGY. 2305727 1662695 MEMBER SERVICES - THE AGA IMPROVES THE PROFESSIONAL LIVES OF THE GI COMMUNITY THROUGH ACCESS TO UNIQUE PROFESSIONAL EVENTS, COMMITTEE WORK, NETWORKING OPPORTUNITIES, AND SUBSCRIPTIONS TO ITS PREMIER JOURNALS: GASTROENTEROLOGY AND LCINICAL GASTROENTEROLOGY AND HEPATOLOGY. 967412 PRACTICE - AGA INSTITUTE DEFINES OPTIMAL CLINICAL PRATICE AND HELPS GASTROENTEROLOGISTS PROVIDE HIGH QUALITY, HIGH-VALUE CARE. 751410 ADVOCACY 1718822 18007893 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 269 0 1 108 1 1 1 1 BD 0 0 0 0 0 0 0 0 0 0 X 13 10 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC FL GA HI IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X THOMAS J SERENA 3016542055 4930 DEL RAY AVE BETHESDA MD 20814 HASHEM B EL-SERAG MD MPH AGAF IMMEDIATE PAST PRESIDENT (AS OF 6/20) 2.50 2.50 X X 36938 9250 0 DAVID LIEBERMAN MD AGAF IMMEDIATE PAST PRESIDENT (UNTIL 6/20) 2.50 2.50 X X 0 4625 0 M BISHR OMARY MD PHD AGAF PRESIDENT (AS OF 6/20) 2.50 2.50 X X 0 0 0 JOHN M INADOMI MD AGAF PRESIDENT ELECT (AS OF 6/20) 2.50 2.50 X X 18925 0 0 LAWRENCE KIM MD AGAF SECRETARY-TREASURER 2.50 2.50 X X 26750 0 0 ROBERT S SANDLER MD MPH AGAF COUNCILLOR 2.50 2.50 X 0 0 0 MARIA T ABREU MD AGAF COUNCILLOR 2.50 2.50 X 0 0 0 MICHAEL L KOCHMAN MD AGAF COUNCILLOR 2.50 2.50 X 0 0 0 LIN CHANG MD AGAF COUNCILLOR (AS OF 6/20) 2.50 2.50 X 0 0 0 PETER MARGOLIS MD AGAF COUNCILLOR 2.50 2.50 X 0 0 0 NICHOLAS O DAVIDSON MD DSC AGAF COUNCILLOR (AS OF 6/20) 2.50 2.50 X 0 0 0 MICHAEL L WEINSTEIN MD AGAF COUNCILLOR (AS OF 6/20) 2.50 2.50 X 0 0 0 DAVID A KATZKA MD AGAF COUNCILLOR 2.50 2.50 X 0 0 0 JOHN CARETHERS VICE PRESIDENT 2.50 0.00 X X 3375 0 0 THOMAS SERENA CEO 40.00 0.00 X 506054 0 60685 NANCY CHILL VP, EDU & BUSINESS DEV 40.00 0.00 X 276127 0 72438 JEFFREY SPRINGER VP, MKTG & MEMBR REL 33.00 7.00 X 185948 39444 57273 ELLEN SILVER VP, MTGS & CONVENTIONS 40.00 0.00 X 215241 0 68239 JESSICA DUNCAN VP, COMMUNICATIONS 38.00 2.00 X 204062 10740 24484 CHANTAL FREMONT VP, PRACTICE & QUALITY 40.00 0.00 X 211061 0 53849 KATHLEEN TEIXEIRA VP, GOVERNMENT AFFAIRS 14.00 26.00 X 67972 126235 66442 LESLIE HAUVER VP, INFORMATION TECHNOLOGY 40.00 0.00 X 187868 0 52424 LYNN GRONE VP, ORGANIZAITONAL EFFECTIVENESS 40.00 0.00 X 185039 0 65506 ERIN LANDIS VP, PUBLICATIONS 40.00 0.00 X 187084 0 45549 ALISON KIM VP, RES & INNOV (AS OF 3/20) 40.00 0.00 X 181156 0 43310 CHRISTOPHER BLUHM VP, FINANCE 40.00 0.00 X 188986 0 63218 SARAH MANWELL DIR, BUS & DATA ANALYTICS 40.00 0.00 X 129727 0 11196 LESLIE NARRAMORE DIR, REGULATORY AFFAIRS 6.00 34.00 X 19310 109425 9316 SONYA SERRA SR. DIR, REGISTRY DEV & INTEGRITY 40.00 0.00 X 142129 0 59733 CELENA NUQUAY SR. DIR, MEM REL & CONSTITUENCY PROG 22.00 18.00 X 66760 54622 59131 MATTHEW NICKOLS CREATIVE DIRECTOR 40.00 0.00 X 124537 0 56733 3165049 354341 869526 38 0 1 0 KNIGHTEN HEALTH LLC 4800 HAMPDEN LANE SUITE 200 BETHESDA MD 20814 MEDICAL EDUCATION 632767 CLINICAL CARE OPTIONS LLC 12001 SUNRISE VALLEY DRIVE STE 300 RESTON VA 20191 MEDICAL EDUCATION 420757 APPLIED CLINICAL INTELLIGENCE LLC 3 BALA PLAZA WEST SUITE 402 BALA CYNWYD PA 19004 FMT REGISTRY 138438 3 734018 2589763 3323781 PUBLICATIONS 541800 9494934 9357413 137521 SPONSORSHIPS 900099 5018245 5018245 AGA ASSN MANAGMENT 900099 3528053 3528053 DIGESTIVE DISEASE WEEK 900099 2769559 2769559 OTHER PROGRAMS 900099 875164 875164 835705 835705 22521660 1296838 1296838 105029 0 105029 105029 105029 31929367 31131933 797434 797434 797434 OTHER INCOME 900099 179200 179200 179200 28223942 22384139 137521 2378501 X 2593337 2593337 3298194 2288121 819960 190113 7776829 5499716 1820586 456527 522135 316158 174662 31315 706515 456528 214238 35749 690043 429638 220355 40050 176537 176537 129233 1331 127902 62565 62565 228510 228510 4070548 4003471 61577 5500 68639 68402 75 162 296407 143301 153106 86820 17752 69068 170562 1377 169185 216 -90 306 59720 45120 14600 577819 375117 173767 28935 70550 2279 68271 HONORARIA 1307766 1193066 114700 ELECTRONIC 488118 137082 351036 BANK & CREDIT CARD FEES 150213 83234 14078 52901 DUES & EDUCATION 72735 42742 29593 400 191682 133674 58115 -107 23795693 18007893 4931655 856145 313 159 5709214 12450121 1201629 1451892 2135761 1243607 393772 348633 12307441 7176311 5643627 5131130 57075990 78126626 928962 1446169 73089268 100198337 3151951 2314922 3870000 4345000 6742077 8680134 408871 2319890 14172899 17659946 X 32924221 47283906 25992148 35254485 58916369 82538391 73089268 100198337 X 4428249 19160983 32790 X X 0 1 X 1 0 X 2141925 2697656 3619602 2234060 3323781 14017024 18518823 23857665 24645987 26674487 22521660 116218622 20660748 26555321 28265589 28908547 25845441 130235646 90017 57983 38906 46381 57577 290864 4359357 4974275 438132 4957981 5559873 20289618 4449374 5032258 477038 5004362 5617450 20580482 109655164 1458899 1822357 2174129 1832168 1581067 8868620 202159 198117 146519 118289 117142 782226 1661058 2020474 2320648 1950457 1698209 9650846 698015 122778 179200 999993 22321806 28575795 31284252 30981782 27722850 140886485 0.77830 0.77920 0.06850 0.07110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23287761 3025335 9215295 1633000 33895391 24484597 1063455 -2263450 -3159 23287761 25137062 616513 -126555 1142423 24484597 22692287 1219976 2309026 1084227 25137062 21836504 1477642 2126266 2748125 22692287 0.84560 0.15440 0 0 2150000 2150000 8424874 5689135 2735739 467630 388151 79479 1264937 1099025 165912 5131130 DEFERRED COMPENSATION LIABILITY 512064 PAYCHECK PROTECTION PROGRAM LOAN 1807826 2319890 47189205 19160983 32790 19193773 27995432 228510 228510 28223942 23567183 0 23567183 228510 228510 23795693 PART V, LINE 4: ENDOWMENT FUNDS THE ORGANIZATION'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR AWARDS AND RELATED ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: GAIN ON INTEREST RATE SWAP 32,790. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS IN THE REGION 7202707 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDITORIAL AND PROGRAM DEVELOPMENT SVCS 85286 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EDITORIAL AND PROGRAM DEVELOPMENT SVCS 44733 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EDITORIAL AND PROGRAM DEVELOPMENT SVCS 12750 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES EDITORIAL AND PROGRAM DEVELOPMENT SVCS 1000 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES EDITORIAL AND PROGRAM DEVELOPMENT SVCS 300 0 0 0 0 0 0 7346776 0 7346776 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 AGA PILOT RESEARCH AWARD 3 90000 AGA RESEARCH SCHOLAR AWARD (RSA) 5 1500000 AGA-TAKEDA PHARMA COVID-19 RESEARCH 2 100000 AGA-TAKEDA RSA IN CELIAC 1 300000 AGA-TAKEDA RSA IN IBD 1 300000 AUGUSTYN AWARD 1 40000 BEAUMONT 2 5000 DISTINGUISHED ACHIEVEMT 1 5000 FMT REGISTRY 1 27337 FRIEDENWALD MEDAL 1 5000 FUNDERBURG AWARD 1 100000 GRG-GASTRO RESEARCH GROUP 1 1000 MEDTRONIC PILOT AWARD 1 30000 PFIZER PILOT RESEARCH AWARD 3 90000 PART I, LINE 2: PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS: GRANTS AND AWARDS ARE AWARDED AND MONITORED BASED ON A PROGRAM'S BUDGET AND GRANT STIPULATIONS, IF ANY. PROGRAM MANAGERS ARE RESPONSIBLE FOR MONITORING THE USE OF GRANT FUNDS. X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 THOMAS SERENA CEO 478240 0 24250 0 3564 0 19950 0 40735 0 566739 0 0 0 NANCY CHILL VP, EDU & BUSINESS DEV 274885 0 0 0 1242 0 19698 0 52740 0 348565 0 0 0 ELLEN SILVER VP, MTGS & CONVENTIONS 214159 0 0 0 1082 0 15460 0 52779 0 283480 0 0 0 JEFFREY SPRINGER VP, MKTG & MEMBR REL 181634 38529 2616 555 1698 360 12949 2747 34301 7276 233198 49467 0 0 CHANTAL FREMONT VP, PRACTICE & QUALITY 210606 0 0 0 455 0 15013 0 38836 0 264910 0 0 0 KATHLEEN TEIXEIRA VP, GOVERNMENT AFFAIRS 67634 125607 0 0 338 628 4900 9100 18355 34087 91227 169422 0 0 CHRISTOPHER BLUHM VP, FINANCE 186730 0 0 0 2256 0 6417 0 56801 0 252204 0 0 0 LYNN GRONE VP, ORGANIZAITONAL EFFECTIVENESS 183331 0 0 0 1708 0 13308 0 52198 0 250545 0 0 0 LESLIE HAUVER VP, INFORMATION TECHNOLOGY 186935 0 0 0 933 0 13555 0 38869 0 240292 0 0 0 JESSICA DUNCAN VP, COMMUNICATIONS 197427 10391 0 0 6635 349 14293 752 8967 472 227322 11964 0 0 ERIN LANDIS VP, PUBLICATIONS 186690 0 0 0 394 0 13219 0 32330 0 232633 0 0 0 ALISON KIM VP, RES & INNOV (AS OF 3/20) 180817 0 0 0 339 0 12709 0 30601 0 224466 0 0 0 SONYA SERRA SR. DIR, REGISTRY DEV & INTEGRITY 141461 0 0 0 668 0 10217 0 49516 0 201862 0 0 0 MATTHEW NICKOLS CREATIVE DIRECTOR 113612 0 0 0 10925 0 8891 0 47842 0 181270 0 0 0 CELENA NUQUAY SR. DIR, MEM REL & CONSTITUENCY PROG 66559 54458 0 0 201 164 4868 3983 27654 22626 99282 81231 0 0 PART I, LINE 1A THE ASSOCIATION'S PRESIDENT IS PERMITTED TO BRING A COMPANION ON CERTAIN BUSINESS TRIPS FOR THE ASSOCIATION. PART I, LINE 7 THE AGAI EXECUTIVE DIRECTOR IS ELIGIBLE TO RECEIVE AN ANNUAL BONUS, DETERMINED AS A PERCENTAGE OF BASE SALARY. THESE BONUSES ARE AWARDED AT THE DISCRETION OF THE INSTITUTE'S EXECUTIVE COMPENSATION COMMITTEE, SUBJECT TO FULL BOARD APPROVAL. FORM 990, PART VI, SECTION A, LINE 1 THE INSTITUTES' GOVERNING BOARD HAS AN EXECUTIVE COMMITTEE, CONSISTING OF THE BOARD OFFICERS, THE PAST PRESIDENT AND THE CHAIR OF THE INSTITUTE'S FOUNDATION FOR DIGESTIVE HEALTH AND NUTRITION. THE EXECUTIVE COMMITTEE HAS THE FOLLOWING DUTIES AND RESPONSIBILITIES: (1) DURING THE INTERVALS BETWEEN THE MEETINGS OF THE GOVERNING BOARD, TO EXERCISE SUCH POWERS AS MAY BE DELEGATED TO IT BY THE GOVERNING BOARD; (2) MAKE RECOMMENDATIONS TO THE GOVERNING BOARD AS TO MATTERS OF CHANGES, EXTENSIONS OR REVISIONS IN THE CORPORATIONS POLICY; (3) TO RECEIVE AND STUDY REPORTS OF SUCH COMMITTEES AS THE GOVERNING BOARD MAY DIRECT; (4) TO ACT AS AN ADVISORY BODY TO THE PRESIDENT; (5) TO KEEP A RECORD OF ITS PROCEEDINGS AND REPORT THE SAME TO THE GOVERNING BOARD AT THE NEXT SUCCEEDING MEETING FOR ITS APPROVAL OR DISAPPROVAL; AND (6) TO HOLD ITS MEETINGS AT SUCH PLACE OR PLACES AS IT MAY FROM TIME TO TIME DETERMINE. IN ADDITION, THE COMMITTEE MAY BE CALLED UPON TO MEET AT ANY TIME BY THE PRESIDENT OF THE FOUNDATION. ALL ACTIONS OF THE EXECUTIVE COMMITTEE SHALL BE SUBMITTED TO THE GOVERNING BOARD FOR RATIFICATION. IN ADDITION, THE EXECUTIVE COMMITTEE SHALL REVIEW AND EVALUATE PERFORMANCE OF EXISTING MEMBERS OF ALL COMMITTEES AND TASK FORCES AND DEVELOP SYSTEMS, POLICIES AND PROCEDURES TO ASSURE THAT ALL MEMBERSHIP THEREON IS APPROPRIATE TO THE RELEVANT MISSION AND THAT PROSPECTIVE APPOINTMENTS MEET THE NEEDS OF THE ORGANIZATION. THE EXECUTIVE COMMITTEE SHALL OVERSEE SELECTION OF ALL OFFICIAL AWARDS, PRIZES, AND GRANTS; AND SPECIFICALLY TO SELECT THE ANNUAL RECIPIENT OF THE JULIUS FRIEDENWALD MEDAL, WHICH WILL BE PRESENTED TO A MEMBER OF THE AMERICAN GASTROENTEROLOGICAL ASSOCIATION FOR DISTINGUISHED ACHIEVEMENT IN GASTROENTEROLOGY. THE EXECUTIVE COMMITTEE SHALL ALSO (1) ASSESS THE NEED FOR PRINT AND ELECTRONIC PUBLICATIONS AND SERVICES IN THE AREAS OF GASTROENTEROLOGY SCIENCE, CLINICAL PRACTICE AND EDUCATION, (2) RECOMMEND AND INITIATE PUBLISHING PROJECTS AND ACTIVITIES IN RESPONSE TO THOSE NEEDS, (3) DEVELOP PUBLICATION-RELATED POLICIES FOR APPROVAL BY THE GOVERNING BOARD, AND (4) ENSURE THE QUALITY AND FINANCIAL VIABILITY OF ALL AGA INSTITUTE PUBLICATIONS. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF THE ORGANIZATION IS AMERICAN GASTROENTEROLOGICAL ASSOCIATION, INC., A RELATED ENTITY EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(C)(6). FORM 990, PART VI, SECTION A, LINE 7A THE INSTITUTE'S GOVERNING BOARD CONSISTS OF TWELVE PERSONS, ELEVEN OF WHICH ARE ELECTED BY THE MEMBER (THE AMERICAN GASTROLOGICAL ASSOCIATION) AND ONE OF WHICH IS THE CHAIR OF THE INSTITUTE'S AGA RESEARCH FOUNDATION (NOT A SEPARATE ENTITY). FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A THIRD PARTY, FROM INFORMATION SUPPLIED BY THE INSTITUTE. AGA MANAGEMENT REVIEWS THE FINAL FORM 990 AND ADDRESSES ANY QUESTIONS PRIOR TO FILING. THE GOVERNING BOARD DOES NOT REVIEW THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNING BOARD MEMBERS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST POLICY FORM QUARTERLY TO DISCLOSE ANY CONFLICTS THAT MAY ARISE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMPENSATION COMMITTEE MEETS ANNUALLY TO REVIEW AND APPROVE COMPENSATION OF TOP MANAGEMENT OFFICIALS. AN INDEPENDENT CONSULTANT IS USED TO PROVIDE COMPARABLE SURVEY DATA TO HELP SET COMPENSATION LEVELS FOR THE CEO AND SENIOR POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 4,003,471. MANAGEMENT AND GENERAL EXPENSES 61,577. FUNDRAISING EXPENSES 5,500. TOTAL EXPENSES 4,070,548. FORM 990, PART XI, LINE 9: GAIN ON INTEREST RATE SWAP 32,790. FORM 990, PART XII, LINE 2C: THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PREVIOUS YEAR. AMERICAN GASTROENTEROLOGICAL ASSOCIATION INC (AGA) 4930 DEL RAY AVENUE BETHESDA MD 20814 202986410 PROFESSIONAL MEMBERSHIP ASSOCIATION DE 501(C)(6) N/A N/A 0 AGA POLITICAL ACTION COMMITTEE 4930 DEL RAY AVENUE BETHESDA MD 20814 204759482 POLITICAL ACTION COMMITTEE MD 527 N/A AGA 0 DDW LLC 4930 DEL RAY AVENUE BETHESDA MD 20814 OPERATION OF "DIGESTIVE DISEASE WEEK" CONFERENCE MD 501(C)(3) LINE 10 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 1 0 1 AMERICAN GASTROENTEROLOGICAL ASSN INC J 105030 PER LEASE CONTRACT AMERICAN GASTROENTEROLOGICAL ASSN INC O 1266383 TIME RECORDS AMERICAN GASTROENTEROLOGICAL ASSN INC Q 2262512 FMV DDW LLC S 2769560 CALC'D DISTRIBUTION TO FOUNDERS DDW LLC L 1465617 PER MANAGEMENT AGREEMENT AGA PAC L 84389 FMV - IN KIND