2022-01-27T13:06:32-06:00 2021-06-30 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVE 32ND FLOOR MILWAUKEE WI 53202 990 2020-07-01 952882724 FIELDING GRADUATE UNIVERSITY FIEL 8058984010 2020 DE LA VINA ST SANTA BARBARA CA 931053814 KATRINA ROGERS PRESIDENT 8058984010 2022-01-27 1 KATRINA ROGERS 999009999 TROY MARINE CPA P00187863 4147775500 2022-01-25 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z KATRINA ROGERS 2020 DE LA VINA ST SANTA BARBARA CA 931053814 31295223 0 X WWW.FIELDING.EDU X 1974 CA FIELDING PROVIDES DOCTORAL, MASTER'S AND GRADUATE-LEVEL CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, ORGANIZATION DEVELOPMENT, AND PSYCHOLOGY. 18 18 281 17 0 0 1418491 1207537 20187998 21498270 2732944 518696 100405 2251005 24439838 25475508 666763 515528 0 0 15918263 15852706 0 0 305390 5648107 4331662 22233133 20699896 2206705 4775612 31092694 38250030 8504046 9284831 22588648 28965199 WE PROVIDE EXEMPLARY INTERDISCIPLINARY PROGRAMS FOR A COMMUNITY OF SCHOLAR-PRACTITIONERS WITHIN A DISTRIBUTED LEARNING MODEL GROUNDED IN STUDENT-DRIVEN INQUIRY AND LEADING TO ENHANCED KNOWLEDGE. 0 0 13689638 515528 21498270 FIELDING GRADUATE UNIVERSITY IS AN ACCREDITED PROVIDER OF BLENDED GRADUATE EDUCATION, COMBINING FACE-TO-FACE AND ONLINE LEARNING. FIELDING OFFERS DOCTORAL, MASTER'S, AND ADVANCED CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, HUMAN AND ORGANIZATIONAL DEVELOPMENT, AND CLINICAL AND MEDIA PSYCHOLOGY TO MID-CAREER ADULTS. APPROXIMATELY 1,000 STUDENTS ARE SERVED THROUGHOUT THE WORLD WITH THE MAJORITY RESIDING IN THE UNITED STATES AND NORTH AMERICA. 13689638 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 65 0 281 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X PREMA WINDOKUN 8058984010 2020 DE LA VINA STREET SANTA BARBARA CA 931053538 ANTHONY GREENE FACULTY MEMBER & TRUSTEE 37.50 X 89824 0 17546 DOROTHY AGGER GUPTA FACULTY MEMBER & TRUSTEE AS OF 6/19 37.50 X 99373 0 7686 KAREN BOGART TRUSTEE AND CHAIR OF BOARD AS OF 5/18 4.00 X X 0 0 0 PATRICIA ZELL TRUSTEE AND SECRETARY AS OF 5/18 4.00 X X 0 0 0 MARIA SANCHEZ STUDENT TRUSTEE AS OF 5/19 2.00 X 0 0 0 ZABRINA EPPS STUDENT TRUSTEE AS OF 5/19 2.00 X 0 0 0 NANCY BAKER TRUSTEE AND TREASURER AS OF 5/19 4.00 X X 0 0 0 JUDITH KATZ TRUSTEE 2.00 X 0 0 0 KEITH EARLEY TRUSTEE 2.00 X 0 0 0 MANLEY BEGAY TRUSTEE 2.00 X 0 0 0 MB BETTENCOURT TRUSTEE AS OF 1/20 2.00 X 0 0 0 RUSS GOODMAN TRUSTEE AS OF 1/20 2.00 X 0 0 0 JOHN BENNETT TRUSTEE AS OF 3/19 2.00 X 0 0 0 MICHAEL ALI TRUSTEE AS OF 3/19 2.00 X 0 0 0 MICHAEL GOLDSTEIN TRUSTEE AS OF 3/19 2.00 X 0 0 0 CONNIE SHAFRAN TRUSTEE AS OF 5/20 2.00 X 0 0 0 CHAD HAMILL TRUSTEE AS OF 5/21 2.00 X 0 0 0 GARY WAGENHEIM TRUSTEE AND VICE CHAIR AS OF 5/18 4.00 X X 0 0 0 KATRINA ROGERS PRESIDENT & CEO 37.50 X 332200 0 96600 PREMA WINDOKUN VICE PRESIDENT & CFO 37.50 X 161704 0 16743 MONIQUE SNOWDEN SR VICE PRESIDENT & PROVOST 37.50 X 217722 0 38634 ORLANDO TAYLOR SPECIAL ADVISOR, STRATEGIC INITIATIVES & RESEARCH 37.50 X 152156 0 22795 KATHERINE MCGRAW ASSOCIATE VICE PROVOST 37.50 X 133662 0 53607 MARILYN FREIMUTH DIRECTOR CLINICAL PSYCHOLOGY 37.50 X 165495 0 20489 KRISTINE JACQUIN DEAN SCHOOL OF PSYCHOLOGY 37.50 X 162400 0 22817 BARBARA MINK DEAN SCHOOL OF LEADERSHIP STUDIES 37.50 X 155156 0 23010 ALMA BOUTIN-MARTINEZ ASSOCIATE VICE PROVOST 37.50 X 123006 0 45123 1792698 0 365050 19 0 1 0 TYTON PARTNERS CONSULTING LLC 100 FRANKLIN STREET BOSTON MA 02110 MANAGEMENT CONSULTING 150000 FOLK EDUCATION ASSOCIATION OF AMERICA PO BOX 55 BIGHILL KY 40405 SUBAWARD GRANTS 116392 LEADERSHIP STRATEGIES INTERNATIONAL 15555 BRONCO DRIVE SANTA CLARITA CA 91387 INSTRUCTION - CONSULTING 105625 3 998853 208684 5191 1207537 TUITION AND FEES 611600 21498270 21498270 21498270 510634 510634 5827777 5819715 8062 8062 8062 GAIN ON EXTINGUISHMENT OF LOAN PA 900099 2181393 2181393 OTHER INCOME 611600 69612 69612 2251005 25475508 21498270 0 2769701 17028 17028 476450 476450 22050 22050 1052981 189198 830563 33220 10698970 8800202 1758473 140295 766925 539920 213529 13476 2430953 1740522 627927 62504 902877 687575 202091 13211 37901 37901 72668 72668 64135 64135 664600 266410 398190 422371 44726 359304 18341 101681 21348 68404 11929 1236482 60828 1167118 8536 251678 223312 28366 15028 1563 12297 1168 6760 5647 897 216 104113 37047 67066 215405 117348 98057 245200 2601 242599 PROGRAM AND RESEARCH 479793 397707 82086 ADMINISTRATIVE FEES 278004 188 277816 PROFESSIONAL DEVELOPMEN 135843 37968 95381 2494 20699896 13689638 6704868 305390 10181555 19934491 1250362 947179 916397 1270110 9201 9201 550915 734837 11317316 6461511 4946099 4855805 13225747 10490493 12418 7914 31092694 38250030 849418 1210072 4402675 3934582 3251953 4140177 8504046 9284831 X 16760338 22222255 5828310 6742944 22588648 28965199 31092694 38250030 4775612 1600939 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6983837 53179 2045411 43840 62725 8975862 6642253 143094 296608 96241 1877 6983837 6340354 80228 317844 92344 3829 6642253 5758923 221093 436178 26590 49250 6340354 4913437 304655 614518 25975 47712 5758923 0.42000 0.58000 0 0 2603972 2603972 4428223 2460038 1968185 4285121 4001473 283648 4855805 UNEARNED TUITION 4140177 4140177 X 26533492 1600939 1600939 24932553 64135 478820 542955 25475508 20156941 0 20156941 64135 478820 542955 20699896 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT GENERAL OPERATIONS, SCHOLARSHIPS, RESEARCH AND EDUCATIONAL ACTIVITIES. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THE UNIVERSITY IS NOT SUBJECT TO FEDERAL INCOME TAXES EXCEPT TO THE EXTENT IT DERIVES INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS TAX-EXEMPT PURPOSES (UNRELATED TRADE OR BUSINESS ACTIVITIES). THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX. AT JUNE 30, 2021 AND 2020, THE UNIVERSITY HAD NO OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2021 AND 2020. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 478,820. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 478,820. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS STUDENTS NATIONWIDE AND MEETS THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF POLICY IN ALL BROCHURES AND CATALOGS AND ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6 FIELDING GRADUATE UNIVERSITY PARTICIPATES IN TITLE IV FEDERAL FINANCIAL AID PROGRAMS PROVIDING STUDENT EDUCATIONAL LOANS TO STUDENTS AND GRANT FUNDS FOR RESEARCH. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 5 PROGRAM SERVICES - EDUCATION EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 1 PROGRAM SERVICES - EDUCATION CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 1 PROGRAM SERVICES - EDUCATION 0 7 0 0 0 7 0 0 0 TUITION ASSISTANCE, SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 7 12800 POSTED TO STUDENT'S ACCOUNT TUITION ASSISTANCE, SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 1 1300 POSTED TO STUDENT'S ACCOUNT TUITION ASSISTANCE, SCHOLARSHIP CENTRAL AMERICA AND CARRIBEAN 1 5950 POSTED TO STUDENT'S ACCOUNT TUITION ASSISTANCE, SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 1 1000 POSTED TO STUDENT'S ACCOUNT TUITION ASSISTANCE, SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 1 1000 POSTED TO STUDENT'S ACCOUNT 0 0 0 0 0 0 PART I, LINE 2: GRANT FUNDS COME IN THE FORM OF SCHOLARSHIP OR TUITION ASSISTANCE APPLIED DIRECTLY AGAINST TUITION COSTS. PART I, LINE 3: THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES RELATED TO THESE ACTIVITIES OTHER THAN DIRECT SCHOLARSHIP ASSISTANCE TO INDIVIDUALS RESIDING OUTSIDE THE US. PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (E): REGION: NORTH AMERICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN NORTH AMERICA, OTHER THAN IN THE UNITED STATES, WAS $12,800 REGION: EAST ASIA AND THE PACIFIC - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN EAST ASIA & THE PACIFIC WAS $1,300. REGION: CENTRAL AMERICA AND CARRIBEAN - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN CENTRAL AMERICA AND CARRIBEAN WAS $5,950. REGION: EUROPE - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN EUROPE WAS $1,000. REGION: MIDDLE EAST/NORTH AFRICA - SPECIFIC TYPES OF SERVICES IN REGION: THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN MIDDEL EAST/NORTH AFRICA WAS $1,000. 1 MINDOPEN LEARNING STRATEGIES LLC 5 STONE STREET STATEN ISLAND NY 10304 821763864 6000 PROGRAM PROJECT: ORGANIZATIONAL CHANGE FOR FAIR CHANCE HIRING IN AN ERA OF RACIAL RECKONING; HE PROJECT WILL SUPPORT PARENTING BLACK AND LATINX TEENS AND YOUNG ADULTS AS THEY FACE ONGOING RACIAL, ETHNIC, HEALTH, MENTAL HEALTH, SOCIOECONOMIC, AND DEMOGRAPHIC DISPARITIES. THE PROGRAM WILL MEET YOUTH WHERE THEY ARE BY PRIMARILY UTILIZING DIGITAL MEANS (E.G., SOCIAL MEDIA PLATFORMS, ONLINE COMMUNITIES, VIDEO CONFERENCING) TO PROVIDE SUPPORT AND PSYCHOEDUCATION RELATED TO MENTAL HEALTH AND PARENTING IN A CULTURALLY RELEVANT MANNER PSYCHES OF COLOR INC 1819 SAN ARDO STREET TORRANCE CA 90501 851924796 7000 PROGRAM PROJECT: NURTURING PSYCHES OF COLOR, THIS PROJECT WILL PARTNER WITH HIRING MANAGERS TO SHAPE ATTITUDES AND SKILLS NECESSARY TO INCREASE EMPLOYMENT OF WORKING-AGE ADULTS WITH CRIMINAL RECORDS 2 0 TUITION SCHOLARSHIPS AWARDED TO STUDENTS 214 446770 RESEARCH GRANTS AWARDED TO FACULTY MEMBERS 7 19680 RESEARCH GRANTS AWARDED TO STUDENTS 10 10000 PART I, LINE 2: FIELDING GRADUATE UNIVERSITY AWARDS TUITION SCHOLARSHIPS TO STUDENTS OF THE UNIVERSITY AND ARE IMMEDIATELY APPLIED AGAINST THE STUDENT'S TUITION CHARGES. FIELDING GRADUATE UNIVERSITY AWARDS RESEARCH GRANTS TO FACULTY MEMBERS AND STUDENTS OF THE UNIVERSITY AND REQUIRES WRITTEN REPORTS FROM GRANT RECIPIENTS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 KATRINA ROGERS PRESIDENT & CEO 302200 0 30000 0 0 0 24000 0 72600 0 428800 0 0 0 MONIQUE SNOWDEN SR VICE PRESIDENT & PROVOST 217722 0 0 0 0 0 17600 0 21034 0 256356 0 0 0 KATHERINE MCGRAW ASSOCIATE VICE PROVOST 133662 0 0 0 0 0 10417 0 43190 0 187269 0 0 0 MARILYN FREIMUTH DIRECTOR CLINICAL PSYCHOLOGY 165495 0 0 0 0 0 9933 0 10556 0 185984 0 0 0 KRISTINE JACQUIN DEAN SCHOOL OF PSYCHOLOGY 162400 0 0 0 0 0 12800 0 10017 0 185217 0 0 0 PREMA WINDOKUN VICE PRESIDENT & CFO 161704 0 0 0 0 0 6188 0 10555 0 178447 0 0 0 BARBARA MINK DEAN SCHOOL OF LEADERSHIP STUDIES 155156 0 0 0 0 0 12455 0 10555 0 178166 0 0 0 ORLANDO TAYLOR SPECIAL ADVISOR, STRATEGIC INITIATIV 152156 0 0 0 0 0 12240 0 10555 0 174951 0 0 0 ALMA BOUTIN-MARTINEZ ASSOCIATE VICE PROVOST 123006 0 0 0 0 0 10400 0 34723 0 168129 0 0 0 PART I, LINE 1A HOUSING FOR THE PRESIDENT/CEO ON THE EMPLOYER'S PREMISES AND AS A CONDITION OF EMPLOYMENT HAVE BEEN EXCLUDED FROM COMPENSATION UNDER INTERNAL REVENUE CODE SECTION 119(A), AND ARE INCLUDED IN NONTAXABLE BENEFITS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPRISED OF THE OFFICERS AND THE CHAIRS OF THE STANDING COMMITTEES WHO ARE ALL MEMBERS OF THE GOVERNING BODY. THE COMMITTEE HAS THE POWER TO ACT ON BEHALF OF THE BOARD DURING PERIODS BETWEEN MEETINGS EXCEPT FILLING VACANCIES ON THE BOARD OR COMMITTEES, CHANGING BYLAWS, CHANGING A RESOLUTION THAT REQUIRES BOARD ACTION, AND APPOINTMENT OF ANY OTHER COMMITTEES OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD OF TRUSTEES PRIOR TO THE FORM BEING SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C FIELDING GRADUATE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY THAT DEFINES: 1. THE NATURE OF A CONFLICT OF INTEREST AND WHEN IT MUST BE BROUGHT TO THE ATTENTION OF THE BOARD BY THE PERSON WITH THE CONFLICT. 2. A PROCEDURE WHEREBY INTERESTED PARTIES MAY BRING POTENTIAL CONFLICTS OF INTEREST TO THE ATTENTION OF THE APPROPRIATE BODIES. 3. A PROCEDURE FOR EACH TRUSTEE AND SENIOR MANAGEMENT EMPLOYEE TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. 4. A PROCEDURE FOR THE REVIEW AND DETERMINATION OF A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S CURRENT COMPENSATION WAS SET BY A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF FIELDING'S BOARD OF TRUSTEES. THE SUBCOMMITTEE USED COMPARABILITY DATA FROM THREE DIFFERENT SOURCES (TWO OF THEM SPECIFIC TO HIGHER EDUCATION, AND ONE GENERAL SOURCE) AND SOUGHT REVIEW BY LEGAL COUNSEL. THE PROCESS WAS BEGUN IN MAY 2015, CONCLUDED IN FEBRUARY 2016, AND DOCUMENTED IN APRIL 2016. SALARIES FOR OTHER KEY EMPLOYEES HAVE BEEN SET IN ACCORDANCE WITH FIELDING'S COMPENSATION POLICY, WHICH STATES THAT COMPENSATION SHALL BE BASED ON CURRENT JOB MARKET DATA AND REVIEWED REGULARLY. FIELDING SETS SALARY RANGES THAT BRIDGE THE MEDIAN MARKET SALARIES FOR COMPARABLE POSITIONS. THIS PROCESS WAS USED BY THE HUMAN RESOURCES DEPARTMENT TO ESTABLISH COMPENSATION FOR OTHER KEY EMPLOYEES (CFO, PROVOST, AND OTHER VICE PRESIDENT POSITIONS). FORM 990, PART VI, SECTION C, LINE 19 BYLAWS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON OUR OWN WEBSITE. FORM 990, PART XII, LINE 2C THE OVERSIGHT AND SELECTION PROCESS FOR THE FINANCIAL STATEMENT AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR.