2025-05-09T16:35:48-05:00 2024-06-30 410746749 CLIFTONLARSONALLEN LLP TWO INTERNATIONAL PLACE 22ND FLOOR BOSTON MA 02110 990 2023-07-01 060731360 UNIVERSITY OF HARTFORD UNIV 8607685691 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 LAWRENCE P WARD PRESIDENT 8607685691 2025-05-08 1 0 LAURA J KENNEY P00202198 6177170831 2025-05-08 2023 2025-03-06 01:10:19Z LAWRENCE P WARD 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 327198736 0 X WWW.HARTFORD.EDU X 1957 CT THE UNIVERSITY PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES INTELLECTUALLY, PERSONALLY AND SOCIALLY. 31 28 3046 75 222156 0 13709437 14034577 242333316 262710098 8065673 6826710 5237579 3911557 269346005 287482942 103015000 113020982 0 0 101429158 97567660 0 0 4487556 87090710 86969832 291534868 297558474 -22188863 -10075532 426310606 432232006 223210715 218412259 203099891 213819747 DEDICATED TO LEARNING, PERSONAL GROWTH, KNOWLEDGE CREATION, AND THE BETTERMENT OF SOCIETY. THE UNIVERSITY ENGAGES STUDENTS IN AQUIRING THE KNOWLEDGE, SKILLS, AND VALUES NECESSARY TO THRIVE IN AND CONTRIBUTE TO A PLURALISTIC, COMPLEX WORLD. 0 0 267664624 113020982 262710098 THE UNIVERSITY OF HARTFORD IS AN INDEPENDENT, CO-EDUCATIONAL, NON-SECTARIAN INSTITUTION THAT CURRENTLY ENROLLS APPROXIMATELY 6,022 FULL AND PART-TIME STUDENTS THAT REPRESENT 47 US STATES AND 55 FOREIGN COUNTRIES. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVEN SCHOOLS, OFFERING 85 UNDERGRADUATE MAJORS, 46 GRADUATE-LEVEL DEGREE PROGRAMS, 7 ASSOCIATE DEGREE PROGRAMS, AND 6 DOCTORATE DEGREES, AS WELL 40 UNDERGRADUATE AND GRADUATE CERTIFICATES AND DIPLOMAS. 267664624 1 1 0 1 0 0 0 1 0 1 1 1 0 1 1 1 1 0 1 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 1 0 0 0 1 634 0 1 3046 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 31 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO CT DC KY MD MA MI NV NH NJ NY OH OK OR SC WA X ELAINE DALY 8607684652 200 BLOOMFIELD AVE WEST HARTFORD CT 06117 X STEPHEN M MULREADY INTERIM PRESIDENT (AS OF 7/23) 40.00 0.00 X X 311952 0 43766 RANDY JACOBS FACULTY REGENT (AS OF 7/23) 40.00 0.00 X 74488 0 30858 JOANNA BORUCINSKA FACULTY REGENT (AS OF 7/23) 40.00 0.00 X 99153 0 8873 DONALD ALLAN REGENT - CHAIR 2.00 0.00 X 0 0 0 TANYA TAUPIER REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 PETER TEDONE REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 DAVID THOMPSON REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 ANTHONY ASSANTE REGENT (AS OF 9/23) 2.00 0.00 X 0 0 0 KATHLEEN BEHRENS REGENT 2.00 0.00 X 0 0 0 MARCY CAMPBELL REGENT 2.00 0.00 X 0 0 0 MICHAEL DAGLIO REGENT 2.00 0.00 X 0 0 0 MARGARET PEARL DOUGLAS REGENT 2.00 0.00 X 0 0 0 NICHOLAS GALLUCCIO REGENT 2.00 0.00 X 0 0 0 KENNETH GLUECK REGENT 2.00 0.00 X 0 0 0 DAVID GORDON REGENT 2.00 0.00 X 0 0 0 KEVIN GRANT REGENT 2.00 0.00 X 0 0 0 RYAN SPEEDO GREEN REGENT 2.00 0.00 X 0 0 0 SONYA HALPERN REGENT (AS OF 9/23) 2.00 0.00 X 0 0 0 MARTIN JOHN REGENT 2.00 0.00 X 0 0 0 MICHELLE KING REGENT 2.00 0.00 X 0 0 0 DEBORAH KOLTENUK REGENT 2.00 0.00 X 0 0 0 MARK LIEB REGENT 2.00 0.00 X 0 0 0 JAY MALAVE REGENT (AS OF 7/23) 2.00 0.00 X 0 0 0 GLENN MESSEMER REGENT 2.00 0.00 X 0 0 0 CHARLES PAGANO JR REGENT 2.00 0.00 X 0 0 0 ESTHER PRYOR REGENT 2.00 0.00 X 0 0 0 LINDA SHANLEY REGENT 2.00 0.00 X 0 0 0 PAUL SITTARD REGENT 2.00 0.00 X 0 0 0 DEVERELL SMITH REGENT 2.00 0.00 X 0 0 0 JOSEPH SYLVESTRO REGENT 2.00 0.00 X 0 0 0 ORIN WOLF REGENT 2.00 0.00 X 0 0 0 KATHRYN PENDERGAST VP DEVELOPMENT 40.00 0.00 X 283845 0 45720 KATHERINE BLACK PROVOST 40.00 0.00 X 271673 0 60935 AARON ISAACS VP OF STUDENT SUCCESS 40.00 0.00 X 278587 0 25765 MOLLY POLK VP MARKETING & COMM 40.00 0.00 X 273962 0 25351 JAMIE BAMBER CFO 40.00 0.00 X 227734 0 36219 KATE DION SECRETARY 2.00 0.00 X 0 0 0 NANCY STUART DEAN ART SCHOOL 40.00 0.00 X 254857 0 46638 HISHAM ALNAJJAR DEAN CETA 40.00 0.00 X 247849 0 56706 DALE MERRILL DEAN HARTT SCHOOL 40.00 0.00 X 244413 0 34229 CESARINA THOMPSON DEAN ENHP 40.00 0.00 X 239934 0 21679 CARMEN COTEI INTERIM DEAN BARNEY SCHOOL 40.00 0.00 X 228918 0 19939 SHARON BEVERLY UNTIL 623 VP ATHLETICS & RECREATION 40.00 0.00 X 176059 0 0 RAYMOND MCGIVNEY AVP, GRADUATE & PROFESSIONAL STUDIES 40.00 0.00 X 205024 0 50460 DAVID GOLDENBERG INTERIM ATHLETIC 40.00 0.00 X 198987 0 48470 JESSICA NICKLIN ASSOC PROVOST FACULTY AFFAIRS/RESEARCH 40.00 0.00 X 191688 0 14662 CHITTARANJAN SAHAY PROFESSOR 40.00 0.00 X 181681 0 34637 ELAINE DALY AVP, FINANCE AND CONTROLLER 40.00 0.00 X 178660 0 16141 GREGORY WOODWARD FORMER PRESIDENT (UNTIL 6/23) 0.00 0.00 X 320300 0 76384 MARK BOXER FORMER COO (UNTIL 4/23) 0.00 0.00 X 140386 0 19254 LAURA WHITNEY FORMER CFO 0.00 0.00 X 180000 0 0 4810150 0 716686 132 1 1 0 ARAMARK FOOD & SUPPORT SERVICES INC 2400 MARKET ST PHILADELPHIA PA 19103 DINING & FACILITIES 24822384 CONSIGLI CONSTRUCTION COMPANY INC 72 SUMNER STREET MILFORD MA 01757 CONSTRUCTION 2558608 ELLUCIAN SUPPORT INC 4 COUNTRY VIEW RD MALVERN PA 19355 IT SERVICES 1769473 WHITING-TURNER CONTRACTING COMPANY 300 E JOPPA ROAD TOWSON MD 21286 CONSTRUCTION 1727330 EDF ENERGY SERVICES LLC 601 TRAVIS ST STE 1700 HOUSTON TX 770023253 ENERGY SERVICES 1709794 68 275645 702850 4730766 8325316 185034 14034577 TUITION AND FEES 611710 210822205 210822205 ROOM, BOARD, AND AUXILIARY 721310 45722554 45722554 ORGANIZED ACTIVITIES 711190 4107879 4107879 OTHER AUXILLIARY 900099 2057460 2057460 262710098 4948260 222156 4726104 41513026 39634576 1878450 1878450 1878450 43068 275645 81218 -38150 -38150 REBATES/STUDENT CONVENIENCE FEES 900099 3949707 3949707 3949707 287482942 262710098 222156 10516111 111610673 111610673 1410309 1410309 4503353 2666513 1455152 381688 257977 181477 74250 2250 72216986 62981602 6522214 2713170 4258051 3591334 524933 141784 11001327 9198291 1423005 380031 5329966 4421648 728621 179697 903669 903669 280190 280190 1012311 1012311 3593104 3593104 1037598 808747 102719 126132 4647355 3370467 1095860 181028 4639584 3806727 714079 118778 3276 3276 7879223 6419027 1389371 70825 3487325 3053277 346172 87876 431667 363532 66935 1200 6284287 5819231 465056 15406222 14266116 1056263 83843 2263749 2263749 DINING 15685001 15685001 FACILITIES SERVICES 13182277 13182277 TUITION ABATEMENT 2249138 2249138 ROOM & BOARD 1914707 1914707 2069149 661254 1388641 19254 297558474 267664624 25406294 4487556 1629333 22875741 24095238 9264173 10324263 8214083 6709314 1104047 643101 8321487 10081472 448015282 282546455 176030542 165468827 87944464 98732543 90038778 91294591 20887958 24882657 426310606 432232006 23598796 20539014 20950564 19147781 162417425 159168995 5000000 12000000 11243930 7556469 223210715 218412259 X 19930589 15595528 183169302 198224219 203099891 213819747 426310606 432232006 X -10075532 16681216 6000 4108172 X 0 1 X 1 1 1 X 19425477 24501520 20669411 13709437 14034577 92340422 19425477 24501520 20669411 13709437 14034577 92340422 5403012 86937410 2634753 4063284 3942776 5553285 4726104 20920202 7500 250 7750 683538 605968 7822398 5237579 3949707 18299190 131567564 1242892447 0.66080 0.70040 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 683,538. 2020 AMOUNT: $ 605,968. 2021 AMOUNT: $ 7,822,398. 2022 AMOUNT: $ 5,237,579. 2023 AMOUNT: $ 3,949,707. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 2253 2253 0 PART II-B, LINE 1: THE UNIVERSITY OF HARTFORD PAYS MEMBERSHIP DUES TO A MEMBERSHIP ORGANIZATION. A PORTION OF THOSE DUES IS ALLOCATED TO LOBBYING AND REPORTED ON SCHEDULE C, PART II-B. X X X X 0 183500283 2416071 23914888 4792832 10266320 194772090 191364483 3751564 20432053 3660339 28387478 183500283 232738324 1996262 -33345779 2490058 7534266 191364483 176055351 4260968 59788754 7366749 232738324 182811990 1422818 -1358877 6820580 176055351 0.08010 0.91990 0.00000 0 0 6542915 6542915 381785961 232094106 149691855 52110300 46532066 5578234 7576106 3920283 3655823 165468827 US AND NON-US EQUITIES 52490184 F FIXED INCOME 7399422 F PRIVATE EQUITY FUNDS 23866833 F HEDGED MULT-STRAT. FUNDS 5709500 F REAL ASSETS 1828652 F 91294591 CHARITABLE REMAINDER UNITRUSTS 3205955 PERPETUAL TRUST (HASE, INC.) 21676702 24882657 ACCRUED POST RETIREMENT BENEFIT 3331666 FED GOVT STUDENT LOAN ADVANCES 1576266 ASSET RETIREMENT OBLIGATIONS 2648537 7556469 X 194320255 16681216 4108172 20789388 173530867 1012311 112939764 113952075 287482942 183606399 0 183606399 1012311 112939764 113952075 297558474 PART III, LINE 1A: IT IS THE UNIVERSITY'S POLICY NOT TO CAPITALIZE LIBRARY AND ARTS COLLECTIONS. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE PERIOD IN WHICH ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM THE SALE OF COLLECTION ITEMS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPLICABLE NET ASSET CLASS. PART III, LINE 4: COLLECTIONS ARE SUPPORTED BY INTERLIBRARY RESOURCE-SHARING SERVICES FOR BOTH BORROWING AND LENDING MATERIALS. THE HARRISON LIBRARIES COLLECTIONS HAVE HOLDINGS OF MORE THAN 535,000 BOOKS, JOURNALS, MICROFILMS, VIDEOS, AND DVDS. THE MILDRED P. ALLEN MEMORIAL LIBRARY HOLDS A COLLECTION OF MORE THAN 85,000 BOOKS, MUSIC SCORES AND PERFORMING EDITIONS, AND MORE THAN 400 ONLINE PRINT JOURNAL AND TITLES. THE UNIVERSITY'S ART COLLECTION IS A MAJOR RESOURCE FOR EDUCATION IN THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND PUBLIC AUDIENCES THROUGHOUT THE REGION WITH SIGNIFICANT EXHIBITIONS BY NOTED ARTISTS AND REGULARLY SCHEDULE PUBLIC PROGRAMS. EXHIBITIONS ARE PRESENTED IN THE JOSELOFF AND SILPE GALLERIES, AND THE HARRY JACK GRAY CENTER WITHIN THE HARTFORD ART SCHOOL. ARTWORKS FROM THE UNIVERSITY'S COLLECTIONS ARE DISPERSED THROUGHOUT CAMPUS. PART V, LINE 4: BOARD DESIGNATED ENDOWMENT FUNDS ARE TO BE USED AS NEEDED TO FUND SCHOLARSHIPS, CAPITAL EXPENDITURES, GENERAL EXPENDITURES, AND PROVIDE PROGRAM SUPPORT. ENDOWED FUNDS WITH DONOR RESTRICTIONS ARE TO BE RETAINED ACCORDING TO DONOR STIPULATIONS. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(A) OF THE IRC AND APPLICABLE STATE LAWS, EXCEPT FOR UNRELATED BUSINESS INCOME. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2024 AND 2023, AND THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS 1,548,232. CHANGE IN REMEDIATION LIABILITY -126,192. CHANGE IN VALUE OF PERPETUAL TRUST (HASE, INC.) 2,686,132. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 113,020,982. FUNDRAISING EVENT EXPENSES -81,218. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 113,020,982. FUNDRAISING EVENT EXPENSES -81,218. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIALLY NON-DISCRIMINATORY POLICY IS PUBLICIZED IN THE UNIVERSITY'S WEBSITE WITHIN THE TITLE IX PORTION OF THE WEBSITE, ACCESSIBLE VIA THE UNIVERSITY'S HOMEPAGE. ADDITIONALLY, THE UNIVERSITY INCLUDES A SUMMARIZED VERSION OF THE POLICY DIRECTLY ON THE UNIVERSITY'S HOMEPAGE. THE POLICY IS ALSO PUBLICIZED IN THE EMPLOYMENT MANUAL AND THE FACULTY POLICY MANUAL. THE POLICY IS ALSO POSTED ON EMPLOYEE AND STUDENT COMMUNICATION CENTERS LOCATED IN THE AUERBACH COMPUTER AND ADMINISTRATION CENTER, HANDEL PERFORMANCE ARTS CENTER, AND THE FACILITIES BUILDING. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OFFERS NEED-BASED STUDENT FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS TO HELP DEFRAY THEIR EDUCATIONAL EXPENSES. THE UNIVERSITY CANNOT GUARANTEE EACH APPLICANT THAT HIS OR HER NEED WILL BE MET IN FULL, AS FINANCIAL AID IS CONTINGENT UPON THE TIMELINESS OF THE STUDENT'S APPLICATION, FEDERAL REGULATIONS, AND INSTITUTIONAL POLICIES COVERING FINANCIAL AID AND THE AVAILABILITY OF FUNDS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 10706690 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 1480736 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 40374 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 64545 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 14088 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 14800 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 461 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 69000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 286606 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 178818 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 140750 NORTH AMERICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 118776 SOUTH AMERICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 20000 SOUTH ASIA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 382501 SUB-SAHARAN AFRICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 85077 0 0 0 0 0 0 12390694 1212528 13603222 FINANCIAL AID AND SCHOLARSHIP FUNDS CENTRAL AMERICA AND THE CARIBBEAN 4 69000 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS EAST ASIA AND THE PACIFIC 23 286606 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS EUROPE (INCLUDING ICELAND & GREENLAND) 6 178818 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS MIDDLE EAST AND NORTH AFRICA 11 140750 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS NORTH AMERICA 6 118776 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS SOUTH AMERICA 1 20000 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS SOUTH ASIA 26 382501 CHECK N/A N/A FINANCIAL AID AND SCHOLARSHIP FUNDS SUB-SAHARAN AFRICA 4 85077 CHECK N/A N/A 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY HAS SIGNED AGREEMENTS WITH COOPERATING INSTITUTIONS TO ENSURE THAT GRANT PAYMENTS RECEIVED FROM THE UNIVERSITY WILL BE PROPERLY CREDITED TO THE STUDENT ACCOUNTS AT THE FOREIGN UNIVERSITIES. PART I, LINE 3: THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR EDUCATION AND RESEARCH, REPRESENT OTHER FOREIGN ACTIVITY EXPENSES SEPARATELY IDENTIFIABLE BY REGION AND ACTIVITY IN THE UNIVERSITY'S ACCOUNTING SYSTEM. PART II, LINE 1: INVESTMENTS ARE ACCOUNTED FOR AT FAIR MARKET VALUE. PROGRAM SERVICES AND GRANTMAKING ARE ACCOUNTED FOR USING THE ACCRUAL METHOD OF ACCOUNTING. EXECUTIVE LEADER OF THE YEAR AWARD 286655 273015 13640 1000 37044 15858 HAWK CLASSIC GOLF TOURNAMENT 32058 2630 29428 14139 318713 275645 43068 1000 14139 37044 15858 68041 -24973 1 FINANCIAL AID SCHOLARSHIP FUNDS 3925 111610673 N/A N/A PART I, LINE 2: THE UNIVERSITY OFFERS NEED-BASED AND MERIT-BASED FINANCIAL AWARDS. NEED-BASED AWARDS ARE BASED ON THE FAFSA SUBMITTED BY THE STUDENT, AND AWARDED ACCORDING TO THEIR FINANCIAL NEED. MERIT-BASED AWARDS ARE BASED ON A VARIETY OF DIFFERENT FACTORS. UNIVERSITY AWARDS ARE CREDITED TO STUDENT ACCOUNTS. THE UNIVERSITY AWARDS INSTITUTIONAL FUNDS TO STUDENTS ACCORDING TO UNIVERSITY POLICIES. FUNDS ARE MANAGED BY THE OFFICE OF STUDENT FINANCIAL AID AND THE BURSAR'S OFFICE TO COMPLY WITH ALL APPLICABLE COMPLIANCE REGULATIONS. SCHOLARSHIPS AND GRANTS ARE AWARDED IN AN OBJECTIVE AND NONDISCRIMINATORY MANNER. X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 GREGORY WOODWARD FORMER PRESIDENT (UNTIL 6/23) 317633 0 0 0 2667 0 26861 0 49523 0 396684 0 0 0 STEPHEN M MULREADY INTERIM PRESIDENT (AS OF 7/23) 305550 0 0 0 6402 0 0 0 43766 0 355718 0 0 0 KATHERINE BLACK PROVOST 269867 0 0 0 1806 0 25365 0 35570 0 332608 0 0 0 KATHRYN PENDERGAST VP DEVELOPMENT 283215 0 0 0 630 0 26325 0 19395 0 329565 0 0 0 HISHAM ALNAJJAR DEAN CETA 242515 0 0 0 5334 0 22950 0 33756 0 304555 0 0 0 AARON ISAACS VP OF STUDENT SUCCESS 278209 0 0 0 378 0 25200 0 565 0 304352 0 0 0 NANCY STUART DEAN ART SCHOOL 249645 0 0 0 5212 0 23040 0 23598 0 301495 0 0 0 MOLLY POLK VP MARKETING & COMM 273542 0 0 0 420 0 24786 0 565 0 299313 0 0 0 DALE MERRILL DEAN HARTT SCHOOL 239079 0 0 0 5334 0 21798 0 12431 0 278642 0 0 0 JAMIE BAMBER CFO 227384 0 0 0 350 0 18750 0 17469 0 263953 0 0 0 CESARINA THOMPSON DEAN ENHP 234600 0 0 0 5334 0 21114 0 565 0 261613 0 0 0 RAYMOND MCGIVNEY AVP, GRADUATE & PROFESSIONAL STUDIES 204058 0 0 0 966 0 19278 0 31182 0 255484 0 0 0 CARMEN COTEI INTERIM DEAN BARNEY SCHOOL 228269 0 0 0 649 0 19509 0 430 0 248857 0 0 0 DAVID GOLDENBERG INTERIM ATHLETIC 195065 0 0 0 3922 0 15068 0 33402 0 247457 0 0 0 CHITTARANJAN SAHAY PROFESSOR 179778 0 0 0 1903 0 11350 0 23287 0 216318 0 0 0 JESSICA NICKLIN ASSOC PROVOST FACULTY AFFAIRS/RESEAR 191688 0 0 0 0 0 14662 0 0 0 206350 0 0 0 ELAINE DALY AVP, FINANCE AND CONTROLLER 177839 0 0 0 821 0 15638 0 503 0 194801 0 0 0 LAURA WHITNEY FORMER CFO 0 0 0 0 180000 0 0 0 0 0 180000 0 0 0 SHARON BEVERLY UNTIL 623 VP ATHLETICS & RECREATION 156712 0 0 0 19347 0 0 0 0 0 176059 0 0 0 MARK BOXER FORMER COO (UNTIL 4/23) 122910 0 0 0 17476 0 11135 0 8119 0 159640 0 0 0 PART I, LINE 1A AS A CONDITION OF EMPLOYMENT, UNIVERSITY-OWNED HOUSING IS PROVIDED TO THE PRESIDENT AND INTERIM PRESIDENT FOR THE CONVENIENCE OF THE UNIVERSITY. THIS BENEFIT WAS NOT CONSIDERED TAXABLE, AND THE VALUE OF THE HOUSING BENEFIT OF $43,308 IS INCLUDED IN THEIR SCHEDULE J, PART II, COLUMN (D). THE VICE PRESIDENT OF ATHLETICS AND RECREATION RECEIVES AN ALLOWANCE FOR HER CAR ($2,700) AND HOUSING ($13,980) AS PART OF HER CONTRACT. THESE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III) AND ARE CONSIDERED TAXABLE. PART I, LINE 1B THE PRESIDENT'S BENEFITS DESCRIBED IN LINE 1A ARE GOVERNED BY THE TERMS OF THE PRESIDENT'S EMPLOYMENT CONTRACT, WHICH WAS APPROVED BY THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S GOVERNING BOARD. PART I, LINE 4A LAURA WHITNEY SEPARATED FROM SERVICE IN JULY 2022 AND WAS PAID $180,000 SEPARATION PAYMENTS PER AGREEMENT WITH THE UNIVERSITY. MARK BOXER SEPARATED FROM SERVICE IN APRIL 2023 AND WAS PAID $16,668 SEPARATION PAYMENTS PER AGREEMENT WITH THE UNIVERSITY. A ST OF CT HEALTH & FACILITIES AUTH SERIES N 060806186 20775DDY5 2019-12-05 144693712 TO FUND CONSTRUCTION OF THE NEW ACADEMIC BUILDING. 0 0 0 B ST OF CT HEALTH & FACILITIES AUTH SERIES P 060806186 20775DTX0 2022-07-01 25743525 TO FUND CONSTRUCTION OF UNIVERSITY FACILITIES 0 0 0 A 5450000 144693712 1604774 50011181 93077757 2023 1 0 1 1 B 25743525 510000 22277090 2956435 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 1 0 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART I, LINE A, COLUMN F: PURPOSE OF SERIES N BONDS: PROCEEDS USED TO REFUND PRIOR ISSUES, SERIES H, JULY 1, 2012; SERIES I, JULY 1, 2012; SERIES J, SEPTEMBER 1, 2015; SERIES K, JULY 24, 2015; SERIES L, SEPTEMBER 1, 2015; SERIES M, SEPTEMBER 1, 2015. PROCEEDS USED TO FUND CONSTRUCTION OF THE NEW ACADEMIC BUILDING TO BE USED FOR THE SCHOOLS OF ENHP AND CETA, AND RENOVATIONS TO DANA AND UTC HALLS. SCHEDULE K, PART III, LINE 3A: MANAGEMENT AND SERVICE CONTRACTS MANAGEMENT AND SERVICE CONTRACTS IN UNIVERSITY BOND FINANCED SPACE, AS APPLICABLE, FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURES 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART VI, LINE 2: ON DECEMBER 5, 2019, THE UNIVERSITY REFINANCED ALL EXISTING BONDS AND ISSUED CHEFA SERIES N FOR $132 MILLION, AT A $12.7 MILLION PREMIUM. IN ADDITION TO RETIRING ALL EXISTING BONDS, THESE FUNDS ARE RESTRICTED FOR THE USE OF CONSTRUCTING A NEW ACADEMIC BUILDING ON CAMPUS. THE UNIVERSITY CONSIDERS THE USE OF THESE FUNDS TO MEET THE 2-YEAR EXCEPTION CONCERNING THE REBATE REQUIREMENT AS PROCEEDS OF THE ISSUANCE ARE BEING SPENT IN ACCORDANCE WITH A 2-YEAR EXPENDITURE SCHEDULE MEASURED FROM THE DATE OF ISSUANCE. JAMES FULLER OFFICER SPOUSE 113527 EMPLOYMENT 0 RYAN POLK OFFICER SPOUSE 65700 EMPLOYMENT 0 X 12 185034 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): IN COLUMN B, THE UNIVERSITY IS REPORTING THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO EXERCISE POWERS OF THE BOARD WHEN THE BOARD IS NOT IN SESSION EXCEPT THOSE POWERS EXPLICITLY EXCLUDED IN THE BOARD'S BY-LAWS AND THOSE POWERS WHICH ARE NOT DELEGABLE UNDER STATE LAW. THERE ARE NO MATERIAL DIFFERENCES IN VOTING RIGHTS AMONG MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY INDEPENDENT TAX CONSULTANTS WITH INFORMATION PROVIDED BY MANAGEMENT. SENIOR MANAGEMENT REVIEWED AND PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE FOR REVIEW PRIOR TO THE FILING DATE. THE FINAL FORM 990 WAS PROVIDED TO THE BOARD MEMBERS BEFORE THE FILING DATE. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS BOARD-APPROVED CONFLICT OF INTEREST POLICIES COVERING ALL BOARD MEMBERS, OFFICERS, AND EMPLOYEES. THE BOARD POLICY IS DISTRIBUTED ANNUALLY TO ALL BOARD MEMBERS. THE POLICY FOR EMPLOYEES AND OFFICERS IS DISTRIBUTED ANNUALLY AND/OR AVAILABLE ON THE UNIVERSITY WEBSITE. ALL OFFICERS, BOARD MEMBERS, AND KEY EMPLOYEES ARE ASKED TO REPORT ANNUALLY ON WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS. EACH REPORTED CONFLICT AND POTENTIAL CONFLICT IS REVIEWED AND THE RELEVANT POLICY APPLIED. ANY PERSON DETERMINED TO HAVE A CONFLICT IS REMOVED FROM ANY AFFECTED DECISION-MAKING PROCESS. THE OFFICE OF HUMAN RESOURCE DEVELOPMENT IS CHARGED WITH REVIEWING AND RECOMMENDING ACTION ON CONFLICT OF INTEREST ISSUES INVOLVING EMPLOYEES. VIOLATION OF UNIVERSITY POLICIES, INCLUDING THE CONFLICT OF INTEREST POLICY, IS SUBJECT TO DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. POTENTIAL CONFLICTS INVOLVING BOARD MEMBERS ARE REVIEWED AND RESOLVED BY THE BOARD CHAIR OR PRESIDENT AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE FOLLOWING OFFICERS IS REVIEWED AND SET BY THE COMPENSATION COMMITTEE OF THE BOARD: PRESIDENT, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, PROVOST, VICE PRESIDENT FOR FINANCE, VICE PRESIDENT FOR DEVELOPMENT AND ALUMNI AFFAIRS, VICE PRESIDENT FOR STUDENT AFFAIRS, VICE PRESIDENT FOR MARKETING AND ENROLLMENT, AND THE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY. THE COMPENSATION COMMITTEE CONSIDERS COMPENSATION COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION IS CONTEMPORANEOUSLY DOCUMENTED IN BOARD MINUTES. COMPENSATION OF COLLEGE DEANS, WHICH INCLUDES ALL KEY EMPLOYEES FOR PURPOSES OF FORM 990, IS REVIEWED AND SET ANNUALLY BY THE PROVOST. AS WITH COMPENSATION WITH OFFICERS, CONSIDERATIONS INCLUDE COMPENSATION COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE COMMITTEE APPROVES COMPENSATION CHANGES AS PART OF THE ANNUAL BUDGET PROCESS OR AS NEEDED. THE COMMITTEE LAST MET IN SUMMER OF 2024. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS OF THE UNIVERSITY ARE AVAILABLE UPON REQUEST, AND INCLUDED ON GUIDESTAR.ORG. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AS PART OF THE UNIVERSITY'S EMPLOYMENT MANUAL AND IS ALSO AVAILABLE UPON REQUEST. REGARDING GOVERNANCE DOCUMENTS, THE ACT OF AUTHORIZING THE ESTABLISHMENT OF THE UNIVERSITY OF HARTFORD, 1957 CONNECTICUT SPECIAL ACT NO. 3, IS AVAILABLE TO THE PUBLIC AS A PUBLIC DOCUMENT. THE UNIVERSITY MAKES ITS CORPORATE BYLAWS AVAILABLE FOR INSPECTION UPON REQUEST. FORM 990, PART VII, SECTION A: REGENTS ARE NOT COMPENSATED FOR THEIR SERVICES. FACULTY REGENTS ARE COMPENSATED AS EMPLOYEES OF THE UNIVERSITY OF HARTFORD, NOT FOR SERVICES AS REGENTS. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF PERPETUAL TRUST (HASE, INC.) 2,686,132. ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS 1,548,232. CHANGE IN REMEDIATION LIABILITY -126,192. THE WOMEN'S ADVANCEMENT INITIATIVE 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 272560346 EDUCATION CT 501(C)(3) PF UNIVERSITY OF HARTFORD 0 HARTFORD ART SCHOOL ENDOWMENT INC 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 061256949 EDUCATION CT 501(C)(3) LINE 12C, III-FI N/A 0 CHARITABLE REMAINDER TRUST(12) INVESTMENT CT N/A T 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 FORM 990, SCHEDULE R, PART II THE UNIVERSITY OF HARTFORD IS THE SOLE MEMBER OF THE WOMEN'S ADVANCEMENT INITIATIVE (WAI); HOWEVER, THE WAI BOARD OF DIRECTORS IS LEGALLY INDEPENDENT FROM THE UNIVERSITY, AND IS COMPOSED OF COMMUNITY LEADERS, HARTFORD COLLEGE FOR WOMEN (HCW) ALUMNAE, AND PROFESSIONALS.