2023-11-15T15:32:06-06:00 2022-12-31 420714325 RSM US LLP 227 WEST FIRST STREET SUITE 700 DULUTH MN 55802 990 2022-01-01 416017740 ROCHESTER AREA FOUNDATION ROCH 5072820203 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 JENNIFER WOODFORD PRESIDENT 5072820203 2023-11-14 1 JENNIFER WOODFORD XXX-XX-XXXX 0 JULIE BOYER P01278549 2187275025 2023-11-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JENNIFER WOODFORD 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 14308935 0 X HTTP://WWW.ROCHESTERAREA.ORG/ X 1944 MN BUILDING AND ENHANCING THE QUALITY OF LIFE IN THE GREATER ROCHESTER AREA THROUGH PHILANTHROPIC LEADERSHIP AND COMMUNITY PARTNERSHIPS. 13 13 13 97 -4855 0 7167652 13165930 449326 352251 4118449 -5471824 -32008 -25488 11703419 8020869 5021217 5221705 0 0 463486 455703 0 0 282382 1030630 1151158 6515333 6828566 5188086 1192303 45116721 45883774 1752240 1063097 43364481 44820677 BUILDING AND ENHANCING THE QUALITY OF LIFE IN THE GREATER ROCHESTER AREA THROUGH PHILANTHROPIC LEADERSHIP AND COMMUNITY PARTNERSHIPS. 0 0 5959661 5221705 352251 GRANTS WERE PROVIDED TO ORGANIZATIONS PROVIDING FREE LEGAL CLINICS, EDUCATIONAL TUTORING AND DATA SHARING SERVICES, CULTURAL SERVICES AND EDUCATION, AND A VARIETY OF OTHER PROGRAMS SERVING COMMUNITY NEEDS 5959661 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 24 0 1 13 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MN X JENNIFER WOODFORD 5072820203 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 X TONY BENSON TRUSTEE 2.00 0.00 X 0 0 0 MARY EHMKE TRUSTEE 2.00 0.00 X 0 0 0 TODD HEATHER TRUSTEE 2.00 0.00 X 0 0 0 BETH KREHBIEL TRUSTEE 2.00 0.00 X 0 0 0 MIKE PARADISE TRUSTEE 2.00 0.50 X 0 0 0 ERIN SEXTON TRUSTEE 2.00 0.00 X 0 0 0 DON SUPALLA TRUSTEE 2.00 0.00 X 0 0 0 GEORGE THOMPSON TRUSTEE (UNTIL DECEMBER 2022) 2.00 0.00 X 0 0 0 JUDI WILSON TRUSTEE 2.00 0.00 X 0 0 0 DR KATHRYN LOMBARDO CHAIR 6.00 0.50 X X 0 0 0 LARRY KOSHIRE 1ST VICE CHAIR 4.00 0.00 X X 0 0 0 MARCO WAGEMAN TREASURER 4.00 0.00 X X 0 0 0 DAVE OETH 2ND VICE CHAIR 4.00 0.50 X X 0 0 0 CHRIS WENDLAND SECRETARY 4.00 0.50 X X 0 0 0 JENNIFER WOODFORD EXECUTIVE DIRECTOR 30.00 12.00 X 108409 36136 8996 108409 36136 8996 1 0 1 0 0 4632 399881 2500152 10261265 1355529 13165930 ADMIN FEE INCOME 900099 352251 352251 352251 775452 9122 766330 15302 40790 -25488 -25488 -13977 -11511 6247276 -6247276 -6247276 -6247276 0 4632 0 0 8020869 352251 -4855 -5492457 X 5221705 5221705 115156 54123 40305 20728 269977 126889 94492 48596 14692 6905 5142 2645 26731 12563 9356 4812 29147 13700 10201 5246 53949 25356 18882 9711 16681 7840 5838 3003 802393 377125 280838 144430 43801 20587 15330 7884 28269 11593 15137 1539 23713 11145 8300 4268 4839 2419 1452 968 28684 2870 22946 2868 8351 3925 2923 1503 9832 4621 3441 1770 REPAIRS AND MAINTENANCE 52792 24812 18477 9503 PROCESSING FEES 29447 13841 10306 5300 DUES AND SUBSCRIPTIONS 13810 1381 11048 1381 CRT DISBURSEMENTS 11869 5579 4154 2136 22728 10682 7955 4091 6828566 5959661 586523 282382 842058 1384411 3180932 8124703 12323 12383 8565 7524 2644011 609755 2077009 2034256 37469595 32459056 1526239 1861441 45116721 45883774 169244 -256735 13295 0 513711 480388 1055990 839444 1752240 1063097 X 37830087 38362098 5534394 6458579 43364481 44820677 45116721 45883774 X 1192303 330420 -66527 X X 0 1 X 1 0 X 4949445 4457420 5450319 7167652 13165930 35190766 4949445 4457420 5450319 7167652 13165930 35190766 1270338 33920428 517416 372630 638906 852713 790754 3172419 28312 1674 29986 38393171 1445362 0.88350 0.84520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 195 8197259 3020365 19798979 1 1 17792108 5533213 -5078509 1088750 19758 27869 17110435 14177197 6915243 2026787 4644387 677732 5000 17792108 12857808 2275158 1649355 2338756 266658 -290 14177197 16868730 1240322 2439347 262192 856388 6572011 12857808 18773665 1429612 -1161500 1660611 517436 16863730 0.06900 0.91400 0.01700 0 0 239669 239669 2078223 388525 1689698 326119 221230 104889 2034256 INVESTMENTS IN MARKETABLE SECURITIES 32459056 F 32459056 UNITRUST OBLIGATIONS 417200 REFUNDABLE ADVANCES 422244 839444 X PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF 189 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE IRC. THE FOUNDATION BELIEVES THAT NO SIGNIFICANT UNCERTAIN TAX POSITIONS HAVE BEEN TAKEN IN ITS TAX RETURNS. AT DECEMBER 31, 2022, GENERALLY, THE FEDERAL AND MINNESOTA TAX RETURNS FOR THE FOUNDATION ARE OPEN FOR EXAMINATION BY TAXING AUTHORITIES FOR THE YEARS 2019 TO 2022. AT DECEMBER 31, 2022 AND 2021, THE FOUNDATION DID NOT RECORD ANY LIABILITIES FOR UNCERTAIN TAX POSITIONS. 1 FIRST HOMES PROPERTIES 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 412004557 501(C)(3) 632880 0 PROGRAM SUPPORT SOLDIER'S FIELD VETERANS MEMORIAL 1743 WEST CENTER ST ROCHESTER MN 55902 411848911 501(C)(3) 188963 0 PROGRAM SUPPORT MAYO CLINIC- EUGENIO LITTA CHILDREN'S HOSPITAL 1216 SECOND STREET SW ROCHESTER MN 55902 416011702 501(C)(3) 82366 0 PROGRAM SUPPORT BRAINS TOGETHER FOR A CURE PO BOX 8353 ROCHESTER MN 55903 611552453 501(C)(3) 72244 0 PROGRAM SUPPORT PACELLI CATHOLIC SCHOOLS 511 4TH AVENUE NW AUSTIN MN 55912 204023381 501(C)(3) 65000 0 PROGRAM SUPPORT BEAR CREEK DEVELOPMENT CENTER 1765 RESTORATION RD SW ROCHESTER MN 55902 841884979 501(C)(3) 61500 0 PROGRAM SUPPORT UNITED WAY OF OLMSTED COUNTY 903 WEST CENTER ST STE 100 ROCHESTER MN 55902 410695594 501(C)(3) 58500 0 PROGRAM SUPPORT CHANNEL ONE REGIONAL FOOD BANK 131 35TH STREET SE ROCHESTER MN 55904 411379713 501(C)(3) 53720 0 PROGRAM SUPPORT DIVERSITY COUNCIL 1130 1/2 7TH STREET NW SUITE 204 ROCHESTER MN 559011732 411709139 501(C)(3) 52972 0 PROGRAM SUPPORT RONALD MCDONALD HOUSE - ROCHESTER 850 2ND STREET SW ROCHESTER MN 55902 411344744 501(C)(3) 50585 0 PROGRAM SUPPORT CHILDREN'S MINNESOTA FOUNDATION 5901 LINCOLN DRIVE MAIL STOP CBC-3-FOUN EDINA MN 55346 411814223 501(C)(3) 47450 0 PROGRAM SUPPORT CATHOLIC RELIEF SERVICES P O BOX 17090 228 WEST LEXINGTON STREET BALTIMORE MD 21297 135563422 501(C)(3) 45500 0 PROGRAM SUPPORT JEREMIAH PROGRAM ROCHESTER-SOUTHEAST MN 2915 JEREMIAH LANE NW ROCHESTER MN 55901 411801834 501(C)(3) 45363 0 PROGRAM SUPPORT OLMSTED MEDICAL CENTER 210 9TH STREET SE ROCHESTER MN 559046425 410855367 501(C)(3) 41183 0 PROGRAM SUPPORT QUARRY HILL NATURE CENTER 701 SILVER CREEK ROAD NE ROCHESTER MN 559064504 363416399 501(C)(3) 40541 0 PROGRAM SUPPORT SALVATION ARMY - ROCHESTER 20 1ST AVE NE ROCHESTER MN 559063706 410698597 501(C)(3) 36230 0 PROGRAM SUPPORT CHOSEN VALLEY COMMUNITY FOUNDATION P O BOX 552 CHATFIELD MN 55923 411986997 501(C)(3) 35610 0 PROGRAM SUPPORT JUSTFAITH MINISTRIES PO BOX 221348 LOUISVILLE KY 402521348 201377228 501(C)(3) 35000 0 PROGRAM SUPPORT MAYO FOUNDATION 200 FIRST STREET SW ROCHESTER MN 55905 410944601 501(C)(3) 31858 0 PROGRAM SUPPORT HISTORY CENTER OF OLMSTED COUNTY 1195 WEST CIRCLE DR SW ROCHESTER MN 559026619 410718368 501(C)(3) 31530 0 PROGRAM SUPPORT ZUMBRO RIDGE ESTATES 739 55TH ST NE 4 ROCHESTER MN 55906 821446789 501(C)(3) 31367 0 PROGRAM SUPPORT UNIVERSITY OF MINNESOTA FOUNDATION 200 OAK STREET SE SUITE 500 MINNEAPOLIS MN 554552010 416042488 501(C)(3) 31000 0 PROGRAM SUPPORT BEMIDJI STATE UNIVERSITY BSU ALUMNI FOUNDATION 1500 BIRCHMONT DRIVE NE 17 BEMIDJI MN 56602 237044156 501(C)(3) 30000 0 PROGRAM SUPPORT ZUMBRO LUTHERAN CHURCH 624 3RD AVE SW ROCHESTER MN 55902 410718374 501(C)(3) 29000 0 PROGRAM SUPPORT THE LANDING MN 426 3RD AVE SE ROCHESTER MN 55904 832953783 501(C)(3) 26200 0 PROGRAM SUPPORT CHRIST UNITED METHODIST CHURCH 400 5TH AVENUE SW ROCHESTER MN 55902 410693980 501(C)(3) 25790 0 PROGRAM SUPPORT PARALYZED VETERANS OF AMERICA 801 18TH ST NW WASHINGTON DC 20006 131946868 501(C)(3) 25600 0 PROGRAM SUPPORT STEWARTVILLE AREA HISTORY CENTER 305 MAIN STREET NORTH STEWARTVILLE MN 55976 411763176 501(C)(3) 25140 0 PROGRAM SUPPORT MAKE-A-WISH MINNESOTA 1919 UNIVERSITY AVENUE E SUITE 415 SAINT PAUL MN 55104 411422893 501(C)(3) 25000 0 PROGRAM SUPPORT PLANNED PARENTHOOD NORTH CENTRAL STATES 671 VANDALIA STREET SAINT PAUL MN 55114 410948382 501(C)(3) 25000 0 PROGRAM SUPPORT SAVE THE CHILDREN 501 KINGS HIGHWAY EAST FAIRFIELD CT 06825 060726487 501(C)(3) 25000 0 PROGRAM SUPPORT THE READING CENTER 2010 SCOTT ROAD NW ROCHESTER MN 55901 411633734 501(C)(3) 24992 0 PROGRAM SUPPORT BOYS & GIRLS CLUB OF ROCHESTER 1026 EAST CENTER STREET ROCHESTER MN 55904 411945875 501(C)(3) 24500 0 PROGRAM SUPPORT LEGAL ASSISTANCE OF OLMSTED COUNTY 1700 N BROADWAY SUITE 124 ROCHESTER MN 55906 410992471 501(C)(3) 23330 0 PROGRAM SUPPORT IRONWOOD SPRINGS CHRISTIAN RANCH 7291 COUNTY ROAD 6 SW STEWARTVILLE MN 559768257 411281157 501(C)(3) 23150 0 PROGRAM SUPPORT GIFT OF LIFE TRANSPLANT HOUSE 705 2ND ST SW ROCHESTER MN 55902 411495845 501(C)(3) 22595 0 PROGRAM SUPPORT RTAAF 1130 1/2 7TH ST NW SUITE 208 ROCHESTER MN 55901 562328202 501(C)(3) 21250 0 PROGRAM SUPPORT IMMACULATE HEART OF MARY SEMINARY 750 TERRACE HEIGHTS WINONA MN 55987 410773780 501(C)(3) 20660 0 PROGRAM SUPPORT MAYO CLINIC DEPARTMENT OF DEVELOPMENT 200 1ST STREET SW ROCHESTER MN 55902 416011702 501(C)(3) 20200 0 PROGRAM SUPPORT UNITED WAY OF DODGE COUNTY PO BOX 718 DODGE CENTER MN 55927 411657224 501(C)(3) 20000 0 PROGRAM SUPPORT CHABAD OF MORGAN HILL 16575 SAN RAMON DRIVE A MORGAN HILL CA 95037 832204658 501(C)(3) 18000 0 PROGRAM SUPPORT ABILITY BUILDING COMMUNITY 1911 14TH ST NW ROCHESTER MN 55901 410829178 501(C)(3) 17700 0 PROGRAM SUPPORT DOROTHY DAY HOSPITALITY HOUSE 703 1ST ST SW ROCHESTER MN 559026293 363348305 501(C)(3) 17420 0 PROGRAM SUPPORT UNIVERSITY OF MINNESOTA OFFICE OF STUDENT FINANCE 200 FRASER HALL 106 PLEASANT ST SE MINNEAPOLIS MN 55455 416007513 GOVERNMENT 17350 0 PROGRAM SUPPORT PEOPLE OF HOPE ELCA 3703 COUNTRY CLUB RD SW ROCHESTER MN 559028737 411751237 501(C)(3) 17000 0 PROGRAM SUPPORT GLORIA DEI LUTHERAN CHURCH 1212 12TH AVE NW ROCHESTER MN 559011796 416008833 501(C)(3) 16000 0 PROGRAM SUPPORT ST AMBROSE UNIVERSITY 518 W LOCUST STREET DAVENPORT IA 52803 420703280 501(C)(3) 15814 0 PROGRAM SUPPORT ST FRANCIS OF ASSISI CATHOLIC CHURCH 1114 THIRD STREET SE ROCHESTER MN 55906 410694749 501(C)(3) 15616 0 PROGRAM SUPPORT RECOVERY IS HAPPENING 25 16TH ST NE ROCHESTER MN 55906 451259706 501(C)(3) 15500 0 PROGRAM SUPPORT GLOBAL GIVING 1 THOMAS CIRCLE NW SUITE 800 WASHINGTON DC 20005 300108263 501(C)(3) 15000 0 PROGRAM SUPPORT AUSTIN COMMUNITY GROWTH VENTURES 329 N MAIN ST 102 AUSTIN MN 55912 475042107 501(C)(3) 15000 0 PROGRAM SUPPORT FIRST PRESBYTERIAN CHURCH 512 3RD ST SW ROCHESTER MN 559023141 410694750 501(C)(3) 14100 0 PROGRAM SUPPORT CHURCH OF SAINT JOHN THE EVANGELIST 11 4TH AVE SW ROCHESTER MN 559023098 410733599 501(C)(3) 13800 0 PROGRAM SUPPORT FOOD FOR THE POOR PO BOX 979005 COCONUT CREEK FL 33097 592174510 501(C)(3) 13787 0 PROGRAM SUPPORT HIAWATHA HOMES FOUNDATION 1820 VALKYRIE DR NW ROCHESTER MN 559012441 411453827 501(C)(3) 13700 0 PROGRAM SUPPORT TWO RIVERS HABITAT FOR HUMANITY 1530 GREENVIEW DR SW SUITE 107 ROCHESTER MN 55902 411664586 501(C)(3) 13460 0 PROGRAM SUPPORT HOLY SPIRIT CATHOLIC CHURCH 5455 50TH AVE NW ROCHESTER MN 559013763 411685876 501(C)(3) 13000 0 PROGRAM SUPPORT ROCHESTER CATHOLIC SCHOOLS 2800 19TH STREET NW ROCHESTER MN 55901 410740119 501(C)(3) 13000 0 PROGRAM SUPPORT ST LUKE'S EPISCOPAL CHURCH 1884 22ND STREET NW ROCHESTER MN 55901 410876187 501(C)(3) 12800 0 PROGRAM SUPPORT SISTERS OF ST FRANCIS - ROCHESTER MN ASSISI HEIGHTS 1001 14TH ST NW SUITE 100 ROCHESTER MN 55901 410695522 501(C)(3) 12200 0 PROGRAM SUPPORT 180 DEGREES 1301 E 7TH ST SAINT PAUL MN 55106 237153536 501(C)(3) 12000 0 PROGRAM SUPPORT CONGREGATIONAL CHURCH UNITED CHURCH OF CHRIST 974 SKYLINE DRIVE SW ROCHESTER MN 55902 410760826 501(C)(3) 12000 0 PROGRAM SUPPORT ROCHESTER COMMUNITY AND TECHNICAL COLLEGE FOUNDATION 851 30TH AVENUE SE ROCHESTER MN 55904 411535213 501(C)(3) 11640 0 PROGRAM SUPPORT UNICEF USA PO BOX 96964 WASHINGTON DC 20090 131760110 501(C)(3) 11600 0 PROGRAM SUPPORT LOURDES FOUNDATION 1710 INDUSTRIAL DRIVE NW ROCHESTER MN 55901 410740119 501(C)(3) 11550 0 PROGRAM SUPPORT ZUMBRO VALLEY MEDICAL SOCIETY FOUNDATION 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 411934705 501(C)(3) 11490 0 PROGRAM SUPPORT NATIONAL EAGLE CENTER 50 PEMBROKE AVENUE WABASHA MN 55981 411817466 501(C)(3) 11000 0 PROGRAM SUPPORT AMERICAN CANCER SOCIETY-SANDRA J SCHULZE HOPE LODGE 411 2ND STREET NW ROCHESTER MN 55901 131788491 501(C)(3) 10950 0 PROGRAM SUPPORT AMERICAN RED CROSS SE MN 305 ALLIANCE PLACE NE ROCHESTER MN 55906 530196605 501(C)(3) 10900 0 PROGRAM SUPPORT WORLD CENTRAL KITCHEN ATTN DONOR SERVICES TEAM 200 MASSACHUSETTS AVE NW 7TH FLOOR WASHINGTON DC 20001 273521132 501(C)(3) 10500 0 PROGRAM SUPPORT AMERICAN RED CROSS-NATIONAL PROCESSING CENTER PO BOX 37839 BOONE IA 50037 530196605 501(C)(3) 10500 0 PROGRAM SUPPORT MN ADULT & TEEN CHALLENGE 740 EAST 24TH STREET MINNEAPOLIS MN 55404 411517351 501(C)(3) 10400 0 PROGRAM SUPPORT FRIENDS OF OXBOW PARK PO BOX 6552 ROCHESTER MN 55903 411440844 501(C)(3) 10300 0 PROGRAM SUPPORT OWATONNA PUBLIC SCHOOLS 515 W BRIDGE STREET OWATONNA MN 55060 521612613 GOVERNMENT 10000 0 PROGRAM SUPPORT JEWISH NATIONAL FUND 78 RANDALL AVENUE ROCKVILLE CENTER NY 11570 131659627 501(C)(3) 10000 0 PROGRAM SUPPORT TWO RIVERS HIGH SCHOOL 1897 DELAWARE AVENUE MENDOTA HEIGHTS MN 55118 200726895 GOVERNMENT 10000 0 PROGRAM SUPPORT LAW ENFORCEMENT MEMORIAL FOUNDATION OF SE MINNESOTA 101 4TH STREET SE ROCHESTER MN 55904 454589082 501(C)(3) 10000 0 PROGRAM SUPPORT KM CARE & SHARE CHARITY FUND C/O HOME FEDERAL BANK 502 MANTORVILLE AVENUE SOUTH KASSON MN 55944 411808587 501(C)(3) 10000 0 PROGRAM SUPPORT INTERNATIONAL MEDICAL CORP 12400 WILSHIRE BLVD SUITE 1500 LOS ANGELES CA 90025 953949646 501(C)(3) 10000 0 PROGRAM SUPPORT GREATER ROCHESTER ADVOCATES FOR UNIVERSITIES AND COLLEGES (GRAUC) 851 30TH AVENUE SE ROCHESTER MN 55904 363517407 501(C)(3) 10000 0 PROGRAM SUPPORT CHILDHOOD CANCER COMMUNITY 905 9TH STREET SE ROCHESTER MN 55904 841937145 501(C)(3) 10000 0 PROGRAM SUPPORT BALTIMORE SCHOOL FOR THE ARTS FOUNDATION 712 CATHEDRAL ST BALTIMORE MD 21201 521174284 501(C)(3) 10000 0 PROGRAM SUPPORT MINNESOTA TRUCKING ASSOCIATION FOUNDATION 6160 SUMMIT DRIVE N SUITE 330 BROOKLYN CENTER MN 55430 842847691 501(C)(3) 10000 0 PROGRAM SUPPORT ROCHESTER PUBLIC LIBRARY FOUNDATION 101 SECOND STREET SE ROCHESTER MN 55904 411859534 501(C)(3) 9780 0 PROGRAM SUPPORT SPARK A PLACE OF PLAY 1201 12TH STREET SW SUITE 632 ROCHESTER MN 55902 842749957 501(C)(3) 9500 0 PROGRAM SUPPORT CHATFIELD HIGH SCHOOL C/O ED HARRIS SUPERINTENDENT 205 UNION STREET NE CHATFIELD MN 55923 416001078 GOVERNMENT 9500 0 PROGRAM SUPPORT COMMUNITY PATHWAYS TO FAMILY HEALTH & RECOVERY 2301 OLD VALLEY ROAD SW ROCHESTER MN 55902 463489659 501(C)(3) 9500 0 PROGRAM SUPPORT LIVING ROOM TUTORS 1990 CENTURY VALLEY LANE NE ROCHESTER MN 55906 850495694 501(C)(3) 8500 0 PROGRAM SUPPORT ST PIUS X CATHOLIC CHURCH 1315 12TH AVE NW ROCHESTER MN 559011744 410871403 501(C)(3) 8500 0 PROGRAM SUPPORT SYNERGY AND LEADERSHIP EXCHANGE 2075 LOOKOUT DRIVE MANKATO MN 56003 411700710 501(C)(3) 8210 0 PROGRAM SUPPORT BYRON PUBLIC SCHOOLS - COMMUNITY EDUCATION BYRON COMMUNITY EDUCATION CENTER 630 1ST AVENUE NW BYRON MN 55920 416002825 GOVERNMENT 16133 0 PROGRAM SUPPORT PROJECT LEGACY PO BOX 7182 ROCHESTER MN 55903 811223253 501(C)(3) 8000 0 PROGRAM SUPPORT ST MARY'S ON THE LAKE CATHOLIC CHURCH 419 WEST LYON AVENUE LAKE CITY MN 55041 410695529 501(C)(3) 8000 0 PROGRAM SUPPORT BARBERSHOP AND SOCIAL SERVICES 3270 19TH STREET NW ROCHESTER MN 55901 831558495 501(C)(3) 7500 0 PROGRAM SUPPORT CHILDREN'S DENTAL HEALTH SERVICES 903 W CENTER ST SUITE 130 ROCHESTER MN 55902 203677586 501(C)(3) 7500 0 PROGRAM SUPPORT CAMP OLSON - YMCA 4160 LITTLE BOY RD NE LONGVILLE MN 56655 410967781 501(C)(3) 7400 0 PROGRAM SUPPORT MADONNA LIVING COMMUNITY FOUNDATION ATTN SANDY MOLENDA 4001 19TH AVENUE NW ROCHESTER MN 55901 411809914 501(C)(3) 7070 0 PROGRAM SUPPORT COE COLLEGE 220 1ST AVE NE CEDAR RAPIDS IA 52402 420686467 501(C)(3) 7050 0 PROGRAM SUPPORT UNIVERSITY OF MINNESOTA-DULUTH OFFICE OF FINANCIAL AID 1049 UNIVERSITY DRIVE DULUTH MN 55812 411953413 GOVERNMENT 7000 0 PROGRAM SUPPORT WINONA STATE UNIVERSITY CASHIERS OFFICE PO BOX 5838 WINONA MN 55987 237079002 501(C)(3) 6500 0 PROGRAM SUPPORT MINNESOTA ZOO FOUNDATION 13000 ZOO BOULEVARD APPLE VALLEY MN 55124 510147653 501(C)(3) 6500 0 PROGRAM SUPPORT KSMQ PUBLIC TELEVISION 2000 8TH AVE NW AUSTIN MN 55912 680599645 501(C)(3) 6500 0 PROGRAM SUPPORT FAMILY SERVICE ROCHESTER 4600 18TH AVENUE NW ROCHESTER MN 55901 410883453 501(C)(3) 6300 0 PROGRAM SUPPORT CHILDREN'S MUSEUM OF ROCHESTER INC 1201 12TH STREET SW SUITE 632 ROCHESTER MN 55902 842749957 501(C)(3) 6000 0 PROGRAM SUPPORT PARENTS OF INCARCERATED SONS AND DAUGHTERS - POISD 5221 DUVALL ST NW ROCHESTER MN 55901 852795987 501(C)(3) 6000 0 PROGRAM SUPPORT ROCHESTER POLICE DEPARTMENT 101 4TH STREET SE ROCHESTER MN 55904 416005494 GOVERNMENT 6000 0 PROGRAM SUPPORT ROCHESTER PUBLIC SCHOOL FOUNDATION 201 8TH STREET NW ROCHESTER MN 559016820 411628288 501(C)(3) 5840 0 PROGRAM SUPPORT POSSABILITIES OF SOUTHERN MINNESOTA 1808 3RD AVENUE SE ROCHESTER MN 559047948 410853397 501(C)(3) 5750 0 PROGRAM SUPPORT SEASONS HOSPICE 1696 GREENVIEW DRIVE SW ROCHESTER MN 55902 411812914 501(C)(3) 5600 0 PROGRAM SUPPORT EXERCISABILITIES 2530 NORTH BROADWAY AVENUE ROCHESTER MN 55906 455214117 501(C)(3) 5500 0 PROGRAM SUPPORT MIDWEST MELANOMA PARTNERSHIP 200 FIRST ST SW GUGGENHEIM 4-01 ROCHESTER MN 55905 465604422 501(C)(3) 5310 0 PROGRAM SUPPORT 122 0 PART I, LINE 2: ROCHESTER AREA FOUNDATION (RAF) IS A COMMUNITY-BASED ECLECTIC GRANTMAKER. EACH APPLICATION IS CONSIDERED ON ITS OWN MERITS AND THE DECISION TO AWARD A REQUEST IS MADE ON A CASE BY CASE BASIS. GRANTS ARE NOT AWARDED TO INDIVIDUALS, PRIVATE FOUNDATIONS, OR POLITICAL ORGANIZATIONS. GRANTS ARE MADE TO RELIGIOUS ORGANIZATIONS ONLY FOR PURPOSES OF DIRECT COMMUNITY SERVICE PROJECTS. GRANTS ARE LIMITED TO NONPROFIT ORGANIZATIONS WHICH HAVE A 501(C)3 DESIGNATION, ARE GOVERNMENT AGENCIES, OR ARE UNDER THE FISCAL AGENCY UMBRELLA OF A 501(C)3 DESIGNATED ORGANIZATION. IN GENERAL, RAF DOES NOT SUPPORT GENERAL CAPITAL CAMPAIGNS, PROVIDE SUPPORT FUNDING FOR ORGANIZATIONAL DEFICITS, OR TO REPLACE GOVERNMENT FUNDING. FUND DRIVES OR REQUESTS FOR EVENT SPONSORSHIPS SHOULD BE DIRECTED TO RAF'S PRESIDENT FOR SPONSORSHIP CONSIDERATION. TYPICALLY, GRANTS WILL NOT BE AWARDED FOR ENDOWMENTS, ANNUAL CAMPAIGNS, PROPOSALS THAT DUPLICATE EXISTING SERVICES, POLITICAL ACTIVITIES, OR RELIGIOUS ACTIVITIES. RAF DOES NOT MAKE MULTI-YEAR GRANTS OR MORE THAN ONE GRANT TO AN ORGANIZATION WITHIN 12 MONTHS OF AN AWARD. AN ORGANIZATION MAY APPLY FOR A GRANT ONCE DURING EACH CALENDAR. TO BE CONSIDERED, THE ORGANIZATION MUST HAVE COMPLETED ALL PRIOR PROJECTS AND FILED A FINAL REPORT TO CLOSE OUT AWARDED FUNDS. RAF AWARDS GRANTS TO BENEFIT COMMUNITIES IN THE CATCHMENT AREA PROSCRIBED BY THE RAF BOARD OF TRUSTEES, CURRENTLY WITHIN A 40 MILE RADIUS OF ROCHESTER . AGENCIES OUTSIDE OF THE TRADITIONAL CATCHMENT AREA ARE ELIGIBLE FOR GRANTS PROVIDED THE IMPACT FOR PROJECT WILL FALL PRIMARILY WITHIN THE RAF CATCHMENT AREA BUT THE GRANT DISTRIBUTION COMMITTEE MAY REQUIRE INPUT THROUGH A LOCAL ADVISORY GROUP OR BOARD IF A LOCAL OFFICE IS NOT PRESENT. X X X 0 0 0 0 0 0 0 0 0 JENNIFER WOODFORD EXECUTIVE DIRECTOR 108409 36136 0 0 0 0 5400 1800 1347 449 115156 38385 0 0 X 21 1355529 FMV 0 0 1 1 PART I, LINE 32B: GIFTS OF STOCK, SECURITIES, AND OTHER INVESTMENT FUNDS ARE RECEIVED BY A THIRD PARTY WITH WHOM ROCHESTER AREA FOUNDATION HAS AN ACCOUNT. THE SECURITIES ARE THEN SOLD BY THAT THIRD PARTY AND PROCEEDS ARE TRANSFERRED TO A SAVINGS ACCOUNT. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS MADE UP OF THE OFFICERS OF THE BOARD OF DIRECTORS. THE PRESIDENT OF THE ROCHESTER AREA FOUNDATION SERVES AS AN EX-OFFICIO MEMBER. DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE ALL POWERS OF THE BOARD OF DIRECTORS IN THE MANAGEMENT AND DIRECTION OF THE BUSINESS AND CONDUCT THE AFFAIRS OF THE FOUNDATION. NO POLICY OR ACTION ADOPTED OR TAKEN BY THE EXECUTIVE COMMITTEE SHALL CONTINUE EFFECTIVE UNLESS APPROVED AT THE NEXT MEETING OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B RSM PROVIDES A DRAFT OF THE FORM 990 TO THE FINANCE OFFICER. THE FINANCE OFFICER, PRESIDENT AND TREASURER REVIEW THE DRAFTS AND MAKE ANY NECESSARY CHANGES. REVISED COPIES ARE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW, AND A VOTE TO APPROVE IS TAKEN AFTER THE TRUSTEES HAVE REVIEWED THE RETURNS. THE REVIEW AND APPROVAL TAKES PLACE PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ROCHESTER AREA FOUNDATION'S CONFLICT OF INTEREST POLICY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, MEMBERS OF BOARD COMMITTEES WHO ARE NOT MEMBERS OF THE BOARD, VOLUNTEER COMMITTEE MEMBERS, MEMBERS OF THE BOARDS OF SUPPORTING ORGANIZATIONS TO THE FOUNDATION, REPRESENTATIVES OF FISCALLY SPONSORED PROJECTS, AND MEMBERS OF THEFOUNDATION STAFF (HEREINAFTER "MEMBERS"). THIS POLICY SHALL BE PROVIDED TO EACH MEMBER AT THE TIME THAT HE OR SHE IS ASKED TO SERVE THE FOUNDATION. IN CONDUCTING THE AFFAIRS OF THE FOUNDATION, DUALITY OR CONFLICT OF INTEREST SHALL BE PRESUMED WHEN A PERSON TO WHOM THIS POLICY APPLIES OR A MEMBER OF HIS/HER IMMEDIATE FAMILY SERVES AS A TRUSTEE, OFFICER, STAFF MEMBER OR HOLDER OF MORE THAN 10% OF CORPORATE STOCK OF AN AFFECTED ORGANIZATION OR FIRM; HAS A FORMAL AFFILIATION OR INTEREST IN AN AFFECTED ORGANIZATION OR FIRM; OR COULD EXPECT FINANCIAL GAIN OR LOSS FROM A PARTICULAR DECISION. BEFORE A STAFF, BOARD OR VOLUNTEER COMMITTEE MEMBER BEGINS HIS OR HER SERVICE WITH THE FOUNDATION, HE OR SHE SHALL FILE WITH THE PRESIDENT OF THE FOUNDATION A LIST OF HIS OR HER PRINCIPAL BUSINESS ACTIVITIES, AS WELL AS INVOLVEMENT WITH OTHER CHARITABLE AND BUSINESS ORGANIZATIONS, VENDORS OR BUSINESS INTERESTS, OR WITH ANY OTHER ASSOCIATIONS THAT MIGHT PRODUCE A CONFLICT OF INTEREST. ALL MEMBERS WILL BE REQUIRED TO SUBMIT THE DISCLOSURE STATEMENT ON AN ANNUAL BASIS. IN ADDITION TO THE DISCLOSURE REQUIRED BY THE PREVIOUS PARAGRAPH, EACH MEMBER IS UNDER AN OBLIGATION TO THE FOUNDATION, TO HIS OR HER FELLOW STAFF OR VOLUNTEERS, AND TO THE COMMUNITY SERVED BY THE FOUNDATION TO INFORM THE FOUNDATION OF ANY POSITION HE OR SHE HOLDS OR OF ANY BUSINESS OR VOCATIONAL ACTIVITY THAT MAY RESULT IN A POSSIBLE CONFLICT OF INTEREST OR BIAS FOR OR AGAINST A PARTICULAR GRANTEE, ACTION, OR POLICY, AT THE TIME SUCH GRANT, ACTION, OR POLICY IS UNDER CONSIDERATION BY THE BOARD OR ANY VOLUNTEER COMMITTEE OF THE FOUNDATION. ANY DUALITY OR POSSIBLE CONFLICT OF INTEREST ON THE PART OF ANY MEMBER SHALL BE DISCLOSED TO THE CHAIR OF THE BOARD (IN THE CASE OF VOLUNTEERS) OR THE PRESIDENT (IN THE CASE OF STAFF MEMBERS) AND MADE A MATTER OF RECORD AS SOON AS THE ISSUE IN QUESTION IS RAISED AND A POSSIBLE CONFLICT IS KNOWN. WHEN THE BOARD, COMMITTEE, OR STAFF IS TO DECIDE UPON AN ISSUE ABOUT WHICH A MEMBER HAS AN UNAVOIDABLE CONFLICT OF INTEREST, THAT MEMBER SHALL PHYSICALLY ABSENT HERSELF OR HIMSELF WITHOUT COMMENT FROM NOT ONLY THE VOTE, BUT ALSO FROM THE DELIBERATION, UNLESS DIRECTLY REQUESTED BY THE CHAIR OF THE BOARD OR RELEVANT COMMITTEE TO PROVIDE FACTUAL INFORMATION OR ANSWER FACTUAL QUESTIONS THAT MAY ASSIST THE BOARD OR COMMITTEE IN MAKING A WISE DECISION. IN NO CASE SHALL THAT MEMBER VOTE ON SUCH MATTER OR ATTEMPT TO EXERT PERSONAL INFLUENCE IN CONNECTION THEREWITH. DISCLOSURE AND ABSTENTION SHALL BE RECORDED IN THE MINUTES OF THE MEETING(S) AT WHICH THE ISSUE IS DISCUSSED AND DECIDED. IN ANY SITUATION NOT SPECIFICALLY COVERED BY THE PREVIOUS SECTIONS OF THIS POLICY, MEMBERS SHALL CONSIDER CAREFULLY ANY POTENTIAL CONFLICT OF THEIR PERSONAL INTERESTS WITH THE INTERESTS OF THE FOUNDATION AND REFRAIN FROM ANY ACTION THAT MIGHT BE PERCEIVED AS AN ACTUAL OR APPARENT CONFLICT OF INTEREST. THE CHAIR OF THE BOARD SHALL BE RESPONSIBLE FOR THE APPLICATION AND INTERPRETATION OF THESE POLICIES AS THEY RELATE TO BOARD MEMBERS, VOLUNTEER COMMITTEE MEMBERS, OR THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE EXECUTIVE DIRECTOR OF THE ROCHESTER AREA FOUNDATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS USING COMPARABILITY DATA FROM THE COUNCIL OF FOUNDATIONS. THE EXECUTIVE COMMITTEE SURVEYS TRUSTEES AND STAFF EACH YEAR AND COMBINES THAT WITH ORGANIZATIONAL PERFORMANCE TO COMPLETE A PERFORMANCE EVALUATION OF THE EXECUTIVE DIRECTOR. THE RESULTS OF THE PERFORMANCE EVALUATION ARE USED TO DETERMINE ANY COMPENSATION ADJUSTMENT THAT IS RECOMMENDED BY THE EXECUTIVE COMMITTEE AND REVIEWED AND APPROVED BY THE FULL BOARD OF TRUSTEES. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE EXECUTIVE DIRECTOR OF THE ROCHESTER AREA FOUNDATION USING COMPARABILITY DATA FROM THE COUNCIL OF FOUNDATIONS AND INCREASES ARE BASED ON MERIT. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND/OR FINANCIAL STATEMENTS MAY BE OBTAINED BY THE PUBLIC ON THE ORGANIZATION'S WEBSITE OR UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII: ALL PAYROLL IS PROCESSED, AND EMPLOYMENT TAXES ARE REPORTED BY ROCHESTER AREA FOUNDATION. A PORTION OF COMPENSATION IS CHARGED TO FIRST HOMES PROPERTIES, A RELATED ORGANIZATION, AND IS REPORTED AS PAID BY A RELATED ORGANIZATION, ON FORM 990, PART VII. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 213,661. MANAGEMENT AND GENERAL EXPENSES 159,109. FUNDRAISING EXPENSES 81,827. TOTAL EXPENSES 454,597. ADMINISTRATIVE FEE: PROGRAM SERVICE EXPENSES 163,464. MANAGEMENT AND GENERAL EXPENSES 121,729. FUNDRAISING EXPENSES 62,603. TOTAL EXPENSES 347,796. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST -66,527. FORM 990, PART XI, LINE 2C: THE FINANCE COMMITTEE HAS THE RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FIRST HOMES PROPERTIES 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 412004557 TO PROVIDE OPPORTUNITIES FOR LOW AND MODERATE INCOME HOUSEHOLDS IN SE MN MN 501(C)(3) LINE 12A, I ROCHESTER AREA FOUNDATION 1 RAF PROPERTIES 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 411891463 TO RECEIVE, HOLD & DISBURSE ANY REAL PROPERTY FOR ROCHESTER AREA FOUNDATION MN 501(C)(3) LINE 12A, I ROCHESTER AREA FOUNDATION 1 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 FIRST HOMES PROPERTIES D 377140 FAIR MARKET VALUE FIRST HOMES PROPERTIES B 632880 FAIR MARKET VALUE RAF PROPERTIES C 399881 FAIR MARKET VALUE