2023-11-14T15:07:46-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 101670008 990PF 2022-01-01 391322495 HENRY UIHLEIN II AND MILDRED A UIHLEIN FOUNDATION HENR 5185233061 HEAVEN HILL FARM 302 BEAR CUB LANE LAKE PLACID NY 129463117 JOHN D LEEKLEY JR TRUSTEE 5185233061 2023-11-07 1 JOHN LEEKLEY JR 999009999 1 ANAN SAMARA P02103452 2122862600 2023-11-07 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 21285339 X X 1775 1775 157186 157186 299976 5195026 299976 9865 9865 468802 468802 146000 7300 138700 170927 0 170927 36468 0 36468 45000 0 45000 111452 35292 76160 20731 731 0 19788 0 19788 133231 7 133224 683597 43330 620267 387500 387500 1071097 43330 1007767 -602295 425472 928419 223770 223770 1929209 1798734 1798734 4278489 2580652 2580652 1933192 1192846 1192846 9973296 7168829 7168829 8320508 6689189 8320508 8320508 25731794 21285339 21285339 0 0 X 25731794 21285339 25731794 21285339 25731794 21285339 25731794 -602295 0 25129499 3844160 21285339 PUBLICLY TRADED SECURITIES 5195026 4895050 299976 299976 299976 5914 0 5914 0 5914 13258 0 0 0 13258 0 7344 7344 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DWAYNE JOHNSON ASSOCIATES 2625224136 W233N2080 RIDGEVIEW PKWY STE 301 WAUKESHA WI 531881025 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN D LEEKLEY JR C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE, CHAIRPERSON 6.00 68000 0 0 JAMES MCKENNA C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE 13.75 78000 0 0 JAMES N SAWYER C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 PROPERTY SUPERINTEND 40.00 87767 10763 0 0 NONE 0 IN 2020 THE FOUNDATION TOOK TITLE TO APPROXIMATELY 454 ACRES OF FARMLAND DIRECTLY ACROSS BEAR CUB LANE FROM HEAVEN HILL. THIS LAND WAS GIFTED TO CORNELL UNIVERSITY IN THE EARLY '60S BY HENRY UIHLEIN FOR USE IN SEED POTATO RESEARCH. CORNELL DISCONTINUED THE RESEARCH PROJECT AND TURNED THE PROPERTY (INCLUDING A LAB BUILDING AND A LARGE STOREHOUSE) OVER TO THE FOUNDATION. THE FOUNDATION'S INTENT IS TO MAKE THE SPACE AVAILABLE AT NO CHARGE TO NOT-FOR-PROFITS FOR THEIR OFFICES. TO THAT END, THE FOUNDATION HAS INVESTED ABOUT $1.5 MILLION IN REPURPOSING A 6,800 SQUARE FOOT POTATO WAREHOUSE INTO USABLE OFFICE SPACE AS WELL AS UPGRADING ELECTRICAL SERVICE, WATER, AND SEWER. THE WAREHOUSE, NOW A FULLY FUNCTIONAL OFFICE BUILDING, WAS THE HEADQUARTERS FOR THE WORLD UNIVERSITY GAMES (A 'WINTER OLYMPICS' FOR UNIVERSITIES - 46 UNIVERSITIES FROM ALL OVER THE WORLD PARTICIPATED) IN JANUARY 2023. 1500000 THE FOUNDATION'S FOUNDER, HENRY UIHLEIN, DIRECTED THAT, IF POSSIBLE, HIS PROPERTY NOT BE TURNED INTO A COMMERCIAL OR RESIDENTIAL DEVELOPMENT. ACCORDINGLY, THE FOUNDATION HAS RENOVATED AND RESTORED HIS RATHER EXTENSIVE FARMHOUSE AND HOLDS IT AVAILABLE TO LOCAL NOT-FOR-PROFIT ORGANIZATIONS AS A VENUE FOR MEETINGS, SEMINARS, RETREATS, AND FUND-RAISERS. AN UPDATED (BUT NOT "COMMERCIAL") KITCHEN IS AVAILABLE ALONG WITH FIBER-SUPPORTED WI-FI. THE BUILDING USUALLY SEES ABOUT 3,000 VISITORS A YEAR. IN 2021, THE BUILDING REOPENED IN JUNE AND SAW ABOUT 1,050 VISITORS DURING THE REMAINDER OF THE YEAR. IN 2022 THE NUMBER INCREASED TO ABOUT 2,000. 165500 THE FOUNDATION HAS DEVELOPED ABOUT ELEVEN MILES OF WALKING/HIKING/CROSS-COUNTRY SKI TRAILS THAT ARE EXTENSIVELY USED YEAR-ROUND BY LOCAL RESIDENTS AND VISITORS. THE COVID LOCKDOWN SPURRED EVEN MORE USAGE. GUESSTIMATES PUT TOTAL USAGE OVER THE YEAR IN SIX FIGURES. HENRY'S WOODS LIES AT THE EASTERN END OF THE PROPERTY AND CONSISTS OF SEVERAL HEAVILY ENGINEERED TRIALS OF LIGHT TO MODERATE DIFFICULTY AND BREATH-TAKING VIEWS FROM LOOKOUTS HIGHER UP THE HILL. HEAVEN HILL TRAILS, INCLUDING OLD ORCHARD TRAIL, ARE LOCATED ON RELATIVELY FLAT TERRAIN AT THE WESTERN END OF THE PROPERTY. ALL TRAILS ARE WELL MARKED. RECENT ACQUISITION OF ADJACENT PROPERTY FORMERLY USED FOR POTATO RESEARCH HAS PROMPTED A HALT TO FURTHER TRAIL DEVELOPMENT PENDING THE COMPLETION OF A COMPREHENSIVE PLAN FOR THE TRAIL SYSTEM. 20700 0 14945702 118547 0 15064249 0 0 15064249 225964 14838285 741914 741914 5914 5914 736000 0 736000 0 736000 1007767 0 1631319 2639086 736000 0 0 192670 263063 40696 65636 699482 1261547 2639086 0 0 0 736000 1903086 0 0 3164633 0 0 0 0 0 0 192670 2971963 263063 40696 65636 699482 1903086 X ADIRONDACK COUNCIL INC PO BOX D-2 ELIZABETHTOWN NY 129320640 N/A PC CLARENCE PETTY INTERN 7500 ADIRONDACK FOUNDATION PO BOX 288 LAKE PLACID NY 129460288 N/A PC NORTH ELBA CHRISTMAS FUND 10000 ADIRONDACK MOUNTAIN CLUB INC PO BOX 4390 QUEENSBURY NY 128040390 N/A PC CACASE IMPROVEMENTS 30000 ADIRONDACK NORTH COUNTRY SPORTS COUNCIL 49 PARKSIDE DRIVE LAKE PLACID NY 129463832 N/A PC 2022 WORLD UNIV SPEED SKATING CHAMPIONSHIPS 50000 ADIRONDACK RESEARCH CONSORTIUM PO BOX 96 PAUL SMITHS NY 129700096 N/A PC GENERAL OPERATIONS 1500 ADIRONDACK SPEEDSKATING CLUB 122 MCKINLEY STREET APT 1 LAKE PLACID NY 129461516 N/A PC KID'S PROGRAM 5000 BARKEATER TRAILS ALLIANCE - BETA PO BOX 843 LAKE PLACID NY 129460843 N/A PC GENERAL OPERATIONS 12500 ESSEX COUNTY ARTS COUNCIL PO BOX 187 WESTPORT NY 129930187 N/A PC GENERAL ART SUPPORT 5000 ESSEX COUNTY HISTORICAL SOCIETY PO BOX 428 7590 COURT STREET ELIZABETHTOWN NY 129320428 N/A PC GENERAL OPERATIONS 7500 LAKE PLACID CENTER FOR THE ARTS 17 ALGONQUIN DRIVE LAKE PLACID NY 129461054 N/A PC GENERAL OPERATIONS 20000 LAKE PLACID COMMUNITY BEAUTIFICATION ASSOCIATION 2693 MAIN STREET LAKE PLACID NY 129463351 N/A PC GENERAL OPERATIONS 14000 LAKE PLACID NORTH ELBA HISTORICAL SOCIETY PO BOX 189 LAKE PLACID NY 129460189 N/A PC $10K GENERAL OPERATIONS; $4K INTERNSHIP 14000 LAKE PLACID PUBLIC LIBRARY 2471 MAIN STREET LAKE PLACID NY 129463301 N/A PC GENERAL OPERATIONS 5000 LAKE PLACID SINFONIETTA INC PO BOX 1303 LAKE PLACID NY 129465303 N/A PC GENERAL OPERATIONS 7500 LAKE PLACID VOLUNTEER AMBULANCE SERVICES INC PO BOX 107 LAKE PLACID NY 129460107 N/A PC GENERAL OPERATIONS 5000 LAKE PLACID VOLUNTEER FIRE DEPARTMENT INC PO BOX 569 LAKE PLACID NY 129460569 N/A PC GENERAL OPERATIONS 10000 LITTLE PEAKS INC PO BOX 261 KEENE NY 129420261 N/A PC LANDSCAPING 5000 NORTHWOOD SCHOOL 92 NORTHWOOD ROAD LAKE PLACID NY 129463625 N/A PC STUDENT WILDLIFE CAMERA PROGRAM 25000 SARANAC LAKE VOLUNTEER RESCUE SQUAD INC PO BOX 431 SARANAC LAKE NY 129830431 N/A PC 2022 ZOLL VENTILATOR 10000 SONGS AT MIRROR LAKE INC PO BOX 1450 LAKE PLACID NY 129465450 N/A PC GENERAL OPERATIONS 6000 ST ARMAND YOUTH TASK FORCE PO BOX 259 BLOOMINGDALE NY 129130259 N/A PC 2022 FUNDS FOR MUTLI USE SPORTS RINK 1000 THOMAS SHIPMAN SR MEMORIAL YOUTH CENTER INC PO BOX 1122 LAKE PLACID NY 129465122 N/A PC GENERAL OPERATIONS 15000 TOWN OF NORTH ELBA 2693 MAIN STREET LAKE PLACID NY 129463567 N/A PC 2022 GLOBAL SPORTS INITIATIVE 50000 TRI-LAKES HUMANE SOCIETY PO BOX 111 SARANAC LAKE NY 129830111 N/A PC GENERAL OPERATIONS 5000 UNITED STATES LUGE ASSOCIATION 57 CHURCH STREET LAKE PLACID NY 129461805 N/A PC RAW MATERIALS FOR NEW SLEDS 16000 US INTERNATIONAL UNIVERSITY SPORTS 4000 CENTRAL FLORIDA BOULEVARD ORLANDO FL 328168005 N/A PC GENERAL OPERATIONS 50000 387500 0 14 1775 14 157186 14 9865 18 299976 0 468802 0 468802 0 0 0 0 0 0 0 0 0 0 BOOKKEEPING 30000 0 30000 FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 15000 0 15000 ABBVIE INC 3.600% DUE 05/14/2025 30,000 QTY 29078 29078 AIR LEASE CORP 5.850% DUE 12/15/2027 30,000 QTY 30009 30009 AMERICAN EXPRESS CO 3.950% DUE 08/01/2025 30,000 QTY 29399 29399 APPLE INC 2.050% DUE 09/11/2026 39,000 QTY 35627 35627 BANK OF AMERICA CORP 3.384% DUE 04/02/2025 35,000 QTY 33417 33417 BANK OF MONTREAL 2.150% DUE 03/08/2024 40,000 QTY 38660 38660 BANK OF NY MELLON CORP 4.289$ DUE 06/13/2033 35,000 QTY 32731 32731 CANADIAN IMPERIAL BANK 3.100% DUE 04/02/2024 35,000 QTY 34155 34155 CHURCH & DWIGHT CO INC 3.150% DUE 08/01/2027 35,000 QTY 32700 32700 CIGNA CORP 3.750% DUE 07/15/2023 24,000 QTY 23823 23823 CITIGROUP INC 3.668% DUE 07/24/2028 35,000 QTY 32145 32145 COMCAST CORP 5.350% DUE 11/15/2027 40,000 QTY 40885 40885 DTE ENERGY CO 4.220% DUE 11/01/2024 30,000 QTY 29520 29520 DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 43,000 QTY 42314 42314 ENTERGY LOUISIANA LLC 0.620% DUE 11/17/2023 30,000 QTY 28876 28876 GENERAL MOTORS FINL CO 4.000% DUE 01/15/2025 15,000 QTY 14563 14563 GENERAL MOTORS FINL CO 4.350% DUE 04/09/2025 23,000 QTY 22400 22400 GOLDMAN SACHS GROUPS INC 4.598% DUE 01/24/2025 40,000 QTY 39367 39367 HP ENTERPRISE CO 1.750% DUE 04/01/2026 25,000 QTY 22470 22470 JPMORGAN CHASE & CO 2.069% DUE 06/01/2029 19,000 QTY 15867 15867 JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 19,000 QTY 17697 17697 LOWE'S COS INC 1.700% DUE 09/15/2028 45,000 QTY 37798 37798 MASTERCARD INC 3.500% DUE 02/26/2028 38,000 QTY 36081 36081 MCDONALD'S CORP 3.500% DUE 07/01/2027 40,000 QTY 37957 37957 MORGAN STANLEY 1.512% DUE 07/20/2027 30,000 QTY 26053 26053 MORGAN STANLEY 1.593% DUE 05/04/2027 15,000 QTY 13168 13168 PAYPAL HOLDINGS INC 2.850% DUE 10/01/2029 35,000 QTY 30476 30476 PIONEER NATURAL RESOURCE 1.125% DUE 01/15/2026 45,000 QTY 40101 40101 PUBLIC STORAGE 1.850% DUE 05/01/2028 45,000 QTY 38651 38651 ROSS STORES INC 4.600% DUE 04/15/2025 40,000 QTY 39698 39698 SOUTHERN CAL EDISON 0.975% DUE 08/01/2024 45,000 QTY 42103 42103 SUMITOMO MITSUI FINL GRP 2.632% DUE 7/14/2026 41,000 QTY 37551 37551 TARGET CORP 4.500% DUE 9/15/2032 30,000 QTY 29170 29170 T-MOBILE USE INC 2.550% DUE 02/15/2031 46,000 QTY 37486 37486 TOYOTA MOTOR CREDIT CORP 5.400% DUE 11/10/2025 30,000 QTY 30462 30462 UNION PACIFIC CORP 3.950% DUE 09/10/2028 15,000 QTY 14425 14425 VALERO ENERGY CORP 1.200% DUE 3/15/2024 35,000 QTY 33323 33323 WEC ENERGY GROUP INC 0.800% DUE 03/15/2024 45,000 QTY 42640 42640 ADVANCE AUTO PARTS (AAP) 48.000 SHARES 7057 7057 ALPHABET INC CLASS C (GOOG) 1,010.000 SHARES 89617 89617 AMAZON.COM INC (AMZN) 665.000 SHARES 55860 55860 AMEREN CORP (AEE) 485.000 SHARES 43126 43126 AMERICAN TOWER CORP (AMT) 169.000 SHARES 35804 35804 AMERISOURCE BERGEM CORP (ABC) 230.000 SHARES 38113 38113 AMPHENOL CORP (APH) 355.000 SHARES 27029 27029 ANTA SPORTS PRODUCTS LTD (ANPDF) 2,295.000 SHARES 30100 30100 AON PLC (AON) 50.000 SHARES 15007 15007 APPLE INC (AAPL) 950.000 SHARES 123433 123433 APTIV PLC (APTV) 170.000 SHARES 15832 15832 ASM INTERNATIONAL NV (ASMIY) 38.000 SHARES 9551 9551 ASML HOLDING (ASML) 63.000 SHARES 33853 33853 ASPEN TECHNOLOGY (AZPN) 19.000 SHARES 3902 3902 AVANTOR INC (AVTR) 600.000 SHARES 12654 12654 BANK OF AMERICA CORP (BAC) 1,865.000 SHARES 61768 61768 BJ'S WHOLESALE CLUB HOLDIN (BJ) 267.000 SHARES 17664 17664 BLACKSTONE GROUP INC (BX) 220.000 SHARES 16321 16321 BROOKFIELD ASSET MANAGMEENT (BN) 345.000 SHARES 10853 10853 BURLINGTON STORES INC (BURL) 88.000 SHARES 17842 17842 CANADIAN PACIFIC RAILWAY L (CP) 230.000 SHARES 17151 17151 CARLISLE COS (CSL) 94.000 SHARES 22151 22151 CDW CORP/DE (CDW) 115.000 SHARES 20536 20536 CHAMPIONX CORP (CHX) 249.000 SHARES 7218 7218 CONOCOPHILLIPS (COP) 475.000 SHARES 56050 56050 CONSUMER STAPLES INDEX FD (XLP) 245.000 SHARES 18264 18264 COOPER COS INC (COO) 72.000 SHARES 23808 23808 COPART INC (CPRT) 695.000 SHARES 42318 42318 COSTCO WHSL CORP NEW (COST) 25.000 SHARES 11412 11412 DANAHER CORP (DHR) 137.000 SHARES 36362 36362 DOLLAR GENERAL CORP (DG) 113.000 SHARES 27826 27826 DOLLARAMA INC (DOL.TO) 456.000 SHARES 26674 26674 DOMINOS PIZZA (DPZ) 44.000 SHARES 15241 15241 EATON CORP PLC (ETN) 195.000 SHARES 30605 30605 EQUIFAX INC (EFX) 116.000 SHARES 22545 22545 EXPEDIA GROUP INC (EXPE) 193.000 SHARES 16906 16906 HEALTH CARE SELECT SPDR (XLV) 145.000 SHARES 19698 19698 HEICO CORPORATION (HEI) 60.000 SHARES 9218 9218 HILTON WORLDWIDE HOLDINGS (HLT) 230.000 SHARES 29062 29062 HOWMET AEROSPACE INC (HWM) 985.000 SHARES 38818 38818 IAA INC (IAA) 546.000 SHARES 21840 21840 IQVIA HOLDINGS INC (IQV) 210.000 SHARES 43026 43026 JONES LANG LASALLE INC COM (JLL) 57.000 SHARES 9084 9084 JPMORGAN CHASE & CO (JPM) 390.000 SHARES 52299 52299 KEYSIGHT TECHNOLOGIES ICN (KEYS) 93.000 SHARES 15909 15909 LAB CORP OF AMER HLDGS NEW (LH) 47.000 SHARES 11067 11067 LI NING CO LTD (LNNGF) 925.000 SHARES 8034 8034 LINCOLN ELEC HLDG (LECO) 160.000 SHARES 23118 23118 LVMH MOET HENNESSY VUITTON (LVMUY) 55.000 SHARES 39884 39884 MERCADOLIBRE INC (MELI) 22.000 SHARES 18617 18617 META PLATFORMS INC (META) 155.000 SHARES 18652 18652 MICROSOFT CORP (MSFT) 662.000 SHARES 158760 158760 MOTOROLA SOLUTIONS INC (MSI) 67.000 SHARES 17266 17266 NASDAQ INC. (NDAQ) 342.000 SHARES 20981 20981 NEXTERA ENERGY INC (NEE) 290.000 SHARES 24244 24244 NICE LTD ADR (NICE) 85.000 SHARES 16345 16345 NORTHROP GRUMMAN CORP (NOC) 73.000 SHARES 39829 39829 NVIDIA CORP (NVDA) 158.000 SHARES 23090 23090 PAYCOM SOFTWARE INC (PAYC) 38.000 SHARES 11791 11791 PEPSICO INC (PEP) 260.000 SHARES 46971 46971 PIONEER NATURAL RESOURCES (PXD) 110.000 SHARES 25122 25122 PROLOGIS INC (PLD) 310.000 SHARES 34946 34946 S&P 500 DEP RCPTS (SPY) 54.000 SHARES 20651 20651 S&P GLOBAL INC. (SPGI) 126.000 SHARES 42202 42202 SCHLUMBERGER LTD (SLB) 865.000 SHARES 46242 46242 SCHWAB CHARLES CORP NEW (SCHW) 530.000 SHARES 44127 44127 SERVICENOW INC (NOW) 49.000 SHARES 19025 19025 SMITH A O CORP (AOS) 265.000 SHARES 15168 15168 STERIS PLC (STE) 101.000 SHARES 18653 18653 SYNOPSYS INC (SNPS) 46.000 SHARES 14687 14687 TAKE-2 INTERACTIVE (TTWO) 310.000 SHARES 32280 32280 TELEFLEX INC (TFX) 70.000 SHARES 17474 17474 TEXAS INSTRUMENTS INC (TXN) 250.000 SHARES 41305 41305 THERMO FISHER SCIENTIFIC (TMO) 71.000 SHARES 39098 39098 TRADEWEB MARKETS INC (TW) 132.000 SHARES 8570 8570 TRANSUNION (TRU) 280.000 SHARES 15890 15890 UNION PACIFIC CORP (UNP) 116.000 SHARES 24020 24020 UNITEDHEALTH GROUP INC (UNH) 150.000 SHARES 79527 79527 US FOODS HOLDINGS CORP (USFD) 771.000 SHARES 26229 26229 VISA INC (V) 445.000 SHARES 92453 92453 VULCAN MATERIALS (VMC) 295.000 SHARES 51657 51657 WALMART INC (WMT) 245.000 SHARES 34738 34738 WEX INC (WEX) 90.000 SHARES 14728 14728 WILLSCOT MOBILE MINI HOLDI (WSC) 256.000 SHARES 11563 11563 ZOETIS INC (ZTS) 220.000 SHARES 32241 32241 1798734 1798734 0 0 ISHARES CHINA LRGE-CAP ETF (FXI) 510.000 SHARES FMV 14433 14433 OW CREDIT INCOME FUND (OWCIX) 88,495.598 SHARES FMV 647699 647699 OW LARGE CAP STRATEGIES FD (OWLSX) 33,418.863 SHARES FMV 4846667 4846667 OW SMALL & MIDCAP STRAT FD (OWSMX) 119,340.802 SHARES FMV 1660030 1660030 MILLS PROPERTY LAND 1971102 0 1971102 1971102 HEAVEN HILL FARM 2410371 0 2410371 2410371 HENRY'S WOODS LAND 321639 0 321639 321639 OLD ORCHARD TRAIL 81419 0 81419 81419 HEAVEN HILL TRAIL 64220 0 64220 64220 CARETAKERS RESIDENCE 139373 0 139373 139373 HEAVEN HILL OFFICE 88017 0 88017 88017 EQUIPMENT 188212 0 188212 188212 CORNELL LOT 917398 0 917398 917398 UIHLEIN FARM 2127107 0 2127107 2127107 IMPROVEMENTS 11650 0 11650 11650 UNREALIZED DEPRECIATION ON INVESTMENTS 3844160 DIRECTORS AND OFFICERS INSURANCE 2093 0 2093 FILING FEES 750 0 750 OFFICE AND OTHER EXPENSES 6713 0 6713 OTHER INVESTMENT EXPENSES 7 7 0 PROPERTY INSURANCE 27329 0 27329 REPAIRS AND MAINTENANCE 47319 0 47319 UTILITIES 49020 0 49020 OTHER INVESTMENT INCOME 9865 9865 9865 INVESTMENT MANAGEMENT AND ADVISORY 35292 35292 0 OTHER PROFESSIONAL AND CONSULTING FEES 76160 0 76160 FEDERAL EXCISE TAX PAID 20000 0 0 FOREIGN TAXES WITHHELD 731 731 0