2023-11-15T22:08:28-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 105281633 990 2022-01-01 472528627 SOMOS HEALTHCARE PROVIDERS INC SOMO 6469797613 2910 EXTERIOR STREET 1ST FLOOR BRONX NY 10463 MARIO J PAREDES CEO 6469797613 2023-11-15 1 MARIO PAREDES 999009999 1 GARRETT M HIGGINS P00543209 9143818900 2023-11-15 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z SOMOS COMMUNITY CARE MARIO J PAREDES 2910 EXTERIOR STREET 1ST FLOOR BRONX NY 10463 77709910 0 X WWW.SOMOSCOMMUNITYCARE.ORG X 2014 NY SOMOS HEALTHCARE PROVIDER'S MISSION IS TO EXPAND HEALTHY EQUITY AND ENSURE THE SUSTAINABILITY OF AN INDEPENDENT NETWORK OF PROVIDERS IN NEW YORK. 8 8 101 11 0 0 4518270 29434723 87133655 46663365 640852 875037 960 547320 92293737 77520445 1050339 1311320 0 0 18793831 10721986 0 0 0 131949427 89230322 151793597 101263628 -59499860 -23743183 143305579 86975574 45735511 13148689 97570068 73826885 X SOMOS COMMUNITY CARE'S MISSION IS TO EXPAND EQUITY IN HEALTHCARE FOR THE MOST UNDERSERVED COMMUNITIES IN NEW YORK. TO FULFILL OUR MISSION, OUR NETWORK PROVIDERS DELIVER EXCEPTIONAL, HIGHLY ACCESSIBLE, COMMUNITY-BASED, PATIENT-CENTERED, CULTURALLY COMPETENT, PREVENTIVE, AND VALUE-BASED CARE FOR THE MOST VULNERABLE COMMUNITIES IN THE BRONX, KINGS, NEW YORK, QUEENS COUNTIES, AND LONG ISLAND. BY CONTINUING TO ADVANCE A CRUCIAL MULTI-YEAR, COMPREHENSIVE REFORM ROADMAP TOWARDS VALUE-BASED CARE (KNOWN AS DSRIP) THAT TRACES BACK TO THE ORGANIZATION'S FOUNDING, SOMOS CONCURRENTLY IMPROVES PATIENT OUTCOMES AND LOWERS COSTS. 0 0 93959616 1311320 46663365 AFFIRMING THE GOALS AND IMPORTANCE OF VALUE-BASED HEALTHCARE, SOMOS PROMOTES THE QUALITY OF CARE IN NEW YORK'S UNDERSERVED COMMUNITIES BY BUILDING NETWORK PROVIDER CAPACITY TO DELIVER EFFECTIVE, TARGETED PREVENTIVE CARE WHILE ALSO ADVANCING THEIR SUSTAINABILITY. THIS IS ACHIEVED BY SUPPORTING PROVIDER COLLABORATION, PROACTIVE MANAGEMENT OF POPULATION HEALTH, ENGAGING IN CARE COORDINATION AND CARE MANAGEMENT, AND PROVIDING ROBUST DATA COLLECTION AND ANALYTICS THEREBY SUPPORTING THE ABILITY TO APPLY QUALITY METRICS AND PERFORMANCE MEASURES. SOMOS IS A SOCIAL CARE NETWORK WITH A PARTICULAR FOCUS ON ADDRESSING HEALTH INEQUITIES, PROVIDING SOLUTIONS FOR A BROAD ARRAY OF SOCIAL CARE NEEDS FOR THOSE WHO ARE CHRONICALLY SICK, HARDEST TO REACH, AND PERSISTENTLY LEFT OUT. TO BREAK DOWN THESE SYSTEMIC INEQUITIES AND FULLY ADDRESS WHOLE-PERSON HEALTH NEEDS WITH A PREVENTATIVE FOCUS, SOMOS ENGAGES IN COMMUNITY-BASED PUBLIC HEALTH ENGAGEMENT AND EDUCATION WITH A TRUSTED WORKFORCE THAT IS PART OF THE FABRIC OF THE COMMUNITY. SOMOS ESTABLISHES PARTNERSHIPS WITH LOCAL RELIGIOUS INSTITUTIONS AND COMMUNITY-BASED ORGANIZATIONS FOR THE PROVISION OF COMPREHENSIVE SOCIAL ASSISTANCE FOR WHICH COMMUNITY MEMBERS ARE ELIGIBLE INCLUDING HOUSING, FOOD ASSISTANCE, ETC. SOMOS' TRUSTED VOICES ARE ALSO USED IN THE MULTI-YEAR STRATEGIC COMMUNICATIONS AND BRANDING SPECIFICALLY DEVELOPED FOR COMMUNITIES THAT ARE TRADITIONALLY DISCONNECTED FROM THE HEALTHCARE SYSTEM AND THUS HAVE LOW HEALTH LITERACY. AS A RESULT, SOMOS HAS GARNERED MILLIONS OF MEDIA IMPRESSIONS AND IS ALSO ABLE TO ADVANCE POPULATION HEALTH WITH GREAT SUCCESS WHILE ALSO DISSEMINATING IMPORTANT DATA FROM PARTICIPATORY RESEARCH AND COMMUNITY NEEDS ASSESSMENTS. THROUGH THESE COMBINED APPROACHES TO ADVANCING COMMUNITY-BASED, PREVENTIVE, VALUE-BASED CARE, SOMOS SUPPORTS INNOVATION IN MEDICAID AND MEDICARE EQUITABLE DELIVERY MODELS.DURING THE COVID-19 PANDEMIC, SOMOS WAS AT THE FOREFRONT OF THE RESPONSE IN NEW YORK, OPERATING IN-LANGUAGE TESTING SITES IN POOR UNDERSERVED NEIGHBORHOODS, ADMINISTERING THOUSANDS OF ANTIBODY TESTS TO KEEP NEW YORK CITY RUNNING, AND ESTABLISHING VACCINATION SITES IN PROMINENT SITES IN COMMUNITIES OF COLOR. SOMOS ALSO ESTABLISHED THE FIRST MULTILINGUAL CALL CENTER IN NEW YORK CITY AND LAUNCHED VITAL STRATEGIC COMMUNICATIONS CAMPAIGNS TO REACH AND EDUCATE TERRIFIED, SICK PATIENTS VICTIMIZED BY MISINFORMATION AND SKEPTICAL OF HEALTH INSTITUTIONS. ULTIMATELY SOMOS TESTED OVER 1 MILLION PEOPLE, VACCINATED OVER 1 MILLION PEOPLE, AND SERVED OVER 2 MILLION FREE, NUTRITIOUS MEALS TO THE CITY'S MOST AT-RISK RESIDENTS DURING THE PANDEMIC. 93959616 1 1 0 1 0 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 138 0 101 1 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 1 1 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X X MONTEFIORE CARE MANAGEMENT 9143786657 100 CORPORATE BLVD YONKERS NY 10701 RAMON TALLAJ MD CHAIRMAN 2.00 X X 0 0 0 HENRY CHEN MD PRESIDENT 2.00 X X 0 0 0 OSCAR FUKILMAN MD SECRETARY 2.00 X X 0 0 0 WILLIAM CHEUNG MD TRUSTEE THRU MARCH 2022 2.00 X 0 0 0 MING ZHU MD TRUSTEE 2.00 X 0 0 0 STEPHEN ROSENTHAL TRUSTEE 2.00 X 0 0 0 VICTOR PERALTA MD TRUSTEE 2.00 X 0 0 0 FRANCISCO ROSARIO MD TRUSTEE 2.00 X 0 0 0 DAVID ZHANG TRUSTEE 2.00 X 0 0 0 MARIO PAREDES CEO 40.00 X 475010 0 28585 TRACEY LIN CFO 40.00 X 399395 0 25341 LIDIA VIRGIL COO 40.00 X 500803 0 25664 DEAN CARILLI CHIEF COMPLIANCE OFFICER 40.00 X 173661 0 6919 ALEXANDRO DAMIRON CHIEF OF STAFF 40.00 X 476898 0 15055 THOMAS MARUSCHAK CHIEF COMPLIANCE OFFICER THRU JUNE 2022 40.00 X 93199 0 15804 STEVEN MEISINGER TREASURER 2.00 X 0 0 0 GLORIA WONG VP OF OPERATIONS & EVP 40.00 X 400171 0 25112 CARLOS CUEVAS EVP OF HEALTHCARE INNOVATIONS 40.00 X 365863 0 27536 ELIZABETH DIXON-WEBB VP OF HUMAN RESOURCES 40.00 X 351592 0 25305 HELEN HALCHUK PHARMACY COORDINATOR 40.00 X 249570 0 0 CONCETTA PRYOR FINANCE VBP THRU FEB. 2022 40.00 X 225356 0 4050 DOMINGO CARLOS NUENEZ FUNCTIONAL AREA DIRECTOR 40.00 X 223962 0 18021 THOMAS HOERING ESQ FORMER VP OF LEGAL AFFAIRS 0.00 X 174308 0 0 4109788 0 217392 26 1 1 0 RAPID CARE SOLUTIONS 5030 BROADWAY 816 NEW YORK NY 10034 EMERGENCY RESPONSE SERVICES 61221808 OPTIMUS HEALTH ANALYTICS LLC 93-20A ROOSEVELT AVENUE 2ND FLOOR JACKSON HEIGHTS NY 11372 IT OPERATIONAL SERVICES 13953685 EVOLENT HEALTH LLC PO BOX 505384 ST LOUIS MO 63150 CARE SERVICES 10240000 MSTZO LLC 1017 NORTH MAIN AVENUE SUITE 300 SAN ANTONIO TX 78212 CONSULTING SERVICES 9361500 DELMONT HEALTHCARE SERVICES 55 NORTH MAIN STREET FREEPORT NY 11520 CONSULTING SERVICES 2605032 5 29434723 29434723 COVID TESTING 621500 46663365 46663365 46663365 875037 875037 189465 189465 0 IT REIMBURSEMENTS 900099 391058 391058 INSURANCE REFUND 900099 155269 155269 OTHER INCOME 900099 993 993 547320 77520445 46663365 0 1422357 X 1225320 1225320 86000 86000 2661618 2014046 647572 174308 131899 42409 6651523 5033208 1618315 98163 74280 23883 500180 378486 121694 636194 481408 154786 960000 960000 1161087 1161087 174184 174184 505000 505000 27981830 26955244 1026586 3623197 3450232 172965 407813 237544 170269 11361638 11112644 248994 1268335 930958 337377 1112592 816643 295949 246058 186192 59866 319527 234533 84994 COVID TESTING EXPENSES 40097478 40097478 MISCELLANEOUS 11583 8501 3082 101263628 93959616 7304012 0 16781 1017029 83782690 46935049 23889587 1035114 75297 575297 449630 869092 946979 739536 393152 207443 34323442 34323442 375000 2013108 143305579 86975574 45153461 11406013 582050 1742676 45735511 13148689 X 97570068 73826885 97570068 73826885 143305579 86975574 -23743183 0 X X 0 1 X 1 0 X 84000 183700 4518270 29434723 34220693 180694022 101167231 30214653 87133655 46663365 445872926 180694022 101251231 30398353 91651925 76098088 480093619 0 6666391 2795813 9462204 6666391 2795813 9462204 470631415 2140200 3505942 3023939 640852 1064502 10375435 2140200 3505942 3023939 640852 1064502 10375435 790 35188 960 547320 584258 182834222 104757963 33457480 92293737 77709910 491053312 0.95840 0.96420 0.02110 0.01830 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2019 AMOUNT: $ 790. 2020 AMOUNT: $ 35,188. 2021 AMOUNT: $ 960. 2022 AMOUNT: $ 993. INSURANCE REFUND - 2022 AMOUNT: $ 155,269. IT REIMBURSEMENTS - 2022 AMOUNT: $ 391,058. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 505000 505000 0 PART II-B, LINE 1: CORDO & COMPANY WAS PAID $275,000 FOR SERVICES RELATING TO LEGISLATIVE AND REGULATORY REPRESENTATION. MERCURY PUBLIC AFFAIRS LLC WAS PAID $255,000 FOR NEW YORK CITY LOBBYING AND GOVERNMENT AFFAIRS AND $360,000 FOR NEW YORK STATE LOBBYING AND GOVERNMENT RELATIONS. JAMES F. CAPALINO ASSOCIATES, INC. WAS PAID $86,100 FOR SERVICES RELATING TO ASSISTING THE ORGANIZATION WITH GOVERNMENT AND COMMUNITY RELATIONS WITH THE OFFICE OF THE MAYOR OF THE CITY OF NEW YORK, THE NEW YORK CITY COUNCIL, AND THE NEW YORK CITY BOROUGH PRESIDENTS. 663550 456107 207443 283429 283429 0 207443 INVESTMENT IN SUBSIDIARY - SOMOS INNOVATIONS 34323442 F 34323442 LEGAL SETTLEMENT PAYABLE 90000 DEFERRED COMPENSATION LIABILITY 753029 OPERATING LEASE LIABILITY 899647 1742676 X 77709910 189465 189465 77520445 0 77520445 101453093 189465 189465 101263628 0 101263628 PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART XIII, LINE 6B 189,465. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART XIII, LINE 6B 189,465. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 80000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 6000 0 0 0 0 0 0 86000 0 86000 CENTRAL AMERICA AND THE CARIBBEAN INTERNATIONAL MEDICAL CONGRESS 6000 CHECK 0 EUROPE FESTIVAL OF BIOLOGICS AND WORLD VACCINE CONGRESS 30000 CHECK 0 EUROPE MEDIA EXPOSURE 50000 CHECK 0 3 0 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION GIVES OUT GRANTS TO VARIOUS OTHER NONPROFIT ORGANIZATIONS, PRIMARILY IN THE FIELD OF HEALTHCARE. PART I, LINE 3: THE ORGANIZATION USES THE ACCRUAL METHOD TO ACCOUNT FOR ITS EXPENDITURES. PART III ACCOUNTING METHOD: 1 THE ALFRED E SMITH MEMORIAL FOUNDATION 1011 FIRST AVENUE 14TH FLOOR NEW YORK NY 10022 131553263 501(C)3 250000 0 76TH ALFRED E. SMITH MEMORIAL FOUNDATION DINNER MARIANO RIVERA FOUNDATION PO BOX 1240 HIGH SPRINGS FL 32655 810949267 501(C)3 100000 0 PLATINUM TITLE SPONSOR FOR GOLF EVENT DOMINICAN FOUNDATION OF SPORT IN NY INC 825 SAINT NICHOLAS AVE STE 66 NEW YORK NY 10031 870691491 80020 0 SECOND BASEBALL AND SOFTBALL EVENT CATHOLIC EXTENSION 150 S WACKER DRIVE SUITE 2000 CHICAGO IL 60606 366000520 501(C)3 80000 0 SPIRIT OF FRANCIS AWARD DINNER 1199SEIUEMPLOYER CHILD CARE CORPORATION 498 7TH AVE NEW YORK NY 10018 134063281 501(C)3 50000 0 CHILD CARE STRONG: STRENGTHENING WORKING FAMILIES, WINTER GALA ASOCIACION NACIONAL DE SACERDOTES HISPANOS PO BOX 3356 LUBBOCK TX 79452 581913100 501(C)3 50000 0 ANNUAL ANSH CONVENTION- GOOD SHEPHERD SPONSOR FUNDACION MMM INC 350 AVE CHARDON SUITE 500 SAN JUAN PR 00918 660663265 501(C)3 50000 0 HURRICANE FIONA RELIEF EFFORT, PUERTO RICO MAESTRO CARES 1459 W HUBBARD CHICAGO IL 60642 453706112 501(C)3 50000 0 ANNUAL GALA DINNER PATH TO PEACE FOUNDATION 25 EAST 39TH STREET NEW YORK NY 10016 133629516 501(C)3 50000 0 ANNUAL GALA ARCHDIOCESE OF NEW YORK 1011 FIRST AVENUE NEW YORK NY 10022 133089351 501(C)3 38500 0 PIERRE TOUSSAINT SCHOLARSHIP SPONSORSHIP FOR FUND AWARDS DINNER HERITAGE PROMOTIONS LLC 742 ALEXANDER ROAD SUITE 305 PRINCETON NJ 08540 473116663 35000 0 MISS INDIA WORLDWIDE PAGEANT AMERICA PRESS INC 1212 AVENUE OF THE AMERICAS 11TH FLOOR NEW YORK NY 10036 131623828 501(C)3 25000 0 AMERICA MEDIA GALA BRONXWORKS INC 60 EAST TREMONT AVENUE BRONX NY 10453 133254484 501(C)3 25000 0 CELEBRATING THE RESILIENCE OF THE BRONX CATHOLIC HEALTH CARE FOUNDATION 205 LEXINGTON AVENUE 3RD FLOOR NEW YORK NY 10016 134054158 501(C)3 25000 0 2022 ARCHCARE GALA DOMINICAN WOMEN'S DEVELOPMENT CENTER INC 519 WEST 189TH STREET GROUND FLOOR NEW YORK NY 10040 133593885 501(C)3 20000 0 DOMINICAN FILM FESTIVAL OF NY - ANNIVERSARY VIRTUAL GALA CONGRESSIONAL HISPANIC CAUCUS INSTITUTE INC 1128 16TH STREET NW WASHINGTON DC 20036 521114225 501(C)3 15000 0 SPONSORSHIP - CHCI'S 45TH ANNUAL AWARDS GALA RENEW INTERNATIONAL 1232 GEORGE STREET PLAINFIELD NJ 07062 223436711 501(C)3 15000 0 23RD ANNUAL DINNER GALA SISTERS SERVANTS OF MARY INC 3305 COUNTRY CLUB ROAD BRONX NY 10465 510228720 501(C)3 12000 0 ANNUAL GOLF CLASSIC & DINNER - ANNUAL LUNCHEON & AUCTION TO BENEFIT THE SISTER ARCHDIOCESE FOR THE MILITARY SERVICES USA 1025 MICHIGAN AVENUE NE WASHINGTON DC 20017 131624090 501(C)3 10000 0 14TH ANNUAL BENEFIT DINNER BETHLEHEM UNIVERSITY FOUNDATION PO BOX355 BELTSVILLE MD 207040355 223600739 501(C)3 10000 0 RECEPTION WITH THE INVESTITURE OF PATRONS & THE PRESENTATION OF AWARDS CATHOLIC ASSOCIATION OF LATINO LEADERS 3424 WILSHIRE BLVD 4TH FLOOR LOS ANGELES CA 90010 261135065 501(C)3 10000 0 ANNUAL SPONSORSHIP CHINESE COMMUNITY ACCOUNTABLE CARE 139 CENTRE STREET 318 NEW YORK NY 10013 275343710 10000 0 CCACO/ECAP JOURNAL SPONSORSHIP FOR PLATINUM PACKAGE CRISTO REY NEW YORK CORPORATE WORK STUDY PROGRAM INC 112 EAST 106TH STREET NEW YORK NY 10029 412127217 501(C)3 10000 0 GENERAL SUPPORT EUGENIO MARIA DE HOSTOS COMMUNITY COLLEGE 500 GRAND CONCOURSE BRONX NY 10451 133116643 501(C)3 10000 0 ANNUAL SCHOLARSHIP BENEFIT FRIENDS OF CARITAS CUBANA 81 WASH AVE CAMBRIDGE MA 02140 203023256 501(C)3 10000 0 14TH ANNUAL ART AUCTION & RECEPTION TO BENEFIT CARITAS CUBA HISPANIC FEDERATION INC 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 10005 133573852 501(C)3 10000 0 SUPPORT FOR ORGULLO DOMINICANO RECEPTION POPE ST JOHN XXIII NATIONAL SEMINARY 558 SOUTH AVENUE WESTON MA 02493 042324999 501(C)3 10000 0 41ST ANNUAL POPE ST. JOHN XXIII LAWN PARTY PUENTE DE AMISTAD INC 3434 BLAIR ROAD FALLS CHURCH VA 22041 204305589 501(C)3 10000 0 HUMANITARIAN AID FOR SUPPORTING THE CUBAN PEOPLE AMERICAN COLLEGE OF THE ROMAN CATHOLIC CHURCH OF THE US 3211 FOURTH STREET NE WASHINGTON DC 20017 237201921 501(C)3 9950 0 28TH ANNUAL RECTOR'S DINNER DYCKMAN GARDENS CORP 247 DYCKMAN STREET NEW YORK NY 10034 851772060 501(C)3 6100 0 SUPPORT CAR FREE DAY 2022 CATHOLIC NEAR EAST WELFARE ASSOCIATION 1011 FIRST AVENUE 15TH FLOOR NEW YORK NY 10022 131623929 501(C)3 6000 0 CNEWA INAUGURAL GALA DINNER FUNDACION RAMON PANE INC 1335 NW 179TH TERRACE MIAMI GARDENS FL 33169 651045014 501(C)3 6000 0 FUNDACION PANE SCHOLARSHIPS 29 3 PART I, LINE 2: THE ORGANIZATION GIVES OUT GRANTS TO VARIOUS OTHER NONPROFIT ORGANIZATIONS, PRIMARILY IN THE FIELD OF HEALTHCARE. THE GRANTS ARE FOR SUPPORT FOR EACH GRANTEE'S ANNUAL GALA. EMPLOYEES AND BOARD MEMBERS OF SOMOS ATTEND EACH GALA TO ENSURE THE FUNDS ARE USED TO SUPPORT THE EVENT. X X X 1 0 0 0 0 0 0 1 0 LIDIA VIRGIL COO 491043 0 9760 0 0 0 16559 0 9105 0 526467 0 0 0 MARIO PAREDES CEO 452601 0 11649 0 10760 0 16954 0 11631 0 503595 0 0 0 ALEXANDRO DAMIRON CHIEF OF STAFF 467138 0 9760 0 0 0 15055 0 0 0 491953 0 0 0 GLORIA WONG VP OF OPERATIONS & EVP 390411 0 9760 0 0 0 16007 0 9105 0 425283 0 0 0 TRACEY LIN CFO 362635 0 9760 0 27000 0 16007 0 9334 0 424736 0 0 0 CARLOS CUEVAS EVP OF HEALTHCARE INNOVATIONS 336350 0 9013 0 20500 0 14781 0 12755 0 393399 0 0 0 ELIZABETH DIXON-WEBB VP OF HUMAN RESOURCES 317272 0 7320 0 27000 0 12594 0 12711 0 376897 0 0 0 HELEN HALCHUK PHARMACY COORDINATOR 249570 0 0 0 0 0 0 0 0 0 249570 0 0 0 DOMINGO CARLOS NUENEZ FUNCTIONAL AREA DIRECTOR 223962 0 0 0 0 0 8959 0 9062 0 241983 0 0 0 CONCETTA PRYOR FINANCE VBP THRU FEB. 2022 111641 0 0 0 113715 0 4050 0 0 0 229406 0 0 0 DEAN CARILLI CHIEF COMPLIANCE OFFICER 168661 0 5000 0 0 0 6919 0 0 0 180580 0 0 0 THOMAS HOERING ESQ FORMER VP OF LEGAL AFFAIRS 0 0 0 0 174308 0 0 0 0 0 174308 0 0 0 PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED SEVERANCE IN THEIR 2022 W-2S: $173,885 - THOMAS HOERING $113,715 - CONCETTA PRYOR PART I, LINE 7 THE ORGANIZATION PAID PERFORMANCE BASED BOARD-APPROVED BONUSES IN 2022. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES RAMON TALLAJ, M.D., OSCAR FUKILMAN, M.D., VICTOR PEALTA, M.D., AND FRANCISCO ROSARIO, M.D. HAVE BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION PURCHASED MANAGEMENT SERVICES FROM CARE MANAGEMENT COMPANY LLC. THE MANAGEMENT COMPANY WAS PAID $960,000 FOR THESE SERVICES FOR THE YEAR ENDING DECEMBER 31, 2022. SERVICES PROVIDED INCLUDED, MANAGING BANK ACCOUNTS, PREPARING BUDGETS, MAKING PAYMENTS, AND PROVIDING WEEKLY REPORTS TO MANAGEMENT TO ASSIST WITH BUDGETS AND FINANCIAL PLANNING. THERE WERE NO INDIVIDUALS LISTED IN PART VII WHO WERE COMPENSATED BY THE MANAGEMENT COMPANY FOR SERVICES RENDERED TO SOMOS. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS FOR SOMOS HEALTHCARE PROVIDERS, INC. INCLUDE: - AW MEDICAL OFFICE, PC - NY COMMUNITY PREFERRED PROVIDERS, LLC - MONTEFIORE MEDICAL CENTER FORM 990, PART VI, SECTION A, LINE 7A THE NUMBER OF DIRECTORS CONSTITUTING THE ENTIRE BOARD SHALL BE FOURTEEN (14) DIRECTORS. MONTEFIORE SHALL BE ENTITLED TO DESIGNATE TWO (2) DIRECTORS. AW SHALL BE ENTITLED TO DESIGNATE TWO (2) DIRECTORS. NYCPP SHALL BE ENTITLED TO DESIGNATE FIVE (5) DIRECTORS. NYPCC'S FIVE (5) DIRECTORS SHALL BE SELECTED AS FOLLOWS: THREE (3) DIRECTORS SHALL BE SELECTED BY THE ECAP MEMBER OF NYCPP, AND TWO (2) DIRECTORS SHALL BE SELECTED SHALL BE SELECTED BY THE RENAISSANCE MEMBER OF NYCPP. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING OFFICER POSITIONS ("OFFICERS OF THE CORPORATION") SHALL BE APPOINTED BY THE MEMBERS: CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF INFORMATION OFFICER AND CHIEF MEDICAL OFFICER. THE BOARD MAY APPOINT SUCH OTHER OFFICERS OF THE CORPORATION AS THE MEMBERS MAY DETERMINE TO BE APPROPRIATE. UNLESS APPOINTED FOR A LESSER OR GREATER TERM, AND SUBJECT TO THE RIGHT OF THE MEMBERS TO REMOVE A BOARD OFFICER, EACH BOARD OFFICER SHALL BE APPOINTED ANNUALLY AT THE ANNUAL MEETING 15 OF THE MEMBERS AND SHALL HOLD OFFICE FOR TWO (2) YEARS OR UNTIL SUCH BOARD OFFICER'S SUCCESSOR HAS BEEN APPOINTED AND QUALIFIED. NOT WITHSTANDING THE FOREGOING, THE POSITION OF CHAIR AND PRESIDENT SHALL AT ALL TIMES BE HELD BY INDIVIDUALS NOMINATED BY EITHER AW OR NYCPP, AND THE POSITION OF TREASURER SHALL AT ALL TIMES BE HELD BY AN INDIVIDUAL NOMINATED BY MONTEFIORE. THROUGHOUT THE EXISTENCE OF THE CORPORATION, THE CHAIR SHALL BE AN INDIVIDUAL NOMINATED BY AW AND THE PRESIDENT SHALL BE AN INDIVIDUAL NOMINATED BY NYCPP. THE PRESIDENT SHALL BE DETERMINED AND APPOINTED SOLELY BY THE NYCPP MEMBER AND SHALL NOT BE SUBJECT TO REMOVAL BY THE MEMBERS OTHER THAN FOR CAUSE AS SUCH TERM IS LEGALLY DEFINED WITHIN THESE BYLAWS. THE CEO SHALL BE APPOINTED BY THE MEMBERS AND SHALL REPORT DIRECTLY TO THE BOARD AND CHAIR AND SHALL CARRY OUT HIS OR HER DUTIES IN ACCORDANCE WITH THE POLICIES ESTABLISHED BY THE BOARD. WHENEVER A VACANCY OCCURS IN ANY BOARD OFFICER OR OFFICER OF THE CORPORATION POSITION BY REASON OF DEATH, RESIGNATION, INCAPACITY OR OTHERWISE, THE MEMBER WHICH APPOINTED THE OFFICER WHOSE VACANCY IS AT ISSUE, MAY FILL SUCH VACANCY FOR THE UNEXPIRED TERM. ANY BOARD OFFICER OR OTHER OFFICER APPOINTED BY THE MEMBERS MAY ONLY BE REMOVED BY THE MEMBERS WITH OR WITHOUT CAUSE PURSUANT TO THE TERMS SET FORTH IN THE BY-LAWS AND CONSISTENT WITH THE TERMS OF ANY EXECUTED CONTRACT BETWEEN THE OFFICER AND THE CORPORATION. AUTHORIZATION OF THE FOLLOWING ACTIONS SHALL REQUIRE THE AFFIRMATIVE VOTE OF AT LEAST SEVENTY-FIVE PERCENT (75%) OF THE MEMBER REPRESENTATIVES, AND MUST INCLUDE THE AFFIRMATIVE VOTE OF THE MEMBER APPOINTED BY MONTEFIORE: (I) MATTERS THAT COULD HAVE AN ADVERSE IMPACT ON THE TAX-EXEMPT STATUS OF MONTEFIORE OR THE CONTINUED QUALIFICATION OF ANY TAX-EXEMPT BOND FINANCINGS OF MONTEFIORE, AS MAY BE DETERMINED BY MONTEFIORE, IN ITS SOLE DISCRETION IN GOOD FAITH; (II) ESTABLISHMENT AND/OR MODIFICATION OF THE DSRIP-RELATED FUNDS FLOW FORMULAE AND DISTRIBUTION METHODOLOGIES; (III) ESTABLISHMENT AND/OR MODIFICATION OF THE DSRIP-RELATED CAPITAL FUNDING, IF ANY; (IV) AMENDING THE CORPORATION'S CERTIFICATE OF INCORPORATION OR THESE BY-LAWS FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE. IT IS ELECTRONICALLY SENT TO THE BOARD FOR APPROVAL AFTER FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A POSSIBLE CONFLICT OF INTEREST MAY EXIST IF AN EMPLOYEE OR OTHER PERSON ASSOCIATED WITH SOMOS HEALTH CARE PROVIDERS, INC. IS IN A POSITION TO INFLUENCE THE BUSINESS OR OTHER DECISIONS OF THE ORGANIZATION IN A MANNER THAT COULD LEAD, OR APPEAR TO LEAD, TO THE PERSONAL GAIN OR ADVANTAGE OF THE INDIVIDUAL, HIS OR HER RELATIVES, OR A RELATED BUSINESS INTEREST. ANY INDIVIDUAL WHO BECOMES AWARE THAT HE/SHE HAS AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST PROMPTLY DISCLOSE THIS TO THE ORGANIZATION'S COMPLIANCE OFFICER, OR HIS/HER DESIGNEE, WHO WILL REVIEW THE DISCLOSED CONFLICT OF INTEREST AND TAKE ANY ACTION(S) DEEMED REQUIRED OR APPROPRIATE TO MANAGE OR RESOLVE THE MATTER, INCLUDING BY REFERRING THE MATTER TO THE BOARD OF DIRECTORS OR DESIGNATED BOARD COMMITTEE, AS APPROPRIATE. AFTER DISCLOSING A POSSIBLE CONFLICT OF INTEREST AND UNLESS OTHERWISE EXPRESSLY APPROVED BY THE ORGANIZATION'S COMPLIANCE OFFICER, HIS/HER DESIGNEE, OR BY THE GOVERNING BODY, THE INDIVIDUAL SHALL IMMEDIATELY RECUSE HIM/HERSELF FROM PARTICIPATING IN THE TRANSACTION OR MATTER, INCLUDING BY REFRAINING FROM ATTEMPTING TO INFLUENCE DELIBERATIONS OR VOTING ON THE TRANSACTION OR MATTER, AND NOT BEING PRIVY TO ANY NON-PUBLIC INFORMATION RELATING TO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 SOMOS HR DEPARTMENT USES PAYSCALE SALARY COMPARISON DATABASE TO CONFIRM A RANGE OF PAY FOR THE CEO AND CFO POSITIONS OF THE ORGANIZATION. JOB TITLE, DESCRIPTION, QUALIFICATIONS ARE ALL TAKEN INTO CONSIDERATION WHEN COMPARING POSITIONS TO OTHER LIKE SIZE ORGANIZATIONS. ONCE A SALARY RANGE IS CONFIRMED BY HR, THE RANGE IS SENT TO THE BOARD TO VOTE AND APPROVE ON A SET COMPENSATION AMOUNT FOR EACH POSITION. THE APPROVAL OF THESE COMPENSATION TOTALS ARE DOCUMENTED IN THE BOARD MINUTES. THE POLICY WAS LAST UNDERTAKEN IN 2020. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART IX, LINE 11G OUTSIDE CONSULTANT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 648,368. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 648,368. VALUE BASED PERFORMANCE CONSULTANTS: PROGRAM SERVICE EXPENSES 463,674. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 463,674. MEDICAL CONSULTANTS: PROGRAM SERVICE EXPENSES 102,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 102,000. COMPLIANCE CONSULTANTS: PROGRAM SERVICE EXPENSES 32,534. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 32,534. CARE COORDINATION FEES: PROGRAM SERVICE EXPENSES 9,928,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,928,000. PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 16,322,174. MANAGEMENT AND GENERAL EXPENSES 356,153. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,678,327. TRAINING AND RECRUITMENT FEES: PROGRAM SERVICE EXPENSES 106,862. MANAGEMENT AND GENERAL EXPENSES 22,065. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 128,927. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.