2023-11-15T13:02:35-06:00 2022-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2022-01-01 476309118 The Charles T Bauer Charitable Foundation CHAR 4105375400 901 South Bond Street 400 Baltimore MD 21231 Janet Hartman Trustee 4105375400 2023-11-15 1 Janet Hartman 999009999 0 Barbara Murphy P01386215 7134395739 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 118730916 X X 939734 939734 3464441 42128224 3463856 1754849 1713557 6159024 6117147 176000 17600 158400 359964 208859 151105 144995 2528 0 1164820 986217 3883 1845779 1215204 313388 5994750 5994750 7840529 1215204 6308138 -1681505 4901943 2167121 1586283 1586283 18176029 19230940 18558058 16699225 15765055 23987357 16405813 15099368 13639381 50108138 50193175 60959837 103556326 101874821 118730916 0 0 X 0 0 0 0 103556326 101874821 103556326 101874821 103556326 101874821 103556326 -1681505 0 101874821 0 101874821 Publicly traded securities 41437618 38663783 2773835 2773835 Capital gain distributions P 35991 35991 35991 Litigation settlement proceeds P 120741 120741 120741 Passthrough K-1 capital gain P 533289 533289 533289 3463856 68137 0 68137 0 68137 140000 0 70000 0 210000 X 237 141626 141626 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MD TX 1 0 0 1 0 1 N/A Brown Advisory 4105375400 901 South Bond St Ste 400 Baltimore MD 21231 1 UC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Janet Bauer Hartman 901 South Bond St Suite 40 Baltimore MD 21231 Trustee 7.00 88000 0 0 Theodore Wingate Bauer 901 South Bond St Suite 40 Baltimore MD 21231 Trustee 7.00 88000 0 0 NONE 0 Brown Advisory 901 South Bond St Suite 400 Baltimore MD 21231 Admin/Investments 359964 0 0 123668184 2664767 0 126332951 0 0 126332951 1894994 124437957 6221898 6221898 68137 68137 6153761 0 6153761 0 6153761 6308138 0 6308138 6153761 3113035 0 0 6308138 3113035 0 0 3195103 0 0 0 0 0 0 0 0 2958658 0 0 0 X Biotechnical Institutes of Maryland 2001 Aliceanna St Baltimore MD 21231 N/A PC General support 150000 Tri Community and Youth Agency Inc 423 Park Ave Huntington NY 11743 N/A PC General support 10000 Girls Charter School 5204 Roland Ave Baltimore MD 21210 N/A PC General support 110800 Pauls Place Inc 1118 Ward St Baltimore MD 21230 N/A PC General support 100000 NorthShore Holiday House 74 Huntington Rd Huntington NY 11743 N/A PC General support 20000 NorthShore Holiday House 74 Huntington Rd Huntington NY 11743 N/A PC General support 40000 Pink Aid Inc PO Box 5157 Westport CT 06881 N/A PC General support 15000 Baltimore Symphony Orchestra Inc 1212 Cathedral St Baltimore MD 21201 N/A PC General support 75000 Next One Up Foundation 502 Washington Ave Ste 425 Towson MD 21204 N/A PC General support 100000 Bucknell University 82 University Ave Lewisburg PA 17837 N/A PC General support 400000 Bucknell University 82 University Ave Lewisburg PA 17837 N/A PC General support 200000 United Community Centers Inc 1200 E Maddox Ave Fort Worth TX 76104 N/A PC General support 30000 Roland Park Country School Inc 5204 Roland Ave Baltimore MD 21230 N/A PC General support 10000 Mote Marine Laboratory 1600 Ken Thompson Pkwy Sarasota FL 34236 N/A PC General support 60000 Art with a Heart Inc 3000 Falls Road Mill No 1 Baltimore MD 21211 N/A PC General support 120000 Roland Park Country School Inc 5204 Roland Ave Baltimore MD 21230 N/A PC General support 500000 Second Chance Last Opportunity Inc PO Box 1027 Sarasota FL 34230 N/A PC General support 50000 Second Chance Last Opportunity Inc PO Box 1027 Sarasota FL 34230 N/A PC General support 20000 Longboat Key Garden Club Inc 540 Putter Ln Longboat Key FL 34228 N/A PC General support 10000 Maryland Food Bank Inc 2200 Halethorpe Farms Rd Baltimore MD 21227 N/A PC General support 150000 Caroline Center Inc PO Box 460 Ridgely MD 21660 N/A PC General support 40000 Maryland Historical Society 610 Park Ave Baltimore MD 21201 N/A PC General support 20000 Leukemia & Lymphoma Society Inc PO Box 22443 New York NY 10087 N/A PC General support 20000 The Johns Hopkins Hospital 3190 Keswick Rd S Bldg 4th Fl S4300 Baltimore MD 21211 N/A PC General support 100000 The Family Tree Inc 2108 N Charles St Baltimore MD 21218 N/A PC General support 79200 Roland Park Country School Inc 5204 Roland Ave Baltimore MD 21230 N/A PC General support 50000 Boys Latin School of Maryland Inc 822 W Lake Ave Baltimore MD 21210 N/A PC General support 313750 Cystic Fibrosis Foundation 4550 Montgomery Ave Ste 1100N Bethesda MD 20814 N/A PC General support 75000 Kennedy Krieger Foundation Inc 707 N Broadway Baltimore MD 21205 N/A PC General support 216000 Irvine Natural Science Center Inc 11201 Garrison Forest Rd Owings Mills MD 21117 N/A PC General support 250000 Loyola Blakefield 203 Duncannon Rd Bel Air MD 21014 N/A PC General support 50000 Washington College 300 Washington Avenue Chestertown MD 21620 N/A PC General support 100000 National Council on Alcoholism and Drug Dependence 28 E Ostend St Ste 303 Baltimore MD 21230 N/A PC General support 50000 Gilchrist Hospice Care Inc 11311 McCormick Rd Ste 350 Hunt Valley MD 21031 N/A PC General support 50000 Cool Kids Campaign Foundation Inc 8422 Bellona Ln Ste 102 Towson MD 21204 N/A PC General support 125000 National Aquarium in Baltimore Inc Pier 3 - 501 East Pratt St Baltimore MD 21202 N/A PC General support 100000 Living Classrooms 802 S Caroline St Baltimore MD 21231 N/A PC General support 250000 Chesapeake Bay Foundation Inc 6 Herndon Ave Annapolis MD 21403 N/A PC General support 100000 Cristo Rey Jesuit High School 420 South Chester St Baltimore MD 21211 N/A PC General support 200000 Pathfinders Inc 303 International Circle Ste 110 Cockeysville MD 21030 N/A PC General support 100000 Washington & Lee University 204 West Washington St Lexington VA 24450 N/A PC General support 330000 Camp Puhtok for Boys and Girls Inc 17433 Big Falls Rd Monkton MD 21111 N/A PC General support 75000 Baltimore Curriculum Project Inc 2707 E Fayette St Baltimore MD 21224 N/A PC General support 50000 Players Philanthropy Fund 1122 Kenilworth Dr Ste 201 Towson MD 21204 N/A PC General support 150000 Maryland Institute 1300 West Mount Royal Ave Baltimore MD 21217 N/A PC General support 10000 Land Preservation Trust 10401 York Rd Cockeysville MD 21030 N/A PC General support 60000 Nature Conservancy 4245 N Fairfax Dr Ste 100 Arlington VA 22203 N/A PC General support 150000 Johns Hopkins University 3910 Keswick Rd No N4327B Baltimore MD 21211 N/A PC General support 710000 5994750 0 14 939734 525990 585 18 3463856 Passthrough K-1 income 525990 41292 14 1713557 41877 6117147 0 6159024 0 0 0 0 0 0 0 0 0 0 From Sch. K-1 (Form 1065) Purchased 585 Cost 0 585 Controlled Entity 2021 Form 990-PF, Part VI-A, Line 11 The Charles T. Bauer Foundation held a controlling interest in the above-mentioned entity per IRC Sec. 512(b)(13). As of 12/31/2021, the Foundation's ownership interest in this entity was 55.5%. This entity is an investment fund and not a business enterprise per IRC Sec. 4943(d)(3)(B). Aptiv Plc Aptiv 3.250% 3/01/32 159523 130874 Alexandria Real 3.375% 8/15/31 145244 117816 American Express 3.390% 5/17/27 414908 402845 American Tower Corp 3.600% 1/15/28 155721 133267 Analog Devices Inc 1.700% 10/01/28 293295 249959 Brown Advisory Mort Sec Ins 9568943 8648986 Citigroup Inc 3.200% 10/21/26 288396 249793 Clorox Co 4.400% 5/01/29 279065 269702 Comcast Corporation 3.400% 4/01/30 140744 124010 Consolidated Edison 3.350% 4/01/30 137748 121414 Crown Castle 3.300% 7/01/30 154152 135592 Dollar General Corp 3.875% 4/15/27 286984 257440 Dollar Tree Inc 4.200% 5/15/28 293016 248680 Drive Auto 2.360% 3/16/26 28319 28279 Fortis Inc 3.055% 10/04/26 143081 125225 Gm Fin Cons Auto Rec 1.230% 8/16/27 199992 179918 Hasbro Inc 3.550% 11/19/26 289898 257876 Jb Hunt Transprt 3.875% 3/01/26 131855 125882 Keysight 4.600% 4/06/27 278172 247424 Morgan Stanley Mtn 3.750% 2/25/23 140180 139713 Nxp B V Nxp Fdg Llc 4.400% 6/01/27 279535 268349 Oracle Corp 6.150% 11/09/29 126740 129746 Perkinelmer Inc 1.900% 9/15/28 159885 132502 Roper Technologies 4.200% 9/15/28 129699 135218 Sysco Corp Sr Nt 5.950% 4/01/30 129202 129370 Verizon 2.100% 3/22/28 295221 256025 Wells Fargo Company 3.000% 10/23/26 288658 254161 Xylem Inc 1.950% 1/30/28 161192 139315 146000 shs 6.0% Conv Ser C Pfd 7598 8359 250000 shs 6.00% Conv Pfd Ser B 12727 12520 344000 shs Abbvie Inc - Abbv 22497 55594 3306 shs Abcam Plc A D R 54173 51441 178 shs Accenture Plc Ireland Shs Class A 9532 47498 108000 shs Accenture Plc Ireland Shs Class A - 5684 28819 2870 shs Accolade Inc 46187 22357 136 shs Adobe Inc 40681 45768 218 shs Adobe Inc 46212 73364 384 shs Adobe Inc 49111 129228 218 shs Agilent Technologies Inc 15593 32624 2243 shs Agilon Health Inc Com 50954 36202 1262 shs Albany Intl Corp Cl A 50853 124421 559 shs Alerus Financial Corp 12897 13053 161 shs Align Technology Inc 32654 33955 221 shs Align Technology Inc 80008 46609 1997 shs Alignment Healthcare Inc 30722 23485 820 shs Alphabet Inc Cl A 6397 72349 2385 shs Alphabet Inc Cl A 34773 210429 1080 shs Alphabet Inc Cl C 8308 95828 1080 shs Alphabet Inc Cl C 12780 95828 2581 shs Amalgamated Finl Corp 58582 59466 885 shs Amazon Com Inc 94489 74340 740 shs Amazon Com Inc 10707 62160 2120 shs Amazon Com Inc 78625 178080 1111 shs American Tower Corp 111021 235376 145000 shs American Tower Corp - Amt 16188 30720 282 shs Ameriprise Finl Inc 23338 87806 200000 shs Ameriprise Finl Inc - 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Pg 44301 48196 1247 shs Pros Holdings Inc 50279 30252 1455 shs Prosperity Bancshares Inc 77730 105749 336 shs Quaker Chem Corp 54480 56078 1307 shs Rentokil Initial Plc Sp A D R 56885 40269 393000 shs Repstg 1 Ord Sh 19038 35653 763000 shs Repstg 1 Ord Sh 29092 39114 2040 shs Rex American Resources Corp 52767 64994 347 shs Roblox Corp Cl A 2741 9876 236 shs Roper Technologies Inc Com 54468 101973 213 shs S P Global Inc 81030 71342 168 shs Sba Communications Corp 27224 47092 257 shs Sba Communications Corp 22615 72040 923 shs Schwab Charles Corp 62825 76849 305 shs Servicenow Inc 157979 118422 390 shs Servicenow Inc 114720 151425 1140 shs Shopify Inc A 99995 39569 2186 shs Si Bone Inc 52259 29730 1092 shs Simply Good Foods Company 25247 41529 118 shs Siteone Landscape Supply Inc 3372 13844 1249 shs Spdr S&P Biotech Etf 101047 103667 3161 shs Sprouts Farmers Markets Inc 59131 102322 957 shs Spx Technologies Inc Com 33173 62827 971 shs Sumo Logic Inc 14463 7865 2446 shs Suncor Energy Inc 58836 77612 374 shs T Mobile Us Inc 47808 52360 170000 shs T Rowe Price Group Inc - Trow 17038 18540 956 shs Taiwan Semiconductor A D R 48319 71212 245 shs Take-Two Interactive Software Inc 23186 25512 240000 shs Target Corp - Tgt 26028 35770 52 shs Teleflex Inc 13953 12981 211 shs Thermo Fisher Scientific Inc 31874 116196 426 shs Thermo Fisher Scientific Inc 48452 234594 2606 shs Thermon Group Holdings Inc 47529 52328 713 shs Tjx Companies Inc 16826 56755 134 shs Topbuild Corp 6385 20970 2101 shs Treehouse Foods Inc 80975 103747 1681 shs Umb Finl Corp 110917 140397 2984 shs United Nat Foods Inc 115543 115511 226000 shs United Parcel Service Inc Cl B - Ups 40340 39288 193 shs United Rentals Inc Com 8855 68596 283 shs Unitedhealth Group Inc Com 59443 150041 503 shs Unitedhealth Group Inc Com 69656 266681 79000 shs Unitedhealth Group Inc Com - Unh 17602 41884 160 shs Valmont Inds Inc 36074 52907 393 shs Veeva Systems Inc Class A 111351 63422 1099 shs Verisk Analytics Inc Com 37021 193886 423 shs Virtus Investment Partners 31035 80979 822 shs Visa Inc Com Cl A 17461 170779 1364 shs Visa Inc Com Cl A 65740 283385 4256 shs Vista Outdoor Inc Wi 90649 103719 2167 shs Vizio Hldg Corp Cl A Com 18097 16057 979 shs Waste Connections Inc 42848 129776 488 shs West Pharmaceutical Svcs Inc Com 52595 114851 325 shs Wex Inc 38848 53186 7077 shs Wideopenwest Inc 140461 64471 473 shs Woodward Inc 30966 45697 890 shs Workiva Inc 31699 74733 357000 shs Wp Carey Inc - Wpc 20475 27900 2287 shs Wsfs Finl Corp 121960 103693 109 shs Xpel Inc 6677 6547 621 shs Zoetis Inc Cl A 40012 91008 1353 shs Zuora Inc Class A 18875 8605 1753 shs Zurn Elkay Water Solutions 60296 37076 18840748 18179397 390192 378661 B A PRIVATE EQUITY PARTNERS VII AI AT COST 376314 619915 BROWN ADVISORY PE PARTNERS IX QP AT COST 303100 347135 BA Private Equity Partners 10 (Q) AT COST 66836 71713 BA REAL ESTATE PARTNERS III QP AT COST 120779 144325 BROWN ADV PRIVATE EQ PARTNERS VI TE AT COST 361384 687409 BROWN ADV REAL EST PARTNERS I (QP) AT COST 320470 457234 BROWN ADVISORY PEP VIII (AI) AT COST 302852 425280 BROWN ADVISORY PRIV EQ PRTNRS IV TE AT COST 417623 802240 BROWN ADVISORY PRIVATE EQUITY PARTNE AT COST 1361896 2158834 BROWN ADVISORY RE PARTNERS 4 (QP) AT COST 23328 24010 BROWN ADVISORY REP II (AI) AT COST 275489 392699 Carlyle Equity Opportunity Fund (TE) AT COST 33154 91797 Charlesbank Equity Fund VII AT COST 34882 11039 Cougar Investment Fund, LLC AT COST 291091 303777 CRC Fund IV AT COST 487152 1370020 DFJ Mercury II AT COST 127867 209650 Edgbaston Asian Equity Trust AT COST 2893305 2496554 ENCAP ENERGY CAPITAL FUND IX, LP (TE) AT COST 960443 610337 ENCAP ENERGY CAPITAL FUND VIII (TE) AT COST 557446 230065 Encap Energy Capital Fund X-C, LP AT COST 640276 767373 ENCAP ENERGY CAPITAL FUND XI, LP AT COST 602748 1574688 Encap Flatrock Midstream Fund II (TE) AT COST 310141 115693 Encap Flatrock Midstream Fund IV AT COST 193615 566407 Encap Flatrock Midstream III (TE), L AT COST 907425 765936 Global Sel Hegd Mgrs - Class 1 Tx-Ex AT COST 3333333 5379819 Glynn Emerging Opportunity II, LP AT COST 5184100 5054874 New Enterprise Associates 13 AT COST 223847 171125 NEW ENTERPRISE ASSOCIATES 14 LP (TE) AT COST 166938 538241 Revolution Growth II AT COST 117864 76918 RIVERSTONE GLOBAL ENERGY & POWER FD AT COST 191091 134243 Silchester International Investors AT COST 21924160 20125865 Silver Lake Kraftwerk, LP (TE) AT COST 82226 101798 Valueact-3Yr Lock Up-Jan 20 Ser Txex AT COST 4000000 6196507 Viking Long Fund - Class 1 Tax-Ex AT COST 3000000 7936317 Passthrough K-1 expenses 1160885 986165 0 Custody fees 52 52 0 Insurance 3883 0 3883 Passthrough K-1 income 1754849 1713557 1754849 Grants management & administration 151105 0 151105 Investment advisor 208859 208859 0 Excise tax 142467 0 0 Foreign tax 2528 2528 0