2023-11-14T13:02:00-06:00 2022-12-31 111986323 MARCUM LLP 1899 L STREET NW 850 WASHINGTON DC 20036 990 2022-01-01 270486705 ALLIANCE FOR REGENERATIVE MEDICINE ALLI 8444712200 1015 18TH STREET NW SUITE 1102 WASHINGTON DC 20036 TIMOTHY HUNT CEO 8444712200 2023-11-14 1 TIMOTHY HUNT 999009999 0 AARON M FOX P01365820 2028225000 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z TIMOTHY HUNT 1015 18TH STREET NW SUITE 1102 WASHINGTON DC 20036 16965428 0 X WWW.ALLIANCERM.ORG X 2009 DC THE ALLIANCE FOR REGENERATIVE MEDICINE (ARM) IS THE PREEMINENT GLOBAL ADVOCATE FOR REGENERATIVE AND ADVANCED THERAPIES. ARM FOSTERS RESEARCH, DEVELOPMENT, INVESTMENT AND COMMERCIALIZATION OF TRANSFORMATIONAL TREATMENTS AND CURES FOR PATIENTS WORLDWIDE. BY LEVERAGING THE EXPERTISE OF ITS MEMBERSHIP, ARM EMPOWERS MULTIPLE STAKEHOLDERS TO PROMOTE LEGISLATIVE, REGULATORY, AND PUBLIC UNDERSTANDING OF, AND SUPPORT OF, THIS EXPANDING FIELD. 30 30 22 34 0 0 0 0 10762708 15290270 63168 73682 78500 0 10904376 15363952 0 0 0 0 2045061 4643223 0 0 0 6752884 9829952 8797945 14473175 2106431 890777 10715700 11865378 4878175 5651225 5837525 6214153 X THE ALLIANCE FOR REGENERATIVE MEDICINE (ARM) IS THE PREEMINENT GLOBAL ADVOCATE FOR REGENERATIVE AND ADVANCED THERAPIES. ARM FOSTERS RESEARCH, DEVELOPMENT, INVESTMENT AND COMMERCIALIZATION OF TRANSFORMATIONAL TREATMENTS AND CURES FOR PATIENTS WORLDWIDE. BY LEVERAGING THE EXPERTISE OF ITS MEMBERSHIP, ARM EMPOWERS MULTIPLE STAKEHOLDERS TO PROMOTE LEGISLATIVE, REGULATORY, AND PUBLIC UNDERSTANDING OF, AND SUPPORT OF, THIS EXPANDING FIELD. 0 0 5599866 PUBLIC AFFAIRS, ADVOCACY, AND COMMUNICATIONS: GLOBAL PUBLIC AFFAIRS (GPA) IS AN ALIGNMENT OF MARKET READINESS, PREPARATION AND CONDITIONING STRATEGIES (PRE-COMMERCIAL) IN THE UNITED STATES AND EUROPE THAT IS COMPLEMENTARY TO THE REIMBURSEMENT AND REGULATORY NEEDS OF OUR MEMBER ORGANIZATIONS, AND ULTIMATELY ACHIEVING PATIENT ACCESS TO OUR INNOVATIONS. THE FUNCTION IS ALSO THE STEWARD OF ARM'S BRAND AND REPUTATION. TACTICALLY, GPA PROVIDES COMPREHENSIVE, CENTRALIZED, AND CONSISTENT SUPPORT ON KEY ALLIANCE INITIATIVES AND OBJECTIVES AND ENGAGES WITH STAKEHOLDERS TO CONTINUE TO SUSTAIN LEGITIMACY BY SAFEGUARDING ARM'S IMAGE AND REPUTATION IN A HOSTILE POLITICAL AND REGULATORY ENVIRONMENT. 4284509 7295519 EVENTS: TO CONVENE BOTH ARM MEMBERS AND NON-MEMBERS TO PROMOTE COMMERCIAL, ETHICAL, SCIENTIFIC, AND GOVERNMENT AFFAIRS EXCHANGE SURROUNDING THE CELL AND GENE THERAPY SECTOR. 1081926 82713 SCIENCE AND TECHNOLOGY: TO DEVELOP CONSENSUS PRODUCT DEVELOPMENT, REGULATORY STANDARDS, AND PROVIDE MORE EFFICIENT ACCESS TO INDUSTRY BEST-PRACTICES REGARDING MANUFACTURING AND SCALE-UP. 779828 197517 TO FACILITATE THE PAIRING OF INTERNS WITH MEMBER COMPANIES AND PROVIDE PROGRAMMING FOR THE INTERNS. 435266 7714521 MEMBERSHIP RELATIONS 1215094 7912038 12181395 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 21 0 1 22 1 0 0 0 0 1 1 0 0 0 X 30 30 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 0 0 1 0 0 X TREERITA JOHNSON-GREENE 2672354799 1015 18TH STREET NW SUITE 1102 WASHINGTON DC 20036 EMILE NUWAYSIR CHAIR 2.00 X X 0 0 0 AMY BUTLER SECRETARY 2.00 X X 0 0 0 DEVYN SMITH TREASURER 2.00 X X 0 0 0 ROBERT ANG DIRECTOR 1.00 X 0 0 0 MARK BATTAGLINI DIRECTOR 0.31 X 0 0 0 BRADLEY CAMPBELL DIRECTOR 0.31 X 0 0 0 MIGUEL FORTE DIRECTOR 1.00 X 0 0 0 BOBBY GASPAR DIRECTOR 0.31 X 0 0 0 JERRY KEYBL DIRECTOR 0.31 X 0 0 0 BRETT KOPELAN DIRECTOR 0.31 X 0 0 0 DAVID LENNON DIRECTOR 2.00 X 0 0 0 BRUCE LEVINE DIRECTOR 0.31 X 0 0 0 TIM LU DIRECTOR 0.31 X 0 0 0 JOHN MASLOWSKI DIRECTOR 0.31 X 0 0 0 CHRIS MASON DIRECTOR 0.31 X 0 0 0 CLAUDIA MITCHELL DIRECTOR 1.00 X 0 0 0 ALISON MOORE DIRECTOR 0.31 X 0 0 0 ADORA NDU DIRECTOR 0.31 X 0 0 0 SUSAN NICHOLS DIRECTOR 0.31 X 0 0 0 KARAH PARSCHAUER DIRECTOR 0.31 X 0 0 0 LOUISE RODINO-KLAPAC DIRECTOR 0.31 X 0 0 0 JEFF ROSS DIRECTOR 0.31 X 0 0 0 LAURA SEPP-LORENZINO DIRECTOR 0.31 X 0 0 0 RA SESSION DIRECTOR 0.31 X 0 0 0 CURRAN SIMPSON DIRECTOR 0.31 X 0 0 0 BOB SMITH DIRECTOR 0.31 X 0 0 0 JOE TARNOWSKI DIRECTOR 0.31 X 0 0 0 ARTHUR TZIANABOS DIRECTOR 1.00 X 0 0 0 CHRISTOPHER VANN DIRECTOR 1.00 X 0 0 0 KRISTIN YAREMA DIRECTOR 0.31 X 0 0 0 JANET LAMBERT CEO - UNTIL 09/2022, THEN ADVISOR TO THE CEO 40.00 X 629700 0 40735 TIMOTHY HUNT CEO - AS OF 09/2022 40.00 X 262781 0 6912 DAVID TOWNSEND VP, FINANCE AND OPERATIONS 40.00 X 176883 0 19337 PAIGE BISCHOFF SVP, PUBLIC AFFAIRS 40.00 X 178616 0 848 MICHAEL LEHMICKE SR. DIR., SCI. & INDUSTRY AFFAIRS 40.00 X 220383 0 11579 ROBERT J FALB DIRECTOR, US REGULATORY AFFAIRS 40.00 X 223383 0 14939 CHRISTINA M HARTMAN HEAD, US GOVERNMENT RELATIONS 40.00 X 249832 0 643 BRETT M LOGAN DIR., US MKT ACCESS & STATE REL. 40.00 X 192050 0 8928 STEPHEN MAJORS GLOBAL HEAD OF COMMUNCATIONS 40.00 X 197550 0 8751 LAURA C STRINGHAM VP, MEMBERSHIP AND EVENTS 40.00 X 152938 0 14864 2484116 0 127536 16 0 1 0 HOLLAND & KNIGHT LLP LOCKBOX SERVICES 936937 HAPEVILLE GA 303541705 LEGAL & LOBBYING 471376 BGR GOVERNMENT AFFAIRS LLC 601 13TH STREET NW 11TH FLOOR SOUT WASHINGTON DC 20005 LOBBYING 292857 FULLVIEW MEDIA 1788 12TH STREET OAKLAND CA 94607 TECHNICAL SERVICES 122974 3 MEMBERSHIP DUES 900099 7714521 7714521 REGEN MED INVESTOR MEETING 900099 5298805 5298805 MEMBERSHIP MEETINGS 900099 1996714 1996714 GROW INTERNSHIP PROGRAM 900099 132000 132000 PUBLISHING 900099 82713 82713 65517 65517 15290270 74601 74601 1600557 1601476 -919 -919 -919 15363952 15290270 0 73682 X 1547774 773890 773884 2602966 1717131 885835 36575 30477 6098 209593 178830 30763 246315 179810 66505 34130 26621 7509 54476 42491 11985 990000 990000 31708 31708 3190993 3064237 126756 1133 1133 216801 169106 47695 260739 203376 57363 210785 164412 46373 146592 110951 35641 3996909 3866344 130565 17641 13760 3881 WORKFORCE PROJECT 197965 197965 STRATEGIC PRIORITIES 172267 172267 DUES AND SUBSCRIPTIONS 151187 145619 5568 PROF. DEVELOPMENT 81614 66176 15438 75012 66799 8213 14473175 12181395 2291780 0 1001473 447876 4751656 5999530 2074250 949169 479869 354975 2395235 3277140 13217 836688 10715700 11865378 597199 976522 4044150 3590463 236826 1084240 4878175 5651225 X 5837525 6214153 0 0 5837525 6214153 10715700 11865378 890777 -533615 19466 0 X 0 1 X 1 0 0 0 1 7714521 990000 -1231345 -241345 2314356 -2555701 0 RIGHT-OF-USE ASSET 836338 TAX DEPOSIT 350 836688 OPERATING LEASE LIABILITY 1084240 1084240 X 14830337 -533615 -533615 15363952 0 15363952 14473175 0 14473175 0 14473175 PART X, LINE 2: THE ALLIANCE HAS ADOPTED THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES. USING THAT GUIDANCE, TAX POSITIONS INITIALLY NEED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. AS OF DECEMBER 31, 2022 AND 2021, THE ALLIANCE HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X 0 0 0 0 0 0 0 1 0 JANET LAMBERT CEO - UNTIL 09/2022, THEN ADVISOR TO THE CEO 377496 0 251154 0 1050 0 14669 0 26066 0 670435 0 0 0 TIMOTHY HUNT CEO - AS OF 09/2022 156381 0 106000 0 400 0 0 0 6912 0 269693 0 0 0 CHRISTINA M HARTMAN HEAD, US GOVERNMENT RELATIONS 249832 0 0 0 0 0 0 0 643 0 250475 0 0 0 ROBERT J FALB DIRECTOR, US REGULATORY AFFAIRS 223383 0 0 0 0 0 0 0 14939 0 238322 0 0 0 MICHAEL LEHMICKE SR. DIR., SCI. & INDUSTRY AFFAIRS 204333 0 15000 0 1050 0 8215 0 3364 0 231962 0 0 0 STEPHEN MAJORS GLOBAL HEAD OF COMMUNCATIONS 197550 0 0 0 0 0 0 0 8751 0 206301 0 0 0 BRETT M LOGAN DIR., US MKT ACCESS & STATE REL. 192050 0 0 0 0 0 0 0 8928 0 200978 0 0 0 DAVID TOWNSEND VP, FINANCE AND OPERATIONS 168333 0 7500 0 1050 0 1712 0 17625 0 196220 0 0 0 PAIGE BISCHOFF SVP, PUBLIC AFFAIRS 153266 0 25000 0 350 0 0 0 848 0 179464 0 0 0 LAURA C STRINGHAM VP, MEMBERSHIP AND EVENTS 152938 0 0 0 0 0 0 0 14864 0 167802 0 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS LISTED IN PART VII, SECTION A, RECEIVED PERFORMANCE BONUSES IN THE FOLLOWING AMOUNTS: JANET LAMBERT - $150,000 PAIGE BISCHOFF - $25,000 MICHAEL LEHMICKE - $15,000 DAVID TOWNSEND - $7,500 IN ADDITION, JANET LAMBERT RECEIVED A RETENTION BONUS OF $101,154 AND TIMOTHY HUNT RECEIVED A DISCRETIONARY BONUS OF $106,000. FORM 990, PART VI, SECTION A, LINE 6 ARM HAS THREE CLASSES OF MEMBERSHIP: - MEMBER ORGANIZATIONS MAY RECOMMEND INDIVIDUALS TO SERVE AS DIRECTORS, MEMBERS OF THE EXECUTIVE COMMITTEE, OR AS OFFICERS OF ARM. MEMBERS MEET ANNUALLY AND VOTE TO ELECT MEMBERS TO THE BOARD OF DIRECTORS. - NON-VOTING MEMBER ORGANIZATIONS CHOOSE TO JOIN ARM WITHOUT THE RIGHT TO VOTE OR RECOMMEND INDIVIDUALS FOR NOMINATION TO THE BOARD OR EXECUTIVE COMMITTEE, BUT OTHERWISE PARTICIPATE WITH ALL THE RIGHTS OF MEMBERS. - AFFILIATED MEMBERSHIP IS GRANTED BY THE BOARD TO INDIVIDUALS OR ORGANIZATIONS THAT DO NOT FALL WITHIN THE OTHER TWO CATEGORIES OF MEMBERSHIP. AFFILIATE MEMBERS DO NOT HAVE THE RIGHT TO VOTE OR RECOMMEND INDIVIDUALS FOR NOMINATION TO THE BOARD OR EXECUTIVE COMMITTEE. MEMBERS, NON-VOTING MEMBERS, AND AFFILIATED MEMBERS MAY JOIN MEMBER COMMITTEES, WHICH ARE JOINTLY LED BY ARM STAFF AND MEMBER REPRESENTATION. A MEMBER COMMITTEE IS NOT A COMMITTEE OF THE BOARD AND CANNOT EXERCISE BOARD POWERS. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY IS ELECTED BY MEMBERS AT THE ANNUAL MEETING THAT TAKES PLACE IN THE FALL EACH YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE TREASURER AND FINANCE COMMITTEE REVIEW THE TAX RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY REQUIRES ANY DIRECTOR, OFFICER, OR OTHER INDIVIDUAL WITH REQUISITE CONTROL OVER ARM TO DISCLOSE ANY DIRECT OR INDIRECT FINANCIAL INTEREST THAT WOULD RESULT IN AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST; DISCLOSURE IS DUE THROUGH COMPLETION OF ANNUAL CERTIFICATIONS AND BY DISCLOSING WHENEVER SUCH ACTUAL OR POTENTIAL CONFLICT OCCURS. AFTER DISCLOSURE OF THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST, THE BOARD OF DIRECTORS OR A COMMITTEE THEREOF, AS APPROPRIATE, WILL DISCUSS AND VOTE UPON WHETHER A CONFLICT OF INTEREST EXISTS. THE CONFLICT OF INTEREST POLICY PROVIDES PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST, INCLUDING A REQUIREMENT THAT THE INDIVIDUAL WITH THE CONFLICT OF INTEREST MAY NOT PARTICIPATE IN VOTING ON THE RELEVANT TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15A THE SALARY OF THE CEO WAS RESEARCHED BY AN OUTSIDE HR FIRM AND APPROVED BY THE ARM BOARD OF DIRECTORS. THE SALARIES OF OTHER KEY EMPLOYEES ARE ALSO RESEARCHED BY AN OUTSIDE HR FIRM. THOSE SALARIES ARE APPROVED BY THE CEO. THE OUTSIDE HR FIRM USES DATA FROM EXECUTIVE COMPENSATION SURVEYS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT-OF-INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 1,527,118. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,527,118. RETAINED CONSULTANTS: PROGRAM SERVICE EXPENSES 1,020,976. MANAGEMENT AND GENERAL EXPENSES 124,426. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,145,402. PROGRAMMATIC SUPPORT: PROGRAM SERVICE EXPENSES 487,289. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 487,289. PAYROLL ADMIN FEES: PROGRAM SERVICE EXPENSES 8,259. MANAGEMENT AND GENERAL EXPENSES 2,330. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,589. GRAPHIC DESIGN: PROGRAM SERVICE EXPENSES 8,922. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,922. PATIENT ENGAGEMENT: PROGRAM SERVICE EXPENSES 4,327. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,327. COMMUNICATIONS & EDUCATION: PROGRAM SERVICE EXPENSES 3,860. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,860. REGULATORY & GOVERNMENT RELATIONS: PROGRAM SERVICE EXPENSES 3,486. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,486.