2023-11-09T14:58:08-06:00 2022-12-31 366055558 GRANT THORNTON LLP 1415 VANTAGE PARK DRIVE SUITE 500 CHARLOTTE NC 28203 990 2022-01-01 566060481 ATRIUM HEALTH FOUNDATION ATRI 7043554048 PO BOX 32861 CHARLOTTE NC 282322861 ELECTA E MCPHERSON CFO 7043554048 2023-11-09 1 ELECTA MCPHERSON XXX-XX-XXXX 0 MICHELE MELCHIOR P00488037 7046323500 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z ARMANDO L CHARDIET PO BOX 32861 CHARLOTTE NC 28232 177394079 0 X WWW.ATRIUMHEALTHFOUNDATION.ORG X 1959 NC SUPPORT FOR ATRIUM HEALTH (AH) PROGRAMS & FACILITIES 16 16 0 400 -93 0 84202490 64521512 0 0 29598627 18993475 774285 532415 114575402 84047402 30830305 36891227 0 0 0 0 0 0 4957369 7174977 8125063 38005282 45016290 76570120 39031112 499528498 469651254 5545997 6827691 493982501 462823563 X IN SUPPORT OF ATRIUM HEALTH, WE:INSPIRE TRANSFORMATIONAL GIVING TO IMPROVE HEALTH, ELEVATE HOPE, AND ADVANCE HEALING - FOR ALL. 0 0 5191029 5191029 SUPPORT FOR CANCER PROGRAMS & RESEARCH: PROVIDE SUBSTANTIAL OPERATIONAL FUNDING FOR A VARIETY OF CANCER PROGRAMS AND RESEARCH INITIATIVES CONDUCTED BY AH HOSPITALS. 9999999 9999999 SUPPORT FOR MEDICAL EDUCATION PROGRAMS: PROVIDED OPERATIONAL FUNDING FOR A VARIETY OF MEDICAL EDUCATION PROGRAMS CONDUCTED BY AH HOSPITALS TO BROADEN MEDICAL KNOWLEDGE, TRAIN HUNDREDS OF NEW MEDICAL PROFESSIONALS, AND ENHANCE MEDICAL CARE FOR THOUSANDS OF PATIENTS IN THE CAROLINAS. 9493148 9493148 SUPPORT FOR CHILDREN'S PROGRAMS & SERVICES: PROVIDED SIGNIFICANT SUPPORT FOR MEDICAL EQUIPMENT & PROGRAMMING IN NEWBORN & PEDIATRIC UNITS THROUGHOUT AH HOSPITALS. 714354 714354 SUPPORT FOR MEDICAL, NURSING & ALLIED HEALTH EDUCATION: PROVIDED OPERATING & STUDENT SCHOLARSHIP SUPPORT FOR AH'S NURSING & ALLIED HEALTH EDUCATIONAL PROGRAMS THAT GRADUATE HUNDREDS OF PROFESSIONALS ANNUALLY TO SERVE AREA HOSPITALS AND OTHER HEALTHCARE FACILITIES. 3602345 3602345 SUPPORT FOR COMMUNITY HEALTH EDUCATION & AWARENESS 1084951 1084951 SUPPORT FOR MUSCULAR DYSTROPHY RESEARCH PROGRAMS 296239 296239 SUPPORT FOR CAROLINAS NEUROMUSCULAR/ALS CENTER 315104 315104 SUPPORT FOR EMERGENCY MEDICINE & TRAUMA PROGRAMS 628125 628125 SUPPORT FOR AH GENERAL AND MINIMALLY INVASIVE SURGERY PROGRAMS 2417318 2417318 SUPPORT FOR SANGER HEART & VASCULAR INSTITUTE FACILITIES & RELATED PROGRAMS 333465 333465 SUPPORT FOR AH ORTHOPAEDIC RESEARCH 807809 807809 SUPPORT FOR AH NEUROSCIENCE RESEARCH/EDUCATION 36579 36579 SUPPORT FOR CMC-MERCY FACILITIES AND PROGRAMS 680493 680493 SUPPORT FOR AH BEHAVIORAL HEALTH PROGRAMS & EDUCATION 1090648 1090648 SUPPORT FOR AH LONG-TERM CARE & HOSPICE PROGRAMS 55724 55724 SUPPORT FOR AH PATIENT/STAFF OUTREACH & EDUCATION PROGRAMS 143897 143897 SUPPORT FOR DISABLED THROUGH PROGRAMS & EDUCATION 12207051 12207051 36891227 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 X 12 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 1 0 X 16 16 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 SC TN GA VA CA X ELECTA MCPHERSON 7043554048 208 EAST BLVD CHARLOTTE NC 28203 ARMANDO L CHARDIET PRESIDENT 50.00 X 0 1245752 113672 ELECTA E MCPHERSON SVP OPERATIONS 50.00 X 0 282503 54155 MARK L GRIFFITH VP, DEVELOPMENT 50.00 X 0 179452 40749 KIRSTIN E ASHFORD VP, CHIEF OF STAFF 50.00 X 0 175711 37679 RYAN MARSHALL AVP, DEVELOPMENT 40.00 X 0 132155 22990 RACHEL ELLIS AVP, CORP & FDN RELATIONS/GRANTS 40.00 X 0 126142 9449 KELLIE MCGREGOR AVP, MAJOR GIFTS 40.00 X 0 124657 19168 KALEY TYLER DIRECTOR - DONOR RELATIONS 40.00 X 0 122846 8702 KATHLEEN LEFEVER DIRECTOR, STRAT RELATIONS & COMM 40.00 X 0 114636 17193 MANDY S HOUSER CHAIR 1.00 X X 0 0 0 LUTHER A LOCKWOOD II VICE CHAIR 1.00 X X 0 0 0 DAVID SECREST SECRETARY/DIRECTOR 1.00 X X 0 0 0 TODD COLLINS DIRECTOR 1.00 X 0 0 0 HOWARD BISSELL III DIRECTOR 1.00 X 0 0 0 HUGH CUMMINS III DIRECTOR 1.00 X 0 0 0 MAY BEVERLY HEMBY DIRECTOR 1.00 X 0 0 0 GREG JOHNSON DIRECTOR 1.00 X 0 0 0 GREGORY OLSEN DIRECTOR 1.00 X 0 0 0 MANUEL REY DIRECTOR 1.00 X 0 0 0 MIKE RUCKER DIRECTOR 1.00 X 0 0 0 MICHAEL SALVINO DIRECTOR 1.00 X 0 0 0 BEVERLY LADLEY DIRECTOR 1.00 X 0 0 0 DOUG LEBDA DIRECTOR 1.00 X 0 0 0 SONJA NICHOLS DIRECTOR 1.00 X 0 0 0 DAVID SHEFFER DIRECTOR 1.00 X 0 0 0 0 2503854 323757 0 0 1 0 BARRY BAKER DESIGN 1041 CHARTER PLACE CHARLOTTE NC 282115658 COMMERCIAL ART & GRAPHIC DESIGN 201367 SILCHESTER 780 THIRD AVE 42ND FLOOR NEW YORK NY 10017 INVESTMENT MANAGEMENT 131702 NORTHERN TRUST 333 S WABASH WB-42 CHICAGO IL 60604 INVESTMENT MANAGEMENT 111597 3 3645 1916449 5335842 57265576 430075 64521512 5353746 -93 5353839 1534054 456616 1077438 1077438 1077438 105285540 91645811 13639729 13639729 13639729 699227 1916449 1244250 -545023 -545023 84047402 0 -93 19525983 X 36889477 36889477 1750 1750 16450 16450 952422 952422 5478377 1779831 3698546 563684 4723 558961 237638 64432 173206 210767 34686 176081 140499 41715 98784 32431 6223 26208 1312 842 470 257694 257694 ORG. DUES & MEMBERSHIPS 220442 4383 216059 BOOKS & SUBSCRIPTIONS 13347 4293 9054 45016290 36891227 3167694 4957369 4026442 5369781 95136850 93190732 422094 437374 11833439 7862612 4180735 3970827 354999040 341954013 34531264 18559060 5509021 5509021 723052 660446 499528498 469651254 2094916 3687118 40000 20000 993623 947266 2417458 2173307 5545997 6827691 X 12433689 10976306 481548812 451847257 493982501 462823563 499528498 469651254 X 39031112 -69320050 -870000 X 0 1 X 1 0 X 35623196 34628896 38517447 84202490 64521512 257493541 35623196 34628896 38517447 84202490 64521512 257493541 65505938 191987603 6647505 6083402 4302576 5805521 6887893 29726897 20579 24854 87484 132917 287353355 2840902 0.66810 0.66280 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 69447236 9110644 -9310518 994431 68252931 56941708 5550417 7953132 998021 69447236 48039776 2819330 6878870 796268 56941708 39182629 3280031 6890649 1105495 48039776 61460321 -18515761 -2882625 870237 39182629 1.00000 1 0 848743 848743 6249430 6046083 203347 511472 466417 45055 4223794 1350112 2873682 3970827 REVOCABLE FUNDS MANAGED FOR OTHERS 2173307 2173307 X PART V, LINE 4: ANNUAL INCOME FROM THE FOUNDATION'S ENDOWED FUNDS BENEFITS A GREAT VARIETY OF PROGRAMS AND FACILITIES AT ATRIUM HEALTH, CONSISTENT WITH THE WISHES AND DESIGNATIONS OF THE DONORS WHO CREATED THE VARIOUS ENDOWMENTS. PART X, LINE 2: THE FOOTNOTE FROM THE CONSOLIDATED FINANCIAL STATEMENTS, OF WHICH ATRIUM HEALTH FOUNDATION IS A SUBSIDIARY, IS AS FOLLOWS: ATRIUM HEALTH INC., ATRIUM HEALTH NAVICENT, ATRIUM HEALTH FLOYD, NCBF, WFUHS, AND VARIOUS AFFILIATES ARE TAX EXEMPT ORGANIZATIONS AS DESCRIBED IN SECTION 501C(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. AS A NORTH CAROLINA HOSPITAL AUTHORITY, ATRIUM HEALTH CMHA IS ALSO EXEMPT FROM STATE AND FEDERAL TAXES. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS MADE IN THE COMBINED FINANCIAL STATEMENTS. IF APPLICABLE, UNRELATED BUSINESS INCOME IS REPORTED BY ALL MEMBER AND SUBSIDIARY ORGANIZATIONS ON IRS FORM 990T. FISCAL YEARS ENDING ON OR AFTER JUNE 30, 2019 REMAIN SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAX AUTHORITIES. THE ENTERPRISE AND ITS SUBSIDIARIES HAVE EVALUATED UNCERTAIN TAX POSITIONS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022, INCLUDING A QUANTIFICATION OF TAX RISKS IN AREAS SUCH AS UNRELATED BUSINESS INCOME AND TAXATION OF ITS FOR-PROFIT SUBSIDIARIES. THIS EVALUATION DID NOT HAVE A MATERIAL EFFECT ON THE ENTERPRISE'S COMBINED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022. CAYMAN ISLANDS INVESTMENTS 18388108 0 0 0 0 0 0 18388108 0 18388108 1 0 1 1 1 0 PART III ACCOUNTING METHOD: LEVINE CHILDREN'S GALA 1536915 1159340 377575 45120 163964 22665 665601 HOSPICE GOLF TOURNAMENT 142042 100092 41950 7975 12108 200 18411 14 936719 657017 279702 9499 16321 34300 12685 235401 2615676 1916449 699227 17474 61441 210372 35550 919413 1244250 -545023 1 ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 680493 0 BEHAVIORAL HEALTH PROGRAMS & PSYCHIATRY RESIDENCY EDUCATION ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 5078739 0 CANCER PROGRAMS & RESEARCH ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 291239 0 CAROLINAS NEUROMUSCULAR/ALS CENTER ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 143897 0 CAROLINAS REHABILITATION OUTREACH PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 9022026 0 CHILDREN'S & NEWBORN PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 36579 0 CMC - MERCY FACILITIES & PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 2972813 0 COMMUNITY HEALTH EDUCATION & AWARENESS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 315104 0 EMERGENCY MEDICINE & TRAUMA PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 624989 0 GENERAL & MINIMALLY INVASIVE SURGERY PROGRAMS & RESEARCH ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 1090648 0 LONG-TERM CARE & HOSPICE ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 9999999 0 MEDICAL EDUCATION PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 703854 0 MEDICAL,NURSING & ALLIED HEALTH EDUCATION PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 1084951 0 MUSCULAR DYSTROPHY RESEARCH PROGRAMS ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 807809 0 NEURO PROGRAMS, RESEARCH & EDUCATION ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 333465 0 ORTHOPAEDIC RESEARCH & EDUCATION ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 55724 0 PATIENT/STAFF OUTREACH PROGRAMS AND EDUCATION ATRIUM HEALTH PO BOX 32861 CHARLOTTE NC 28232 560529945 170(C)(1) 2346118 0 SANGER HEART & VASCULAR INSTITUTE 24 FOUNDATION 201 N MCDOWELL ST SUITE 31007 CHARLOTTE NC 28202 203768277 501(C)(3) 100000 0 SUPPORT FOR CANCER-RELATED FUNDRAISING ACTIVITIES SWIM ACROSS AMERICA INC 11600 N COMMUNITY HOUSE ROAD SUITE 100 CHARLOTTE NC 28277 223248256 501(C)(3) 25000 0 SUPPORT FOR CANCER-RELATED RESEARCH, PROGRAMS & SERVICES LAKE NORMAN COMMUNITY HEALTH CLINIC INC 4009 CORNING PLACE DR STE E - 245 CHARLOTTE NC 28216 043723062 501(C)(3) 35000 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS MAXIM HEALTHCARE SERVICES 7227 LEE DEFOREST DR COLUMBIA MD 21046 521590951 N/A 48322 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS CARE RING INC 601 E 5TH ST STE 140 CHARLOTTE NC 28202 560621073 501(C)(3) 267001 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS ONE CHARLOTTE HEALTH ALLIANCE 601 E 5TH ST SUITE 330-D CHARLOTTE NC 28202 844739249 501(C)(3) 296332 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS BAYADA HOME HEALTH CARE PO BOX 536446 PITTSBURGH PA 15253 231943113 501(C)(3) 85060 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS HOSPITALITY HOUSE 1400 SCOTT AVE CHARLOTTE NC 28203 561523878 501(C)(3) 7500 0 SUPPORT FOR COMMUNITY OUTREACH PROGRAMS NC PERFORMING ARTS CENTER AT CHARLOTTE FOUNDATION BLUMENTHAL PERFORMING ART 130 N TRYON ST CHARLOTTE NC 28202 581791724 501(C)(3) 10000 0 SUPPORT FOR COMMUNITY PROGRAMS CYSTIC FIBROSIS FOUNDATION 4600 PARK RD SUITE 100 CHARLOTTE NC 28209 131930701 501(C)(3) 7500 0 SUPPORT FOR CYSTIC FIBROSIS FUNDRAISING ACTIVITIES THE REGENTS OF THE UNIVERSITY OF MICHIGAN PO BOX 223131 PITTSBURGH PA 15251 386006309 501(C)(3) 220000 0 SUPPORT FOR HEALTH-RELATED PROGRAMS & SERVICES HEINEMAN MEDICAL RESEARCH INC 1001 BLYTHE BLVD SUITE 604 CHARLOTTE NC 28203 566023076 501(C)(3) 68700 0 SUPPORT FOR INTERNATIONAL MEDICAL PROGRAMS MARTIN TRUEX JR FOUNDATION 156 CAYUGA DR MOORESVILLE NC 28117 260654126 501(C)(3) 13000 0 SUPPORT FOR PEDIATRIC CANCER-RELATED FUNDRAISING ACTIVITIES ISABELLA SANTOS FOUNDATION 9935-D REA ROAD UNIT 275 CHARLOTTE NC 28277 261332748 501(C)(3) 25000 0 SUPPORT FOR PEDIATRIC CANCER-RELATED FUNDRAISING ACTIVITIES HENDRICK FAMILY FOUNDATION 4400 PAPA JOE HENDRICK BLVD CHARLOTTE NC 28262 364837270 501(C)(3) 12000 0 SUPPORT FOR PEDIATRIC HEALTH FUNDRAISING PROGRAMS RECEPTIONS FOR RESEARCH THE GREG OLSEN FOUNDATION 200 EAST LAS OLAS BLVD STE 1550 FORT LAUDERDALE FL 33301 270843891 501(C)(3) 10000 0 SUPPORT FOR PEDIATRIC HEALTH FUNDRAISING PROGRAMS BLUE RIDGE HEALTHCARE FOUNDATION 2201 SOUTH STERLING STREET MORGANTON NC 28655 582063920 501(C)(3) 26490 0 SUPPORT FOR PEDIATRIC MEDICAL EQUIPMENT 17 1 PART I, LINE 2: ALL GRANT DISBURSEMENTS MADE BY THE FOUNDATION MUST BE ACCOMPANIED BY A WRITTEN GRANT REQUEST FROM THE GRANTEE WHICH IS APPROVED FOR PAYMENT BY THE FOUNDATION'S SENIOR EXECUTIVE STAFF. THE GRANT REQUESTS CONTAIN A DESCRIPTION OF THE INTENDED PURPOSE FOR THE GRANT AND THE INTENDED GRANT RECIPIENT. THESE GRANT REQUESTS ARE REVIEWED PRIOR TO APPROVAL BY THE SENIOR VICE PRESIDENT TO ENSURE THAT SUPPORTED ACTIVITIES AND GRANT RECIPIENTS ARE CONSISTENT WITH THE FOUNDATION'S CHARITABLE PURPOSE AS STATED IN ITS ARTICLES OF INCORPORATION AND IN ITS FEDERAL TAX-EXEMPTION APPLICATION. ALL SUBSTANTIAL GRANTS FUNDED BY THE FOUNDATION ARE PERIODICALLY REVIEWED WITH THE GRANT RECIPIENTS EITHER VERBALLY OR IN WRITING TO ENSURE THAT GRANT FUNDS HAVE BEEN EXPENDED IN A MANNER THAT IS CONSISTENT WITH THE ORIGINAL APPROVED GRANT REQUEST. IN ADDITION TO THE ABOVE PROCEDURES AND CONTROLS, IT IS IMPORTANT TO NOTE THAT A SUBSTANTIAL MAJORITY OF THE FOUNDATION'S GRANTS ARE MADE TO THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY DBA ATRIUM HEALTH, A TAX-EXEMPT POLITICAL SUBDIVISION OF THE STATE OF NORTH CAROLINA. 0 0 0 0 0 0 0 0 0 ARMANDO L CHARDIET PRESIDENT 0 645442 0 493595 0 106715 0 74523 0 39149 0 1359424 0 38976 ELECTA E MCPHERSON SVP OPERATIONS 0 190260 0 90488 0 1755 0 19823 0 34332 0 336658 0 0 MARK L GRIFFITH VP, DEVELOPMENT 0 129627 0 36136 0 13689 0 14099 0 26650 0 220201 0 0 KIRSTIN E ASHFORD VP, CHIEF OF STAFF 0 123620 0 50836 0 1255 0 14804 0 22875 0 213390 0 0 RYAN MARSHALL AVP, DEVELOPMENT 0 115566 0 16433 0 156 0 9195 0 13795 0 155145 0 0 PART I, LINE 3 A RELATED ORGANIZATION (ATRIUM HEALTH) EMPLOYS A COMPENSATION COMMITTEE, AN INDEPENDENT COMPENSATION CONSULTANT, A COMPENSATION SURVEY OR STUDY, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE TO ESTABLISH COMPENSATION OF THE FOUNDATION PRESIDENT, SENIOR VICE PRESIDENTS, AND VICE PRESIDENT. X 9 140109 AVERAGE FMV X DONATED AUCTION ITEMS 257 289966 FMV 0 1 1 PART I, LINE 32B: PUBLICLY TRADED SECURITIES CONTRIBUTIONS ARE SOLD IMMEDIATELY UPON RECEIPT THROUGH THE FOUNDATION'S BROKERAGE ACCOUNT AT WELLS FARGO ADVISORS. SCHEDULE M, PART I, COLUMN (B): REPORTING THE NUMBERS OF CONTRIBUTIONS ON SCHEDULE M, PART I, COLUMN (B). FORM 990, PART V, LINE 15: THE ORGANIZATION IS SUBJECT TO SECTION 4960 AND HAS RESPONDED "YES" TO PART V, LINE 15. HOWEVER, THE FORM 4720 WILL BE FILED BY A RELATED ORGANIZATION WHO IS THE EMPLOYER OF RECORD, THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY (EIN: 56-0529945). FORM 990, PART VI, SECTION A, LINE 7A NEW MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS ARE NOMINATED BY THE EXISTING BOARD AND THEN, IF APPROVED, ARE ELECTED BY THE BOARD OF COMMISSIONERS OF THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY (DBA ATRIUM HEALTH). FORM 990, PART VI, SECTION A, LINE 7B NEW MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS ARE NOMINATED BY THE EXISTING BOARD AND THEN, IF APPROVED, ARE ELECTED BY THE BOARD OF COMMISSIONERS OF THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY (DBA ATRIUM HEALTH). THE FOUNDATION'S BYLAWS PROVIDE THE FOLLOWING RESERVED POWERS AND SPECIFIC RIGHTS OF THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY: IN ADDITION TO ANY OTHER POWERS AND RIGHTS RESERVED TO THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY BY THE CORPORATION'S ARTICLES OF INCORPORATION, BY THESE BYLAWS OR BY LAW, THE FOLLOWING FUNDAMENTAL ACTIONS OF THE CORPORATION REQUIRE THE ACTION, CONSENT OR PRIOR WRITTEN APPROVAL OF THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY: (A) AMENDMENT OR REPEAL OF THE CORPORATION'S BYLAWS OR ARTICLES OF INCORPORATION; (B) TRANSFER OR SALE OF ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS; AND (C) MERGER OR DISSOLUTION OF THE CORPORATION. THE RESERVED POWERS AND SPECIFIC RIGHTS OF THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY SHALL BE TAKEN BY THE AUTHORITY CEO OR BY SUCH OTHER PERSONS AS MAY FROM TIME TO TIME BE DULY AUTHORIZED BY THE AUTHORITY CEO TO TAKE SUCH ACTIONS. ACTION BY THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY MAY BE TAKEN IN ANY LAWFUL MANNER AND SHALL BE COMMUNICATED TO THE CORPORATION BY ANY USUAL MEANS OF COMMUNICATION, INCLUDING BUT NOT LIMITED TO ELECTRONIC MEANS OF COMMUNICATION. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF FORM 990 IS PROVIDED TO ALL MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE IRS. THE FORM 990 IS PREPARED BY THE FOUNDATION'S FINANCIAL SERVICES DIRECTOR WITH THE ASSISTANCE AND REVIEW BY THE SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER AND THEN PRIOR TO DISTRIBUTION TO THE BOARD IS REVIEWED IN DETAIL BY AN INDEPENDENT CPA FIRM. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION CIRCULATES A CONFLICT OF INTEREST QUESTIONNAIRE TO ALL BOARD MEMBERS ANNUALLY. RESPONSES ARE FULLY REVIEWED BY FOUNDATION OFFICERS AND ANY POTENTIAL CONFLICTS IDENTIFIED ARE REVIEWED WITH THE BOARD CHAIR FOR APPROPRIATE ACTION. FOUNDATION EXECUTIVE STAFF OFFICERS, WHO ARE EMPLOYEES OF ATRIUM HEALTH, COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM WHICH IS REVIEWED AND ACTED UPON AS NECESSARY BY THE AH CORPORATE COMPLIANCE OFFICER. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE FOUNDATION'S STAFF OFFICERS, WHO ARE EMPLOYEES OF ATRIUM HEALTH (AH), IS DETERMINED ANNUALLY FOLLOWING REVIEW OF THEIR PERFORMANCE AND REVIEW OF COMPENSATION FOR COMPARABLE POSITIONS BASED ON AN INDEPENDENT SURVEY. SALARIES AND INCENTIVE COMPENSATION ARE RECOMMENDED BY SENIOR OFFICERS OF ATRIUM HEALTH AND THEN REVIEWED AND APPROVED BY THE AH COMPENSATION COMMITTEE, COMPRISED OF INDEPENDENT MEMBERS OF THE AH BOARD OF COMMISSIONERS. COMMITTEE ACTIONS ARE RECORDED BY MEANS OF CONTEMPORANEOUS MINUTES. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE FOUNDATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MAINTAINED IN THE FOUNDATION'S OFFICES AND ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANT FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 24,000. TOTAL EXPENSES 24,000. OTHER: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 500. TOTAL EXPENSES 500. ALLOCATION OF SALARIES AND BENEFITS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,779,831. FUNDRAISING EXPENSES 3,674,046. TOTAL EXPENSES 5,453,877. FORM 990, PART XI, LINE 9: PROVISION FOR UNCOLLECTIBLE PLEDGES -870,000. 1025 KINGS DRIVE TENANT LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 1057 EAST LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 1717 GARDEN TERRACE LLC PO BOX 32861 CHARLOTTE NC 282322861 260897680 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 3021 NESBITT LLC PO BOX 32861 CHARLOTTE NC 282322861 853018530 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ABBOT RIDGE LLC PO BOX 32861 CHARLOTTE NC 282322861 861766226 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ABC PARKWAY LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 AH GEORGIA INC PO BOX 32861 CHARLOTTE NC 28232 831707383 HEALTHCARE MANAGEMENT NC 501(C)(3) LINE 10 THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 AHSNF INC PO BOX 32861 CHARLOTTE NC 282322861 842727303 HEALTHCARE NC 501(C)(3) LINE 3 THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ATRIUM HEALTH EMPLOYEE ASSISTANCE INC PO BOX 32861 CHARLOTTE NC 28232 850548753 EMERGENCY ASSISTANCE NC 501(C)(3) LINE 7 THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ATRIUM HEALTH HUNTERSVILLE ASC LLC PO BOX 32861 CHARLOTTE NC 282322861 863426328 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ATRIUM HEALTH INC PO BOX 32861 CHARLOTTE NC 28232 843647453 HEALTHCARE MANAGEMENT NC 501(C)(3) LINE 10 THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 AV INSURANCE LLC PO BOX 32861 CHARLOTTE NC 282322861 205608253 INSURANCE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS AMBULATORY SURGERY INC PO BOX 32861 CHARLOTTE NC 282322861 812714217 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS COLLEGE OF HEALTH SCIENCES PO BOX 32861 CHARLOTTE NC 282322861 EDUCATION NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS HEALTH NETWORK INC PO BOX 32861 CHARLOTTE NC 282322861 561899343 HEALTHCARE MANAGEMENT NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS HEALTHCARE INFORMATION EXCHANGE LLC PO BOX 32861 CHARLOTTE NC 282322861 352437316 HEALTHCARE MANAGEMENT NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS MEDICAL CENTER AT HOME LLC PO BOX 32861 CHARLOTTE NC 282322861 261451047 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS SHARED SERVICES LLC PO BOX 32861 CHARLOTTE NC 282322861 341988710 HEALTHCARE MANAGEMENT NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CHS FUND STRATEGIES MANAGEMENT LLC PO BOX 32861 CHARLOTTE NC 282322861 810849277 INVESTMENT MANAGEMENT NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CHS PHARMACY SERVICES INC PO BOX 32861 CHARLOTTE NC 282322861 473367492 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CLEVELAND AMBULATORY SERVICES LLC PO BOX 32861 CHARLOTTE NC 282322861 561909421 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 DRE1 LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 EAST BOULEVARD 1601 LLC PO BOX 32861 CHARLOTTE NC 282322861 261098896 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 EAST BOULEVARD 1615 LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 GATEWAY HOLDINGS - INDEPENDENCE LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 IRCAD NORTH AMERICA INC PO BOX 32861 CHARLOTTE NC 282322861 932040912 HEALTHCARE DEVELOPMENT NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 LB ACQUISITIONS LLC PO BOX 32861 CHARLOTTE NC 282322861 301251297 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 LOOKOUT NC PROPERTIES LLC PO BOX 32861 CHARLOTTE NC 282322861 852992379 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 MERCY EQUIPMENT CORPORATION PO BOX 32861 CHARLOTTE NC 282322861 561660616 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 PINEVILLE LTACHREHAB HOSPITAL LLC PO BOX 32861 CHARLOTTE NC 282322861 371663995 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 RM1 PROPERTIES LLC PO BOX 32861 CHARLOTTE NC 282322861 853038041 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 ROCKY ROAD 1 LLC PO BOX 32861 CHARLOTTE NC 282322861 861257491 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 RR ASSEMBLAGE LLC PO BOX 32861 CHARLOTTE NC 282322861 853897459 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 SUNRISE PROPERTIES LLC PO BOX 32861 CHARLOTTE NC 282322861 372043234 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY PO BOX 32861 CHARLOTTE NC 28232 560529945 GOVERNMENTAL HEALTH CARE NC 170 (C)(1) N/A 0 THE PEARL INNOVATION DISTRICT MANAGEMENT CO PO BOX 32861 CHARLOTTE NC 282322861 882000136 HEALTHCARE DEVELOPMENT NC 501(C)(3) THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 UNION HEALTH SERVICES LLC PO BOX 32861 CHARLOTTE NC 282322861 300597871 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 UNION MEDICAL OFFICE BUILDING LLC PO BOX 32861 CHARLOTTE NC 282322861 REAL ESTATE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 UNION MEDICAL SERVICES LLC PO BOX 32861 CHARLOTTE NC 282322861 203013475 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 WEST STANLY IMAGING LLC PO BOX 32861 CHARLOTTE NC 282322861 262414332 HEALTHCARE NC NC POLITICAL SUBDIVI THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY 0 CAROLINAS IMAGING SERVICES LLC 700 E MOREHEAD STREET STE 300 CHARLOTTE NC 28202 912185756 HEALTHCARE NC N/A 0 0 ENDOSCOPY CENTER - MONROE LLC 11301 CARMEL COMMONS BLVD STE 302 CHARLOTTE NC 28226 260731594 HEALTHCARE NC N/A 0 0 ENDOSCOPY CENTER HOLDINGS LLC 11301 CARMEL COMMONS BLVD STE 302 CHARLOTTE NC 28226 260316896 HEALTHCARE MANAGEMENT NC N/A 0 0 ALLIANCE MEDICAL INC PO BOX 32861 CHARLOTTE NC 282322861 561682606 HEALTHCARE NC N/A C 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 CHARLOTTE-MECKLENBURG HOSPITAL AUTH DBA ATRIUM HEALTH B 35588447 FAIR MARKET VALUE CHARLOTTE-MECKLENBURG HOSPITAL AUTH DBA ATRIUM HEALTH C 5335842 FAIR MARKET VALUE CHARLOTTE-MECKLENBURG HOSPITAL AUTH DBA ATRIUM HEALTH D SEE PART VII CHARLOTTE-MECKLENBURG HOSPITAL AUTH DBA ATRIUM HEALTH J 1070835 FAIR MARKET VALUE CHARLOTTE-MECKLENBURG HOSPITAL AUTH DBA ATRIUM HEALTH P 5486067 FAIR MARKET VALUE FORM 990, SCHEDULE R, PART V, LINE 2 (1) AMOUNT REFLECTS GRANT AWARDS TO ATRIUM HEALTH DURING THE YEAR. AH IS THE CHIEF RECIPIENT OF GRANTS FROM THE FOUNDATION. FORM 990, SCHEDULE R, PART V, LINE 2 (2) AMOUNT REFLECTS CASH CONTRIBUTIONS AND PLEDGES RECEIVED FROM ATRIUM HEALTH IN CONNECTION WITH FOUNDATION OPERATING EXPENSE SUPPORT, EVENT SPONSORSHIPS, ESTABLISHMENT OF FUNDS FOR MEDICAL EDUCATION AND RESEARCH, AND RELATED ITEMS. FORM 990, SCHEDULE R, PART V, LINE 2 (3) IN 2007, THE FOUNDATION EXECUTED A MEMBER SECURITY AGREEMENT (THE "AGREEMENT") WHICH MADE IT A MEMBER OF ATRIUM HEALTH'S OBLIGATED GROUP. UNDER THE AGREEMENT, THE FOUNDATION JOINTLY AND SEVERALLY GUARANTEES THE PAYMENT AND PERFORMANCE OF ALL BONDS AND OTHER OBLIGATIONS SECURED BY ATRIUM HEALTH'S BOND ORDER. THE FOUNDATION'S OBLIGATION IS ONLY FROM ITS FUTURE UNRESTRICTED CONTRIBUTIONS AND INVESTMENT INCOME, WHICH ARE PLEDGED. THE FOUNDATION'S NET ASSETS, WHETHER RESTRICTED OR UNRESTRICTED, ARE NOT PLEDGED UNDER THE AGREEMENT. THE TOTAL AMOUNT OF THE LOAN GUARANTEE ASSOCIATED WITH THE OBLIGATED GROUP IS $2,639,135,000. FORM 990, SCHEDULE R, PART V, LINE 2 (4) AMOUNT REFLECTS RENTAL INCOME RECEIVED FROM ATRIUM HEALTH PHYSICIAN PRACTICES THAT OCCUPY RENTAL SPACE IN AN OFFICE BUILDING OWNED BY THE FOUNDATION. RENT IS CHARGED BASED ON MARKET RATES FOR COMPARABLE RENTABLE SQUARE FOOTAGE. FORM 990, SCHEDULE R, PART V, LINE 2 (5) AMOUNT REFLECTS REIMBURSEMENT BY THE FOUNDATION TO ATRIUM HEALTH FOR EMPLOYEE SALARIES/BENEFITS AND OTHER OPERATING EXPENSES AT COST, WHICH EQUATES TO FAIR MARKET VALUE FOR THOSE SERVICES.