2023-11-15T16:07:35-06:00 2023-06-30 770051130 ABBOTT STRINGHAM & LYNCH 1901 S BASCOM AVE STE 105 CAMPBELL CA 95008 990 2022-07-01 710992446 KIVA MICROFUNDS KIVA 4153587500 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 LIZ RAY CFO 8284795482 2023-11-15 1 LIZ RAY XXX-XX-XXXX 0 SHEBA B DALANEY P00351252 4083778700 2023-11-15 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z LIZ RAY 986 MISSION STREET 4TH FLOOR SAN FRANCISCO CA 94103 34727565 0 X WWW.KIVA.ORG X 2005 CA KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A DEVELOPER OF A BLOCKCHAIN BASED DIGITAL ID PLATFORM TO PROMOTE FINANCIAL INCLUSION; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 7 5 170 465 0 0 13996171 28358806 0 1112794 763172 4083220 49653 1172745 14808996 34727565 0 5000 0 0 10619348 17890495 0 0 2514062 10448310 19740087 21067658 37635582 -6258662 -2908017 253233825 238841357 219746998 208098900 33486827 30742457 X KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 0 1 29453041 5000 2285539 KIVA PARTNERS WITH 223 ACTIVE GLOBAL MICROFINANCE INSTITUTIONS ("MFIS") AND OTHER SOCIALLY MINDED ORGANIZATIONS AND ENTERPRISES IN SEVENTY-THREE (73) COUNTRIES. THIS NETWORK OF PARTNERSHIPS ENABLES KIVA TO CONNECT WITH BORROWERS SEEKING MICRO-LOANS. KIVA'S PARTNER ORGANIZATIONS ARE RESPONSIBLE FOR SELECTING AND VETTING THE BORROWERS AND ADMINISTRATING THE LOANS. KIVA'S ONLINE PLATFORM CONNECTS THESE BORROWERS WITH OVER 2.1 MILLION INDIVIDUALS TO DATE WHO WANT TO CONTRIBUTE LOAN FUNDS VIA THE INTERNET.KIVA ALSO FACILITATES DIRECT LOANS TO INDIVIDUALS IN THE UNITED STATES.KIVA CREATED KIVA- DAF, LLC ("KDAF") IN 2013 TO HOLD DONOR ADVISED FUND ACCOUNTS, KIVA IMPACT FUNDS LLC ("KIF") IN 2016 TO FACILITATE MICROLOANS MADE WITH CAPITAL FROM OPIC.KIVA CAPITAL MANAGEMENT WAS CREATED IN 2019 TO BE A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISOR), SUCH AS KIVA REFUGEE INVESTMENT FUND LLC.CALIFORNIA REBUILDING FUND LLC (CASE B-SPV LLC, CASE G-SPV) AND SMALL BUSINESS RESILIENCE FUND LLC WERE INITIATED IN 2020 TO PROVIDE SUPPORT TO SMALL BUSINESSES IMPACTED BY COVID-19 IN CALIFORNIA AND INTERNATIONAL LOCATIONS.JURNUS LLC WAS CREATED IN LATE 2020 TO HOUSE OUR BLOCKCHAIN-RELATED WORK WITH DIEM IN SUPPORT OF GLOBAL FINANCIAL INCLUSION. 29453041 1 1 0 0 0 1 0 0 0 0 1 0 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 1 0 0 0 1 0 0 0 0 1 95 0 1 170 1 0 1 KE 0 0 0 0 0 0 0 0 0 0 X 7 5 0 1 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK CA CT FL IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OK OR PA RI SC TN UT WV WI AZ CO NC WA X X LIZ RAY 8284795482 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 REID HOFFMAN BOARD OF DIRECTOR 1.00 X 0 0 0 JULIE HANNA FARRIS BOARD OF DIRECTOR 10.00 X 0 144000 0 JOHN MULLER BOARD OF DIRECTOR 1.00 X 0 0 0 MAYA CHORENGEL BOARD OF DIRECTOR 1.00 X 0 0 0 ANDRE HADDAD BOARD OF DIRECTOR 1.00 X 0 0 0 SILVIJA MARTINCEVIC BOARD OF DIRECTOR 1.00 X 0 0 0 CHRISTOPHER TSAKALAKIS CEO 40.00 X X 424238 0 12838 VISHAL GHOTGE CEO 40.00 X X 0 0 0 AUSTIN CHOI GENERAL COUNSEL 40.00 X 414658 0 12838 CHAD STERBENZ CHIEF INVESTMENT OFFICER 40.00 X 390342 0 12838 DONALD CARTER EXEC. VP, PEOPLE & PLACES 40.00 X 267550 0 10338 ELIZABETH RAY CHIEF FINANCIAL OFFICER 40.00 X 242824 0 12838 KATHLEEN GUIS VICE PRESIDENT, IMPACT INVESTMENTS 40.00 X 200253 0 12838 ANNA TITULAER VICE PRESIDENT, BUSINESS DEVELOPMENT 40.00 X 0 0 0 MARTHA SIEMERS VICE PRESIDENT, PRODUCT 40.00 X 242955 0 12838 BRYAN PON SENIOR DIRECTOR, STRATEGY 40.00 X 176102 0 9392 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC PARTNERSHIPS 40.00 X 372888 0 12838 ANNETTE PROMES CHIEF MARKETING OFFICER 40.00 X 299150 0 12838 NATHAN GEORGE VICE PRESIDENT OF ENGINEERING, PROTOCOL 40.00 X 248171 0 10338 PRADEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 40.00 X 221758 0 12838 KRISTINA S SCHWARTZ ASSISTANT GENERAL COUNSEL 40.00 X 215315 0 12838 CELIA WONG MANAGING DIRECTOR, KIVA CAPITAL 40.00 X 210684 0 12838 MATHEW FLAMING VICE PRESIDENT, ENGINEERING 40.00 X 302142 0 6808 JASON EYLER FORMER EXECUTIVE VICE PRESIDENT, MARKETPLACE 40.00 X 135172 0 5946 4364202 144000 184040 16 1 1 0 BAYPORT NETWORKS 119 W VANDERBILT CT SUNNYVALE CA 94087 IT SUPPORT 485652 SOUTH GEEKS LLC 801 2ND AVENUE 1110 SEATTLE WA 98104 ENGINEERING SUPPORT 404996 SIN-MEI TSAI 227 HAZELWOOD DR S SAN FRANCISCO CA 94080 ENGINEERING SUPPORT 330096 RAYBEAM INC PO BOX 638 NEWBURYPORT MA 01950 ENGINEERING SUPPORT 297000 NELSON CONNECTS 19080 LOMITA AVENUE SONOMA CA 95476 STAFFING/HR SUPPORT 277070 5 28358806 25386 28358806 CONTRACT SERVICES - INVEST FOR WO 561000 1014981 1014981 MANAGEMENT FEE REVENUE 561000 97320 97320 PHILANTHROPIC FEE FOR SERVICE 561000 493 493 1112794 4083220 4083220 CURRENCY GAIN 900999 1144904 1144904 MISCELLANEOUS REVENUE 900999 27841 27841 1172745 34727565 2285539 0 4083220 5000 5000 2899440 2225199 333556 340685 11364462 8721753 1307383 1335326 290739 223130 33447 34162 1842300 1509036 175953 157311 1493554 1227634 134191 131729 152484 90201 62283 352285 77390 274895 694741 310233 379093 5415 862519 291940 570579 109696 59521 42486 7689 2466708 1735671 615255 115782 828928 534786 240386 53756 460492 239381 210534 10577 909675 909675 2918062 2346997 293058 278007 294834 63900 224455 6479 CRF OPERATING EXPENSES 4217833 4217833 0 0 CONTRACTORS 3787701 3205650 562614 19437 BAD DEBT EXPENSE 850478 850478 0 0 DISTRIBUTIONS 457665 457665 0 0 375986 149968 208311 17707 37635582 29453041 5668479 2514062 31226832 8615916 48522932 65142979 0 0 105907194 101995569 62359089 56050985 882491 487326 32170634 27792036 3733013 4378598 0 703928 268621 346278 25000 25000 308653 1094778 253233825 238841357 5611987 4006963 378838 277277 178092640 167780699 35663533 36033961 219746998 208098900 X 16699412 15681973 16787415 15060484 33486827 30742457 253233825 238841357 X -2908017 191752 -25341 -2764 X 0 1 X 1 0 X 19712505 38319210 39005595 13996171 29473053 140506534 19712505 38319210 39005595 13996171 29473053 140506534 4734853 135771681 196160 251904 3389871 779772 4083220 8700927 27150 31407 11647 49653 1172745 1292602 150500063 0.90210 0.92440 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 80 2330395 1800288 7378747 1 1 1 159893952 40058506 42792039 157160419 0 1094413 1093616 797 31076221 26698420 4377801 4378598 KC PURCHASES, REDEMPTIONS ETC 373920 ACCRUED DEPOSITS, WITHDRAWALS, PURCHASES & DONATIONS 30354244 KIVA CARDS -1050870 CURRENCY HOLDINGS 1297103 LENDING 4628490 KMF HOLDINGS 428174 TAX PAYABLE 2900 36033961 X 31841139 191752 1874339 24296 2090387 29750752 4976813 4976813 34727565 34382414 1874339 1874339 32508075 5127507 5127507 37635582 PART IV, LINE 1B: THE FUNDS OF KIVA'S USERS ARE HELD IN ACCOUNTS SEPARATE FROM KIVA'S OPERATIONAL FUNDS. KIVA IS ENTITLED TO THE INTEREST EARNED ON THE FUNDS HELD IN THE FBO ACCOUNTS, PURSUANT TO THE BINDING TERMS OF USE WITH INDIVIDUAL USERS AT THE TIME A USER ACCOUNT IS ESTABLISHED. KIVA IS ALSO ENTITLED TO THE AUTO-CONVERTED DONATIONS FROM KIVA CARDS HELD IN THESE ACCOUNTS, AND ONLINE DONATIONS INTENDED FOR KIVA THAT ARE PROCESSED THROUGH THESE ACCOUNTS. PART X, LINE 2: KIVA HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN BY KIVA IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION; THEREFORE, NO LIABILITY FOR UNRECOGNIZED INCOME TAX BENEFITS HAS BEEN RECORDED AS OF JUNE 30, 2023. KIVA, KUF, KDAF, KIF, KCM, KRIF, SBRF, CRF, CASE G-SPV, CASE B-SPV, KP, AND JURNUS ARE SUBJECT TO EXAMINATION BY A MAJOR TAX JURISDICTION BACK TO 2020, OR INCEPTION OF THE ENTITY IN THE CASE OF KCM, KRIF, SBRF, CRF, CASE G-SPV, CASE B-SPV, KP, AND JURNUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER BOOK/TAX ADJUSTMENTS 24,296. PART XI, LINE 4B - OTHER ADJUSTMENTS: CRF CONSOLIDATION 4,976,813. PART XII, LINE 4B - OTHER ADJUSTMENTS: CRF CONSOLIDATION 5,127,508. ROUNDING -1. 1 CENTRAL AMERICA 0 0 FUNDRAISING PARTNER MONITORING 258 CENTRAL AMERICA 0 0 MANAGEMENT PARTNER MONITORING 612 CENTRAL AMERICA 0 0 PROGRAM PARTNER MONITORING 2649 CENTRAL AMERICA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 784109 EAST ASIA 1 0 FUNDRAISING PARTNER MONITORING EAST ASIA 1 0 MANAGEMENT PARTNER MONITORING EAST ASIA 1 0 PROGRAM PARTNER MONITORING EAST ASIA 1 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 2137039 EUROPE 0 0 FUNDRAISING PARTNER MONITORING 15 EUROPE 0 0 MANAGEMENT PARTNER MONITORING 34 EUROPE 0 0 PROGRAM PARTNER MONITORING 149 EUROPE 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 110116 MIDDLE EAST 0 0 FUNDRAISING PARTNER MONITORING 270 MIDDLE EAST 0 0 MANAGEMENT PARTNER MONITORING 640 MIDDLE EAST 0 0 PROGRAM PARTNER MONITORING 2769 MIDDLE EAST 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 587420 NORTH AMERICA 3 134 FUNDRAISING PARTNER MONITORING 2783 NORTH AMERICA 3 134 MANAGEMENT PARTNER MONITORING 6592 NORTH AMERICA 3 134 PROGRAM PARTNER MONITORING 28544 RUSSIA AND NEIGHBORING STATES 0 0 MANAGEMENT PARTNER MONITORING RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM PARTNER MONITORING RUSSIA AND NEIGHBORING STATES 0 0 FUNDRAISING PARTNER MONITORING RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 505683 SOUTH AMERICA 0 0 FUNDRAISING PARTNER MONITORING 171 SOUTH AMERICA 0 0 MANAGEMENT PARTNER MONITORING 405 SOUTH AMERICA 0 0 PROGRAM PARTNER MONITORING 1754 SOUTH AMERICA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 1204322 SOUTH ASIA 0 0 MANAGEMENT PARTNER MONITORING 135 SOUTH ASIA 0 0 PROGRAM PARTNER MONITORING 320 SOUTH ASIA 0 0 FUNDRAISING PARTNER MONITORING 1387 SOUTH ASIA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 128912 SOUTH PACIFIC 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 274685 SUB SAHARAN AFRICA 1 9 FUNDRAISING PARTNER MONITORING 14894 SUB SAHARAN AFRICA 1 9 MANAGEMENT PARTNER MONITORING 35282 SUB SAHARAN AFRICA 1 9 PROGRAM PARTNER MONITORING 152767 SUB SAHARAN AFRICA 1 9 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 1995835 NORTH AMERICA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 5330 NORTH AFRICA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 1900 OCEANIA 0 0 PROGRAM MICROFINANCE LOANS DISBURSED TO PARTNERS 4310 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4 0 13 438 17 438 2924667 5067424 7992091 CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 8363 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 10032 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 33265 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 35769 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 39416 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 42689 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 74691 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 150966 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 156981 WIRE TRANSFER 0 FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 221271 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 8759 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 31813 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 39183 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 77674 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 106495 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 119675 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 145855 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 185626 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 281560 WIRE TRANSFER 0 FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 1138560 WIRE TRANSFER 0 FMV EUROPE MICROFINANCE LOANS DISBURSED TO PARTNERS 8365 WIRE TRANSFER 0 FMV EUROPE MICROFINANCE LOANS DISBURSED TO PARTNERS 99181 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 55584 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 65464 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 200632 WIRE TRANSFER 0 FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 262920 WIRE TRANSFER 0 FMV NORTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 5330 WIRE TRANSFER 0 FMV RUSSIA AND NEIGHBORING STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 108804 WIRE TRANSFER 0 FMV RUSSIA AND NEIGHBORING STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 186188 WIRE TRANSFER 0 FMV RUSSIA AND NEIGHBORING STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 208755 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 7435 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 19029 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 27770 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 37107 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 56056 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 85242 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 94196 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 170268 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 322198 WIRE TRANSFER 0 FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 375571 WIRE TRANSFER 0 FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 34827 WIRE TRANSFER 0 FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 93344 WIRE TRANSFER 0 FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 120615 WIRE TRANSFER 0 FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 153261 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 6476 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 12737 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 14090 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 22792 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 46676 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 53858 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 62093 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 66360 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 79769 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 83810 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 115706 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 132080 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 151051 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 238915 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 256340 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 311229 WIRE TRANSFER 0 FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 312720 WIRE TRANSFER 0 FMV 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X 1 0 0 0 0 0 0 0 0 CHRISTOPHER TSAKALAKIS CEO 424238 0 0 0 0 0 2500 0 10338 0 437076 0 0 0 AUSTIN CHOI GENERAL COUNSEL 354658 0 60000 0 0 0 2500 0 10338 0 427496 0 0 0 CHAD STERBENZ CHIEF INVESTMENT OFFICER 290342 0 100000 0 0 0 2500 0 10338 0 403180 0 0 0 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC PARTNERSHIP 282888 0 90000 0 0 0 2500 0 10338 0 385726 0 0 0 ANNETTE PROMES CHIEF MARKETING OFFICER 299150 0 0 0 0 0 2500 0 10338 0 311988 0 0 0 MATHEW FLAMING VICE PRESIDENT, ENGINEERING 275942 0 26200 0 0 0 2500 0 4308 0 308950 0 0 0 DONALD CARTER EXEC. VP, PEOPLE & PLACES 267550 0 0 0 0 0 0 0 10338 0 277888 0 0 0 NATHAN GEORGE VICE PRESIDENT OF ENGINEERING, PROTO 227821 0 20350 0 0 0 0 0 10338 0 258509 0 0 0 MARTHA SIEMERS VICE PRESIDENT, PRODUCT 232955 0 10000 0 0 0 2500 0 10338 0 255793 0 0 0 ELIZABETH RAY CHIEF FINANCIAL OFFICER 242824 0 0 0 0 0 2500 0 10338 0 255662 0 0 0 PRADEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 210758 0 11000 0 0 0 2500 0 10338 0 234596 0 0 0 KRISTINA S SCHWARTZ ASSISTANT GENERAL COUNSEL 202015 0 13300 0 0 0 2500 0 10338 0 228153 0 0 0 CELIA WONG MANAGING DIRECTOR, KIVA CAPITAL 210684 0 0 0 0 0 2500 0 10338 0 223522 0 0 0 KATHLEEN GUIS VICE PRESIDENT, IMPACT INVESTMENTS 185253 0 15000 0 0 0 2500 0 10338 0 213091 0 0 0 BRYAN PON SENIOR DIRECTOR, STRATEGY 176102 0 0 0 0 0 2500 0 6892 0 185494 0 0 0 JASON EYLER FORMER EXECUTIVE VICE PRESIDENT, MAR 85172 0 50000 0 0 0 2500 0 3446 0 141118 0 0 0 PART I, LINE 4A CHRIS TSAKALAKIS 145,000.00 BRYAN PON 48,750.00 JULIE HANNA FARRIS DIRECTOR 156000 CONSULTING SERVICES 0 X 5 25386 FMV 0 1 0 FORM 990, PART III, LINE 3 THE COMPANY ANNOUNCED THAT IT WAS ENDING THE KIVA PROTOCOL INITIATIVE EFFECTIVE JUNE 30, 2022. KIVA PROTOCOL LLC & JURNUS LLC WERE OFFICIALLY TERMINATED IN NOVEMBER 2022. FORM 990, PART VI, SECTION A, LINE 3 SIN MEI TSAI - CONTRACTED ENGINEERING SERVICE PROVIDER WHILE CTO POSITION WAS VACANT. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND BOARD BEFORE IT IS FILED. ANY CONCERNS OR QUESTIONS WILL BE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO SIGN A STATEMENT AND THERE IS A FORMAL REQUEST TO DISCLOSE ANY CONFLICTS OF INTEREST ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE REVIEWS COMPENSATION ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS AND POLICIES ARE MADE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN CUMULATIVE TRANSLATION ADJUSTMENT -2,764. KIVA USER FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 261778383 FBO ACCOUNT HOLDER CA 0 157791347 KIVA MICROFUNDS KIVA-DAF LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 463976029 DONOR ADVISED FUND ACCOUNT DE 2398295 9378592 KIVA MICROFUNDS KIVA IMPACT FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 813992333 IMPACT INVESTMENT FUND SUPPORTING REFUGEES DE 0 0 KIVA MICROFUNDS KIVA CAPITAL MANAGEMENT LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 842909332 IMPACT INVESTMENT FUND MANAGER DE 1170909 949087 KIVA MICROFUNDS CALIFORNIA REBUILDING FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 852987081 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 1923246 58164441 KIVA MICROFUNDS CASE B-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853053551 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 0 0 KIVA MICROFUNDS CASE G-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853073827 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE 0 0 KIVA MICROFUNDS JURNUS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 854390192 BLOCKCHAIN-RELATED WORK WITH DEIM DE 0 0 KIVA MICROFUNDS