2023-11-15T13:30:46-06:00 2022-12-31 770534410 COMPREHENSIVE FINANCIAL MANAGEMENT 720 University Ave 200 Los Gatos CA 95032 990 2022-01-01 262583379 Humanity United Action HUMA 4154266300 456 Montgomery Street Suite 500 San Francisco CA 94104 Kevin Luu CFO 4154266300 2023-11-15 1 Kevin Luu XXX-XX-XXXX 0 Roger V Hansen P00294980 4083583316 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X Kevin Luu 456 Montgomery Street Suite 500 San Francisco CA 94104 2017009 0 X www.humanityunitedaction.org X 2008 CA Humanity United Action works directly and with partners to advocate for legislative policies that help transform human exploitation and violent conflict to enduring freedom and peace. 4 4 0 0 0 0 1012200 1024738 0 0 -13623 -32467 0 0 998577 992271 457000 1280000 0 0 0 0 0 0 0 211494 167647 668494 1447647 330083 -455376 743489 654546 27690 394123 715799 260423 Humanity United Action works directly and with partners to advocate for legislative policies that help transform human exploitation and violent conflict to enduring freedom and peace. 0 0 1413953 1280000 Policy Advocacy: We engage governments, civil society, and others to advocate for legislative solutions to prevent and respond to human exploitation and violent conflict around the world. The power of our partnerships allows us to multiply the impact of our investments and of our voices, shifting from a culture of response to one of prevention. 1413953 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X Kevin Luu 4154266300 456 Montgomery Street Suite 500 San Francisco CA 94104 X X Pamela K Omidyar Chair 2.00 X X 0 0 0 Matt Deakin Board member 0.50 X 0 0 0 Srik Gopal President & Vice Chair 2.00 X X 0 0 0 Susan McCue Vice Chair 2.00 X X 0 0 0 Shannon Sedgwick Davis Board Member 2.00 X 0 0 0 Joel Beck-Coon Secretary 2.00 X 0 0 0 Kevin Luu Treasurer 2.00 X 0 0 0 Shea Loewen Lazarow Asst. Secretary 2.00 X 0 0 0 0 0 0 0 0 0 0 0 1024738 1024738 1024738 5268 5268 987003 1024738 -37735 -37735 -37735 992271 0 0 -32467 630000 630000 650000 650000 372 112 260 27000 27000 68 68 Direct Impact 81000 81000 0 General & Admin 58993 52773 6220 Telecommunication Expen 214 0 214 1447647 1413953 33694 0 742031 651714 1458 2832 743489 654546 27690 38840 355283 27690 394123 X 0 0 0 0 715799 260423 715799 260423 743489 654546 -455376 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1002271 10000 10000 992271 0 992271 1457647 10000 10000 1447647 0 1447647 1 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 Grants 200000 East Asia and the Pacific 0 0 Grants 450000 0 0 0 0 0 0 650000 0 650000 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium Corporate Accountability 200000 Wire 0 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, Labor Migration 200000 Wire 0 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, Supply Chains & Forced Labor 100000 Wire 0 East Asia and the Pacific Supply Chains & Forced Labor 150000 Wire 0 4 0 0 0 0 0 0 Part III Accounting Method: Part I, Line 2 As with Humanity United Action's (HUA) domestic grants, before making a grant to a grantee outside the U.S., HUA performs due diligence, including anti-terrorism checks, organizational diligence as to their tax status, governance and operations, and financial due diligence, complete enough to give reasonable assurance that the grantee will use the grant for the purposes for which it is made. Grantees (U.S. and non-U.S.) are also required to enter into a detailed written grant agreement that governs the use of grant funds and includes financial and narrative reporting requirements. Grantee reporting under the grant agreement is reviewed and approved by program and grants management staff, and these approvals are documented. The grantee's written reporting under the grant agreement is frequently supplemented by meetings, phone conversations and emails between HUA and grantee staff, as well as site visits by HUA staff. 1 Polaris Project PO Box 65323 Washington DC 20035 030391561 501(c)(3) 50000 0 Human Trafficking Freedom Fund 315 Flatbush Ave 406 Brooklyn NY 11217 300805768 501(c)(3) 400000 0 Supply Chains and Forced Labor ASU Foundation for a New American University PO Box 2260 Tempe AZ 85281 866051042 501(c)(3) 15000 0 Forced Labor ASU Foundation for a New American University PO Box 2260 Tempe AZ 85281 866051042 501(c)(3) 35000 0 Forced Labor ASU Foundation for a New American University PO Box 2260 Tempe AZ 85281 866051042 501(c)(3) 40000 0 Forced Labor Alliance for Peacebuilding 1800 Massachusetts Ave NW Ste 401 Washington DC 20036 141870482 501(c)(3) 90000 0 Peacebuilding 6 0 Part I, Line 2: Before making a grant to a grantee in the U.S., Humanity United Action (HUA) performs due diligence, including anti-terrorism checks, organizational diligence as to their tax status, governance and operations, and financial due diligence, complete enough to give reasonable assurance that the grantee will use the grant for the purposes for which it is made. Grantees (U.S. and non-U.S.) are also required to enter into a detailed written grant agreement that governs the use of grant funds and includes financial and narrative reporting requirements. Grantee reporting under the grant agreement is reviewed and approved by program and grants management staff, and these approvals are documented. The grantee's written reporting under the grant agreement is frequently supplemented by meetings, phone conversations and emails between HUA and grantee staff, and may include site visits by HUA staff to grantees when appropriate. X 1 1024738 Stock market value 0 0 0 Form 990, Part VI, Section B, line 11b Line 11b Explanation - The process followed for review of the Form 990 is to distribute it prior to the Board of Trustees meeting for independent review by the Board members. At the Board meeting, the Form 990 is presented and any questions that arise are discussed and addressed. Form 990, Part VI, Section B, line 12c Humanity United Action monitors and enforces its conflict of interest policy by annually gathering from the trustees, officers and key employees (if any) all potential conflicts of interests and requiring all other employees (if any) to proactively disclose any conflicts of interest as they arise. The policy outlines a process by which Humanity United Action evaluates and protects against undue influence by any person who may have a conflict of interest. The policy also outlines a process to be undertaken if there is a potential violation of the policy. Finally, the Board reviews the policy and its administration on a periodic basis. Form 990, Part VI, Section C, line 19 Humanity United Action's governing documents, conflict of interest policy and financial statements are available to the public upon request. Form 990, Part VII, Section A - Cost Sharing Agreement Humanity United Action is party to a Cost Sharing Agreement with Humanity United, a 501(c)(3) private foundation, pursuant to which Humanity United provides certain services, office space and personnel to Humanity United Action on a cost-reimbursement basis. Humanity United is an unrelated organization for purposes of Form 990.