2023-11-15T13:05:26-06:00 2022-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2022-01-01 746076993 The Cockrell Foundation COCK 7132097500 3737 Buffalo Speedway 1100 Houston TX 77098 Sherrie J Reinhackel Vice President 7132097500 2023-11-15 1 Sherrie Reinhackel 999009999 0 Barbara Murphy P01386215 7134395739 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 208482711 X X 110744 110744 2170533 2170533 7643282 45463236 6953712 3342489 3185053 13267048 12420042 0 0 0 22355 0 22355 1130371 1050371 80000 474916 130916 0 7994 0 7994 1523855 1305090 21606 3159491 2486377 131955 11491352 11491352 14650843 2486377 11623307 -1383795 9933665 10389829 7803130 7803130 39808 18964 18964 94668677 97870073 133761797 2745 2745 2745 2745 52748226 51420628 66896075 157849285 157115540 208482711 0 0 X 0 0 0 0 157849285 157115540 157849285 157115540 157849285 157115540 157849285 -1383795 943647 157409137 293597 157115540 Publicly traded securities P 43683141 37811563 5871578 5871578 From Schedule K-1 (Form 1065) P 727661 727661 727661 Capital gain distributions P 354473 354473 354473 6953712 138078 0 138078 0 138078 200960 0 16000 0 216960 X 0 78882 78882 0 0 0 0 0 0 0 0 0 1 1 0 1 1 TX 1 0 0 0 0 1 www.cockrellfoundation.org Sherrie Reinhackel 7132097560 3737 Buffalo Speedway 1100 Houston TX 77098 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Ernest H Cockrell 3737 Buffalo Speedway 1100 Houston TX 77098 President/Dir 2.00 0 0 0 David A Cockrell 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Ernest D Cockrell 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Janet S Cockrell 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Milton T Graves 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 J Webb Jennings III 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Ronald T Nixon 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Laura J Turner 3737 Buffalo Speedway 1100 Houston TX 77098 Director 1.00 0 0 0 Sherrie J Reinhackel 3737 Buffalo Speedway 1100 Houston TX 77098 Vice President 0.00 4000 0 0 NONE 0 Brown Advisory 901 S Bond St Ste 400 Baltimore MD 21231 Investment management 191187 Integrity Asset Management 1340 Depot Street Suite 201 Rocky River OH 44116 Investment management 173313 Aristotle Capital Management LLC 11100 Santa Monica Blvd Suite 1700 Los Angeles CA 90025 Investment management 158137 Asset Consulting Group LLC 231 South Bemiston Avenue 14th Fl St Louis MO 63105 Investment management 152624 William Blair Investment Management 666 Fifth Ave 14th Floor New York NY 10103 Investment management 133836 3 0 154691932 8110925 59016036 221818893 0 0 221818893 3327283 218491610 10924581 10924581 138078 136716 274794 10649787 0 10649787 0 10649787 11623307 0 11623307 10649787 11491352 0 0 11623307 11491352 0 0 131955 0 0 0 0 0 0 0 0 10517832 0 0 0 Margaret Baker The Cockrell Foundat 3737 Buffalo Speedway 1100 Houston TX 77098 7132097500 www.cockrellfoundation.org A copy of IRC 501(c)(3) exemption determination letter is required. No other special forms are required. See the Foundation's website (www.cockrellfoundation.org) for specific information requested to be included with an application. None Grants are made primarily in Houston, Texas. No grants are made to organizations outside of the US or out of Texas unless the purpose of the grant is to benefit a Houston, Texas project. Limited funds are available for grants outside of Houston and such grant requests are discouraged. Beatrice Mayes Institute 5807 Calhoun Rd Houston TX 77021 N/A PC General support 5000 Chapelwood United Methodist Church 11140 Greenbay St Houston TX 77024 N/A PC General support 20000 Episcopal High School 4650 Bissonnet St Bellaire TX 77401 N/A PC General support and support for the baseball program 4500 Free Enterprise Institute 9600 Long Point Rd Ste 300 Houston TX 77055 N/A PC Support the 2022 Annual Freedom Fund 35000 Grace Bible Church 6325 Hurst St Houston TX 77008 N/A PC General support 8000 Habitat for Horses Inc 6060 Habitat for Horses Lane Alvin TX 77511 N/A PC Support for feed for the horses 5000 Houston Food Bank 535 Portwall St Houston TX 77029 N/A PC General support 550 Houston Museum of Natural Science 5555 Hermann Park Dr Houston TX 77030 N/A PC Support for the Virginia and Ernest Cockrell, Jr. Permanently Restricted Endowments 2127793 Kids' Meals Inc 330 Garden Oaks Blvd Houston TX 77018 N/A PC Support for the meal delivery program 24018 Kids' Meals Inc 330 Garden Oaks Blvd Houston TX 77018 N/A PC Support the Building Hope Capital Campaign to construct a facility for Kids' Meals 500000 LifeHouse of Houston Inc 8215 Long Point Rd Houston TX 77055 N/A PC General support 1500 Lily's Toy Box 406 Regent View Dr Houston TX 77079 N/A PC General support 5000 MD Anderson Cancer Center PO Box 4486 Houston TX 77210 N/A GOV Support the Susan Dunwoody Fund for Ovarian Cancer Research 20000 MD Anderson Cancer Center PO Box 4486 Houston TX 77210 N/A GOV Support for the Physician-Scientist Program 2127793 Methodist Hospital Foundation PO Box 4384 Houston TX 77210 N/A SO I Support the Center for Peforming Arts Medicine (CPAM) 20000 Methodist Hospital Foundation PO Box 4384 Houston TX 77210 N/A SO I Support for the Cockrell Center for Advanced Therapeutics 2127793 The Philanthropy Roundtable Inc 1120 20th St NW Ste 400N Washington DC 20036 N/A PC General support 10000 Second Baptist Church 6400 Woodway Dr Houston TX 77057 N/A PC Support "Second Loves Kids" 20000 SpringSpirit Inc 8526 Pitner Rd Houston TX 77080 N/A PC Support the baseball program 2000 The Brookwood Community Inc 1752 FM 1489 Brookshire TX 77423 N/A PC General support for Harris County residents or family of Harris County residents 5000 Center for Pursuit 4400 Harrisburg Blvd Houston TX 77011 N/A PC General support 5000 Kinkaid School Inc 201 Kinkaid School Drive Houston TX 77024 N/A PC Support the 2022 Kinkaid Annual Fund 5000 Kinkaid School Inc 201 Kinkaid School Drive Houston TX 77024 N/A PC Support the Go West Campaign 15000 Menil Foundation Inc 1519 Branard Street Houston TX 77006 N/A PC General support 1000 The Second Baptist School Foundation Inc 6410 Woodway Dr Houston TX 77057 N/A PC Support the Faculty Endowment Fund 2500 University of Texas Foundation 9011 Mountain Ridge Dr Ste 150 Austin TX 78759 N/A PC Endowment grant for Scholarships and Chairs 4373405 The WorkFaith Connection 4555 Dacoma St Ste 200 Houston TX 77092 N/A PC General support 20000 Yellowstone Academy Inc 3000 Trulley St Houston TX 77004 N/A PC Support for sports equipment 500 11491352 0 14 110744 14 2170533 525990 689570 18 6953712 Passthrough K-1 income 525990 157427 14 2265092 Oil & gas royalties 15 919970 846997 12420051 0 13267048 0 0 0 0 0 0 0 0 0 0 Sherrie J Reinhackel The Cockrell Foundation paid $100,000, reported on Part I, Line 16c, to Cockrell Interests for ordinary and necessary personal services performed for the Foundation during the tax year. Sherrie Reinhackel is employed by Cockrell Interests. She is not employed or compensated by the Foundation. The service fee is not paid to Sherrie Reinhackel directly, but it is estimated that $4,000 is attributed to her services performed for the Foundation. The Foundation is making this disclosure pursuant to revised IRS guidance per Announcement 2021-18. From Sch K-1 - AG Energy Partners II, L.P. Purchased 112369 Cost 0 112369 From Sch K-1 - Apollo Investment Fund IX, LP Purchased 5946 Cost 0 -5946 From Sch K-1 - Commonfund Capital Venture Partners XIV, L.P. Purchased 2057 Cost 0 -2057 From Sch K-1 - Commonfund Capital Venture Partners XIV, L.P. Purchased 3115 Cost 0 3115 From Sch K-1 - Warburg Pincus (Ganymede) Private Equity XII (Cayman), L.P. Purchased 2521 Cost 0 2521 From Sch K-1 - Warburg Pincus Private Equity (E&P) XII (A), L.P. Purchased 38078 Cost 0 38078 From Sch K-1 - Warburg Pincus Private Equity (E&P) XII (A), L.P. Purchased 388 Cost 0 -388 From Sch K-1 - Warburg Pincus (Callisto) Global Growth (Cayman), L.P. Purchased 5344 Cost 0 5344 Section 751 gain - Energy Transfer LP Purchased 356352 Cost 0 356352 Section 751 gain - Enterprise Products Partners, L.P. Purchased 180182 Cost 0 180182 4523 Abbott Laboratories 118135 496580 6170 Abbvie Inc. 258603 997134 3999 Adobe Systems Inc CMN 677969 1345783 8100 Alcon Inc 444959 555255 14980 Alphabet Inc. CMN Class C 443735 1329175 2400 Ameriprise Finl Inc 241582 747288 5073 Amgen Inc 1019171 1332373 2700 Ansys Inc CMN 328315 652293 20938 Apple Inc 93217 2720474 568381 Artisan Partners 17949080 21911862 2000 Asml Holding NV-NY Reg SHS 173973 1092800 5800 Atmos Energy Corp 618817 650006 7516 Autodesk Inc 1230621 1404515 2700 Automatic Data Processing 99409 644922 1600 BlackRock, Inc. CMN 366793 1133808 6700 Blackstone Inc 863471 497073 11008 Bristol-Myers Squibb 695555 792026 24500 Cabot Oil & Gas Corp 434794 601965 6100 Capital One Financial Corp CMN 521998 567056 11519 Chevron Corporation 865951 2067545 5300 Chubb LTD 560760 1169180 5600 Cincinnati Financial 349614 573384 25950 Coca-Cola 902858 1650680 12060 Comcast Corp. CMN Class A 410355 421738 5880 Commerce Bancshares 265580 400252 2300 Constellation Brands 540480 533025 16600 Corteva Inc Com 431642 975748 4300 Crown Castle Intl 686907 583252 4500 Cullen Frost Bankers 437134 601650 3200 Danaher Corporation CMN 262316 849344 2000 Diageo ADR Each Repr 232235 356380 3600 Ecolab Inc CMN 809916 524016 6459 Equity Lifestyle 361219 417251 4400 Exxon Mobil Corporation 304005 485320 4200 Facebook, Inc. CMN Class A 530906 505428 44000 Ford MTR Co Del Com 670404 511720 2400 General Dynamics CRP 456374 595464 4800 Honeywell Intl Inc CMN 996123 1028640 3192 Intl Business Machines Corp CMN 381003 449721 6947 JPMorgan Chase & Co CMN 151031 931593 7201 Kinder Morgan Inc CMN Class P 210769 130194 7900 Lennar Corp 343701 714950 202 Lennar Corp CL B 8685 15106 3180 Linde PLC CMN 519787 1037252 2500 LPL Finl HLDGS Inc 592534 540425 2758 Martin Marietta Materials 624988 932121 3000 Mcdonald's Corp 169041 790590 6500 Medtronic PLC 557569 505180 11300 Merck & Co. Inc. 614262 1253735 34200 Michelin(cie Gle Des 646262 474217 10200 Microchip Technology 378616 716550 15000 Microsoft Corporation 1200039 3597300 59800 Mitsubishi UFJ Finl 343554 398866 7800 Morgan Stanley Com 660367 663156 6415 Nestle SA Sponsored ADR 225762 742870 5100 Nike Class-B CMN Class B 293600 596751 7500 Novo-Nordisk A S ADR 70441 1015050 5946 Oshkosh Corp Com 651874 524378 2600 Parker Hannifin Corp 431286 756600 3077 Paypal Holdings Inc CMN 132595 219144 4000 Pepsico Inc 245221 722640 16781 Philip Morris Intl. 821644 1698405 4700 Phillips 66 Com 370586 489176 3900 PNC Financial 454698 615966 9400 Procter And Gamble 795138 1424664 5700 Qualcomm Inc 422701 626658 9713 Roche Holding AG ADR 333335 381216 6400 RPM Intl Inc 392367 623680 7600 Sony Corp Spon ADR 354960 579728 6700 Sysco Corp 559821 512215 6236 Texas Instruments Inc. CMN 158676 1030312 2750 Union Pacific Corp. CMN 292999 569443 3600 United Parcel 664252 625824 2500 Visa Inc. CMN Class A 174523 519400 9900 Xcel Energy Inc Com 654076 694089 6200 Xylem Inc Com 499863 685534 3075 Acadia Healthcare Co Inc 150240 253134 1825 Advanced Drainage Systems In 201934 149595 1974 Aecom Com 126435 167652 2861 Alarm.Com Holdings Inc 189351 141562 2881 Alaska Air Group Inc 134550 123710 1922 Align Technology Inc 693974 405350 2542 Allete Inc Com New 191138 163984 6320 Amazon.Com Inc CMN 127949 530880 1577 Ambarella Inc 122906 129677 1267 American Finl GRP 155192 173934 4000 Antero Resources Corp 145646 123960 5761 Apartment Income 225592 197660 4211 Aramark Com 130698 174083 2356 Ares Management Corp 70219 161245 4295 Artisan Partners 199967 127562 800 Asbury Automotive 88790 143400 798 Atkore Intl Group 24518 90509 4823 Atlantic Un 182104 169480 2229 Atlassian Corporation PLC CMN 410503 286828 1439 Axcelis Technologies 93500 114199 2177 Axon Enterprise Inc 194342 361230 2387 Bank Of Hawaii Corp 179363 185136 1923 Belden Inc 89588 138264 1555 Berkley W R Corp 100108 112846 2854 Berry Global Group 149713 172467 1753 BJS WHSL Club HLDGS Inc Com 114716 115978 2010 Black Hills Corp 137307 141383 6581 Blackstone Mortgage 179067 139320 7518 Bloomin Brands Inc 182459 151262 1297 Blueprint Medicines Corp 125447 56822 4773 Brink's Co/The 337046 256358 1858 Brooks Automation Inc 60413 108173 5371 Brown Forman CRP CL B 246204 352767 1638 Brunswick Corp 56040 118067 7244 Builders Firstsource 301672 469991 882 Burlington Stores Inc 147362 178834 10152 BWX Technologies Inc 432572 589628 502 Caci Intl Inc CL A 127739 150896 2836 Cactus Inc CL A 107066 142537 2234 Caesars 115286 92934 12099 Cameco Corp 115457 274284 3811 Carlyle Group Inc/The 118001 113720 2196 Casella Waste Systems Inc-A 169821 174165 6765 Certara Inc 150150 108714 1978 CF Industries Holdings Inc 134079 168526 832 Charles River Laboratories 214246 181293 1903 Chart Inds Inc Com 302139 219283 665 Chemed Corp 318557 339436 12420 Chewy Inc CMN Class A SRS 25981693 939433 460534 852 Chord Energy 50623 116562 3501 Ciena Corp Com New 189168 178481 6960 Cinemark HLDGS Inc 177764 60274 2128 Cintas Corporation CMN 356549 961047 2095 Civitas Resources 137267 121363 1324 Clean HBRS Inc 84004 151095 2960 Cognex Corp 201046 139446 2244 Consol Energy Inc 62551 145860 1717 Costco Wholesale Corporation CMN 236420 783811 21051 Coty Inc 150336 180197 1496 Crane HLDGS Co Com 93175 150273 3540 Crown Holdings Inc 234513 291023 1070 Curtiss-Wright Corp 134110 178679 1756 Denbury Inc 106957 152807 5417 Dexcom Inc 59992 613421 1559 Diodes Inc 114108 118702 6476 DXC Technology Co 193039 171614 6033 Dynatrace Holdings LLC CMN 291191 231064 2288 East West Bancorp Inc 105522 150779 10278 Edwards Lifesciences Corp CMN 440968 766842 926 Emcor Group Inc 25268 137150 7957 Encompass Health Corporation Com 390019 475908 1238 Enpro Industries Inc 81555 134558 2117 Entegris Inc 127136 138854 3744 Estee Lauder Cos Inc CL-A CMN Class A 372263 928924 4741 Euronet Worldwide Inc 497978 447456 1985 Federal Realty Op LP 231117 200564 2762 Federated Hermes Inc 92231 100288 2274 First American 113503 119021 4613 First Indl RLTY TR 204982 222623 1123 Firstservice Corp 39771 137624 9539 Flex LTD Com Usd0.01 108568 204707 3593 Foot Locker Inc Com 130979 135779 4905 Formfactor Inc 175390 109038 996 Forward Air Corp 105623 104470 1929 Fox Factory Holding Corp 281608 175983 1884 Freshpet Inc 115164 99419 986 Fti Consulting Inc 143675 156577 3581 Gaming & Leisure P 128943 186534 3438 Generac Holdings Inc 388348 346069 3059 Genpact Limited CMN 141486 141693 2291 Globus Medical Inc - A 170276 170153 3759 Green Plains Inc 97501 114650 3645 Greenbrier Companies 152120 122217 2155 Guidewire Software Inc 240541 134817 4257 Halozyme Therapeutics Inc 67071 242223 927 Hanover Ins Group 112410 125266 4048 Healthequity Inc 207594 249519 1449 Heico Corp-Class A 68806 173663 5578 Highwoods PPTYS Inc 241890 156072 10251 Host Hotels &resorts 192318 164529 4786 Howmet Aerospace Inc 130929 188616 8283 Hudson Pac PPTYS Inc Com 202020 80594 496 Huntington Ingalls 119007 114417 3085 Iaa Spinco Inc 113752 123400 3514 Idex Corporation Common Stock 711950 802352 4337 Insmed Inc 126533 86653 1059 Inspire Medical Systems Inc 223161 266741 455 Insulet Corp 104748 133947 2349 Intuit Inc CMN 282020 914278 4336 Intuitive Surgical, Inc. CMN 228519 1150558 11879 Ironwood 135534 147181 2170 ITT Inc Com 113197 175987 2391 Jabil Inc 72531 163066 987 Jazz Pharmaceuticals 124710 157239 6002 Juniper Networks Com 174629 191824 2798 KBR Inc Com Usd0.001 128338 147734 467 Kinsale Cap Group 62031 122130 2186 Kirby Corp 119777 140669 2918 Knight Swift Transn 148315 152932 2132 L3harris Technologies Inc CMN 411046 443904 1130 Lancaster Colony 194015 222949 13550 Leslie's Inc 322404 165446 2110 Liberty Media Corp 127205 126136 847 Lincoln Electric Holdings 74972 122383 10702 Lions Gate 120533 58112 2708 Livanova PLC CMN 151266 150402 1729 Live Nation Entertainment In 87716 120580 2019 Lululemon Athletica Inc. CMN 458951 646847 5568 Mack Cali Realty 97975 88698 5607 Macys Inc Com 126186 115785 2887 Mastercard Inc. CMN Class A 893775 1003897 9596 Match Group, Inc. CMN 1034141 398138 12026 Medical PPTYS TR Inc 204156 133970 6165 Mercury Systems Inc 416027 275822 4010 Merit Medical Systems Inc 211254 283186 8950 Mgic Invst Corp Wis 113482 116350 1170 MGP Ingredients Inc 92538 124465 2953 MKS Instruments Inc 371244 250208 2816 Molson Coors 136148 145080 565 Mongodb Inc 111152 111215 5743 National Instruments Corp 238279 211917 7528 National Vision Holdings Inc 207520 291785 4187 New Fortress Energy Inc 183876 177613 791 Nexstar Media Group 75979 138449 1004 Nice LTD 92846 193069 8824 Norwegian Cruise 177383 108006 1376 Novanta Inc 103687 186957 2616 Nuvasive Inc 127964 107884 3634 Nvidia Corp 883029 531073 3819 NXP Semiconductors N.V. CMN 346015 603517 9783 O-I Glass Inc Com 126920 162104 3504 Olin Corp New 40592 185502 6295 Organon & Co CMN 214163 175819 1299 Packaging Corp Of 182652 166155 6428 Pagerduty Inc 198485 170728 1792 PDC Energy Inc Com 21306 113756 3148 Pentair PLC SHS 147583 141597 1412 Penumbra Inc 227092 314114 8099 Performance Food 342602 472901 5205 Perrigo Co PLC SHS 278774 177438 2837 Planet Fitness Inc - CL A 192322 223556 769 Pool Corp 273148 232492 1585 Prestige Consmr 94714 99221 2732 Progress Software 127703 137829 3046 Prosperity 208931 221383 4199 Pultegroup Inc 147457 191180 5301 Pure Storage Inc CL A 91895 141855 2120 PVH Corporation Com 129129 149651 1828 Ralph Lauren Corp 197740 193165 972 Reinsurance Group Amer Inc New 100445 138111 679 Reliance Steel And 117331 137457 900 Repligen Corp 139093 152379 5859 Revolve Group Inc 298325 130421 2055 Roper Technologies Inc CMN 483922 887945 1851 S&P Global Inc Com 703624 619974 738 Saia Inc Com 102614 154744 2232 Sba Communications Corp 202220 625652 3945 Select Medical 58021 97954 2650 Servicenow Inc CMN 1370638 1028916 4929 Shoals Technologies Group -A 72800 121598 9930 Shopify Inc. CMN Class A 866856 344670 2291 Signet Jewelers 135713 155788 11450 Site Centers Corp 119171 156407 885 Solaredge Technologies Inc 244641 250694 2566 South State Corp 184063 195940 1883 Steel Dynamics Inc 163206 183969 3922 Steven Madden LTD 108338 125347 2131 Stifel Finl Corp 49532 124386 6821 Synovus Financial 258626 256129 4627 Tapestry Inc Com 144558 176196 22984 Technipfmc PLC 200187 280175 2710 Tenet Healthcare 178701 132221 1836 Thermo Fisher Scientific Inc CMN 279342 1011067 1964 Timken Co Com 142626 138796 2739 Travel Plus Leisure 92542 99700 3825 Trex Co Inc 126223 161912 2444 Twist Bioscience Corp 131939 58192 4318 Ugi Corp New Com 142035 160068 4614 Univar Inc Com 116296 146725 4590 Unum Group 130143 188328 14207 Valley National 176142 160681 8055 Varonis Systems Inc 236036 192837 3413 Veeva Systems Inc-Class A 962109 550790 4167 Verint SYS Inc Com 156027 151179 2903 Victorias Secret And 144928 103869 10397 Virtu Financial Inc-Class A 214827 212203 1229 Visteon Corp Com New 100589 160790 6073 Vistra Energy Corp 105072 140894 2430 Voya Finl Inc Com 92761 149421 1215 Wabtec Corp CMN 92326 121269 1116 Wesco International 119893 139723 6309 Western Alliance 493533 375764 1645 Westlake Chem Corp 73745 168678 27065 Whitecap Resources Inc 226207 215167 2487 Willscot Mobile Mini Holdings 113539 112338 1923 Wintrust Financial 159701 162532 1359 Wolfspeed Inc 81300 93825 3956 Wyndham Hotels 301910 282102 5399 Zoetis Inc. CMN Class A 364346 791223 Aberdeen Emerging Markets Fund, LLC AT COST 8530250 6744880 AG Realty Fund VIII, LP AT COST 354900 305797 AG Energy Partners II, LP AT COST 324448 79344 Apollo Investment Fund IX, LP AT COST 1260739 1801516 Axiom Emerging Markets Equity Fund AT COST 6005778 5680087 Black Stone Minerals, LP AT COST 583668 7609079 CVI Credit Value Fund BV LP AT COST 1369428 1334660 CVI Credit Value Fund V II LP AT COST 232794 24738 CenterOak Equity Fund I, LP AT COST 653309 1084706 Commonfund Capital Venture Partners XIV, LP AT COST 178685 145841 Francisco Partners V-B, LP AT COST 1523033 2517464 Mineral Interests (Net of Depletion) AT COST 2577 1853997 Newstone Capital Partners II, LP AT COST 137224 102711 RCP Secondary Opp Fund LP AT COST 0 16264 Thompson Street Capital Partners III, LP AT COST 320604 450955 Thompson Street Capital Partners IV, LP AT COST 667441 1715175 Thompson Street Capital Partners V, LP AT COST 1191144 1707153 Thompson Street Capital Partners VI-A, LP AT COST 1028618 1072129 Trumbull Property Fund LP AT COST 1123311 2374633 Warburg Pincus Private Equity XII LP AT COST 1541212 3073086 Warburg Pincus Global Growth LP AT COST 2673190 3496914 WCM Focused International Growth Fund, LP AT COST 19984709 16774281 Weathergage Venture Capital II LP AT COST 465337 1201363 Weathergage Venture Capital III (Cayman) LP AT COST 588302 3988297 Weathergage Venture Capital IV (Cayman) LP AT COST 679927 1741005 General governance and counsel 17460 0 17460 Legal expenses 4895 0 4895 Wash sales basis adjustment 293597 Office expense 2235 0 2235 Service fees and other 20699 10350 10350 Passthrough K-1 expenses 1491900 1294740 0 Membership dues and subscriptions 9021 0 9021 Passthrough K-1 income 2422519 2265083 2422519 Oil & gas royalties 919970 919970 919970 Difference in Cost and FMV of donated assets 943647 Other professional fees 434 434 0 Administrative services 100000 20000 80000 Investment management fees 1025884 1025884 0 Tax reclamation fees 4053 4053 0 Foreign tax 18720 18720 0 Ad valorem taxes 301 301 0 Federal excise tax 344000 0 0 Severance tax 111895 111895 0