2023-11-14T17:39:56-06:00 2023-06-30 420714325 RSM US LLP 920 5TH AVENUE SUITE 2800 SEATTLE WA 98104 990 2022-07-01 941156258 CALIFORNIA ACADEMY OF SCIENCES CALI 4153795142 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 MATHEW LAU INTERIM CFO 4153795142 2023-11-15 1 MATHEW LAU XXX-XX-XXXX 0 SUE ROBISON P00560072 2062814444 2023-11-13 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z SCOTT SAMPSON 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 260699045 0 X WWW.CALACADEMY.ORG X 1871 CA TO REGENERATE THE NATURAL WORLD THROUGH SCIENCE, LEARNING, AND COLLABORATION 39 39 658 442 -143150 0 49007930 36715874 21165211 27711258 9513096 6453746 8464799 616803 88151036 71497681 135150 290548 0 0 43896551 50726158 221842 379713 6223900 39540302 49633942 83793845 101030361 4357191 -29532680 776432772 761119834 294983882 298769332 481448890 462350502 X THE ACADEMY IS A RENOWNED SCIENTIFIC AND EDUCATIONAL INSTITUTION WITH A MISSION TO REGENERATE THE NATURAL WORLD THROUGH SCIENCE, LEARNING, AND COLLABORATION. BASED IN SAN FRANCISCO'S GOLDEN GATE PARK, IT IS HOME TO A WORLD-CLASS AQUARIUM, PLANETARIUM, RAINFOREST, AND NATURAL HISTORY MUSEUM AS WELL AS INNOVATIVE PROGRAMS IN SCIENTIFIC RESEARCH AND ENVIRONMENTAL EDUCATION, ALL UNDER ONE LIVING ROOF. THROUGH GLOBAL EXPEDITIONS, SCIENTIFIC RESEARCH, AND STRATEGIC AREAS OF FOCUS ON ISLANDS, CORAL REEFS, AND THE STATE OF CALIFORNIA, ACADEMY SCIENTISTS STRIVE TO GATHER NEW KNOWLEDGE ABOUT LIFE'S DIVERSITY AND THE PROCESS OF EVOLUTION AND RAPIDLY APPLY THAT UNDERSTANDING TO OUR EFFORTS TO REGENERATE THE NATURAL WORLD. THROUGH EXHIBITIONS, EDUCATIONAL PROGRAMS, AND PARTNERSHIPS THAT ADDRESS THESE SAME TOPICS- DELIVERED TO THE PUBLIC ON-SITE AT THE ACADEMY'S WORLD-CLASS AQUARIUM, PLANETARIUM, RAINFOREST, AND NATURAL HISTORY MUSEUM, IN THE COMMUNITY, IN BIODIVERSITY HOTSPOTS AROUND THE WORLD. 0 0 29905647 900 3863556 EXHIBITS AND PUBLIC ENGAGEMENT: THE ALL-DIGITAL MORRISON PLANETARIUM USES CUTTING EDGE VISUALIZATIONS AND SCIENTIFIC DATA TO SHARE CURRENT DISCOVERIES AND INCREASE SCIENCE LITERACY THROUGH IMMERSIVE SHOWS THAT ROTATE THROUGHOUT THE YEAR. THE HIDDEN WONDERS EXHIBIT PROVIDES AN UNPRECEDENTED PEEK AT SOME OF THE STANDOUT SPECIMENS FROM OUR SCIENTIFIC COLLECTIONS-INCLUDING SOME ON VIEW FOR THE VERY FIRST TIME. BUGS ENABLES VISITORS TO SEE THE WORLD FROM INSECTS' POINT OF VIEW, AND LEARN HOW THEY'VE EVOLVED THEIR UNIQUE ADAPTATIONS AND BEHAVIORS. THE GIANTS OF LAND AND SEA EXHIBIT CELEBRATES NORTHERN CALIFORNIA'S ICONIC NATURAL PHENOMENA LIKE REDWOODS, MARINE MAMMALS, AND FOG. THE COLOR OF LIFE EXHIBIT EXPLORES THE ROLE OF COLOR IN THE NATURAL WORLD WITH VIBRANT LIVE ANIMALS, SPECIMENS, AND IMMERSIVE INTERACTIVITIES. GEMS AND MINERALS UNEARTHED SHOWCASES SPECIMENS FROM THE ACADEMY'S RENOWNED GEOLOGY COLLECTION. BIGPICTURE SHOWCASES WINNING IMAGES FROM THE ACADEMY'S ANNUAL, INTERNATIONAL WILDLIFE PHOTOGRAPHY COMPETITION WITH A DISPLAY THAT ROTATES ANNUALLY. 22166505 268028 425832 BIODIVERSITY SCIENCE AND SUSTAINABILITY: THE ACADEMY'S INSTITUTE FOR BIODIVERSITY SCIENCE AND SUSTAINABILITY (IBSS) IS HOME TO MORE THAN 100 WORLD-CLASS SCIENTISTS, OVER 100 RESEARCH ASSOCIATES GLOBALLY, AND MORE THAN 500 DISTINGUISHED FELLOWS WHO GATHER NEW KNOWLEDGE ABOUT LIFE'S DIVERSITY AND THE PROCESS OF EVOLUTION AND RAPIDLY APPLY THAT UNDERSTANDING TO OUR EFFORTS TO REGENERATE THE NATURAL WORLD. THROUGH INNOVATIVE PARTNERSHIPS AND COMMUNITY ENGAGEMENT INITIATIVES, THEY ALSO GUIDE CRITICAL CONSERVATION DECISIONS WORLDWIDE, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS, AND FOSTER RESPONSIBLE STEWARDSHIP OF OUR PLANET SO THAT HUMANS AND NATURE CAN THRIVE TOGETHER. 14667494 90644 AQUARIUM: THE STEINHART AQUARIUM IS HOME TO 60,000 LIVE ANIMALS REPRESENTING MORE THAN 1,000 UNIQUE SPECIES, AND ITS INNOVATIVE EXHIBITS INCLUDE THE LARGEST AND DEEPEST INDOOR CORAL REEF IN THE WORLD. THE FOUR-STORY RAINFOREST HAS FREE-FLYING BIRDS AND BUTTERFLIES AND EXOTIC REPTILES AND AMPHIBIANS. IN ADDITION TO DELIGHTING GUESTS WITH ITS LIVING COLLECTIONS, FOR DECADES THE AQUARIUM HAS PLAYED A CRITICAL ROLE IN SPECIES SURVIVAL PLANS FOR ENDANGERED ANIMALS LIKE ITS CHARISMATIC COLONY OF AFRICAN PENGUINS. FOR MORE THAN 25 YEARS, THE STEINHART AQUARIUM HAS PROUDLY HELD THE GOLD STANDARD ACCREDITATION FROM THE ASSOCIATION OF ZOOS AND AQUARIUMS, A STAMP OF APPROVAL RESERVED FOR FACILITIES THAT EMBODY THE VERY BEST IN ANIMAL CARE AND WELFARE, CONSERVATION, AND EDUCATION. 4737079 21620 3982664 EDUCATION AND OUTREACH: THE ACADEMY IS AN INNOVATIVE LEADER IN EFFORTS TO INCREASE SCIENTIFIC AND ENVIRONMENTAL LITERACY WORLDWIDE. THE MUSEUM IS HOME TO SCIENCE EDUCATORS AND COMMUNICATORS AS WELL AS HIGHLY TRAINED DOCENTS WHO ENGAGE PEOPLE OF ALL AGES-HERE IN CALIFORNIA AND AROUND THE WORLD-IN THE SCIENTIFIC CONCEPTS AND ISSUES THAT WILL SHAPE OUR FUTURE. THROUGH INTENSIVE PARTNERSHIPS WITH SCHOOLS AND TEACHERS, INNOVATIVE PROGRAMS FOR ALL AGES, ENGAGING ONLINE LEARNING AND DIGITAL MEDIA OFFERINGS, AND IMMERSIVE SCIENCE VISUALIZATION PRODUCTIONS, ACADEMY EDUCATORS WORK TO INCREASE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE NATURAL WORLD AND INSPIRE PARTICIPANTS TO TAKE ACTION ON BEHALF OF THE RICH DIVERSITY OF LIFE ON EARTH.VOLUNTEERS HELP SUPPORT THE ACADEMY ANNUALLY AND PROVIDE A CONNECTION BETWEEN THE DIVERSE BAY AREA COMMUNITY AND THE ACADEMY'S MUSEUM, RESEARCH, AND ADMINISTRATION. AS ONE OF THE BAY AREA'S LEADING CULTURAL INSTITUTIONS DEDICATED TO OPENING ITS DOORS TO THE ENTIRE COMMUNITY, THE ACADEMY OFFERS A VARIETY OF FREE AND REDUCED ADMISSION OPPORTUNITIES AND ACCESS PROGRAMS TO SERVE ALL VISITORS. 3929338 MEMBERSHIP: THE ACADEMY'S MEMBERSHIP PROGRAM PROVIDES YEAR ROUND ACCESS TO OUR OFFERINGS TO NEARLY 40,000 HOUSEHOLDS. THROUGH THEIR MONTHLY AND ANNUAL GIFTS, MEMBERS SUPPORT THE ACADEMY'S MISSION TO REGENERATE THE NATURAL WORLD THROUGH SCIENCE, LEARNING, AND COLLABORATION. ON AVERAGE, ACADEMY MEMBERS VISIT BETWEEN TWO AND THREE TIMES A YEAR, PARTICIPATING IN OUR PUBLIC PROGRAMS, EXPLORING THE ICONIC EXHIBITS, SUCH AS THE STEINHART AQUARIUM AND RAINFOREST, ATTENDING WORKSHOPS AND LECTURES, AND SHARING THE EXPERIENCE WITH THEIR FRIENDS AND FAMILIES. A SIGNIFICANT NUMBER OF THE ACADEMY'S MEMBERS HAVE BEEN A PART OF THE ACADEMY "FAMILY" FOR MANY GENERATIONS. 19662801 ADMISSIONS 8666417 21620 23645465 75406063 1 1 0 1 0 0 1 1 0 1 1 1 0 0 1 1 1 1 0 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 239 0 1 658 1 1 1 1 MA 0 0 0 1 1 0 0 0 0 0 0 X 39 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC FL MA NC NY X X MATHEW LAU 4153795142 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 CHARLES MARSHALL PRESIDENT 2.00 X X 0 0 0 ELIZABETH BLACKBURN VICE PRESIDENT 2.00 X X 0 0 0 DAN JANNEY CHAIR 1.50 X X 0 0 0 GARY STEELE VICE CHAIR 1.50 X X 0 0 0 DEREK MITCHELL SECRETARY 1.50 X X 0 0 0 NICOLE ARDOIN TRUSTEE 1.00 X 0 0 0 COREY GARZA TRUSTEE 1.00 X 0 0 0 ADAM GAZZALEY TRUSTEE 1.00 X 0 0 0 JEFFREY KOSEFF TRUSTEE 1.00 X 0 0 0 CHRISTOPHER SCHELL TRUSTEE 1.00 X 0 0 0 LISA WHITE TRUSTEE 1.00 X 0 0 0 FELICIA CHIU TRUSTEE 0.50 X 0 0 0 JOHN GOLDMAN TRUSTEE 0.50 X 0 0 0 JOHN ADAMS TRUSTEE 0.50 X 0 0 0 KIAN BEYZAVI TRUSTEE 0.50 X 0 0 0 NATHAN BROSTROM TRUSTEE 0.50 X 0 0 0 JOHN DWYER TRUSTEE 0.50 X 0 0 0 MARC EBBIN TRUSTEE 0.50 X 0 0 0 CHRIS FIELD TRUSTEE 0.50 X 0 0 0 JACK FORESTELL TRUSTEE 0.50 X 0 0 0 LAURA FURSTENTHAL TRUSTEE 0.50 X 0 0 0 GARY HALL TRUSTEE 0.50 X 0 0 0 KEVIN HARTZ TRUSTEE 0.50 X 0 0 0 TESSA HILL TRUSTEE 0.50 X 0 0 0 STEVE KAWA TRUSTEE 0.50 X 0 0 0 NICOLE LACOB TRUSTEE 0.50 X 0 0 0 REBECCA LIN TRUSTEE 0.50 X 0 0 0 CHRISSY LUO TRUSTEE 0.50 X 0 0 0 LARRY MIAO TRUSTEE 0.50 X 0 0 0 MICHAEL MILLMAN TRUSTEE 0.50 X 0 0 0 MARIE O'GARA LIPMAN TRUSTEE 0.50 X 0 0 0 CARLA PETERMAN TRUSTEE 0.50 X 0 0 0 ANDREW J SCHWAB TRUSTEE 0.50 X 0 0 0 MIKE SWEENEY TRUSTEE 0.50 X 0 0 0 BILL YOUNGER JR TRUSTEE 0.50 X 0 0 0 KIRSTEN RHODES TRUSTEE 0.50 X 0 0 0 RON ZEFF TRUSTEE 0.50 X 0 0 0 NICK GIOVANNI TRUSTEE 0.50 X 0 0 0 ZACK LARA TRUSTEE 0.50 X 0 0 0 SCOTT SAMPSON EXECUTIVE DIRECTOR 40.00 0.00 X 632626 0 240102 MATHEW LAU INTERIM CHIEF FINANCIAL OFFICER 40.00 0.00 X 214912 0 25730 MELISSA FELDER CHIEF EXPERIENCE OFFICER 40.00 0.00 X 364092 0 49456 MARY NEMEROV CHIEF PHILANTHROPY OFFICER 40.00 0.00 X 354198 0 16346 SHANNON BENNETT CHIEF OF SCIENCE & DEAN OF RSRCH 40.00 0.00 X 288010 0 53142 IKE KWON COO/HEAD OF GOV AFFRS (THRU 3/23) 40.00 0.00 X 284166 0 50220 MICHAEL COSTANZO GENERAL COUNSEL & CHIEF OF STAFF 40.00 0.00 X 253838 0 52697 AMY MILLER INTERIM DEAN OF EDUCATION 40.00 0.00 X 196574 0 43805 LUIZ ROCHA CURATOR, ICHTHYOLOGY 40.00 0.00 X 271873 0 49986 CATHY ESTELLE DRCTR OF SALES/BUSINESS PRTNRSHPS 40.00 0.00 X 234622 0 43295 BART SHEPHERD SR DIRECTOR OF STEINHART AQUARIUM 40.00 0.00 X 232452 0 53003 RYAN WYATT SR DIRECTOR, MORRISON PLANETARIUM 40.00 0.00 X 226302 0 17640 DONNA DIBARTOLOMEO SENIOR DIRECTOR OF EXHIBITS 40.00 0.00 X 208887 0 18195 MIKE MCGEE FORMER CHIEF FINANCIAL OFFICER 40.00 0.00 X 141491 0 15793 RAUL DEL BARCO FORMER CHIEF HUMAN RSRCS OFFICER 40.00 0.00 X 377827 0 13363 4281870 0 742773 100 1 1 0 RON FOTH RETAIL INC DEPT L - 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2018 AMOUNT: $ 1,035,775. 2019 AMOUNT: $ 606,083. 2020 AMOUNT: $ 75,005. 2021 AMOUNT: $ 492,560. 2022 AMOUNT: $ 795,312. FUNDRAISING - 2018 AMOUNT: $ 243,570. 2019 AMOUNT: $ 94,200. 2020 AMOUNT: $ 38,678. 2021 AMOUNT: $ 181,400. 2022 AMOUNT: $ 271,725. DEBT EXTINGUISHMENT - 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 8,106,745. 2022 AMOUNT: $ 0. 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THE PURPOSE OF THE DEED RESTRICTION IS TO PRESERVE AND PROTECT THE OPEN SPACE, NATURAL, ECOLOGICAL AND SCENIC VALUES OF THE PROPERTY AND TO PREVENT ANY USE OF THE PROPERTY THAT WILL SIGNIFICANTLY IMPAIR OR DEGRADE THOSE VALUES. PART II, LINE 9: THE LAND IS BEING HELD FOR PRESERVATION PURPOSES, THEREFORE, REVENUE GENERATING ACTIVITIES ARE NOT TAKING PLACE ON THE LAND. THE EXPENSES RELATED TO MONITOR OR ENFORCE THE EASEMENT ARE RECORDED IN THE PERIOD INCURRED AS AN OPERATING EXPENSE. PART III, LINE 1A: CONTRIBUTIONS OF LIVING AND OTHER COLLECTIONS HELD AS PART OF A COLLECTION - FOR EDUCATION, RESEARCH OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. SUCH ITEMS WHICH HAVE BEEN ACQUIRED THROUGH PURCHASE HAVE SIMILARLY NOT BEEN CAPITALIZED. PART III, LINE 4: THE LIBRARY COLLECTION CONSISTS OF RARE BOOKS. CONTRIBUTIONS OF LIVING AND OTHER SPECIMENS HELD AS PART OF A COLLECTION - FOR EDUCATION, SCIENCE, OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. PART V, LINE 4: THE INTENDED USES OF THE ACADEMY'S ENDOWMENT FUNDS ARE A BALANCE BETWEEN PROVIDING CURRENT PURPOSE RESTRICTED PROGRAM FUNDING, CURRENT OPERATING FUNDING, AND PRESERVATION OF THE ENDOWMENT TO ENSURE THE AVAILABILITY OF FUNDS FOR FUTURE OPERATIONS OF THE ACADEMY. PART X, LINE 2: THE ACADEMY FOLLOWS THE PROVISIONS OF FASB ASC 740-10, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". MANAGEMENT EVALUATED THE ACADEMY'S TAX POSITIONS AND CONCLUDED THAT THERE WERE NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2023 OR 2022. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 349,020. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES -822,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 822,000. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES FIELDWORK, SCIENTIFIC AND PROFESSIONAL CONFERENCES 62000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 1 12 PROGRAM SERVICES FIELDWORK, RESEARCH AND EDUCATION, SCIENTIFIC AND PROFESSIONAL CONFERENCES 357451 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES FIELDWORK, RESEARCH AND EDUCATION, SCIENTIFIC AND PROFESSIONAL CONFERENCES 44746 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES FIELDWORK, RESEARCH AND EDUCATION, SCIENTIFIC AND PROFESSIONAL CONFERENCES 67359 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES FIELDWORK, RESEARCH AND EDUCATION, SCIENTIFIC AND PROFESSIONAL CONFERENCES 45339 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES FIELDWORK, RESEARCH, AND EDUCATION 151599 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES FIELDWORK, RESEARCH, AND EDUCATION 2120 1 12 0 0 1 12 730614 0 730614 1 0 0 1 0 0 PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART III ACCOUNTING METHOD: PART I, LINE 3 FOR MORE THAN 160 YEARS, THE ACADEMY HAS TRAVELED THE GLOBE, COLLECTING ALL MANNER OF ROCKS AND ORGANISMS THAT CONTINUALLY TEACH US ABOUT WHERE WE'VE COME FROM AND WHERE WE ARE GOING. DIGGING, DIVING, AND DISCOVERING, ACADEMY SCIENTISTS HAVE LED EXPEDITIONS TO DOCUMENT THE PLANET'S DIVERSE FLORA AND FAUNA. THE MADAGASCAR BIODIVERSITY CENTER (MBC) IS A MALAGASY NGO FUNDED AND MANAGED BY THE CALIFORNIA ACADEMY OF SCIENCES. THE CENTRAL MISSION OF MBC IS TO IMPROVE AND ACCELERATE INDIVIDUAL AND INSTITUTIONAL CAPACITY IN BIODIVERSITY RESEARCH IN MADAGASCAR. THE CENTER INCLUDES TRAINING FACILITIES FOR MALAGASY STUDENTS AND PROVIDES AN ENVIRONMENT WHERE MALAGASY SCIENTISTS CAN PARTICIPATE IN CONSERVATION DECISION-MAKING. MBC HAS ESTABLISHED COLLABORATIONS WITH PARC BOTANIQUE ET ZOOLOGIQUE DE TSIMBAZAZA, ASSOCIATION NATIONALE POUR LA GESTION DES AIRES PROTEGEES, AND INTERNATIONAL CONSERVATION AGENCIES IN MADAGASCAR TO ENSURE THAT OUR RESULTS WILL BE CONSIDERED AS THEY DESIGN PRIORITY AREAS, MODEL CLIMATE CHANGE, OR MANAGE LOCAL PARKS. X X X X X X X 1 COMMUNITY COUNSELLING SERVICE CO LLC 1 SANSOME STREET SUITE 3680 SAN FRANCISCO CA 94104 DEVELOPMENT OF A CAMPAIGN PLAN, AND STRATEGIC CONSULTING 0 12000000 210000 11790000 MR STRATEGIC SERVICES INC 1101 CONNECTICUT AVENUE NW 7TH FLO WASHINGTON DC 20036 DEVELOPMENT OF SMALL TO MID-LEVEL PROGRAM REVIEW AND STRATEG 0 1500000 142296 1357704 TEDESCO AND AFFILIATES LLC DBA DONORSEARCH 11245 DOVEDALE COURT MARRIOTTSVILLE MD 21104 DONOR DATA SERVICES AND CONSULTING 0 150000 22917 127083 13650000 375213 13274787 CA BIG BANG GALA 1775069 1600819 174250 2820 208312 58455 412622 SUPERNATURAL 347733 250258 97475 69868 12637 57286 2122802 1851077 271725 2820 278180 71092 469908 822000 -550275 1 ASSISTANCE TO STUDENTS FOR STUDY AND RESEARCH 84 290548 PART I, LINE 2: PARTICIPANTS WORK CLOSELY WITH THEIR DEPARTMENTAL ADVISOR, WHO IS REQUIRED TO SUBMIT REPORTS DESCRIBING PROJECT OUTCOMES THROUGHOUT THE TERM OF THE SCHOLORSHIP OR ASSISTANCE. X 1 1 X X X X X 1 0 0 1 0 0 0 0 0 SCOTT SAMPSON EXECUTIVE DIRECTOR 484458 0 145000 0 3168 0 15250 0 224852 0 872728 0 0 0 MELISSA FELDER CHIEF EXPERIENCE OFFICER 362028 0 0 0 2064 0 15250 0 34206 0 413548 0 0 0 RAUL DEL BARCO FORMER CHIEF HUMAN RSRCS OFFICER 147150 0 0 0 230677 0 5429 0 7934 0 391190 0 0 0 MARY NEMEROV CHIEF PHILANTHROPY OFFICER 353094 0 0 0 1104 0 15250 0 1096 0 370544 0 0 0 SHANNON BENNETT CHIEF OF SCIENCE & DEAN OF RSRCH 282510 0 0 0 5500 0 14538 0 38604 0 341152 0 0 0 IKE KWON COO/HEAD OF GOV AFFRS (THRU 3/23) 283085 0 0 0 1081 0 14716 0 35504 0 334386 0 0 0 LUIZ ROCHA CURATOR, ICHTHYOLOGY 262533 0 0 0 9340 0 11453 0 38533 0 321859 0 0 0 MICHAEL COSTANZO GENERAL COUNSEL & CHIEF OF STAFF 252894 0 0 0 944 0 12505 0 40192 0 306535 0 0 0 BART SHEPHERD SR DIRECTOR OF STEINHART AQUARIUM 231665 0 0 0 787 0 11671 0 41332 0 285455 0 0 0 CATHY ESTELLE DRCTR OF SALES/BUSINESS PRTNRSHPS 162278 0 71791 0 553 0 5349 0 37946 0 277917 0 0 0 RYAN WYATT SR DIRECTOR, MORRISON PLANETARIUM 225496 0 0 0 806 0 865 0 16775 0 243942 0 0 0 MATHEW LAU INTERIM CHIEF FINANCIAL OFFICER 214420 0 0 0 492 0 10349 0 15381 0 240642 0 0 0 AMY MILLER INTERIM DEAN OF EDUCATION 196125 0 0 0 449 0 8613 0 35192 0 240379 0 0 0 DONNA DIBARTOLOMEO SENIOR DIRECTOR OF EXHIBITS 193443 0 15000 0 444 0 0 0 18195 0 227082 0 0 0 MIKE MCGEE FORMER CHIEF FINANCIAL OFFICER 141146 0 0 0 345 0 5258 0 10535 0 157284 0 0 0 PART I, LINE 1A THE ACADEMY'S EXECUTIVE DIRECTOR, SCOTT SAMPSON, IS PROVIDED WITH A RESIDENCE IN SAN FRANCISCO WHICH IS INTENDED TO SERVE BOTH AS PRIMARY PERSONAL RESIDENCE AS WELL AS A PLACE TO CONDUCT ACADEMY BUSINESS, MEETINGS, AND EVENTS. DURING CALENDAR YEAR 2022, EXECUTIVE DIRECTOR SCOTT SAMPSON RECEIVED APPROXIMATELY $193,996 HOUSING ALLOWANCE REPORTED AS NONTAXABLE BENEFIT ON SCH J PART II COLUMN (D). PART I, LINE 4A RAUL DEL BARCO, $229,508 PART I, LINE 5 DURING FISCAL YEAR 2023, A PERFORMANCE BONUS OF $95,000 WAS PAID TO EXECUTIVE DIRECTOR, SCOTT SAMPSON, BASED ON PERFORMANCE FOR THE PERIOD JULY 1, 2022 THROUGH JUNE 30, 2023. THE EXECUTIVE DIRECTOR IS ELIGIBLE FOR UP TO A 25% ANNUAL PERFORMANCE-BASED BONUS OF HIS ANNUAL BASE SALARY AS DETERMINED BY THE BOARD OF TRUSTEES. IN ADDITION, THE EXECUTIVE DIRECTOR IS ELIGIBLE FOR AN ANNUAL STRETCH BONUS OF UP TO $50,000 FOR OUTSTANDING ACCOMPLISHMENTS IN FUNDRAISING, ESTABLISHING DEEP PARTNERSHIPS AND MANAGEMENT TEAM BUILDING, AS DETERMINED BY THE BOARD OF TRUSTEES. DURING FISCAL YEAR 2023, A SALES BONUS OF $71,791 WAS PAID TO DIRECTOR OF SALES & BUSINESS PARTNERSHIPS, CATHY ESTELLE, BASED ON SALES AND EXPENSE PERFORMANCE GOALS FOR THE PERIOD JULY 1, 2021 THROUGH JUNE 30, 2022. THE BONUS COMPENSATION PLAN IS DESIGNED TO REWARD PERFORMANCE THAT IS DIRECTLY ATTRIBUTED TO AN INDIVIDUAL MEETING SPECIFIC PERFORMANCE OBJECTIVES. THE BONUS PAYOUT PLAN IS BASED ON MEETING THE FOLLOWING PERFORMANCE GOALS: (1) SPENDING IS WITHIN THE INDIVIDUAL EXPENSE TARGET BASED ON THE FISCAL YEAR BUDGET, AND (2) MEETING THE MINIMUM INDIVIDUAL REVENUE GOAL BASED ON THE FISCAL YEAR BUDGET. IF BOTH INDIVIDUAL GOALS ARE ACHIEVED, A PERCENTAGE PAYOUT BETWEEN 12%-20% OF BASE PAY IS PAID FOR THE FISCAL YEAR. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ45 2021-06-03 70370000 REFINANCING OF DEBT 0 0 0 B CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ52 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 C CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ60 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 D CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AQ78 2021-06-03 70360000 REFINANCING OF DEBT 0 0 0 A 70370000 70370000 2008 1 0 1 1 B 70360000 70360000 2008 1 0 1 1 C 70360000 70360000 2008 1 0 1 1 D 70360000 70360000 2008 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 1 0 0 0 1 B 1 1 0 0 0 1 C 1 1 0 0 0 1 D 1 1 0 0 0 1 A 1 B 1 C 1 D 1 X X 13 224669 FAIR MARKET VALUE X 15 61289 FAIR MARKET VALUE X 20048 X 201 X FLIGHT TRAVEL VOUCHERS 11 137425 FAIR MARKET VALUE X LABORATORY SUPPLIES 3 104277 FAIR MARKET VALUE X COMPUTER EQUIPMENT 2 68360 FAIR MARKET VALUE X OTHER 1 2000 FAIR MARKET VALUE 1 0 1 0 PART I, COLUMN (B): REPORTING THE NUMBER OF ITEMS RECEIVED PART I, LINE 33: THE ORGANIZATION RECEIVED NONCASH CONTRIBUTIONS OF BOOKS AND PUBLICATIONS, HISTORICAL ARTIFACTS, AND SCIENTIFIC SPECIMENS, WHICH WERE FULLY ACCESSIONED INTO ITS COLLECTIONS, AS ALLOWED UNDER ASC 958-360-25. NO VALUE FOR THESE ITEMS WAS INCLUDED ON FORM 990, PART VIII, STATEMENT OF REVENUE, LINE 1G, BECAUSE THE ORGANIZATION DID NOT CAPITALIZE ITS COLLECTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY RSM US LLP ("RSM") BASED ON INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS DISTRIBUTED TO THE TRUSTEES FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED: THE CODE OF CONDUCT, CONFLICT OF INTEREST AND CONFIDENTIALTY POLICY SHALL APPLY TO THE CONDUCT OF ANY "INTERESTED PERSON", AND ANY TRANSACTION OR ARRANGEMENT WITH AN "INTERESTED PERSON." AN "INTERESTED PERSON" IS A TRUSTEE, AN OFFICER, AN EXECUTIVE DIRECTOR, A HIGHLY COMPENSATED EMPLOYEE, A SUSTANTIAL CONTRIBUTOR OR A MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS WHO HAS A DIRECT OR INDIRECT "FINANCIAL INTEREST." DETERMINATION OF CONFLICTS: ANY QUESTIONS WITH REGARD TO A PARTICULAR CIRCUMSTANCE OR OCCURANCE SHOULD BE ADDRESSED TO THE CHAIR OF THE AUDIT COMMITTEE, WHO MAY CONSULT WITH LEGAL COUNSEL AS APPROPRIATE. ACTUAL CONFLICTS REVIEWED: AS SOON AS IS PRACTICABLE AFTER DETERMINING THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE BOARD SHALL DELIBERATE THE MATTER, AND THE POTENTIALLY INTERESTED PERSON, AFTER SUPPLYING SUCH INFORMATION AS THE BOARD SHALL REQUEST, SHALL RECUSE HIMSELF OR HERSELF. RESTRICTIONS IMPOSED: REQUIRE THAT THE INTERESTED PERSON LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT MAY CREATE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S PERFORMANCE IS REVIEWED ANNUALLY. THE EXECUTIVE DIRECTOR IS THE ONLY STAFF MEMBER WITH AN EMPLOYMENT CONTRACT, AND THAT AGREEMENT STIPULATES THE EXECUTIVE DIRECTOR'S SALARY, BONUS(ES), AND RAISES. EXECUTIVE DIRECTOR PAY IS NEGOTIATED WITH THE BOARD CHAIR AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. EXECUTIVE DIRECTOR COMPENSATION DATA IS REVIEWED FOR LEGAL CONSISTENCY WITH EXECUTIVE COMPENSATION CONSULTANTS FOR COMPENSATION STANDARDS. OTHER OFFICERS AND KEY EMPLOYEES RECEIVE RAISES CONSISTENT WITH PRACTICES FOR ALL STAFF. COMPENSATION STUDIES FOR THESE POSITIONS AND ALL STAFF MAY BE CONDUCTED BY EXECUTIVE COMPENSATION CONSULTANTS TO SUPPORT ANY COMPENSATION RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 349,020. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP C/O HALL CAPITAL ONE MARITIME PLAZA SAN FRANCISCO CA 94111 472271303 INVESTMENT CA CALIFORNIA ACADEMY OF SCIENCES INVESTMENT -1008579 184967240 0 -143150 0 1.00000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP B 686130 GAAP CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP S 10506159 GAAP