2023-11-13T14:04:44-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2022-01-01 136257658 ROCKEFELLER FAMILY FUND INC ROCK 2128124252 475 RIVERSIDE DRIVE 900 NEW YORK NY 10115 LEE WASSERMAN DIRECTOR & SECRETARY 2128124252 2023-11-10 1 LEE WASSERMAN XXX-XX-XXXX 1 EVA MRUK P00543254 2122862600 2023-11-13 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z LEE WASSERMAN 475 RIVERSIDE DRIVE 900 NEW YORK NY 10115 273906913 0 X WWW.RFFUND.ORG X 1967 NY ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 16 16 20 16 77528 0 38090028 20537815 0 0 21534028 -10310466 0 90219 59624056 10317568 26151604 25665353 0 0 2872378 2933584 0 0 178320 4925112 5849098 33949094 34448035 25674962 -24130467 175072856 138586920 5643339 4236199 169429517 134350721 X ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 0 0 26704039 19781353 0 ROCKEFELLER FAMILY FUND PROGRAMSRFF WORKS IN THREE MAIN PROGRAM AREAS: ENVIRONMENT, DEMOCRACY, AND ECONOMIC JUSTICE FOR WOMEN. IN EACH OF THESE AREAS, RFF DEVELOPS AND MANAGES INITIATIVES IN CONJUNCTION WITH FUNDER PARTNERS, INDIVIDUALS, AND EXISTING NON-PROFIT ORGANIZATIONS, TO ADVANCE CRITICAL POLICY OBJECTIVES OR BUILD NECESSARY CAPACITY.ENVIRONMENT: RFF FOCUSES ITS ENVIRONMENT PROGRAM ALMOST EXCLUSIVELY ON CLIMATE CHANGE. OUR PROGRAM EMPHASIZES PUBLIC EDUCATION ON THE RISKS OF GLOBAL WARMING AND IMPLEMENTATION OF SOUND SOLUTIONS TO ACCELERATE THE TRANSITION TO A CLEAN ENERGY ECONOMY. RFF DEVELOPS INITIATIVES TO DISRUPT THE LIFE CYCLE OF FOSSIL FUELS FROM EXTRACTION TO TRANSPORTATION TO EXPORTING; MAKE RESPONSIBLE CLIMATE POLLUTERS PAY FOR THE DAMAGE THEY HAVE CAUSED; PROMOTE AGGRESSIVE POLICIES AT THE STATE AND NATIONAL LEVELS TO REDUCE CARBON EMISSIONS; BRING DIVERSE NEW VOICES INTO THE CLIMATE DEBATE; AND EXAMINE HOW SPECIAL INTERESTS ARE DISTORTING SCIENCE AND DELAYING CONSTRUCTIVE STEPS TO DEAL WITH THIS IMPENDING GLOBAL CRISIS.DEMOCRACY: RFF'S DEMOCRACY PROGRAM WORKS TO BUILD AND SUSTAIN A TRUE MULTIRACIAL DEMOCRACY IN THE UNITED STATES FOR THE FIRST TIME IN THE NATION'S HISTORY. RFF'S FOCUS IS ON SUPPORTING COMMUNITIES OF COLOR AND OTHER UNDERREPRESENTED POPULATIONS IN THEIR WORK TO INCREASE CIVIC ENGAGEMENT AND TO ACT COLLECTIVELY TO BUILD AND WIELD THE POLICY, SOCIAL, AND GOVERNMENTAL POWER NECESSARY TO WIN CHANGE THAT IMPROVES THE QUALITY OF LIFE FOR FAMILIES AND THEIR COMMUNITIES.ECONOMIC JUSTICE FOR WOMEN: RFF WORKS TO PROMOTE ECONOMIC EQUITY FOR WOMEN BY MAKING A FAMILY-FRIENDLY ECONOMIC AGENDA A PRIORITY FOR STATE AND FEDERAL OFFICIALS. RFF DOES THIS BY SUPPORTING A DIVERSE COALITION OF WOMEN TO WIN POLICY VICTORIES, BUILD WOMEN'S POWER, AND REFRAME OUR NATIONAL NARRATIVE AROUND THE LINK BETWEEN ECONOMIC AND SOCIAL PROGRESS AND EQUITY FOR WOMEN. EMERGING OPPORTUNITIES - THIS PROGRAM ENCOURAGES CREATIVE ADVOCACY IN ISSUE AREAS OUTSIDE OF RFF'S CURRENT AREAS OF FOCUS, BUT STILL WITHIN RFF'S ESTABLISHED PROGRAM AREAS AND SUPPLEMENTS THE RESPECTIVE ANNUAL BUDGET ALLOCATIONS FOR RFF'S OTHER PROGRAM AREA IN ORDER TO SEIZE EMERGING OPPORTUNITIES. 5974219 5884000 90219 OTHER CHARITABLE GRANTMAKINGRFF ALSO CONDUCTS ADDITIONAL CHARITABLE GRANTMAKING TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 32678258 1 1 0 1 0 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 56 0 20 1 1 1 1 DA IS PO SW 0 0 0 0 0 0 0 0 0 0 0 0 0 X 16 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X LAMIN M CEESAY 2128124252 475 RIVERSIDE DRIVE 900 NEW YORK NY 10115 X MIRANDA KAISER PRESIDENT/TRUSTEE 3.00 2.00 X X 0 0 0 LUCIA GILL CASE VICE PRESIDENT/TRUSTEE 3.00 0.00 X X 0 0 0 PETER GILL CASE VICE PRESIDENT/TRUSTEE 3.00 0.00 X X 0 0 0 ALEXANDRA CHASIN VICE PRESIDENT/TRUSTEE 3.00 0.00 X X 0 0 0 NEVA GOODWIN VICE PRESIDENT/TRUSTEE 3.00 0.00 X X 0 0 0 TARA ROCKEFELLER VICE PRESIDENT/TRUSTEE 3.00 0.00 X X 0 0 0 ALEJANDRO FOUNG TRUSTEE 3.00 0.00 X 0 0 0 MICHAEL LAMBERT TRUSTEE 3.00 0.00 X 0 0 0 REBECCA LAMBERT TRUSTEE 3.00 0.00 X 0 0 0 PHEBE PIERSON TRUSTEE 3.00 0.00 X 0 0 0 ELIZA ROCKEFELLER TRUSTEE 3.00 0.00 X 0 0 0 FRAN SUSSNER RODGERS TRUSTEE 3.00 0.00 X 0 0 0 TRACY TOON SPENCER TRUSTEE 3.00 0.00 X 0 0 0 NAOMI WALETZKY TRUSTEE 3.00 0.00 X 0 0 0 LIAM DRURY-WANG TRUSTEE 3.00 0.00 X 0 0 0 ANNA WIENER TRUSTEE 3.00 0.00 X 0 0 0 LEE H WASSERMAN DIRECTOR & SECRETARY 50.00 0.00 X 372739 0 96136 ANDREA LAWYER TREASURER, THRU OCTOBER 2022 22.00 0.00 X 61387 0 14501 LAMIN CEESAY TREASURER, AS OF OCTOBER 2022 22.00 0.00 X 19839 0 4081 LAWRENCE G SHAPIRO ASSOCIATE DIRECTOR-PROG. DEV. 50.00 0.00 X 289390 0 68266 LISA GUIDE ASSOCIATE DIRECTOR 32.00 0.00 X 273727 0 78498 JULIE FERNANDES ASSOCIATE DIRECTOR FOR DEMOCRACY 40.00 0.00 X 267295 0 75707 SARAH A BRENNAN ASSOCIATE DIRECTOR FOR OIL AND GAS 40.00 0.00 X 217240 0 16129 ROXANNE STACHOWSKI DEPUTY DIRECTOR 40.00 0.00 X 153309 0 61271 1654926 0 414589 6 0 1 0 DEWEY SQUARE GROUP LLC PO BOX 60340 CHARLOTTE NC 28260 PUBLIC AFFAIRS SERVICE 375000 AGILITY 7979 EAST TUFTS AVENUE SUITE 700 DENVER CO 80237 INVESTMENT MANAGEMENT 373407 STEVEN CARBO 185 HALL STREET APT 704 BROOKLYN NY 11205 STRATEGIC CONSULTING SERVICE 236200 HIT STRATEGIES 2055 L STREET NORTHWEST SUITE 400 WASHINGTON DC 20036 PUBLIC OPINION RESEARCH SERVICE 219125 KATRINA L GAMBLE 1929 H STREET NE WASHINGTON DC 20002 SOCIAL IMPACT SERVICE 181500 13 1730000 18807815 6306723 20537815 595890 20356 575534 252682989 263589345 -10906356 -10906356 57172 -10963528 ADMINISTRATIVE FEE 900099 90219 90219 90219 10317568 90219 77528 -10387994 X 25665353 25665353 1255068 978945 210614 65509 1157095 689373 415405 52317 171579 113239 50271 8069 237928 146852 79565 11511 111914 73861 32789 5264 118160 113252 4908 100734 29034 71700 452750 452750 508142 508142 4031868 3925954 86247 19667 148902 127496 19039 2367 32486 20570 10614 1302 59805 35883 21344 2578 203182 181959 18937 2286 25319 22674 2360 285 30214 18309 10622 1283 54689 32813 19519 2357 DUES AND SUBSCRIPTION 68873 41324 24581 2968 EQUIPMENT RENTAL 6407 4057 2093 257 PROFESSIONAL DEVELOPMEN 3985 2523 1302 160 PUBLICATIONS 2182 1309 779 94 1400 728 626 46 34448035 32678258 1591457 178320 3627858 3501914 23145484 16755764 8041675 4903465 147645 109901 115267 0 254546 201173 5240 53373 28145397 22619563 111844290 90642940 175072856 138586920 1771817 1578935 864000 337500 3007522 2319764 5643339 4236199 X 151315072 124519394 18114445 9831327 169429517 134350721 175072856 138586920 X -24130467 -11102284 153955 X X 0 1 X 1 0 X 25281667 34722028 18741885 38090028 20537815 137373423 25281667 34722028 18741885 38090028 20537815 137373423 51380365 85993058 1525108 1892157 960378 408995 575534 5362172 142735595 90219 0.60250 0.54040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 230000 238975 468975 33470918 33939893 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 547500 853439 642895 468975 2512809 250000 250000 250000 250000 1000000 1500000 190000 181500 162275 230000 763775 15 6 6410268 12503368 8375000 16191353 34466172 27111188 1 1 174310785 18807815 -21998420 32986444 138133736 155993827 37980028 13808357 33471427 174310785 159075634 18676885 11859057 33617749 155993827 132698996 34677028 15554849 23855239 159075634 126841136 34551299 -6657820 22035619 132698996 0.92880 0.06080 0.01040 0 0 254546 201173 53373 53373 MULTI-STRATEGY 5574509 F U.S. FIXED INCOME 1019454 F EQUITIES - HEDGE FUNDS 58742710 F PRIVATE EQUITY FUNDS 17118947 F FIXED INCOME - HEDGE FUNDS 5254550 F REAL ESTATE 1234288 F CAPITAL STRUCTURE ARBITRAGE - HEDGE FUNDS 1631438 F INSURANCE LINKED - HEDGE FUNDS 67044 F 90642940 ACCRUED PENSION AND POSTRETIREMENT BENEFITS 2319764 2319764 X -13860141 -11102284 -10809536 -21911820 8051679 508142 1757747 2265889 10317568 34715623 2455949 2455949 32259674 508142 1680219 2188361 34448035 PART V, LINE 4: THE ORGANIZATION INTENDS TO USE ITS ENDOWMENT FUNDS TO PROVIDE FUNDING AND SUPPORT FOR ITS PROGRAMS IN ACCORDANCE WITH APPLICABLE DONOR RESTRICTIONS. PART X, LINE 2: THE FUND FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) SUBTOPIC 740-10, ACCOUNTING FOR INCOME TAXES, WHICH ADDRESSES THE ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC SUBTOPIC 740-10 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURES. THE FUND HAS CONCLUDED THAT THERE WERE NO UNCERTAINTIES TO DISCLOSE. THE FUND IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE/(LOSS) FROM RELATED PARTY -10,809,536. PART XI, LINE 4B - OTHER ADJUSTMENTS: AGENCY GRANT INCOME INCLUDED ON PART VIII, LINE 1 1,590,000. ADMINISTRATIVE FEE INCLUDED ON PART VIII, LINE 2 90,219. PASS-THROUGH INCOME FROM ALTERNATIVE INVESTMENTS 77,528. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM RELATED PARTY 1,910,949. RESCINDED GRANTS 545,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: AGENCY GRANT INCOME INCLUDED ON PART VIII, LINE 1 1,590,000. ADMINISTRATIVE FEE INCLUDED ON PART VIII, LINE 2 90,219. CENTRAL AMERICA 0 0 INVESTMENT 10954289 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENT 492118 NORTH AMERICA 0 0 INVESTMENT 108029 0 0 0 0 0 0 11554436 0 11554436 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F): INVESTMENTS IN THE REGION OF CENTRAL AMERICA AND THE CARIBBEAN CONSIST OF A DIRECT INVESTMENT IN A HEDGE FUND AS WELL AS INVESTMENTS HELD IN PRIVATE EQUITY FUND OF FUNDS. PART IV, LINE 1: THE ORGANIZATION IS REQUIRED TO FILE FORM 926 BECAUSE IT DOES MEET THE APPLICABLE OWNERSHIP THRESHOLD OR OTHER FILING REQUIREMENTS. PART IV, LINE 3: THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 5471 BECAUSE IT DOES NOT MEET THE APPLICABLE OWNERSHIP THRESHOLD OR OTHER FILING REQUIREMENTS. PART IV, LINE 4: THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 8621 BECAUSE IT DOES NOT MEET THE APPLICABLE OWNERSHIP THRESHOLD OR OTHER FILING REQUIREMENTS. 1 350ORG 20 JAY STREET SUITE 732 BROOKLYN NY 11201 261150699 501(C)(3) 10000 0 GENERAL SUPPORT A GROWING CULTURE 286 JONES COVE ROAD ASHEVILLE NC 28805 371636754 501(C)(3) 10000 0 GENERAL SUPPORT ACTION FOR THE CLIMATE EMERGENCY 529 MAIN STREET SUITE 200 CHARLESTOWN MA 02129 263106566 501(C)(3) 100000 0 PROJECT SUPPORT-ENVIRONMENT ALASKA CONSERVATION FOUNDATION 2551 FORAKER DRIVE ANCHORAGE AK 99517 920061466 501(C)(3) 20000 0 GENERAL SUPPORT ALLIANCE FOR A JUST SOCIETY 3518 SOUTH EDMUNDS STREET SEATTLE WA 98119 911635554 501(C)(3) 150000 0 PROJECT SUPPORT-DEMOCRACY ALLIANCE FOR YOUTH ORGANIZING 810 7TH STREET NE WASHINGTON DC 20002 462465621 501(C)(3) 100000 0 GENERAL SUPPORT AMALGAMATED CHARITABLE FOUNDATION 1825 K STREET NORTHWEST WASHINGTON DC 20006 821517696 501(C)(3) 130000 0 PROJECT SUPPORT-CHARITABLE AMERICAN ATHEIST 225 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COUNTY ROUTE 5 EAST CHATHAM NY 12060 141794186 501(C)(3) 20000 0 PROJECT SUPPORT-CHARITABLE GLOBAL WARMING MITIGATION PROJECT 117 S SPRING ST ASPEN CO 81611 823056808 501(C)(3) 500000 0 GENERAL SUPPORT GREATER YELLOWSTONE COALITION 215 SOUTH WALLACE AVENUE BOZEMAN MT 59715 810414042 501(C)(3) 10000 0 GENERAL SUPPORT GREEN AMERICA 1612 K ST NW STE 600 WASHINGTON DC 20006 521660746 501(C)(3) 15000 0 GENERAL SUPPORT GREENLATINOS 2800 20TH STREET BOULDER CO 80304 263386082 501(C)(3) 125000 0 PROJECT SUPPORT-ENVIRONMENT GUARDIAN ORG FOUNDATION 900 17TH ST NW STE 250 WASHINGTON DC 20006 812404459 501(C)(3) 75000 0 PROJECT SUPPORT-ENVIRONMENT GUARDIAN ORG FOUNDATION 900 17TH ST NW STE 250 WASHINGTON DC 20006 812404459 501(C)(3) 75000 0 PROJECT SUPPORT-ENVIRONMENT HEALTHY GULF 935 GRAVIER STREET SUITE 700 NEW ORLEANS LA 70112 721447742 501(C)(3) 30000 0 PROJECT SUPPORT-ENVIRONMENT HEALTHY GULF 935 GRAVIER STREET SUITE 700 NEW ORLEANS LA 70112 721447742 501(C)(3) 75000 0 PROJECT 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OH 44107 454244605 501(C)(3) 75000 0 PROJECT SUPPORT-ENVIRONMENT INSTITUTE FOR PUBLIC AFFAIRS DBA IN THESE TIMES 2040 N MILWAUKEE AVENUE CHICAGO IL 60647 942889692 501(C)(3) 20000 0 GENERAL SUPPORT INSTITUTE FOR PUBLIC AFFAIRS DBA IN THESE TIMES 2040 N MILWAUKEE AVENUE CHICAGO IL 60647 942889692 501(C)(3) 20000 0 GENERAL SUPPORT & PROJECT SUPPORT-DEMOCRACY INSTITUTO LAB 221 E INDIANOLA AVE PHOENIX AZ 85012 832887275 501(C)(3) 30000 0 GENERAL SUPPORT INTERFAITH ALLIANCE FOUNDATION 2101 L STREET NW SUITE 800 WASHINGTON DC 20037 810587332 501(C)(3) 70000 0 GENERAL SUPPORT INTERNATIONAL PLANNED PARENTHOOD FEDERATION 125 MAIDEN LANE 9TH FLOOR NEW YORK NY 10038 131845455 501(C)(3) 10000 0 GENERAL SUPPORT ISAIAH 2356 UNIVERSITY AVE W SUITE 405 SAINT PAUL MN 55114 411957358 501(C)(3) 50000 0 PROJECT SUPPORT-DEMOCRACY ISAIAH 2356 UNIVERSITY AVE W SUITE 405 SAINT PAUL MN 55114 411957358 501(C)(3) 75000 0 GENERAL SUPPORT JUST CAPITAL FOUNDATION INC 44 EAST 30TH STREET 11TH FLOOR NEW YORK NY 10016 364764467 501(C)(3) 30000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN JUST DETENTION INTERNATIONAL 3325 WILSHIRE BLVD STE 340 LOS ANGELES CA 90010 133711840 501(C)(3) 10000 0 GENERAL SUPPORT JUST DETENTION INTERNATIONAL - JDI 3325 WILSHIRE BLVD SUITE 340 LOS ANGELES CA 90010 133711840 501(C)(3) 40000 0 GENERAL SUPPORT LEGASEAS 1436 PARKERS TERRACE RICHMOND OH 45157 364516825 501(C)(3) 15000 0 PROJECT SUPPORT-ENVIRONMENT LITTLE RED SCHOOL HOUSE & ELIZABETH IRWIN HIGH SCHOOL 272 SIXTH AVENUE NEW YORK NY 10014 135562268 501(C)(3) 10000 0 GENERAL SUPPORT LIVEABLE ARLINGTON 903 LOCH LOMOND DRIVE ARLINGTON TX 76012 821161342 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT LONE STAR LEGAL AID 1415 FANNIN STREET HOUSTON TX 77002 741537787 501(C)(3) 40000 0 PROJECT SUPPORT-ENVIRONMENT LOST LIGHTS PROJECTS 26 COURT STREET SUITE 1617 BROOKLYN NY 11242 562451141 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT LOUISIANA BUCKET BRIGADE 3416 CANAL STREET NO B NEW ORLEANS LA 70119 721488935 501(C)(3) 165000 0 PROJECT SUPPORT-ENVIRONMENT LOUISIANA BUCKET BRIGADE 3416 CANAL STREET NO B NEW ORLEANS LA 70119 721488935 501(C)(3) 200000 0 PROJECT SUPPORT-ENVIRONMENT LOUISIANA BUCKET BRIGADE 3416 CANAL STREET NO B NEW ORLEANS LA 70119 721488935 501(C)(3) 300000 0 PROJECT SUPPORT-ENVIRONMENT LOUISIANA BUDGET PROJECT 619 JEFFERSON HIGHWAY SUITE 1-D BATON ROUGE LA 70806 463872778 501(C)(3) 100000 0 PROJECT SUPPORT-ENVIRONMENT LOUISIANAS CREOLE CULTURAL CORRIDOR (THE DESCENDANTS PROJECT) 5593 HIGHWAY 18 VACHERIE LA 70090 853094098 501(C)(3) 25000 0 GENERAL SUPPORT LOUISIANAS CREOLE CULTURAL CORRIDOR (THE DESCENDANTS PROJECT) 5593 HIGHWAY 18 VACHERIE LA 70090 853094098 501(C)(3) 25000 0 GENERAL SUPPORT MAIN STREET ALLIANCE DBA BUSINESS EDUCATION FUND 6218 GEORGIA AVE NW SUITE 1-542 WASHINGTON DC 20011 842969739 501(C)(3) 85000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN MAINE COAST HERITAGE TRUST 1 BOWDOIN MILL ISLAND ST TOPSHAM ME 04086 237099105 501(C)(3) 10000 0 GENERAL SUPPORT MAINE COAST HERITAGE TRUST 1 BOWDOIN MILL ISLAND ST TOPSHAM ME 04086 237099105 501(C)(3) 20000 0 GENERAL SUPPORT MAINE COMMUNITY FOUNDATION 245 MAIN STREET ELLSWORTH ME 04605 010391479 501(C)(3) 60000 0 PROJECT SUPPORT-CHARITABLE MAINE CONSERVATION ALLIANCE 295 WATER ST STE 9 AUGUSTA ME 04330 010541478 501(C)(3) 10000 0 GENERAL SUPPORT MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 75000 0 PROJECT SUPPORT-ENVIRONMENT MEGA-CITIES PROJECT INC 531 NORTH BROADWAY APT B1 NYACK NY 10960 133558007 501(C)(3) 10000 0 GENERAL SUPPORT MEXICAN AMERICAN LEGAL DEFENSE & EDUCATIONAL FUND (MALDEF) 634 S SPRING ST 1100 LOS ANGELES CA 90014 741563270 501(C)(3) 75000 0 GENERAL SUPPORT MIJENTE SUPPORT COMMITTEE 734 W POLK ST PHOENIX AZ 850152432 821711382 501(C)(3) 100000 0 PROJECT SUPPORT-DEMOCRACY MINISTER ELDERS AND DEACONS OF 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501(C)(3) 10000 0 PROJECT SUPPORT-ENVIRONMENT MOTHERS OUT FRONT PO BOX 55071 BOSTON MA 02205 465758600 501(C)(3) 10000 0 GENERAL SUPPORT MOUNT DESERT LAND AND GARDEN PRESERVE 92 COOKSEY DR SEAL HARBOR ME 04675 237102758 501(C)(3) 20000 0 GENERAL SUPPORT MOUNT DESERT LAND AND GARDEN PRESERVE 92 COOKSEY DR SEAL HARBOR ME 04675 237102758 501(C)(3) 20000 0 PROJECT SUPPORT-ENVIRONMENT MULTIDISCIPLINARY ASSOCIATION FOR PSYCHEDELIC STUDIES 3141 STEVENS CREEK BLVD SAN JOSE CA 95117 592751953 501(C)(3) 50000 0 GENERAL SUPPORT MULTIDISCIPLINARY ASSOCIATION FOR PSYCHEDELIC STUDIES 3141 STEVENS CREEK BLVD 40563 SAN JOSE CA 95117 592751953 501(C)(3) 60000 0 GENERAL SUPPORT NATIONAL IMMIGRATION LAW CENTER (NILC) 3450 WILSHIRE BLVD 108-62 LOS ANGELES CA 90010 954539765 501(C)(3) 30000 0 GENERAL SUPPORT NATIONAL NETWORK OF ABORTION FUNDS 1452 DORCHESTER AVENUE 4TH FL BOSTON MA 02122 043236982 501(C)(3) 25000 0 GENERAL SUPPORT NATIONAL NETWORK OF ABORTION FUNDS 1452 DORCHESTER AVENUE 4TH FL BOSTON MA 02122 043236982 501(C)(3) 40000 0 GENERAL SUPPORT NATIONAL REDISTRICTING FOUNDATION 17 E MONROE STREET WASHINGTON DC 20002 820757693 501(C)(3) 30000 0 GENERAL SUPPORT NATIONAL TRUST FOR HISTORIC PRESERVATION 2600 VIRGINIA AVENUE NORTHWEST WASHINGTON DC 20037 530210807 501(C)(3) 100000 0 PROJECT SUPPORT-CHARITABLE NATIONAL YOUNG FARMERS COALITION INC 418 BROADWAY SUITE 4 ALBANY NY 12207 472072946 501(C)(3) 10000 0 GENERAL SUPPORT NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 10018 133191113 501(C)(3) 50000 0 PROJECT SUPPORT-DEMOCRACY NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 10018 133191113 501(C)(3) 50000 0 PROJECT SUPPORT-CHARITABLE NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 10018 133191113 501(C)(3) 150000 0 PROJECT SUPPORT-CHARITABLE NEW AMERICA FOUNDATION 740 15TH ST NW STE 900 WASHINGTON DC 20005 522096845 501(C)(3) 63750 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN NEW ECONOMY COALITION INC PO BOX 390503 CAMBRIDGE MA 02139 030278626 501(C)(3) 10000 0 GENERAL SUPPORT NEW FLORIDA MAJORITY EDUCATION FUND INC 10800 BISCAYNE BOULEVARD SUITE 1050 MIAMI FL 33161 453956785 501(C)(3) 25000 0 PROJECT SUPPORT-DEMOCRACY NEW FLORIDA MAJORITY EDUCATION FUND INC 10800 BISCAYNE BOULEVARD SUITE 1050 MIAMI FL 33161 453956785 501(C)(3) 130000 0 GENERAL SUPPORT NEW GEORGIA PROJECT 830 GLENWOOD AVE SE SUITE 510-221 ATLANTA GA 30316 821348307 501(C)(3) 40000 0 GENERAL SUPPORT NEW GEORGIA PROJECT 830 GLENWOOD AVE SE SUITE 510-221 ATLANTA GA 30316 821348307 501(C)(3) 75000 0 GENERAL SUPPORT NEW GEORGIA PROJECT 830 GLENWOOD AVE SE SUITE 510-221 ATLANTA GA 30316 821348307 501(C)(3) 175000 0 GENERAL SUPPORT NEW JERSEY CONSERVATION FOUNDATION 170 LONGVIEW ROAD FAR HILLS NJ 07931 226065456 501(C)(3) 10000 0 PROJECT SUPPORT-ENVIRONMENT NEW MEXICO VOICES FOR CHILDREN 625 SILVER AVE SW STE 195 ALBUQUERQUE NM 871023186 850348301 501(C)(3) 262500 0 PROJECT SUPPORT-ENVIRONMENT NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 205806345 501(C)(3) 100000 0 PROJECT SUPPORT-DEMOCRACY NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 205806345 501(C)(3) 140000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 205806345 501(C)(3) 150000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 205806345 501(C)(3) 350000 0 PROJECT SUPPORT-DEMOCRACY NEW YORK PUBLIC INTEREST RESEARCH GROUP FUND INC 9 MURRAY ST LOWER LEVEL NEW YORK NY 10007 132876109 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT NEW YORK PUBLIC INTEREST RESEARCH GROUP FUND INC 9 MURRAY ST LOWER LEVEL NEW YORK NY 10007 132876109 501(C)(3) 75000 0 PROJECT SUPPORT-ENVIRONMENT NEW YORK UNIVERSITY SCHOOL OF LAW 105 EAST 17TH STREET 3RD FLOOR NEW YORK NY 10003 135562308 501(C)(3) 25000 0 PROJECT SUPPORT-ENVIRONMENT NEW YORK UNIVERSITY SCHOOL OF LAW 105 EAST 17TH STREET 3RD FLOOR NEW 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POCANTICO HILLS NY 10591 134150082 501(C)(3) 100000 0 GENERAL SUPPORT STRONG TOWNS 1001 KINGWOOD STREET BRAINERD MN 56401 271459378 501(C)(3) 20000 0 GENERAL SUPPORT SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 10018 134188834 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 10018 134188834 501(C)(3) 70000 0 PROJECT SUPPORT-ENVIRONMENT SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 10018 134188834 501(C)(3) 72000 0 PROJECT SUPPORT-ENVIRONMENT SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 10018 134188834 501(C)(3) 75000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 10018 134188834 501(C)(3) 150000 0 PROJECT SUPPORT-ENVIRONMENT SYNERGOS INSTITUTE 3 EAST 54TH STREET FL 14 NEW YORK NY 10022 133392006 501(C)(3) 350000 0 GENERAL SUPPORT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND PO BOX 42278 AUSTIN TX 78704 742808805 501(C)(3) 25000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND PO BOX 42278 AUSTIN TX 78704 742808805 501(C)(3) 30000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND PO BOX 42278 AUSTIN TX 78704 742808805 501(C)(3) 125000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND PO BOX 42278 AUSTIN TX 78704 742808805 501(C)(3) 180000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND PO BOX 42278 AUSTIN TX 78704 742808805 501(C)(3) 960000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS FREEDOM NETWORK EDUCATION FUND PO BOX 1624 AUSTIN TX 78767 742788317 501(C)(3) 100000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS FREEDOM NETWORK EDUCATION FUND PO BOX 1624 AUSTIN TX 78767 742788317 501(C)(3) 200000 0 PROJECT SUPPORT-ENVIRONMENT TEXAS RIOGRANDE LEGAL AID 301 S TEXAS AVENUE MERCEDES TX 78570 741675230 501(C)(3) 125000 0 PROJECT SUPPORT-ENVIRONMENT THE ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND 6823 ST CHARLES AVE NEW ORLEANS LA 70116 720423889 501(C)(3) 100000 0 GENERAL SUPPORT THE CLIMATE CENTER 1275 4TH STREET SUITE 191 SANTA ROSA CA 95404 741675230 501(C)(3) 35000 0 PROJECT SUPPORT-ENVIRONMENT THE FUND FOR CONSTITUTIONAL GOVERNMENT 122 MARYLAND AVE NE WASHINGTON DC 20002 237391766 501(C)(3) 30000 0 PROJECT SUPPORT-ENVIRONMENT THE FUND FOR CONSTITUTIONAL GOVERNMENT 122 MARYLAND AVE NE WASHINGTON DC 20002 237391766 501(C)(3) 45000 0 PROJECT SUPPORT-ENVIRONMENT THE INNOCENCE PROJECT 40 WORTH STREET NEW YORK NY 10003 320077563 501(C)(3) 35000 0 GENERAL SUPPORT THE INSTITUTE FOR ENHANCED EQUITY 1100 POYDRAS STREET SUITE 1230 NEW ORLEANS LA 71016 851129350 501(C)(3) 25000 0 GENERAL SUPPORT THE INSTITUTE FOR ENHANCED EQUITY 1100 POYDRAS STREET SUITE 1230 NEW ORLEANS LA 70116 851129350 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT THE INSTITUTE FOR ENHANCED EQUITY 1100 POYDRAS STREET SUITE 1230 NEW ORLEANS LA 70116 851129350 501(C)(3) 120000 0 PROJECT SUPPORT-ENVIRONMENT THE LENS 2216 NASHVILLE AVENUE NEW ORLEANS LA 70115 272072772 501(C)(3) 25000 0 PROJECT SUPPORT-ENVIRONMENT THE LENS 2216 NASHVILLE AVENUE NEW ORLEANS LA 70115 272072772 501(C)(3) 100000 0 PROJECT SUPPORT-ENVIRONMENT THE LIGHTHOUSE GROUP INC 1127 KILDAIRE FARM ROAD CARY NC 27511 473258471 501(C)(3) 100000 0 PROJECT SUPPORT-CHARITABLE THE NATURE CONSERVANCY IN MONTANA 32 SOUTH EWING STREET HELENA MT 59601 530242652 501(C)(3) 20000 0 GENERAL SUPPORT THE NEW SCHOOL 55 WEST 13TH STREET NEW YORK NY 10011 133297197 501(C)(3) 50000 0 PROJECT SUPPORT-DEMOCRACY THE TEXAS DEMOCRACY FOUNDATION 54 CHICON STREET AUSTIN TX 78702 742619883 501(C)(3) 100000 0 PROJECT SUPPORT-ENVIRONMENT THE TIDES FOUNDATION 1012 TORNEY AVENUE SAN FRANCISCO CA 94124 510198509 501(C)(3) 125000 0 PROJECT SUPPORT-DEMOCRACY THE YEARS PROJECT INC 4 GLENDALE DRIVE MELVILLE NY 11747 831071156 501(C)(3) 30000 0 PROJECT SUPPORT-ENVIRONMENT TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94124 943213100 501(C)(3) 30000 0 PROJECT SUPPORT-DEMOCRACY TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94124 943213100 501(C)(3) 30000 0 PROJECT SUPPORT-DEMOCRACY TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94124 943213100 501(C)(3) 130000 0 PROJECT SUPPORT-DEMOCRACY TOGETHER LOUISIANA 2721 SOUTH BROAD STREET NEW ORLEANS LA 70125 852994623 501(C)(3) 125000 0 PROJECT SUPPORT-ENVIRONMENT TRUSTEES OF BOSTON UNIVERSITY 25 BUICK STREET BOSTON MA 02115 042103547 501(C)(3) 141000 0 PROJECT SUPPORT-ENVIRONMENT UNION OF CONCERNED SCIENTISTS TWO BRATTLE SQUARE CAMBRIDGE MA 02138 042535767 501(C)(3) 25000 0 PROJECT SUPPORT-ENVIRONMENT UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQUARE CAMBRIDGE MA 02138 042535767 501(C)(3) 60000 0 GENERAL SUPPORT UNITED FOR A FAIR ECONOMY INC 184 HIGH STREET SUITE 603 BOSTON MA 02110 043286118 501(C)(3) 7000 0 GENERAL SUPPORT UNITED HELP UKRAINE PO BOX 83426 GAITHERSBURG MD 20883 471837509 501(C)(3) 40000 0 GENERAL SUPPORT USA HELLO PO BOX 15167 PORTLAND OR 97293 453789421 501(C)(3) 40000 0 GENERAL SUPPORT USAHELLO PO BOX 15167 PORTLAND OR 97293 453789421 501(C)(3) 100000 0 PROJECT SUPPORT-CHARITABLE USAHELLO PO BOX 15167 PORTLAND OR 97293 453789421 501(C)(3) 200000 0 GENERAL SUPPORT VERMONT PUBLIC INTEREST RESEARCH & EDUCATION FUND 141 MAIN ST STE 6 MONTPELIER VT 05602 030228267 501(C)(3) 50000 0 PROJECT SUPPORT-ENVIRONMENT VOCES DE LA FRONTERA 1027 S 5TH ST MILWAUKEE WI 53204 392010107 501(C)(3) 20000 0 PROJECT SUPPORT-DEMOCRACY VOCES DE LA FRONTERA 1027 S 5TH ST MILWAUKEE WI 53204 392010107 501(C)(3) 75000 0 PROJECT SUPPORT-DEMOCRACY VOTER PARTICIPATION CENTER 1707 L ST NW SUITE 700 WASHINGTON DC 20036 550889748 501(C)(3) 25000 0 GENERAL SUPPORT WASHINGTON ENVIRONMENTAL COUNCIL 1402 THIRD AVENUE SUITE 1400 SEATTLE WA 98101 910839385 501(C)(3) 65000 0 PROJECT SUPPORT-ENVIRONMENT WATERFALL UNITY ALLIANCE 256 WEST FULTON ROAD WEST FULTON NY 12194 850530691 501(C)(3) 50000 0 PROJECT SUPPORT-CHARITABLE WE ACT FOR ENVIRONMENTAL JUSTICE 1854 AMSTERDAM AVENUE 2ND FLOOR NEW YORK NY 10031 133800068 501(C)(3) 25000 0 PROJECT SUPPORT ENVIRONMENT WEST VIRGINIA RIVERS COALITION INC 3501 MACCORKLE AVE SE CHARLESTON WV 25304 521736621 501(C)(3) 155000 0 PROJECT SUPPORT-ENVIRONMENT WESTERN ENVIRONMENTAL LAW CENTER 120 SHELTON MCMURPHEY BLVD STE 340 EUGENE OR 97401 931010269 501(C)(3) 150000 0 PROJECT SUPPORT-ENVIRONMENT WESTERN LANDOWNERS ALLIANCE PO BOX 27798 DENVER CO 80227 461346488 501(C)(3) 10000 0 GENERAL SUPPORT WILDEARTH GUARDIANS 516 ALTO STREET SANTA FE NM 87501 850406306 501(C)(3) 165000 0 PROJECT SUPPORT-ENVIRONMENT WILLIAM J BRENNAN JR CENTER FOR JUSTICE INC 120 BROADWAY SUITE 1750 NEW YORK NY 10271 133839293 501(C)(3) 65000 0 GENERAL SUPPORT WILLOWELL FOUNDATION INC PO BOX 314 BRISTOL VT 05443 030366363 501(C)(3) 15000 0 PROJECT SUPPORT-ENVIRONMENT WILLOWELL FOUNDATION INC PO BOX 314 BRISTOL VT 05443 030366363 501(C)(3) 20000 0 PROJECT SUPPORT-ENVIRONMENT WOMENS REFUGEE COMMISSION INC 15 WEST 37TH STREET 9TH FLOOR NEW YORK NY 10018 463668128 501(C)(3) 10000 0 GENERAL SUPPORT WORKMONEY FOUNDATION 790 NORTH MILWAUKEE STREET SUITE 300 MILWAUKEE WI 53202 881168529 501(C)(3) 70000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN WORKMONEY FOUNDATION 790 NORTH MILWAUKEE STREET SUITE 300 MILWAUKEE WI 53202 881168529 501(C)(3) 250000 0 PROJECT SUPPORT-ECONOMIC JUSTICE FOR WOMEN WORLD CENTRAL KITCHEN 200 MASSACHUSETTS AVE NW 7TH FLOOR WASHINGTON DC 20001 273521132 501(C)(3) 40000 0 GENERAL SUPPORT 214 0 PART I, LINE 2: BEFORE GRANT FUNDING IS PROVIDED TO AN ORGANIZATION, THE ROCKEFELLER FAMILY FUND (THE FUND) REQUESTS AND REVIEWS ORGANIZATIONAL INFORMATION FROM PROSPECTIVE GRANTEES, INCLUDING AUDITED FINANCIAL STATEMENTS, TAX RETURN INFORMATION, AND, IF APPLICABLE, FUNDING PROPOSALS. THE FUND ALSO PERFORMS A DUE DILIGENCE CHECK, TO CONFIRM THAT THE ORGANIZATION IS IN GOOD STANDING AND A RECOGNIZED PUBLIC CHARITY OR OTHER TYPE OF PERMISSIBLE GRANTEE. GRANT FUNDS ARE PROVIDED AFTER A GRANT AGREEMENT IS EXECUTED BY BOTH PARTIES SETTING OUT THE PERMISSIBLE AND PROHIBITED USES OF FUNDS. THE FUND MONITORS THE USE OF GRANT FUNDS IN A VARIETY OF WAYS: THE FUND REQUIRES AN ANNUAL NARRATIVE REPORT OF ACTIVITIES FINANCED BY THE GRANT. IF RELEVANT, A FINANCIAL REPORT DETAILING THE EXPENDITURE OF GRANT FUNDS IS REQUIRED. OFTEN LARGER GRANTS ARE DISTRIBUTED IN AT LEAST TWO PAYMENTS, WITH THE LATTER PAYMENT RELEASED ONLY AFTER REVIEW OF THE GRANTEE'S WORK DURING THE PREVIOUS PERIOD. FOR SIGNIFICANT GRANTS, THE FUND REGULARLY SPEAKS WITH THE GRANTEE THROUGHOUT THE GRANT PERIOD TO ASSESS THE GRANTEE'S PERFORMANCE AND DISCUSS CORRECTIVE ACTION, IF NECESSARY. X 1 1 X X X X 0 1 0 0 0 0 0 1 0 LEE H WASSERMAN DIRECTOR & SECRETARY 331444 0 0 0 41295 0 57950 0 38186 0 468875 0 0 0 LAWRENCE G SHAPIRO ASSOCIATE DIRECTOR-PROG. DEV. 281434 0 0 0 7956 0 52420 0 15846 0 357656 0 0 0 LISA GUIDE ASSOCIATE DIRECTOR 269767 0 0 0 3960 0 40500 0 37998 0 352225 0 0 0 JULIE FERNANDES ASSOCIATE DIRECTOR FOR DEMOCRACY 264766 0 0 0 2529 0 37800 0 37907 0 343002 0 0 0 SARAH A BRENNAN ASSOCIATE DIRECTOR FOR OIL AND GAS 216565 0 0 0 675 0 9625 0 6504 0 233369 0 0 0 ROXANNE STACHOWSKI DEPUTY DIRECTOR 153090 0 0 0 219 0 23645 0 37626 0 214580 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE IS BASED ON A FIXED AMOUNT DETERMINED BY THE COMPENSATION COMMITTEE. THE 2022 HOUSING ALLOWANCE IN THE AMOUNT OF $31,800 PAID TO LEE WASSERMAN, DIRECTOR & SECRETARY, IS INCLUDED IN THE REPORTABLE COMPENSATION, PART II, COLUMN B (III). PART I, LINE 4B IN MARCH 2020, THE FUND ENTERED INTO A NEW SUPPLEMENTAL RETIREMENT PLAN FOR LEE H. WASSERMAN. AS OF DECEMBER 31, 2022, A LIABILITY OF $761,565 IS INCLUDED IN PENSION COSTS REPRESENTING THE VALUE OF THE FUND'S CURRENT OBLIGATION TO THE SERP. PART I, LINE 7 INDIVIDUAL REPORTED ON SCHEDULE J, PART II RECEIVED DISCRETIONARY BONUS IN 2022. THE AMOUNT IS REPORTED ON SCHEDULE J, PART II, COLUMN B(III). PART II, LINE 8: THE TREASURERS ARE PAID BY AN UNRELATED ORGANIZATION, ROCKEFELLER BROTHERS FUND (RBF), EIN 13-1760106, FOR SERVICES RENDERED TO THE FILING ORGANIZATION. TWENTY-TWO HOURS PER WEEK ARE DEVOTED AND ITS ALLOCABLE SHARE OF COMPENSATION, PENSION, AND BENEFITS ARE REPORTED ON PART VII. X 12 6306723 AVG. SELLING PRICE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 LUCIA GILL CASE AND PETER GILL CASE HAVE A FAMILY RELATIONSHIP. MICHAEL LAMBERT AND REBECCA LAMBERT HAVE A FAMILY RELATIONSHIP. ELIZA ROCKEFELLER AND TARA ROCKEFELLER HAVE A FAMILY RELATIONSHIP. MIRANDA KAISER AND NEVA GOODWIN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE 990 AND SUPPORTING SCHEDULES ARE REVIEWED AND APPROVED BY SENIOR MANAGEMENT AND THEN DISTRIBUTED VIA EMAIL, IN PDF FORMAT, TO THE BOARD OF TRUSTEES FOR REVIEW BEFORE FILING WITH THE IRS. (PKF TO REVISED NARRATIVE TO INCLUDE THE UPCOMING MEETING TO REVIEW THE FORM 990). FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, AND KEY PERSON MUST ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON HAS: (A) RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, (B) READ AND UNDERSTANDS THE POLICY, (C) AGREED TO COMPLY WITH THE POLICY, (D)SUBMITTED A STATEMENT TO THE SECRETARY IDENTIFYING TO THE BEST OF SUCH INDIVIDUAL'S KNOWLEDGE (I) ANY ENTITY OF WHICH SUCH INDIVIDUAL IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER, OR EMPLOYEE AND WITH WHICH THE ORGANIZATION HAS A RELATIONSHIP, AND (II) ANY TRANSACTION IN WHICH THE ORGANIZATION IS A PARTICIPANT AND IN WHICH THE INDIVIDUAL MIGHT HAVE A CONFLICTING INTEREST, AND (III) ANY RELATED PARTY TRANSACTIONS, AND(E) UNDERSTANDS THE FUND IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. STEPS IN DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS: AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE MUST LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS MUST DECIDE IF A CONFLICT OF INTEREST EXISTS. IN NO EVENT CAN AN INTERESTED PERSON INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. RESTRICTIONS IMPOSED ON PERSONS WITH A CONFLICT: IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT MUST INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE ROCKEFELLER FAMILY FUND'S INDEPENDENT EXECUTIVE COMMITTEE REVIEWS ALL COMPENSATION MATTERS. THE COMMITTEE MEETS ANNUALLY TO CONSIDER THE PERFORMANCE OF THE DIRECTOR AND, AT REGULAR INTERVALS, CONSIDER COMPARABLE COMPENSATION DATA FOR CEOS IN CHARGE OF SIMILAR ORGANIZATIONS. THE PROCESS WAS LAST UNDERTAKEN IN 2022. ON THE BASIS OF THE ANNUAL PERFORMANCE REVIEW AND SAID COMPENSATION DATA, THE COMMITTEE ESTABLISHES THE COMPENSATION FOR THE DIRECTOR FOR THE SUCCEEDING YEAR. THE COMMITTEE ALSO REVIEWS THE DIRECTOR'S COMPENSATION RECOMMENDATIONS FOR OTHER KEY ORGANIZATIONAL STAFF. THE COMMITTEE MAINTAINS CONTEMPORANEOUS DOCUMENTATION OF ITS PROCEEDINGS, DELIBERATIONS, AND SUPPORTING MATERIAL IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE FUND'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: ANDREA LAWYER, TREASURER THRU OCTOBER 2022, AND LAMIN CEESAY, TREASURER AS OF OCTOBER 2022, DEVOTES APPROXIMATELY 22 HOURS PER WEEK TO ACCOUNTING AND FINANCIAL REPORTING SERVICES FOR THE ROCKEFELLER FAMILY FUND (RFF). MS. LAWYER IS PAID FOR THESE SERVICES BY THE ROCKEFELLER BROTHERS FUND (RBF) PURSUANT TO A COST-SHARING AGREEMENT BETWEEN RBF AND RFF. RFF REIMBURSES RBF FOR HER SERVICES PURSUANT TO THE AGREEMENT. FORM 990, PART IX, LINE 11G ADMINISTRATIVE AND PROGRAMMATIC CONSULTANT SERVICES: PROGRAM SERVICE EXPENSES 3,925,850. MANAGEMENT AND GENERAL EXPENSES 86,247. FUNDRAISING EXPENSES 19,667. TOTAL EXPENSES 4,031,764. TEMP STAFFING: PROGRAM SERVICE EXPENSES 104. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 104. FORM 990, PART IX, LINE 7: THE TIOGA FUND AND THE ROCKEFELLER FAMILY FUND (RFF) HAVE A SHARED SERVICES AGREEMENT, UNDER WHICH TIOGA FUND PAYS RFF FOR TIOGA'S USE OF RFF'S PERSONNEL AND OTHER RESOURCES. RFF EMPLOYS ALL PERSONNEL, WHO THEN PROVIDE SERVICES TO THE TIOGA FUND AS NEEDED. THE TIOGA FUND PROVIDES FUNDS TO RFF TO COVER THE FULL COSTS OF THESE SERVICES. THERE IS NO FINANCIAL OR ECONOMIC CONTROL BETWEEN THE TWO ENTITIES. THE TIOGA FUND'S PRESIDENT IS ALSO THE PRESIDENT OF RFF. THE TIOGA FUND IS TAX-EXEMPT UNDER SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. ITS MISSION IS TO DEVELOP AND IMPLEMENT ADVOCACY STRATEGIES TO ADVANCE CLIMATE CHANGE SOLUTIONS, ADDRESS WOMEN'S ECONOMIC INEQUALITY, IMPROVE THE NATION'S DEMOCRATIC INSTITUTIONS, AND PROTECT CITIZENS' CIVIL LIBERTIES. RFF BILLED TIOGA FUND $82,956 FOR 2022 SERVICES UNDER THE AGREEMENT. FORM 990, PART XI, LINE 9: AMOUNT NOT YET RECOGNIZED AS A COMPONENT OF NET PERIODIC BENEFIT COST 776,483. RESCINDED GRANTS -545,000. PASS-THROUGH INCOME FROM ALTERNATIVE INVESTMENTS -77,528. THE WILLIAM B WIENER JR FOUNDATION 330 MARSHALL STREET SUITE 640 SHREVEPORT LA 711013036 726024398 CIVIL LIBERTIES, SUSTAINABLE ECOSYSTEMS, PROTECTING HUMAN HEALTH LA 501(C)(3) LINE 12A, I ROCKEFELLER FAMILY FUND 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THE WILLIAM B WIENER JR FOUNDATION C 1730000 BOOK VALUE