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THE CAMPUS SERVES AS A COMMUNITY RESOURCE FOR ALL AGES, AND OFFERS PUBLIC ACCESS THROUGH A SLATE OF CONFERENCES, ARTIST RESIDENCIES, A VISITATION PROGRAM, MUSEUM, PERFORMANCES, EXHIBITIONS AND EDUCATIONAL PROGRAMS. DURING 2022, 34 PUBLIC PROGRAMS WERE HELD, AND MORE THAN 33,000 VISITORS CAME TO THE SITE, INCLUDING VISITS FOR PUBLIC PROGRAMS AND THE VISITATION PROGRAM, IN ADDITION TO CONFERENCES AND MEETINGS, ARTIST RESIDENCIES, AND A WIDE RANGE OF ACTIVITIES IN THE DAVID ROCKEFELLER CREATIVE ARTS CENTER (SEE STATEMENTS 24 AND 26). 8620238 A CONSTRUCTION PROJECT CENTERED AROUND THE REUSE OF THE ORANGERIE, BUILT BY JOHN D. ROCKEFELLER IN 1908 ON THE HISTORIC ROCKEFELLER FAMILY ESTATE AND BEQUEATHED TO THE NATIONAL TRUST FOR HISTORIC PRESERVATION IN 1979 BY NELSON ROCKEFELLER, CONTINUED DURING 2022. THE PROJECT TRANSFORMED THE LONG-DORMANT BUILDING INTO THE DAVID ROCKEFELLER CREATIVE ARTS CENTER, WHICH OPENED IN FALL OF 2022. THE DAVID ROCKEFELLER CREATIVE ARTS CENTER IS A SUSTAINABLE AND INCLUSIVE HOME FOR THE CREATIVE PROCESS AT THE POCANTICO CENTER, WHERE ARTISTS AND THE COMMUNITY COME TOGETHER TO DEVELOP, PRESENT, AND EXPERIENCE NEW WORKS OF PERFORMING, LITERARY, AND VISUAL ARTS. THE CENTER INCLUDES A GALLERY, PERFORMANCE SPACE, AND A FLEXIBLE ARTISTS' STUDIO. DURING 2022, THE INAUGURAL POCANTICO PRIZE FOR VISUAL ARTISTS WAS INITIATED, PAIRING A CASH PRIZE WITH A TWO-MONTH RESIDENCY. 6744559 DURING 2022, 11 MEMBERS OF THE STAFF OF ROCKEFELLER BROTHERS FUND PROVIDED TECHNICAL ASSISTANCE TO CHARITABLE ORGANIZATIONS, GOVERNMENTAL BODIES AND COMMITTEES, AND 17 MEMBERS OF THE STAFF SERVED ON 64 CHARITABLE ORGANIZATIONS' BOARDS, COMMITTEES, PUBLIC COMMISSIONS, OR TASK FORCES. 919768 THE POCANTICO CENTER OF THE ROCKEFELLER BROTHERS FUND, LOCATED WITHIN THE POCANTICO HISTORIC AREA (SEE STATEMENT 23), BEGAN OPERATIONS IN APRIL OF 1994. THE POCANTICO CENTER IS A VENUE FOR CONFERENCES AND MEETINGS THAT MEET VARIOUS CRITERIA INCLUDING DIRECT AND STRONG RELATIONSHIP TO THE FUND'S PROGRAM OBJECTIVES, AND DISPLAY OF DIVERSITY OF PERSPECTIVES, RANGE OF OPINIONS AND BREADTH OF EXPERIENCE. THE POCANTICO CENTER ALSO HOSTS ARTIST RESIDENCIES AND PROVIDES PERFORMANCE SPACE FOR ARTISTS SELECTED BY THE FUND'S GRANTEE ORGANIZATION BASED IN NEW YORK CITY. THE POCANTICO CENTER HELD 46 CONFERENCES AND MEETINGS AND 10 ARTISTS' RESIDENCIES IN 2022.FOR MORE INFORMATION ON THE FUND'S ACTIVITIES, REFER TO THE FUND'S WEBSITE WWW.RBF.ORG, INCLUDING WWW.RBF.ORG/ABOUT/TRANSPARENCY/ANNUAL-REVIEWS_ FOR ITS ANNUAL REVIEW 496609 0 1397066862 5619507 0 1402686369 0 0 1402686369 21040296 1381646073 69082304 69082304 947247 344399 1291646 67790658 9606 67800264 0 67800264 80950696 0 8921901 89872597 67800264 0 0 2081133 489692 11099439 15680343 29350607 89872597 0 0 0 67800264 22072333 0 0 51422940 0 0 0 0 0 2884185 0 48538755 10786079 15680343 22072333 REFER TO WEBSITE HTTPSWWWRBFORGGRAN 475 RIVERSIDE DRIVE 900 NEW YORK NY 10115 2128124200 SEE STATEMENT 30 SEE STATEMENT 30 SEE STATEMENTS 30 AND 31 2030 INC 607 CERRILLOS ROAD SUITE G SANTA FE NM 87505 N/A PC FOR GENERAL SUPPORT 250000 2030 INC 607 CERRILLOS ROAD SUITE G SANTA FE NM 87505 N/A PC FOR ADVANCING A ZERO-NET-CARBON BUILDING SECTOR IN CHINA 200000 2X COLLABORATIVE LIMITED CROWE UK LLP 55 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PC FOR ITS LABWORKS ARTIST DEVELOPMENT PROGRAM 100000 NEW AMERICAN LEADERS INC 530 7TH AVENUE FLOOR M1 NEW YORK NY 10018 N/A PC FOR GENERAL SUPPORT 50000 NEW ECONOMY ORGANISERS NETWORK OXFORD HOUSE DERBYSHIRE STREET LONDON UK E2 6HG N/A PC FOR SCHOLARSHIPS FOR THE GLOBAL MESSAGING GATHERING 30000 NEW FLORIDA MAJORITY EDUCATION FUND INC 10800 BISCAYNE BOULEVARD SUITE 1050 MIAMI FL 33161 N/A PC FOR GENERAL SUPPORT 25000 NEW GEORGIA PROJECT INC 830 GLENWOOD AVENUE SE ATLANTA GA 30316 N/A PC FOR GENERAL SUPPORT 100000 NEW SOCIAL INITIATIVE CIKA JOVINA IV/3 NORTH MITROVICA OC 40000 N/A PC FOR GENERAL SUPPORT 35000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, THE PARTNERSHIP FUNDS 300000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, THE MEDIA DEMOCRACY FUND 100000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, THE SOCIAL AND ECONOMIC JUSTICE LEADERS PROJECT 100000 NEW VENTURE FUND 1828 L STREET NW 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PC FOR ITS TRUST FOR CIVIC INFRASTRUCTURE PROJECT 250000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS CLIMATE DEFENSE PROJECT 75000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS WELCOME.US PROJECT 50000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS ENERGY TRANSITION FUND 900000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS PROJECT, CLIMATE NEXUS 275000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS DIGNITY.US PROJECT 100000 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 N/A PC FOR ITS STATE SOLUTIONS GRAPHIC PROJECT 100000 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 N/A PC FOR ITS CHINA OFFICE 300000 RUSSELL SAGE FOUNDATION 112 EAST 64TH STREET NEW YORK NY 10065 N/A EOF FOR ITS JOURNAL ISSUE DEVOTED TO THE LEGACY OF PLESSY V. 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N/A PC FOR ITS INNOVATIVE PEACE FUND 100000 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 1500 K STREET NW SUITE 650 WASHINGTON DC 20005 N/A PC FOR ITS CHINA OFFICE 150000 J STREET EDUCATION FUND INC PO BOX 66073 WASHINGTON DC 20035 N/A PC FOR GENERAL SUPPORT 75000 JOBS WITH JUSTICE EDUCATION FUND 1150 CONNECTICUT AVENUE NW SUITE 200 WASHINGTON DC 20036 N/A PC FOR GENERAL SUPPORT 100000 JOURNALISM DEVELOPMENT NETWORK INC 4401A CONNECTICUT AVENUE NW SUITE 321 WASHINGTON DC 20008 N/A PC FOR ITS ORGANIZED CRIME AND CORRUPTION REPORTING PROJECT IN THE WESTERN BALKANS 200000 JUBILEE SOUTH ASIA PACIFIC MOVEMENT INC UNIT 1806 TOWER C M PLACE MOTHER IGNACIA AVENUE QUEZON CITY RP 1103 N/A PC FOR GENERAL SUPPORT 75000 JUST VISION INC 1835 7TH STREET NW SUITE 110 WASHINGTON DC 20001 N/A PC FOR GENERAL SUPPORT 100000 KATONAH MUSEUM OF ART INC 134 JAY STREET - ROUTE 22 KATONAH NY 105363736 N/A PC FOR ITS ARTEJUNTOS/ARTTOGETHER PROGRAM 35000 KOOPERATIVA - REGIONALNA PLATFORMA ZA KULTURU BARUNA TRENKA 11 ZAGREB HR 10000 N/A PC FOR GENERAL SUPPORT 35000 KOSOVO GLOCAL (DBA KOSOVO 20) FERAT DRAGA 60-1 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 40000 KRENI-PROMENI DOBRACINA 17/2 BELGRADE STARI GRAD RI 11000 N/A PC FOR GENERAL SUPPORT 30000 LATINO THEATER COMPANY 514 SOUTH SPRING STREET LOS ANGELES CA 900132304 N/A PC FOR ITS LATINX THEATER INITIATIVE 500000 LAUDATO SI' MOVEMENT 700 12TH STREET NW WASHINGTON DC 20005 N/A PC FOR ITS AFRICA AND EUROPE CAMPAIGNS 200000 LAWYERS' COMMITTEE FOR CIVIL RIGHTS UNDER LAW 1500 K STREET NW SUITE 900 WASHINGTON DC 20005 N/A PC FOR GENERAL SUPPORT 100000 LEVIZJA FOL ANDREA GROPA NO 32 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 40000 LOST LIGHT PROJECTS INC 26 COURT STREET SUITE 1617 BROOKLYN NY 11242 N/A PC FOR GENERAL SUPPORT 200000 MELISSA DIKTYO METANASTRION STIN ELLADA FERON 18 VICTORIA SQUARE ATHENS GR 10434 N/A PC FOR GENERAL SUPPORT 50000 MIDDLE EAST INSTITUTE 1763 N STREET NW WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, THE MIDDLE EAST DIALOGUE 75000 MIDDLE EAST POLICY NETWORK PO BOX 8533 NEW YORK NY 10150 N/A PC FOR GENERAL SUPPORT 75000 MIDDLE EAST PUBLICATIONS PO BOX 19839 4 AL HARIRI STREET JERUSALEM IS 91197 N/A PC FOR GENERAL SUPPORT 30000 MULTIPLIER 548 MARKET STREET SAN FRANCISCO CA 941045401 N/A PC FOR ITS PROJECT, OFFSHORE WIND FOR AMERICA 250000 MULTIPLIER 548 MARKET STREET SAN FRANCISCO CA 941045401 N/A PC FOR ITS SPECIAL INITIATIVE ON OFFSHORE WIND PROJECT 500000 MUSEUM OF THE PALESTINIAN PEOPLE 1900 18TH STREET NW WASHINGTON DC 20009 N/A PC FOR GENERAL SUPPORT 30000 NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC 40 RECTOR STREET NEW YORK NY 10006 N/A PC FOR GENERAL SUPPORT 100000 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1900 L STREET NW SUITE 825 WASHINGTON DC 20036 N/A PC FOR GENERAL SUPPORT 25000 NATIONAL CONFERENCE ON CITIZENSHIP 1920 L STREET NW SUITE 450 WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, NEW_PUBLIC 250000 NATIONAL COUNCIL OF NONPROFITS 1001 G STREET NW SUITE 700 EAST WASHINGTON DC 20001 N/A PC FOR GENERAL SUPPORT 40000 NATIONAL FOUNDATION FOR ADVANCEMENT IN THE ARTS INC 2100 BISCAYNE BLVD MIAMI FL 331375014 N/A PC FOR THE LAUNCH OF ITS NEW FELLOWSHIP PROGRAM AND A RESIDENCY AT THE POCANTICO CENTER 50000 NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 100187635 N/A PC FOR MEMBERSHIP IN 2022 AND 2023 AND SUPPORT OF ITS PROJECT, THE FUNDERS' COMMITTEE FOR CIVIC PARTICIPATION 36000 NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 100187635 N/A PC FOR ITS PROJECT, THE PEACE AND SECURITY FUNDERS GROUP 120000 NETHERLANDS INSTITUTE FOR MULTIPARTY DEMOCRACY (NIMD) AVENIDA LA REFORMA 10-00 ZONA 9 12 NIVEL OFICINA 12B GUATEMALA CITY GT 01009 N/A PC FOR ITS WORK ON WOMEN'S AND INDIGENOUS GROUPS' PARTICIPATION AND REPRESENTATION ON THE LOCAL, NATIONAL, AND INTERNATIONAL LEVELS 130000 NEVLADINA ORGANIZACIJA 35MM VISARJONA BORILOVICA F2/9 - 41 MARKA RADOVICA 20/32 PODGORICA MJ 81000 N/A PC FOR GENERAL SUPPORT 90000 NEW GEORGIA PROJECT INC 830 GLENWOOD AVENUE SE ATLANTA GA 30316 N/A PC FOR GENERAL SUPPORT 100000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 N/A PC FOR ITS PROJECT, THE TIPPING POINT FUND 50000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 N/A PC FOR ITS HORIZONS PROJECT 100000 NINE SEVEN TWO-ADVANCEMENT OF CITIZEN JOURNALISM 5 AHARON CHELOUCHE LANE TEL AVIV IS 6684714 N/A PC FOR GENERAL SUPPORT 174823 NO FICCION GT ONG 5A AV 11-70 ZONA 1 EDIFICIO HERRERA OFICINA 3G GUATEMALA CITY GT 01001 N/A PC FOR GENERAL SUPPORT 17500 NONPROFIT NEW YORK INC 320 EAST 43RD STREET 3RD FLOOR NEW YORK NY 10017 N/A PC FOR ITS CHANGE THE NARRATIVE PROJECT AND ADVOCACY WORK 40000 NONPROFIT NEW YORK INC 320 EAST 43RD STREET 3RD FLOOR NEW YORK NY 10017 N/A PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2022, 2023, AND 2024 4000 ODBOR ZA LJUDSKA PRAVA KARADORDA PETROVICA 115 BUJANOVAC RI 17520 N/A PC FOR GENERAL SUPPORT 30000 ORAL HISTORY INITIATIVE UCK STREET BL 2/13 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 20000 ORGANIZACION FRATERNAL NEGRA HONDURENA RESIDENCIAL EL TORONJAL NO 2 MAIN STREET VALLECITO LIMON LA CEIBA DEPARTAMENTO DE C HO 341 N/A PC FOR GENERAL SUPPORT 75000 ORGANIZATA JOQEVERITARE INTEGRA RRUSTEM STATOVCI NN 2/3 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 40000 PACHAMAMA ALLIANCE PRESIDIO BLDG 1009 PO BOX 29191 SAN FRANCISCO CA 94129 N/A PC FOR ITS PROJECT, THE GLOBAL ALLIANCE FOR THE RIGHTS OF NATURE 50000 PEAK GRANTMAKING INC 1701 PENNSYLVANIA AVENUE NW SUITE 200 WASHINGTON DC 20006 N/A PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2022, 2023, AND 2024 12500 PEOPLE'S ACTION INSTITUTE 1130 N MILWAUKEE AVENUE CHICAGO IL 60642 N/A PC FOR ITS PROJECT, JUSTICE IS GLOBAL 75000 PESTICIDE ECO-ALTERNATIVES CENTER YUNNAN THOUGHTFUL ACTION APT 1214 F 12 BLDG 14 CHUANJIN ROAD KUNMING YUNNAN YINGXIANG CH 650224 N/A PC FOR GENERAL SUPPORT 275000 PHILANTHROPY EUROPE ASSOCIATION RUE ROYALE 94 PHILANTHROPY HOUSE BRUSSELS BE 1000 N/A PC FOR ITS KONEKTOR PHILANTHROPY EAST FORUM 30000 PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT 611 PENNSYLVANIA AVENUE SE BOX 372 WASHINGTON DC 20003 N/A PC FOR 2022 AND 2023 MEMBERSHIP AND GENERAL SUPPORT 19000 PHILANTHROPY NEW YORK INC 320 E 43RD STREET NEW YORK NY 100174801 N/A PC FOR ITS PROJECT, ARTSCOM 10900 PHILANTHROPY NEW YORK INC 320 E 43RD STREET NEW YORK NY 100174801 N/A PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2022, 2023, AND 2024 54500 PHILIPPINE MOVEMENT FOR CLIMATE JUSTICE 18-A MARUNONG STREET BARANGAY CENTRAL DILIMAN QUEZON CITY RP 1100 N/A PC FOR GENERAL SUPPORT 85000 POLYLAT CHEMIN DU PORT-NOIR 6 GENEVA SZ 1207 N/A NC FOR ITS WORK ON DEBT AND CLIMATE 400000 POWER SHIFT AFRICA 5 WARIDI COURT ROSE AVENUE NAIROBI KE 00100 N/A PC FOR ITS AFRICA CLIMATE ENERGY AND DEVELOPMENT PROGRAM 500000 PRISON POLICY INITIATIVE INC 69 GARFIELD AVENUE 1ST FLOOR EASTHAMPTON MA 01027 N/A PC FOR GENERAL SUPPORT 50000 PROTECT DEMOCRACY PROJECT 2020 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 N/A PC FOR GENERAL SUPPORT 100000 PROTEUS FUND INC 15 RESEARCH DRIVE SUITE B AMHERST MA 01002 N/A PC FOR ITS RISE TOGETHER FUND 50000 QENDRA E ARTEVE VIZUELE MULTIMEDIA RR IDRIZ GJILANI 7/9 1 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 70000 RAGA MASSIVE INC 323 PROSPECT PLACE BROOKLYN NY 11238 N/A PC FOR GENERAL SUPPORT AND A RESIDENCY AND PERFORMANCE AT THE POCANTICO CENTER 25000 REFUGEE TRAUMA INITIATIVE HELLAS - CIVIL LAW NON-PROFIT COMPANY STR NAPOLEONTOS ZERVA 6 THESSALONIKI GR 54640 N/A PC FOR GENERAL SUPPORT 50000 REGULATORNI INSTITUT ZA OBNOVLJIVE IZVORE ENERGIJE I ZASTITU ZIVOTNE SREDIN DOSITEJEVA 30/3 BELGRADE RI 11000 N/A PC FOR GENERAL SUPPORT 40000 RESIDENCY UNLIMITED INC 360 COURT STREET UNIT 4 BROOKLYN NY 112314351 N/A PC FOR ARTIST RESIDENCIES AND A PUBLICATION 66000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS NEW PLURALISTS FUNDERS COLLABORATIVE 250000 ROCKEFELLER PHILANTHROPY ADVISORS INC 90 CHURCH STREET 1ST FLOOR SUITE 7082 NEW YORK NY 10008 N/A PC FOR ITS PROJECT, CLIMATE NEXUS 200000 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 N/A PC FOR ITS CHINA OFFICE 300000 SAN FRANCISCO CHAMBER OF COMMERCE FOUNDATION 234 MONTGOMERY STREET SUITE 760 SAN FRANCISCO CA 94104 N/A PC FOR ITS CHAMBERS FOR INNOVATION AND CLEAN ENERGY PROJECT 100000 SAWA FOR DEVELOPMENT AND AID AHM BLDG 1ST FL TAREEK AL JADIDEH KALAAT RASHAYA RD BEIRUT LE 1001 N/A PC FOR GENERAL SUPPORT 60000 SBUNKER BOULEVARD DESHMORET E KOMBIT NO 44/7 PRISTINA OC 10000 N/A PC FOR GENERAL SUPPORT 35000 SHENZHEN GOALBLUE LOW CARBON DEVELOPMENT PROMOTING CENTER 03-26 WEWORK GONGXIAOGUOJI NO 28 DONGDAQIAO GUANDONGDIAN BEIJING CHAOYANG DISTRICT CH 100600 N/A PC FOR GENERAL SUPPORT 350000 SHENZHEN ZERO WASTE ENVIRONMENTAL PUBLIC WELFARE UNDERTAKINGS DEVELOPMENT C LEVEL 4 N BLDG 23 KEYUAN WEST INDUSTRIAL ZONE NO 1 KEZHI ROAD W SHENZHEN NANSHAN DISTRICT CH 518000 N/A PC FOR GENERAL SUPPORT 200000 SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 N/A PC FOR ITS LIVING ECONOMY PROGRAM 84679 SLAVKO CURUVIJA FOUNDATION KURSULINA 7 BELGRADE RI 11000 N/A PC FOR GENERAL SUPPORT 93000 SOUTHERN COALITION FOR SOCIAL JUSTICE 1415 W NC HIGHWAY 54 DURHAM NC 27707 N/A PC FOR GENERAL SUPPORT 100000 STAND 548 MARKET STREET SAN FRANCISCO CA 94104 N/A PC FOR GENERAL SUPPORT 300000 STICHTING RIGHTS DEFENDERS PARKSTRAAT 25 ZAANDIJK NL 1544 AM N/A PC FOR GENERAL SUPPORT 60000 THE ADM CAPITAL FOUNDATION LIMITED 2405 9 QUEENS ROAD CENTRAL HONG KONG CH N/A PC FOR ITS CHINA WATER RISK PROJECT 150000 THE ASPEN INSTITUTE INC 2300 N STREET NW WASHINGTON DC 200371122 N/A PC FOR ITS CONGRESSIONAL PROGRAM 175000 THE CRANE INSTITUTE OF SUSTAINABILITY INC 1 ELM STREET MANCHESTERBYTHESEA MA 01944 N/A PC FOR ITS PROJECT, THE INTENTIONAL ENDOWMENTS NETWORK 25000 THE GAIA FOUNDATION 44 GRAND PARADE BRIGHTON UK BN2 9QA N/A PC FOR ITS WORK ON RIGHTS OF NATURE 50000 THE HONG KONG UNIVERSITY OF SCIENCE AND TECHNOLOGY CLEAR WATER BAY KOWLOON HONG KONG CH 999077 N/A PC FOR ITS RESEARCH ON DECARBONIZING THE GREATER BAY AREA SHIPPING SECTOR 150000 THE INSTITUTE FOR MIDDLE EAST UNDERSTANDING 2913 EL CAMINO REAL TUSTIN CA 92782 N/A PC FOR GENERAL SUPPORT 150000 THE LESLIE-LOHMAN MUSEUM OF GAY AND LESBIAN ART 26 WOOSTER STREET NEW YORK NY 10013 N/A PC FOR ITS FELLOWSHIP PROGRAM 69050 THE NETWORK FOR AFFIRMATION OF NGO SECTOR DALMATINSKA 188 PODGORICA MJ 81000 N/A PC FOR GENERAL SUPPORT 40000 THE NEW YORK COMMUNITY TRUST 909 THIRD AVENUE 22ND FLOOR NEW YORK NY 10022 N/A PC FOR ITS MOSAIC NETWORK AND FUND 500000 THE NISKANEN CENTER INC 820 FIRST STREET NE 675 WASHINGTON DC 20002 N/A PC FOR ITS CLIMATE PROGRAM 100000 THE PROJECT ON MIDDLE EAST DEMOCRACY INC 1730 RHODE ISLAND AVENUE NW SUITE 617 WASHINGTON DC 20036 N/A PC FOR GENERAL SUPPORT 100000 THE ROOSEVELT INSTITUTE 570 LEXINGTON AVENUE 5TH FLOOR NEW YORK NY 10022 N/A PC FOR ITS SOUTHERN ECONOMIC ADVANCEMENT PROJECT 100000 THE ROOSEVELT INSTITUTE 570 LEXINGTON AVENUE 5TH FLOOR NEW YORK NY 10022 N/A PC FOR GENERAL SUPPORT 100000 THE SEATTLE AQUARIUM SOCIETY 1483 ALASKAN WAY PIER 59 SEATTLE WA 98101 N/A PC FOR ITS PROJECT, THE INTERNATIONAL ALLIANCE TO COMBAT OCEAN ACIDIFICATION 100000 THIRD WORLD NETWORK BERHAD 131 MACALISTER ROAD PENANG MY 10400 N/A PC FOR GENERAL SUPPORT 200000 THIRD WORLD NETWORK-AFRICA 9 ASMARA ST EAST LEGON PO BOX 19452 ACCRA GH 19452 N/A PC FOR GENERAL SUPPORT 75000 TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94129 N/A PC FOR ITS PROJECT, MOSAIC 150000 TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94129 N/A PC FOR MEMBERSHIP AND SUPPORT FOR 2022, 2023, AND 2024 FOR ITS PROJECT, EMERGING PRACTITIONERS IN PHILANTHROPY 23000 TRIAL INTERNATIONAL PO BOX 5116 GENEVA SZ 1211 N/A PC FOR ITS WORK IN IMPROVING ACCESS TO JUSTICE FOR VICTIMS OF WAR CRIMES IN BOSNIA AND HERZEGOVINA 40000 TRI-STATE TRANSPORTATION CAMPAIGN 231 WEST 29TH STREET SUITE 904 NEW YORK NY 10001 N/A PC FOR ITS NYC CONGESTION PRICING CAMPAIGN 25000 TRUSTEES OF BOSTON UNIVERSITY 25 BUICK STREET BOSTON MA 02215 N/A PC FOR THE DEVELOPMENT OF A POLICY LIAISON PLATFORM FOR PROGRESSIVE GLOBAL ECONOMIC GOVERNANCE 100000 TRUSTEES OF BOSTON UNIVERSITY 25 BUICK STREET BOSTON MA 02215 N/A PC FOR ITS GLOBAL CHINA INITIATIVE 300000 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET 3RD FLOOR NEW YORK NY 100277922 N/A PC FOR ITS PROJECT, GULF/2000 30000 UDRUZENJE KROKODIL KARADJORDJEVA 43 BELGRADE RI 11000 N/A PC FOR GENERAL SUPPORT 30000 UDRUZENJE ZENA ROMKINJA BOLJA BUDUCNOST GRADA TUZLA HADZI HASAN AGE PASICA BB TUZLA BK 75000 N/A PC FOR GENERAL SUPPORT 50000 UNIVERSIDAD CENTROAMERICANA JOSE SIMEON CANAS BOULEVARD LOS PROCERES ANTIGUO CUSCATLAN ES 168 N/A PC FOR THE WORK OF ITS HUMAN RIGHTS AND PUBLIC OPINION INSTITUTES 100000 URBAN SUSTAINABILITY DIRECTORS NETWORK 500 WESTOVER DRIVE SANFORD NC 27330 N/A PC FOR GENERAL SUPPORT 400000 URGEWALD EV VON GALEN STR 4 SASSENBERG GM 48336 N/A PC FOR ITS PROJECT ON INTERNATIONAL FINANCIAL INSTITUTIONS AND FOSSIL FUELS 75000 USAHELLO PO BOX 15167 PORTLAND OR 97293 N/A PC FOR GENERAL SUPPORT 30000 WE THE PEOPLE MI 440 BURROUGHS STREET DETROIT MI 48202 N/A PC FOR GENERAL SUPPORT 100000 WELLBEING ECONOMY ALLIANCE BRAKEBROOK PARRACOMBE BARNSTAPLE UK EX31 4RG N/A PC FOR GENERAL SUPPORT 17083 WILLIAM J BRENNAN JR CENTER FOR JUSTICE INC 120 BROADWAY NEW YORK NY 10271 N/A PC FOR ITS DEMOCRACY PROGRAM'S FAIR COURTS, MONEY IN POLITICS, REDISTRICTING, AND NEW YORK REFORM PROJECTS 200000 WNET 825 EIGHTH AVENUE NEW YORK NY 100197435 N/A PC FOR ITS ALL ARTS PAST, PRESENT, FUTURE PROGRAM 75000 WOMEN CROSS DMZ 3146 OAHU AVENUE HONOLULU HI 96822 N/A PC FOR ITS PROJECT, THE FEMINIST PEACE INITIATIVE 100000 WORKS AND PROCESS INC 155 EAST 44TH STREET NEW YORK NY 10017 N/A PC FOR A NEW RESIDENCY PROGRAM AND RESIDENCIES AT THE POCANTICO CENTER 75000 WORLDWIDE INITIATIVES FOR GRANTMAKER SUPPORT INC 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 N/A PC FOR ITS INTERNATIONAL PHILANTHROPY COMMITMENT ON CLIMATE CHANGE PROJECT 60000 ZAZIM - COMMUNITY ACTION PO BOX 8080 TEL AVIV IS 6108002 N/A PC FOR GENERAL SUPPORT 50000 23312217 PUBLIC PROGRAMS 19111 14 231001 901101 15252 14 5275775 14 895186 901101 378557 18 45165484 TAX REFUNDS 01 1584 UBI THROUGH K-1S 901101 1720876 14 -1720876 GRANT REFUNDS 01 9606 FEDERAL AND STATE UBIT TAX CREDITS 01 493601 2114685 50351361 19111 52485157 1A THE POCANTICO CENTER SHARES THE 100-YEAR HISTORY OF KYKUIT, THE ROCKEFELLER FAMILY HOME, WITH THE PUBLIC, AND OFFERS PROGRAMS THAT REFLECT THE VALUES OF THE ROCKEFELLER BROTHERS FUND AND THE NATIONAL TRUST FOR HISTORIC PRESERVATION. PUBLIC PROGRAMS MAKE USE OF THE ESTATE'S BUILDINGS, GROUNDS, AND GARDENS TO NURTURE LEARNING AND ARTISTIC EXPERIENCES. THE POCANTICO CENTER OFFERS LEARNING EXPERIENCES UTILIZING THE COLLECTIONS AND GARDENS OF KYKUIT. A VARIETY OF OTHER LEARNING EXPERIENCES ARE PRESENTED THROUGH CLASSES AND WORKSHOPS CONDUCTED BY SCHOLARS AND EXPERTS. PARTICIPANTS OF ALL AGES ARE OFFERED A VARIETY OF EDUCATIONAL OPPORTUNITIES INCLUDING GARDENS, FINE ARTS, DECORATIVE ARTS, AND HISTORY. THE POCANTICO CENTER EXTENDS THE WORK OF THE FUND'S GRANTEES THROUGH THE POCANTICO ARTS COLLABORATIVE WHICH LINKS THE FUND'S CHARLES E. CULPEPER ARTS & CULTURE GRANTS WITH THE RESOURCES AND BEAUTY OF THE POCANTICO ESTATE. THE EVENTS SHOWCASE DANCE, MUSIC, THEATER AND MORE. SEE STATEMENT 32. 0 0 0 0 0 0 0 0 0 0 X X 1 CLIMATEWORKS FOUNDATION 235 MONTGOMERY ST 13TH FLOOR SAN FRANCISCO CA 94104 1000000 X 2 INGRID ROCKEFELLER 1651 NW 76TH TERRACE OCALA FL 34482 7500 X 3 NATIONAL TRUST FOR HISTORIC PRESERVATION THE WATERGATE OFFICE BUILDING 2600 WASHINGTON DC 20037 565000 X 4 O'NEILL FAMILY CHARITABLE TRUST 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY 10111 155000 X 5 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 10500 X 6 STEPHEN HEINTZ 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 5000 X 7 THE WILLIAM & FLORA HEWLETT FOUNDATION 2121 SAND HILL ROAD MENLO PARK CA 94025 3600000 X AUDIT AND TAX PREP. FEES AND AUDIT SUPPORT SERVICES 280973 77445 139398 AUDIT SERVICES - 401K PLAN AUDIT 19989 0 19989 GLOBAL TAX SERVICES 8717 0 8717 OUTSOURCED ACCOUNTING FEES - CHINA OFFICE 22952 0 22952 CREATURA PROMOTORA DEL PENSAMIENTO CRITICO SOCIEDAD CIVIL POPOCATEPETL 18 HIPODROMO CUAUHTEMO MEXICO CITY MX 06100 2021-12-13 240000 FOR ITS COLLABORATIVE FUNDING INITIATIVE TO STRENGTHEN CENTRAL AMERICAN CIVIL SOCIETY 191000 NONE TO OUR KNOWLEDGE 6/8/2022, 4/12/2023 DAILY PRESS DOO TRG NEZAVISNOSTI BB PODGORICA MJ 81000 2022-08-24 40000 FOR ITS CHARITABLE PROJECT, AGAINST MISOGYNY AND SEXISM 26620 NONE TO OUR KNOWLEDGE 3/23/2023 FOUNDATION FOR MIDDLE EAST PEACE 2025 M STREET NW WASHINGTON DC 20036 2022-04-04 50000 FOR GENERAL SUPPORT 50000 NONE TO OUR KNOWLEDGE 2/27/2023 MATTIN GROUP SQUARE BARON ALFRED BOUVIER 6/4 BRUSSELS BE 1060 2021-09-01 60000 FOR GENERAL SUPPORT 60000 NONE TO OUR KNOWLEDGE 6/15/2022, 3/1/2023 NEW YORK FOUNDATION 150 W 30TH STREET NEW YORK NY 10001 2022-08-10 250000 FOR ITS PROJECT, THE YOUTH ORGANIZING AND CULTURE CHANGE FUND 225000 NONE TO OUR KNOWLEDGE 2/28/2023 NEW YORK FOUNDATION 150 W 30TH STREET NEW YORK NY 10001 2022-12-12 158000 FOR ITS PROJECT, THE YOUTH ORGANIZING AND CULTURE CHANGE FUND 39500 NONE TO OUR KNOWLEDGE 2/28/2023 SHANGHAI ECOCYCLE CIRCULAR ECONOMY RESEARCH CENTER ROOM 201 BUILDING 125 NO 501 XINNAN ROAD SHANGHAI SONGJIANG DISTRIC CH 100027 2022-05-09 120000 FOR SUPPORTING CIRCULAR ECONOMY RESEARCH 70718 NONE TO OUR KNOWLEDGE 2/11/2023 FORM 990-PF, PART VI-A, LINE 11 THE FOLLOWING CONTROLLED ENTITIES ARE NOT EXCESS BUSINESS HOLDINGS:BRANDYWINE GLOBAL OPPORTUNISTIC FIXED INCOME SRI FUND1735 MARKET STREET, SUITE 1800PHILADELPHIA, PA 19103EIN# 82-3685022TRANSACTIONS: TRANSFER TO CONTROLLED ORGANIZATION: NONE TRANSFER FROM CONTROLLED ORGANIZATION: $8,082,790 DISTRIBUTION FROM LIMITED PARTNERSHIP FORM 990-PF, PART VII, LINE 1, COLUMN (C), COMPENSATION ALL REPORTED COMPENSATION AMOUNTS INCLUDE SALARY, FEES, BONUSES, AND SEVERANCE PAYMENTS RECEIVED BY EACH INDIVIDUAL LISTED, AS WELL AS CURRENT YEAR PAYMENTS OF AMOUNTS REPORTED OR REPORTABLE AS DEFERRED COMPENSATION IN CURRENT OR PRIOR YEARS. AS A RESULT, THE AMOUNT REPORTED IN TOTAL ON PART VIII, LINE 1 MAY DIFFER FROM THE AMOUNT REPORTED ON PART I, LINE 13, COLUMN (A) WHICH WOULD NOT INCLUDE DEFERRED COMPENSATION REFLECTED PER BOOKS IN PRIOR YEARS. DISTRIBUTIONS OUT OF CORPUS PART XII, LINE 7 THE FOUNDATION RECEIVED CONTRIBUTIONS FROM OTHER PRIVATE FOUNDATIONS WHICH IT EXPENSED OR REDISTRIBUTED. IN ACCORDANCE WITH IRS REG. 53-4942(A)-3(D) THE FOUNDATION IS ELECTING TO TREAT $2,884,185 NOT AS A QUALIFYING DISTRIBUTION BUT AS A DISTRIBUTION OUT OF CORPUS.PURSUANT TO REG. 53.4942(A)-3(C)(2)(IV), THE FOUNDATION HEREBY ELECTS TO TREAT, AS A CURRENT CORPUS DISTRIBUTION, THE FOLLOWING UNUSED PRIOR TAX YEARS' DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REG. 53.4942(A)-3(D)(1)(III) IN SUCH PRIOR TAX YEARS:TAX YEAR AMOUNT 2017 $2,081,133 2018 489,692 2020 313,360 FORM 990-PF, PART XIV, LINE 2 PART XIV, LINE 2AGRANT INQUIRIES ARE ACCEPTED THROUGHOUT THE YEAR AT HTTPS://WWW.RBF.ORG/GRANTS/FOR-GRANT-SEEKERS. THE ONLINE GRANT INQUIRY IS THE STARTING POINT FOR APPLYING FOR A GRANT FROM THE ROCKEFELLER BROTHERS FUND. PART XIV, LINE 2BFOUNDED IN 1940, THE ROCKEFELLER BROTHERS FUND ADVANCES SOCIAL CHANGE THAT CONTRIBUTES TO A MORE JUST, SUSTAINABLE, AND PEACEFUL WORLD. THE FUND'S GRANTMAKING IS ORGANIZED AROUND THREE THEMATIC PROGRAMS DEMOCRATIC PRACTICE, SUSTAINABLE DEVELOPMENT, AND PEACEBUILDING THAT SUPPORT WORK IN THE UNITED STATES AND AT THE GLOBAL LEVEL, AND THREE PIVOTAL PLACE PROGRAMS THAT ADDRESS THESE THEMES IN SPECIFIC CONTEXTS: CHINA, THE WESTERN BALKANS, AND CENTRAL AMERICA. THE CHARLES E. CULPEPER ARTS & CULTURE PROGRAM NURTURES A VIBRANT AND INCLUSIVE ARTS COMMUNITY IN THE FUND'S HOME CITY OF NEW YORK.ROCKEFELLER BROTHERS FUND STAFF ARE HIGHLY ENGAGED IN THE FIELDS IN WHICH THEY PROVIDE SUPPORT. STAFF MEMBERS ACTIVELY IDENTIFY ORGANIZATIONS THAT ARE WELL-POSITIONED TO MEET PROGRAMMATIC GOALS. WHILE THE FUND REMAINS OPEN TO UNSOLICITED REQUESTS, APPLICANTS SHOULD BE AWARE THAT THE LIKELIHOOD OF AN UNSOLICITED REQUEST BECOMING A GRANT IS LOW. APPLICATIONS FOR FUNDING ARE CONSIDERED THROUGHOUT THE YEAR. THE FIRST STEP FOR PROSPECTIVE APPLICANTS IS TO SUBMIT AN ONLINE GRANT INQUIRY. THE REVIEW PROCESS MAY TAKE UP TO THREE MONTHS FROM THE TIME THE INQUIRY IS RECEIVED.STAFF REVIEW EACH INQUIRY FOR FIT WITHIN CURRENT PROGRAM GUIDELINES, FUNDING PRIORITIES, AND BUDGET CONSTRAINTS. IF THERE IS INTEREST IN CONSIDERING A GRANT, STAFF WILL CONTACT THE APPLICANT FOR ADDITIONAL INFORMATION, INCLUDING A DETAILED PROPOSAL. APPLICANTS SHOULD NOT SEND A FULL PROPOSAL UNLESS REQUESTED TO DO SO BY FUND STAFF. THE REVIEW PROCESS MAY TAKE UP TO THREE MONTHS FROM THE TIME THE INQUIRY IS RECEIVED.ONCE A GRANT IS APPROVED, GRANTEES WILL RECEIVE AN AGREEMENT LETTER FROM THE FUND OUTLINING THE TERMS OF THE GRANT, INCLUDING THE EXPECTED REPORTING REQUIREMENTS AND PAYMENT SCHEDULE. THE FIRST PAYMENT ON THE GRANT IS GENERALLY ISSUED UPON RETURN OF THE COUNTERSIGNED AWARD LETTER TO THE FUND.RBF STAFF MEMBERS MONITOR GRANTS THROUGHOUT THEIR LIFE CYCLE. EACH GRANTEE IS REQUIRED TO SUBMIT NARRATIVE AND FINANCIAL REPORTS AT SPECIFIED INTERVALS DURING THE GRANT AS WELL AS AT ITS CONCLUSION. GRANT REPORTS BECOME PART OF THE FUND'S PERMANENT RECORDS.PART XIV, LINE 2CTHE CHARLES E. CULPEPER ARTS & CULTURE PROGRAM HONORS THE LEGACY OF CHARLES E. CULPEPER BY SUPPORTING THE ARTISTS AND CULTURAL ORGANIZATIONS THAT MAKE NEW YORK CITY ONE OF THE WORLD'S MOST DYNAMIC CREATIVE CAPITALS. THESE GRANTS SUPPORT ARTISTS IN THE CREATIVE PROCESS; PROVIDE ARTIST RESIDENCIES; AND ELEVATE ARTS ADVOCACY EFFORTS, FIELD RESEARCH, CULTURAL-CIVIC MOVEMENTS, AND CULTURAL LEADERSHIP OPPORTUNITIES; AND PROMOTE DIVERSITY IN THE CITY'S CREATIVE LIFE.ELIGIBILITYORGANIZATIONS BASED WITHIN THE FIVE BOROUGHS OF NEW YORK CITYORGANIZATIONS WITH 501(C)(3) TAX STATUS OR PROJECTS OF SPONSORING ORGANIZATIONS WITH 501(C)(3) TAX STATUSGENERALLY, NO CAPITAL CAMPAIGNS, FESTIVALS, MEETINGS, CASH RESERVE FUNDS, OR ENDOWMENTSSUPPORT FOR ARTS EDUCATION HAS BEEN PHASED OUTPART XIV, LINE 2DTHE ROCKEFELLER BROTHERS FUND AWARDS GRANTS THROUGHOUT THE YEAR TO SUPPORT A VARIETY OF CHARITABLE PROJECTS IN THE UNITED STATES AND ABROAD THAT SEEK TO EXPAND KNOWLEDGE, CLARIFY VALUES AND CRITICAL CHOICES, NURTURE CREATIVE EXPRESSION, AND SHAPE PUBLIC POLICY.TO BE ELIGIBLE FOR A GRANT, ORGANIZATIONS SHOULD BE CONSIDERED TAX-EXEMPT OR SEEKING SUPPORT FOR A PROJECT THAT WOULD QUALIFY AS EDUCATIONAL OR CHARITABLE. THE FUND'S GRANTMAKING IS ORGANIZED AROUND THREE THEMATIC PROGRAMS AND THREE PLACE-BASED PROGRAMS. THE RBF AWARDS A LIMITED NUMBER OF PHILANTHROPIC STEWARDSHIP AND SPECIAL OPPORTUNITIES GRANTS THAT SUPPORT NONPROFIT INFRASTRUCTURE ORGANIZATIONS AND HELP TO FURTHER THE FUND'S MISSION. PLEASE SEE WHAT WE DO NOT FUND AT HTTPS://WWW.RBF.ORG/GRANTS/FOR-GRANT-SEEKERS.RBF PROGRAM STATEMENTTHE ROCKEFELLER BROTHERS FUND STRIVES TO BE BOLD, GROUNDED, INCLUSIVE, AND RESPONSIVE IN OUR GRANTMAKING TO ADVANCE THE FUND'S MISSION. WE DEPLOY THE FINANCIAL ASSETS GIVEN TO THE RBF BY THE ROCKEFELLER FAMILY AND OTHERS TO HELP OUR PARTNERS IN CIVIL SOCIETY STRENGTHEN COALITIONS, CONVENE PEOPLE OF DIVERSE BACKGROUNDS, ELEVATE NEW AND BROADER PERSPECTIVES, GENERATE NEW IDEAS, AND ADVANCE SYSTEMS CHANGE. WE OFFER SPACE FOR CONVENINGS AND ARTIST RESIDENCIES AT THE POCANTICO CENTER TO EXTEND OUR GRANTMAKING IMPACT. WE ALSO LEVERAGE THE FUND AND FAMILY LEGACY TO ACCESS, INFLUENCE, AND COLLABORATE WITH PHILANTHROPIC PEERS, POLICYMAKERS, AND OTHERS IN SERVICE OF GRANTEE WORK. OUR GRANTMAKING IS ORGANIZED INTO SEVEN PROGRAMS. THREE THEMATIC PROGRAMSDEMOCRATIC PRACTICE, SUSTAINABLE DEVELOPMENT, AND PEACEBUILDINGADDRESS THE INTERRELATED CHALLENGES OF DEMOCRATIC DECLINE, CLIMATE CHANGE, AND VIOLENT CONFLICT. THE CULPEPER ARTS & CULTURE PROGRAM, CREATED THROUGH THE 2008 MERGER WITH THE CHARLES E. CULPEPER FOUNDATION, SUPPORTS ARTS ORGANIZATIONS AND ARTISTS IN THE NEW YORK CITY REGION THAT SHAPE UNDERSTANDING OF THESE CRITICAL CONCERNS AND THE HUMAN EXPERIENCE. PIVOTAL PLACE PROGRAMS IN CHINA, CENTRAL AMERICA, AND THE WESTERN BALKANS FOCUS ON ONE OR MORE RBF THEMES IN A SPECIFIC GEOGRAPHIC CONTEXT THAT WE BELIEVE HAS DISPROPORTIONATE SIGNIFICANCE FOR THE FUTURE OF THE SURROUNDING REGIONS, AN ECOSYSTEM, OR THE WORLD. AS INTERDEPENDENCE AMONG STATES, COMMUNITIES, INDIVIDUALS, ECOSYSTEMS, AND ISSUES ACCELERATES, DEVELOPMENTS IN ANY OF THESE PROGRAM AREAS HAVE IMPLICATIONS FOR THE OTHERS. RECOGNIZING THAT THE PROBLEMS THE RBF AIMS TO ADDRESS ARE PROFOUND AND OUR RESOURCES ARE MODEST, OUR GRANTMAKING PROGRAMS SHARE COMMON APPROACHES TO ACHIEVE ENDURING IMPACT:NURTURE BOLD IDEAS FROM THE GROUND UP. PROGRESS REQUIRES REMEDYING ROOT CAUSES WHILE PRESERVING PAST GAINS. WE FOCUS OUR GRANTMAKING ON MOVEMENT BUILDING AND POLICY DEVELOPMENT TO HELP GRANTEES TRANSFORM SYSTEMS AND CREATE LASTING SOLUTIONS TO PERSISTENT CHALLENGES.SUPPORT SOLUTIONS GROUNDED IN EVIDENCE AND LIVED EXPERIENCE. ENTRENCHED PROBLEMS CALL FOR GRASSROOTS ENGAGEMENT AND POLICYMAKER ACTION. WE WORK WITH EMERGING AND ESTABLISHED THOUGHT LEADERS AND COMMUNITY ADVOCATES, PROVIDING RESOURCES FOR THEIR ORGANIZATIONS TO EXPERIMENT WITH NEW APPROACHES, EXPAND CAPACITY, DEVELOP POLICY IDEAS, AND FOSTER COLLABORATION TO MEET SHARED GOALS. ADVANCE EQUITY AND INCLUSION. POWER IS ALWAYS CONTESTED IN THE STRUGGLE FOR SOCIAL PROGRESS. WE ARE MINDFUL OF OUR CONTINUING PRIVILEGE AS A U.S. PHILANTHROPIC FOUNDATION AND WORK TO ENSURE THAT OUR GRANTS INCLUDE SUPPORT FOR MARGINALIZED OR EXCLUDED GROUPS WORKING TO BUILD POWER AND PURSUE JUSTICE.RESPOND TO CHANGING CONTEXTS. TRANSFORMATIVE SOCIAL CHANGE CAN TAKE YEARS OR EVEN DECADES. WE STAND BY OUR COMMITMENTS TO AMBITIOUS, LONG-TERM GOALS BUT WE LISTEN TO OUR PARTNERS AND REMAIN NIMBLE TO TAKE UP NEAR-TERM OPPORTUNITIES THAT COULD HAVE CATALYTIC IMPACT. EACH PROGRAM HAS DISTINCT GUIDELINES THAT SUMMARIZE OUR UNDERSTANDING OF THE FIELD, ADAPT DIMENSIONS OF OUR APPROACH TO CONTEXT, AND PRESENT OUR PRIORITIES FOR FUNDING. GRANT SEEKERS SHOULD STUDY THE PROGRAM GUIDELINES CLOSELY BEFORE APPLYING.RBF PROGRAMSDEMOCRATIC PRACTICE PROGRAM GUIDELINESFOR DEMOCRACY TO FLOURISH AND DELIVER ON ITS PROMISESINCLUDING POLITICAL PARTICIPATION, HUMAN RIGHTS, ACCESS TO JUSTICE, A GOOD EDUCATION, AN IMPROVED QUALITY OF LIFE, A HEALTHY ENVIRONMENT, AND PERSONAL SECURITYITS CITIZENS MUST BE INFORMED, ENGAGED, EMPOWERED, AND ASSERTIVE. SIMILARLY, INSTITUTIONS OF GOVERNANCE MUST BE INCLUSIVE, TRANSPARENT, ACCOUNTABLE, AND RESPONSIVE.THE FREQUENT FAILURE OF BOTH NEW AND ESTABLISHED DEMOCRACIES TO DELIVER ON THEIR PROMISES UNDERMINES THE COMMITMENT TO DEMOCRATIC PRACTICES. WEALTHY AND POWERFUL ACTORS EXERCISE UNDUE INFLUENCE, AND VOICES THAT HISTORICALLY HAVE BEEN EXCLUDED REMAIN UNHEARD IN DECISION-MAKING PROCESSES.THE UNITED STATES CONTINUES TO FACE A NUMBER OF DEMOCRATIC DEFICITS: A DECLINE IN MANY TRADITIONAL FORMS OF CIVIC ENGAGEMENT; REDUCED PARTICIPATION IN THE FORMAL INSTITUTIONS OF DEMOCRACY, INCLUDING BUT NOT LIMITED TO VOTING; AND DECLINING TRUST IN ALL INSTITUTIONS, ESPECIALLY INSTITUTIONS OF GOVERNMENT. THESE DEFICITS ARE BEING EXACERBATED BY DEEPLY ROOTED ECONOMIC INEQUALITY, AND AMERICAN SOCIETY IS BECOMING INCREASINGLY POLARIZED, SOCIALLY, ECONOMICALLY, AND POLITICALLY.AT THE SAME TIME, THE PROCESS OF GLOBALIZATION HAS SIMILARLY PRODUCED DEMOCRATIC DEFICITS IN GLOBAL GOVERNANCE. GLOBAL POWER AND WEALTH INEQUITIES HAVE DEEPENED, WHILE THE SIGNIFICANCE OF DECISIONS MADE BY TRANSNATIONAL INSTITUTIONS SUCH AS MULTILATERAL ORGANIZATIONS, MULTINATIONAL CORPORATIONS, AND INTERNATIONAL FINANCIAL INSTITUTIONS HAS INCREASED. IN THIS PATCHWORK OF INSTITUTIONS AND PRACTICES, GLOBAL GOVERNANCE DECISIONS ARE MADE WITH INADEQUATE INCLUSIVENESS, ACCOUNTABILITY, AND TRANSPARENCY, OFTEN PRE-EMPTING OR DISTORTING LEGITIMATE NATIONAL AND LOCAL DECISION-MAKING PROCESSES.THE FUND'S DEMOCRATIC PRACTICE PROGRAM HAS TWO PARTS: ADVANCING A VIBRANT AND INCLUSIVE DEMOCRACY IN THE UNITED STATES AND STRENGTHENING DEMOCRATIC PRACTICE IN GLOBAL GOVERNANCE. BASED ON A CAREFUL ASSESSMENT OF LOCAL NEEDS AND PRIORITIES, THE FUND ALSO PURSUES ONE OR MORE OF THE DEMOCRATIC PRINCIPLES UNDERLYING THE PROGRAM IN ITS "PIVOTAL PLACES." RECOGNIZING THAT THERE IS NO SINGLE MODEL OF EFFECTIVE DEMOCRATIC PRACTICE, THE FUND EMPHASIZES FLEXIBILITY AND ADAPTABILITY TO DIFFERENT CONTEXTS IN THESE PIVOTAL PLACES.DEMOCRACY IN THE UNITED STATESDEMOCRACY IN THE UNITED STATES IS FACING MYRIAD C FORM 990-PF, PART XIV, LINE 2D, CONTINUED THE FUND FOCUSES ON GUATEMALA, EL SALVADOR, AND HONDURAS, A SUBREGION THAT SHARES AN INTERDEPENDENT HISTORY AND ECOSYSTEM AND THAT WILL BENEFIT BY TAKING A REGIONAL APPROACH TO ITS MOST PRESSING ISSUES AND IMPORTANT INTERNATIONAL ENGAGEMENTS. THE FUND ENDORSES A DEEPER, CROSS-SECTORAL, BILATERAL RELATIONSHIP BETWEEN CENTRAL AMERICA AND THE UNITED STATES. THE REGION'S RICH ETHNIC, GENDER, AGE, CULTURAL, AND RACIAL DIVERSITY IS THE BASIS OF THE DYNAMISM NEEDED TO ADDRESS CONTEMPORARY CHALLENGES AND FIND INNOVATIVE SOLUTIONS, INCLUDING SOCIAL JUSTICE INITIATIVES ROOTED IN THE REGION'S ARTISTIC COMMUNITY. THE FUND SUPPORTS THE EFFORTS OF INCLUSIVE CIVIL SOCIETY GROUPS, INDEPENDENT MEDIA, SOCIAL MOVEMENTS, MULTILATERAL INSTITUTIONS, AND OTHER PARTNERS TO STRENGTHEN DEMOCRATIC PRACTICE, ADVANCE RECONCILIATION AND PEACE, AND PROMOTE SUSTAINABLE AND JUST RESOURCE USE. GOAL: ADVANCE A DEMOCRATIC, INCLUSIVE, AND SUSTAINABLE CENTRAL AMERICA. STRATEGIES:-FOSTERING TRANSPARENCY AND ANTI-IMPUNITY EFFORTS TO BOLSTER THE RULE OF LAW AND DEMOCRATIC GOVERNANCE.-STRENGTHENING CONSTITUENCIES TO ADVANCE DEMOCRATIC CULTURE AND EQUITABLE CIVIC PARTICIPATION. -PROMOTING TRANSITIONAL JUSTICE, RECONCILIATION, AND INNOVATIVE APPROACHES TO CONFLICT TRANSFORMATION. -SUPPORTING SUSTAINABLE DEVELOPMENT AND CLIMATE CHANGE INITIATIVES, ESPECIALLY REGARDING SOIL RESILIENCE AND WATER SECURITY. THE FUND PRIORITIZES SUPPORT FOR ORGANIZATIONS IN CENTRAL AMERICA. PART XV-B, PUBLIC PROGRAMS, CONTINUED OPENED IN FALL 2022, THE DAVID ROCKEFELLER CREATIVE ARTS CENTER (DR CENTER) IS A SUSTAINABLE AND INCLUSIVE HOME FOR THE CREATIVE PROCESS AT THE POCANTICO CENTER AND INCLUDES A GALLERY, PERFORMANCE SPACE, AND FLEXIBLE ARTISTS' STUDIO, HOUSED IN JOHN D. ROCKEFELLER'S HISTORIC ORANGERIE. THE OPENING OF THE DR CENTER HAS INCREASED THE ANNUAL PERFORMANCE SERIES, OFFERED YEAR-ROUND. THE DR CENTER ALSO HOSTS OPEN REHEARSALS, FORUMS, LECTURES, WORKSHOPS, AND OTHER PUBLIC PROGRAMS FOR THE COMMUNITY. THE GALLERY AT THE DR CENTER PRESENTS ROTATING EXHIBITIONS OF VISUAL ART DRAWN FROM THE PERMANENT COLLECTION AT POCANTICO, AS WELL AS NEW COMMISSIONS, LOANS, AND MUSEUM PARTNERSHIPS. FOR MORE INFORMATION ON THE FUND'S ACTIVITIES, REFER TO THE FUND'S WEBSITE WWW.RBF.ORG, INCLUDING WWW.RBF.ORG/ABOUT/TRANSPARENCY/ANNUAL-REVIEWS_ FOR ITS ANNUAL REVIEW MISSION-ALIGNED-INVESTING PART II, LINES 10A, B, C AND 13 GIVEN THE ENORMOUS AND COMPLEX CHALLENGES FACING TODAY'S INCREASINGLY INTERDEPENDENT WORLD, THE FUND HAS WORKED OVER THE LAST DECADE TO LEVERAGE 95 PERCENT OF ITS FINANCIAL PORTFOLIO TO ADVANCE ITS MISSION TO HELP BUILD A MORE JUST, SUSTAINABLE, AND PEACEFUL WORLD THROUGH MISSION-ALIGNED INVESTING. A RIGOROUS INVESTMENT POLICY ENABLES THE FUND TO ACHIEVE ITS LONG-TERM FINANCIAL OBJECTIVES WHILE ALIGNING ITS INVESTMENTS WITH ITS PROGRAMMATIC PRIORITIES.THE JOURNEY TO ALIGN OUR ENDOWMENT WITH OUR MISSION HAS BEEN AN ITERATIVE ONE, AS WE HAVE SOUGHT TO EMBED OUR PRIORITIES THROUGHOUT THE INVESTMENT PORTFOLIO. THESE EFFORTS, IN PARTNERSHIP WITH OUR INVESTMENT COMMITTEE AND AGILITY, INCLUDE:DIVESTING FROM INVESTMENTS IN FOSSIL FUELS;ADOPTING AN ESG LENS;IMPACT INVESTING;INCREASING DIVERSITY AMONG ITS INVESTMENT MANAGERS;EXERCISING ACTIVE OWNERSHIP; ANDLEVERAGING RBF'S INFLUENCE TO BUILD THE FIELD OF MISSION-ALIGNED INVESTING.A DISTINGUISHING CHARACTERISTIC OF THE RBF'S MISSION-ALIGNED INVESTMENT STRATEGY IS THE REQUIREMENT THAT ALL OUR INVESTMENTS MEET MARKET-RATE RETURN AND RISK ATTRIBUTES. THE PURSUIT OF MARKET-RATE MISSION-ALIGNED INVESTMENTS AT THE RBF IS MEANT TO SUPPORT THE IDEA THAT WHAT IS GOOD FOR PEOPLE AND PLANET CAN ALSO BE GOOD FOR THE BOTTOM LINE.WE HAVE BENEFITED FROM THE LEARNING OF FELLOW PHILANTHROPIC ASSET OWNERS, MISSION-ALIGNED INVESTING NETWORKS, AND SUPPORTIVE ASSET MANAGERS AND WE UNDERSTAND THE VALUE OF SHARED LESSONS TO SUPPORT AND ADVANCE THE BROADER FIELD OF MISSION-ALIGNED INVESTING. THE RBF HAS WORKED TO BE AS TRANSPARENT AS POSSIBLE ABOUT OUR MISSION-ALIGNED INVESTING STRATEGIES, DECISIONS, MOTIVATIONS, AND DEFINITIONS, AS WELL AS OUR RESULTS, TO PROVIDE PRACTICAL INFORMATION FOR OTHER INVESTORS.IN 2020, WE RELEASED INVESTING IN OUR MISSION, A CASE STUDY DETAILING HOW THE FUND'S INVESTMENT RETURNS BEAT MARKET BENCHMARKS SINCE DIVESTING FROM FOSSIL FUELS IN 2014. THAT PUBLICATION OUTLINED OUR JOURNEY TOWARD DIVESTMENT, THE CHALLENGES WE FACED, AND THE PROGRESS WE ACHIEVED.THE NEW REPORT, MISSION ALIGNED INVESTING: HOW WE ASSESS OUR PROGRESS, FOCUSES ON IMPACT AND ESG INVESTING TO SHARE HOW OUR INVESTMENT TEAM THINKS ABOUT THE NON-FINANCIAL RETURNS FROM OUR PORTFOLIO. IMPACT AND ESG INVESTMENT METRICS REMAIN A WORK IN PROGRESS ACROSS THE INDUSTRY. OVER TIME, AGILITY AND THE RBF HAVE ADOPTED AN INCREASINGLY MORE COMPREHENSIVE LENS TO ASSESS THE NON-FINANCIAL OUTCOMES OF OUR MISSION-ALIGNED INVESTMENTS. THE REPORT DETAILS THE RBF'S 2021 TRANSITION TO A MULTI-PRONGED APPROACH TO IMPACT AND ESG METRICS, INCLUDING:CONSIDERING BOTH QUALITATIVE AND QUANTITATIVE DATA, RECOGNIZING THAT IMPACTS CAN BE POSITIVE OR NEGATIVE.USING THE GLOBAL IMPACT INVESTING NETWORK (GIIN) IRIS+ CATALOG OF GENERALLY ACCEPTED IMPACT PERFORMANCE METRICS TO MEASURE SOCIAL, ENVIRONMENTAL, AND FINANCIAL SUCCESS.ADOPTING THE UNITED NATION'S 17 SUSTAINABLE DEVELOPMENT GOALS (SDGS), WHICH MANY HAVE SEEN AS AN INDUSTRY STANDARD, AS A METHOD FOR CATEGORIZING ESG AND IMPACT GOALS.ACTIVELY ENGAGING WITH INDUSTRY COALITIONS AND EFFORTS TO FURTHER STANDARDIZE ESG AND IMPACT METRICS.ALIGNING OUR ENDOWMENT WITH OUR MISSION EXTENDS BEYOND THE INVESTMENTS IN THE PORTFOLIO TO OTHER STEPS WE, AS INVESTORS, CAN TAKE TO INFLUENCE CORPORATIONS, FUND MANAGERS, AND OTHER ASSET OWNERS. THE REPORT ALSO DETAILS OUR FOCUS AREAS FOR INTENDED IMPACT, AREAS OF GROWTH, AND SHAREHOLDER ENGAGEMENT ACTIVITIES. THE RBF DEVELOPED AND IMPLEMENTED REVISED PROXY VOTING GUIDELINES IN 2017 AND PARTNERS WITH AGILITY AND INSTITUTIONAL SHAREHOLDER SERVICES, INC., IN THE IMPLEMENTATION AND SUBSEQUENT REPORTING PHASES OF SHAREHOLDER ENGAGEMENT AND PROXY VOTING. THE RBF EXERCISED ITS PROXY VOTES ON A RANGE OF ISSUES IN 2021, INCLUDING HUMAN RIGHTS, WORKPLACE AND BOARD DIVERSITY, SUSTAINABILITY AND CLIMATE CHANGE, AND OTHERS. THE REPORT SHOWS HOW RBF PROXY VOTING REFLECTS AND BUILDS ON LARGER TRENDS IN SHAREHOLDER ENGAGEMENT OVER THE LAST SEVERAL YEARS.GIVEN THE ENORMOUS AND COMPLEX CHALLENGES FACING TODAY'S INCREASINGLY INTERDEPENDENT WORLD, THE FUND HAS WORKED OVER THE LAST DECADE TO LEVERAGE 95 PERCENT OF ITS FINANCIAL PORTFOLIO TO ADVANCE ITS MISSION TO HELP BUILD A MORE JUST, SUSTAINABLE, AND PEACEFUL WORLD THROUGH MISSION-ALIGNED INVESTING. 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